$59.7 Million is the total value of Trellus Management Company, LLC's 61 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 53.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AWK | AMERICAN WTR WKS CO INC NEW | $6,339,000 | -1.1% | 51,600 | 0.0% | 10.62% | +65.2% | |
| VICR | VICOR CORP | $6,071,000 | +58.3% | 129,945 | 0.0% | 10.17% | +164.4% | |
| APPS | Sell | DIGITAL TURBINE INC | $4,155,000 | -0.5% | 582,704 | -10.1% | 6.96% | +66.2% |
| AMT | AMERICAN TOWER CORP NEW | $3,447,000 | +3.9% | 15,000 | 0.0% | 5.77% | +73.6% | |
| BABA | ALIBABA GROUP HLDG LTDsponsored ads | $2,651,000 | +26.8% | 12,500 | 0.0% | 4.44% | +111.9% | |
| DAR | Buy | DARLING INGREDIENTS INC | $2,541,000 | +60.2% | 90,500 | +9.1% | 4.26% | +167.7% |
| DERM | Buy | DERMIRA INC | $1,826,000 | +217.6% | 120,421 | +33.8% | 3.06% | +430.9% |
| FEYE | FIREEYE INC | $1,737,000 | +23.9% | 105,096 | 0.0% | 2.91% | +106.9% | |
| JPM | JPMORGAN CHASE & CO | $1,533,000 | +18.4% | 11,000 | 0.0% | 2.57% | +97.8% | |
| ATRA | Buy | ATARA BIOTHERAPEUTICS INC | $1,447,000 | +70.8% | 87,873 | +46.5% | 2.42% | +185.4% |
| WIFI | Buy | BOINGO WIRELESS INC | $1,314,000 | +61.6% | 120,000 | +63.9% | 2.20% | +170.1% |
| SLNO | Buy | SOLENO THERAPEUTICS INC | $1,312,000 | +194.2% | 446,232 | +50.2% | 2.20% | +391.5% |
| VTNR | Sell | VERTEX ENERGY INC | $1,240,000 | +31.1% | 804,943 | -3.0% | 2.08% | +119.1% |
| FSLR | Buy | FIRST SOLAR INC | $1,119,000 | +90.6% | 20,000 | +97.6% | 1.87% | +218.7% |
| EBIX | Sell | EBIX INC | $1,085,000 | -35.6% | 32,470 | -18.8% | 1.82% | +7.6% |
| BLK | BLACKROCK INC | $1,005,000 | +12.8% | 2,000 | 0.0% | 1.68% | +88.5% | |
| EIGR | Sell | EIGER BIOPHARMACEUTICALS INC | $951,000 | +9.2% | 63,850 | -24.9% | 1.59% | +82.5% |
| WPRT | Sell | WESTPORT FUEL SYSTEMS INC | $924,000 | -15.1% | 390,000 | -2.5% | 1.55% | +41.9% |
| PRGX | Buy | PRGX GLOBAL INC | $921,000 | +15.7% | 187,199 | +21.1% | 1.54% | +93.2% |
| BIDU | Sell | BAIDU INCspon adr rep a | $872,000 | -0.1% | 6,900 | -18.8% | 1.46% | +66.9% |
| FSK | Sell | FS KKR CAPITAL CORP | $797,000 | -14.6% | 130,000 | -18.8% | 1.34% | +42.8% |
| NUGT | Buy | DIREXION SHS ETF TRdly gold indx 3x | $791,000 | +92.0% | 22,700 | +53.4% | 1.32% | +220.8% |
| ADSK | AUTODESK INC | $734,000 | +24.2% | 4,000 | 0.0% | 1.23% | +107.3% | |
| GDDY | New | GODADDY INCcl a | $679,000 | – | 10,000 | +100.0% | 1.14% | – |
| CSTM | New | CONSTELLIUM SE | $670,000 | – | 50,000 | +100.0% | 1.12% | – |
| AMRN | Buy | AMARIN CORP PLCspons adr new | $645,000 | +112.9% | 30,100 | +50.5% | 1.08% | +255.3% |
| PI | Buy | IMPINJ INC | $623,000 | +8.2% | 24,077 | +28.9% | 1.04% | +80.8% |
| AKTS | Buy | AKOUSTIS TECHNOLOGIES INC | $600,000 | +272.7% | 75,000 | +261.9% | 1.00% | +524.2% |
| HIIQ | Sell | HEALTH INS INNOVATIONS INC | $594,000 | -66.0% | 30,800 | -56.0% | 1.00% | -43.1% |
| PRTK | Sell | PARATEK PHARMACEUTICALS INC | $593,000 | -25.8% | 147,055 | -20.5% | 0.99% | +24.0% |
| USLVF | New | CREDIT SUISSE NASSAU BRHvelcty 3x lg etn | $586,000 | – | 6,380 | +100.0% | 0.98% | – |
| HIIQ | Sell | HEALTH INS INNOVATIONS INCcall | $579,000 | -68.4% | 30,000 | -59.2% | 0.97% | -47.2% |
| QDEL | New | QUIDEL CORP | $561,000 | – | 7,483 | +100.0% | 0.94% | – |
| BHVN | Buy | BIOHAVEN PHARMACTL HLDG CO L | $544,000 | +64.8% | 10,000 | +26.6% | 0.91% | +175.2% |
| BE | New | BLOOM ENERGY CORP | $523,000 | – | 70,000 | +100.0% | 0.88% | – |
| MOTS | Buy | MOTUS GI HLDGS INC | $515,000 | +26.8% | 225,000 | +9.8% | 0.86% | +112.0% |
| GLNG | New | GOLAR LNG LTD BERMUDA | $498,000 | – | 35,000 | +100.0% | 0.83% | – |
| IEI | Sell | ISHARES TR3 7 yr treas bd | $497,000 | -2.4% | 3,950 | -1.6% | 0.83% | +63.1% |
| SPAR | Sell | SPARTAN MTRS INC | $478,000 | -25.0% | 26,454 | -43.1% | 0.80% | +25.4% |
| TEAM | Sell | ATLASSIAN CORP PLCcl a | $472,000 | -16.6% | 3,921 | -13.1% | 0.79% | +39.5% |
| XOP | Sell | SPDR SERIES TRUSTs&p oilgas exp | $439,000 | -22.7% | 18,520 | -27.1% | 0.74% | +29.2% |
| OKTA | OKTA INCcl a | $404,000 | +17.1% | 3,500 | 0.0% | 0.68% | +95.7% | |
| AXDX | Sell | ACCELERATE DIAGNOSTICS INC | $380,000 | -38.9% | 22,500 | -32.8% | 0.64% | +1.9% |
| CFRX | Buy | CONTRAFECT CORP | $372,000 | +94.8% | 600,000 | +12.3% | 0.62% | +226.2% |
| VG | New | VONAGE HLDGS CORP | $371,000 | – | 50,000 | +100.0% | 0.62% | – |
| PAA | Buy | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $336,000 | +61.5% | 18,260 | +82.6% | 0.56% | +169.4% |
| ENPH | New | ENPHASE ENERGY INC | $327,000 | – | 12,500 | +100.0% | 0.55% | – |
| NTNX | New | NUTANIX INCcl a | $313,000 | – | 10,000 | +100.0% | 0.52% | – |
| REMX | VANECK VECTORS ETF TRUSTrare earth strat | $301,000 | +6.4% | 22,400 | 0.0% | 0.50% | +77.5% | |
| SHAK | New | SHAKE SHACK INCcl a | $280,000 | – | 4,700 | +100.0% | 0.47% | – |
| UBER | New | UBER TECHNOLOGIES INC | $269,000 | – | 9,049 | +100.0% | 0.45% | – |
| TECK | New | TECK RESOURCES LTDcl b | $261,000 | – | 15,000 | +100.0% | 0.44% | – |
| UGLDF | Sell | CREDIT SUISSE NASSAU BRH3x long gold | $253,000 | -17.0% | 1,800 | -21.7% | 0.42% | +38.6% |
| MYL | New | MYLAN N V | $251,000 | – | 12,500 | +100.0% | 0.42% | – |
| CPS | Sell | COOPER STD HLDGS INC | $242,000 | -80.3% | 7,300 | -75.7% | 0.40% | -67.0% |
| CLNE | CLEAN ENERGY FUELS CORP | $164,000 | +13.1% | 70,000 | 0.0% | 0.28% | +89.7% | |
| VIAV | New | VIAVI SOLUTIONS INC | $150,000 | – | 10,000 | +100.0% | 0.25% | – |
| RMBL | Sell | RUMBLEON INC | $48,000 | -79.2% | 58,490 | -26.9% | 0.08% | -65.5% |
| VRML | New | VERMILLION INC | $39,000 | – | 48,309 | +100.0% | 0.06% | – |
| GSM | FERROGLOBE PLC | $31,000 | -16.2% | 33,000 | 0.0% | 0.05% | +40.5% | |
| BIOL | BIOLASE INC | $9,000 | -40.0% | 16,389 | 0.0% | 0.02% | 0.0% | |
| GNSS | Exit | LRAD CORP | $0 | – | -35,000 | -100.0% | -0.12% | – |
| DBB | Exit | INVESCO DB MLTI SECTR CMMTYbase metals fd | $0 | – | -10,400 | -100.0% | -0.15% | – |
| FCX | Exit | FREEPORT-MCMORAN INCcl b | $0 | – | -20,000 | -100.0% | -0.19% | – |
| LJPC | Exit | LA JOLLA PHARMACEUTICAL CO | $0 | – | -26,845 | -100.0% | -0.24% | – |
| TUESQ | Exit | TUESDAY MORNING CORP | $0 | – | -154,600 | -100.0% | -0.24% | – |
| CSTM | Exit | CONSTELLIUM SEcl a | $0 | – | -19,250 | -100.0% | -0.25% | – |
| MAXR | Exit | MAXAR TECHNOLOGIES INC | $0 | – | -35,000 | -100.0% | -0.27% | – |
| UWT | Exit | CITIGROUP GLOBAL MKTS HLDGS | $0 | – | -26,500 | -100.0% | -0.28% | – |
| NFLX | Exit | NETFLIX INC | $0 | – | -1,075 | -100.0% | -0.29% | – |
| AA | Exit | ALCOA CORP | $0 | – | -15,400 | -100.0% | -0.31% | – |
| PSTL | Exit | POSTAL REALTY TRUST INCcl a | $0 | – | -19,900 | -100.0% | -0.32% | – |
| PAGS | Exit | PAGSEGURO DIGITAL LTD | $0 | – | -7,924 | -100.0% | -0.37% | – |
| AIRG | Exit | AIRGAIN INC | $0 | – | -41,498 | -100.0% | -0.49% | – |
| SIX | Exit | SIX FLAGS ENTMT CORP NEW | $0 | – | -10,000 | -100.0% | -0.51% | – |
| ROKU | Exit | ROKU INC | $0 | – | -5,039 | -100.0% | -0.51% | – |
| MO | Exit | ALTRIA GROUP INC | $0 | – | -15,000 | -100.0% | -0.62% | – |
| OSTK | Exit | OVERSTOCK COM INC DEL | $0 | – | -81,700 | -100.0% | -0.87% | – |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -270,000 | -100.0% | -1.37% | – |
| SPXU | Exit | PROSHARES TRultrapro short s | $0 | – | -103,000 | -100.0% | -2.68% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -30,000 | -100.0% | -8.93% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFput | $0 | – | -120,000 | -100.0% | -32.38% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-20
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| AMERICAN WTR WKS CO INC NEW | 42 | Q3 2023 | 11.1% |
| VERTEX ENERGY INC | 40 | Q3 2023 | 27.2% |
| VICOR CORP | 38 | Q3 2023 | 12.7% |
| BLACKROCK INC | 35 | Q4 2021 | 2.0% |
| AMERICAN TOWER CORP NEW | 33 | Q3 2021 | 5.9% |
| FIREEYE INC | 31 | Q2 2021 | 19.3% |
| JPMORGAN CHASE & CO | 31 | Q4 2020 | 2.6% |
| DIGITAL TURBINE INC | 30 | Q3 2023 | 9.3% |
| ALIBABA GROUP HLDG LTD | 27 | Q2 2021 | 4.4% |
| AUTODESK INC | 27 | Q3 2023 | 1.3% |
View Trellus Management Company, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Juhl Energy, Inc | February 10, 2015 | 2,500,100 | 7.0% |
| HANCOCK FABRICS INC | February 14, 2014 | 188,800 | 0.9% |
| Vertex Energy Inc. | February 14, 2014 | 769,991 | 3.7% |
| HANCOCK FABRICS INC | February 14, 2013 | 1,269,400 | 5.9% |
| MULTIBAND CORP | February 14, 2013 | 930,198 | 4.3% |
| nFinanSe Inc. | February 27, 2012 | 15,584,648 | 32.8% |
| ELITE PHARMACEUTICALS INC /DE/ | July 07, 2011 | 11,928,063 | 4.9% |
| BIO KEY INTERNATIONAL INC | March 10, 2010 | 4,015,164 | 5.2% |
| ON TRACK INNOVATIONS LTD | February 16, 2010 | 1,090,094 | 4.8% |
| WORLD RACING GROUP, INC. | February 16, 2010 | 19,693 | 4.7% |
View Trellus Management Company, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-07-14 |
| 13F-HR | 2023-04-20 |
| 13F-HR | 2023-01-27 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-13 |
| 13F-HR | 2022-04-21 |
| 13F-HR | 2022-01-31 |
| 13F-HR | 2021-10-26 |
| 13F-HR | 2021-07-30 |
View Trellus Management Company, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.