$99.7 Million is the total value of Trellus Management Company, LLC's 67 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 64.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DIA | Buy | SPDR DOW JONES INDL AVRG ETFput | $32,302,000 | +143.0% | 120,000 | +140.0% | 32.38% | +79.9% |
| SPY | New | SPDR S&P 500 ETF TRput | $8,903,000 | – | 30,000 | +100.0% | 8.93% | – |
| AWK | AMERICAN WTR WKS CO INC NEW | $6,410,000 | +7.1% | 51,600 | 0.0% | 6.43% | -20.7% | |
| APPS | Sell | DIGITAL TURBINE INC | $4,176,000 | +0.2% | 647,896 | -22.3% | 4.19% | -25.8% |
| VICR | VICOR CORP | $3,836,000 | -4.9% | 129,945 | 0.0% | 3.85% | -29.6% | |
| AMT | AMERICAN TOWER CORP NEW | $3,317,000 | +8.2% | 15,000 | 0.0% | 3.32% | -20.0% | |
| SPXU | New | PROSHARES TRultrapro short s | $2,676,000 | – | 103,000 | +100.0% | 2.68% | – |
| BABA | ALIBABA GROUP HLDG LTDsponsored ads | $2,090,000 | -1.3% | 12,500 | 0.0% | 2.10% | -27.0% | |
| HIIQ | Buy | HEALTH INS INNOVATIONS INCcall | $1,832,000 | +57.1% | 73,500 | +63.3% | 1.84% | +16.3% |
| HIIQ | HEALTH INS INNOVATIONS INC | $1,745,000 | -3.8% | 70,000 | 0.0% | 1.75% | -28.8% | |
| EBIX | Buy | EBIX INC | $1,684,000 | +11.7% | 40,000 | +33.3% | 1.69% | -17.3% |
| DAR | Buy | DARLING INGREDIENTS INC | $1,586,000 | +3.9% | 82,927 | +8.1% | 1.59% | -23.1% |
| FEYE | FIREEYE INC | $1,402,000 | -9.9% | 105,096 | 0.0% | 1.41% | -33.3% | |
| NOK | Buy | NOKIA CORPsponsored adr | $1,366,000 | +6.9% | 270,000 | +5.9% | 1.37% | -20.9% |
| JPM | JPMORGAN CHASE & CO | $1,295,000 | +5.3% | 11,000 | 0.0% | 1.30% | -22.1% | |
| CPS | COOPER STD HLDGS INC | $1,226,000 | -10.8% | 30,000 | 0.0% | 1.23% | -34.0% | |
| WPRT | Buy | WESTPORT FUEL SYSTEMS INC | $1,088,000 | +2.9% | 400,000 | +2.6% | 1.09% | -23.8% |
| VTNR | VERTEX ENERGY INC | $946,000 | -24.5% | 829,943 | 0.0% | 0.95% | -44.1% | |
| FSK | FS KKR CAPITAL CORP | $933,000 | -2.2% | 160,000 | 0.0% | 0.94% | -27.6% | |
| BLK | BLACKROCK INC | $891,000 | -5.1% | 2,000 | 0.0% | 0.89% | -29.8% | |
| BIDU | Buy | BAIDU INCspon adr rep a | $873,000 | +24.0% | 8,500 | +41.7% | 0.88% | -8.3% |
| EIGR | Buy | EIGER BIOPHARMACEUTICALS INC | $871,000 | +19.0% | 85,000 | +23.0% | 0.87% | -11.9% |
| OSTK | Sell | OVERSTOCK COM INC DEL | $865,000 | -29.3% | 81,700 | -9.2% | 0.87% | -47.7% |
| ATRA | Buy | ATARA BIOTHERAPEUTICS INC | $847,000 | +68.4% | 60,000 | +140.0% | 0.85% | +24.7% |
| WIFI | New | BOINGO WIRELESS INC | $813,000 | – | 73,202 | +100.0% | 0.82% | – |
| PRTK | Buy | PARATEK PHARMACEUTICALS INC | $799,000 | +21.4% | 185,000 | +12.1% | 0.80% | -10.1% |
| PRGX | New | PRGX GLOBAL INC | $796,000 | – | 154,633 | +100.0% | 0.80% | – |
| SPAR | Sell | SPARTAN MTRS INC | $637,000 | -29.1% | 46,454 | -43.3% | 0.64% | -47.5% |
| AXDX | Sell | ACCELERATE DIAGNOSTICS INC | $622,000 | -51.0% | 33,500 | -39.6% | 0.62% | -63.7% |
| MO | New | ALTRIA GROUP INC | $614,000 | – | 15,000 | +100.0% | 0.62% | – |
| ADSK | AUTODESK INC | $591,000 | -9.4% | 4,000 | 0.0% | 0.59% | -32.8% | |
| FSLR | FIRST SOLAR INC | $587,000 | -11.7% | 10,124 | 0.0% | 0.59% | -34.7% | |
| PI | Sell | IMPINJ INC | $576,000 | -43.8% | 18,677 | -47.8% | 0.58% | -58.4% |
| DERM | Buy | DERMIRA INC | $575,000 | +0.2% | 90,000 | +50.0% | 0.58% | -25.9% |
| XOP | New | SPDR SERIES TRUSTs&p oilgas exp | $568,000 | – | 25,400 | +100.0% | 0.57% | – |
| TEAM | New | ATLASSIAN CORP PLCcl a | $566,000 | – | 4,511 | +100.0% | 0.57% | – |
| ROKU | New | ROKU INC | $513,000 | – | 5,039 | +100.0% | 0.51% | – |
| IEI | Sell | ISHARES TR3 7 yr treas bd | $509,000 | -4.0% | 4,013 | -4.7% | 0.51% | -29.0% |
| SIX | New | SIX FLAGS ENTMT CORP NEW | $508,000 | – | 10,000 | +100.0% | 0.51% | – |
| AIRG | AIRGAIN INC | $488,000 | -16.9% | 41,498 | 0.0% | 0.49% | -38.5% | |
| SLNO | Buy | SOLENO THERAPEUTICS INC | $446,000 | -40.5% | 297,132 | +10.9% | 0.45% | -56.0% |
| NUGT | New | DIREXION SHS ETF TRdly gold indx 3x | $412,000 | – | 14,800 | +100.0% | 0.41% | – |
| MOTS | Buy | MOTUS GI HLDGS INC | $406,000 | +24.2% | 205,000 | +90.0% | 0.41% | -8.1% |
| PAGS | New | PAGSEGURO DIGITAL LTD | $367,000 | – | 7,924 | +100.0% | 0.37% | – |
| OKTA | Buy | OKTA INCcl a | $345,000 | +11.7% | 3,500 | +40.0% | 0.35% | -17.4% |
| BHVN | Buy | BIOHAVEN PHARMACTL HLDG CO L | $330,000 | +15.8% | 7,900 | +21.5% | 0.33% | -14.2% |
| PSTL | Sell | POSTAL REALTY TRUST INCcl a | $315,000 | 0.0% | 19,900 | -0.5% | 0.32% | -26.0% |
| AA | ALCOA CORP | $309,000 | -14.4% | 15,400 | 0.0% | 0.31% | -36.6% | |
| UGLDF | New | CREDIT SUISSE NASSAU BRH3x long gold | $305,000 | – | 2,300 | +100.0% | 0.31% | – |
| AMRN | Sell | AMARIN CORP PLCspons adr new | $303,000 | -61.0% | 20,000 | -50.0% | 0.30% | -71.1% |
| NFLX | New | NETFLIX INC | $288,000 | – | 1,075 | +100.0% | 0.29% | – |
| REMX | New | VANECK VECTORS ETF TRrare earth strat | $283,000 | – | 22,400 | +100.0% | 0.28% | – |
| UWT | New | CITIGROUP GLOBAL MKTS HLDGS | $275,000 | – | 26,500 | +100.0% | 0.28% | – |
| MAXR | Sell | MAXAR TECHNOLOGIES INC | $266,000 | -28.1% | 35,000 | -26.1% | 0.27% | -46.7% |
| CSTM | New | CONSTELLIUM SEcl a | $245,000 | – | 19,250 | +100.0% | 0.25% | – |
| TUESQ | New | TUESDAY MORNING CORP | $243,000 | – | 154,600 | +100.0% | 0.24% | – |
| LJPC | Buy | LA JOLLA PHARMACEUTICAL CO | $236,000 | +116.5% | 26,845 | +127.1% | 0.24% | +60.1% |
| RMBL | RUMBLEON INCcl b | $231,000 | -35.5% | 80,000 | 0.0% | 0.23% | -52.2% | |
| PAA | New | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $208,000 | – | 10,000 | +100.0% | 0.21% | – |
| FCX | New | FREEPORT-MCMORAN INCcl b | $191,000 | – | 20,000 | +100.0% | 0.19% | – |
| CFRX | Sell | CONTRAFECT CORP | $191,000 | -35.3% | 534,118 | -7.7% | 0.19% | -52.2% |
| AKTS | New | AKOUSTIS TECHNOLOGIES INC | $161,000 | – | 20,724 | +100.0% | 0.16% | – |
| DBB | New | INVESCO DB MLTI SECTR CMMTYbase metals fd | $154,000 | – | 10,400 | +100.0% | 0.15% | – |
| CLNE | CLEAN ENERGY FUELS CORP | $145,000 | -22.5% | 70,000 | 0.0% | 0.14% | -42.7% | |
| GNSS | New | LRAD CORP | $117,000 | – | 35,000 | +100.0% | 0.12% | – |
| GSM | FERROGLOBE PLC | $37,000 | -33.9% | 33,000 | 0.0% | 0.04% | -51.3% | |
| BIOL | Sell | BIOLASE INC | $15,000 | -91.2% | 16,389 | -85.9% | 0.02% | -93.5% |
| IGT | Exit | INTERNATIONAL GAME TECHNOLOG | $0 | – | -10,000 | -100.0% | -0.18% | – |
| AAOI | Exit | APPLIED OPTOELECTRONICS INC | $0 | – | -12,800 | -100.0% | -0.18% | – |
| BEDU | Exit | BRIGHT SCHOLAR ED HLDGS LTDsponsored ads | $0 | – | -19,052 | -100.0% | -0.23% | – |
| PRMW | Exit | PRIMO WTR CORP | $0 | – | -17,729 | -100.0% | -0.30% | – |
| ABMD | Exit | ABIOMED INC | $0 | – | -1,000 | -100.0% | -0.35% | – |
| RH | Exit | RH | $0 | – | -2,500 | -100.0% | -0.39% | – |
| TNDM | Exit | TANDEM DIABETES CARE INC | $0 | – | -4,542 | -100.0% | -0.40% | – |
| COHR | Exit | COHERENT INC | $0 | – | -3,000 | -100.0% | -0.55% | – |
| CLDR | Exit | CLOUDERA INC | $0 | – | -80,000 | -100.0% | -0.57% | – |
| STT | Exit | STATE STR CORP | $0 | – | -10,000 | -100.0% | -0.76% | – |
| FLEX | Exit | FLEX LTDord | $0 | – | -60,000 | -100.0% | -0.78% | – |
| INCY | Exit | INCYTE CORP | $0 | – | -7,500 | -100.0% | -0.86% | – |
| USAT | Exit | USA TECHNOLOGIES INC | $0 | – | -89,000 | -100.0% | -0.90% | – |
| ADS | Exit | ALLIANCE DATA SYSTEMS CORP | $0 | – | -5,000 | -100.0% | -0.95% | – |
| HOG | Exit | HARLEY DAVIDSON INCcall | $0 | – | -20,000 | -100.0% | -0.97% | – |
| KN | Exit | KNOWLES CORP | $0 | – | -40,000 | -100.0% | -0.99% | – |
| ALGN | Exit | ALIGN TECHNOLOGY INC | $0 | – | -3,000 | -100.0% | -1.11% | – |
| AAPL | Exit | APPLE INC | $0 | – | -5,000 | -100.0% | -1.34% | – |
| EA | Exit | ELECTRONIC ARTS INCcall | $0 | – | -10,000 | -100.0% | -1.37% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -1,000 | -100.0% | -1.47% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| AMERICAN WTR WKS CO INC NEW | 42 | Q3 2023 | 11.1% |
| VERTEX ENERGY INC | 40 | Q3 2023 | 27.2% |
| VICOR CORP | 38 | Q3 2023 | 12.7% |
| BLACKROCK INC | 35 | Q4 2021 | 2.0% |
| AMERICAN TOWER CORP NEW | 33 | Q3 2021 | 5.9% |
| FIREEYE INC | 31 | Q2 2021 | 19.3% |
| JPMORGAN CHASE & CO | 31 | Q4 2020 | 2.6% |
| DIGITAL TURBINE INC | 30 | Q3 2023 | 9.3% |
| ALIBABA GROUP HLDG LTD | 27 | Q2 2021 | 4.4% |
| AUTODESK INC | 27 | Q3 2023 | 1.3% |
View Trellus Management Company, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Juhl Energy, Inc | February 10, 2015 | 2,500,100 | 7.0% |
| HANCOCK FABRICS INC | February 14, 2014 | 188,800 | 0.9% |
| Vertex Energy Inc. | February 14, 2014 | 769,991 | 3.7% |
| HANCOCK FABRICS INC | February 14, 2013 | 1,269,400 | 5.9% |
| MULTIBAND CORP | February 14, 2013 | 930,198 | 4.3% |
| nFinanSe Inc. | February 27, 2012 | 15,584,648 | 32.8% |
| ELITE PHARMACEUTICALS INC /DE/ | July 07, 2011 | 11,928,063 | 4.9% |
| BIO KEY INTERNATIONAL INC | March 10, 2010 | 4,015,164 | 5.2% |
| ON TRACK INNOVATIONS LTD | February 16, 2010 | 1,090,094 | 4.8% |
| WORLD RACING GROUP, INC. | February 16, 2010 | 19,693 | 4.7% |
View Trellus Management Company, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-07-14 |
| 13F-HR | 2023-04-20 |
| 13F-HR | 2023-01-27 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-13 |
| 13F-HR | 2022-04-21 |
| 13F-HR | 2022-01-31 |
| 13F-HR | 2021-10-26 |
| 13F-HR | 2021-07-30 |
View Trellus Management Company, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.