$6.02 Billion is the total value of Advisors Asset Management, Inc.'s 1844 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| REM | Exit | ISHARES TRmrg rl es cp etf | $0 | – | -350 | -100.0% | 0.00% | – |
| IWN | Exit | ISHARES TRrus 2000 val etf | $0 | – | -109 | -100.0% | 0.00% | – |
| SWHC | Exit | SMITH & WESSON HLDG CORP | $0 | – | -65 | -100.0% | 0.00% | – |
| ANF | Exit | ABERCROMBIE & FITCH COcl a | $0 | – | -1,600 | -100.0% | 0.00% | – |
| ASNA | Exit | ASCENA RETAIL GROUP INC | $0 | – | -4,084 | -100.0% | 0.00% | – |
| UDFI | Exit | UNITED DEV FDG IV | $0 | – | -7,673 | -100.0% | 0.00% | – |
| AIGWS | Exit | AMERICAN INTL GROUP INC*w exp 01/19/202 | $0 | – | -61 | -100.0% | 0.00% | – |
| IWS | Exit | ISHARES TRrus mdcp val etf | $0 | – | -68 | -100.0% | 0.00% | – |
| KHI | Exit | DEUTSCHE HIGH INCOME TR | $0 | – | -2,053 | -100.0% | 0.00% | – |
| RAIL | Exit | FREIGHTCAR AMER INC | $0 | – | -758 | -100.0% | 0.00% | – |
| TUESQ | Exit | TUESDAY MORNING CORP | $0 | – | -1,354 | -100.0% | 0.00% | – |
| MDC | Exit | M D C HLDGS INC | $0 | – | -97 | -100.0% | 0.00% | – |
| IWM | Exit | ISHARES TRrussell 2000 etf | $0 | – | -131 | -100.0% | 0.00% | – |
| UBSI | Exit | UNITED BANKSHARES INC WEST V | $0 | – | -1,679 | -100.0% | -0.00% | – |
| SWFT | Exit | SWIFT TRANSN COcl a | $0 | – | -2,872 | -100.0% | -0.00% | – |
| NXST | Exit | NEXSTAR BROADCASTING GROUP Icl a | $0 | – | -1,200 | -100.0% | -0.00% | – |
| CBM | Exit | CAMBREX CORP | $0 | – | -1,329 | -100.0% | -0.00% | – |
| SONY | Exit | SONY CORPadr new | $0 | – | -2,590 | -100.0% | -0.00% | – |
| WTFC | Exit | WINTRUST FINL CORP | $0 | – | -1,244 | -100.0% | -0.00% | – |
| APAM | Exit | ARTISAN PARTNERS ASSET MGMTcl a | $0 | – | -2,361 | -100.0% | -0.00% | – |
| EOCA | Exit | ENDESA AMERS SAspon adr | $0 | – | -7,058 | -100.0% | -0.00% | – |
| AAPRB | Exit | ALCOA INC | $0 | – | -3,325 | -100.0% | -0.00% | – |
| TLN | Exit | TALEN ENERGY CORP | $0 | – | -7,730 | -100.0% | -0.00% | – |
| TGH | Exit | TEXTAINER GROUP HOLDINGS LTD | $0 | – | -27,788 | -100.0% | -0.00% | – |
| AMSG | Exit | AMSURG CORP | $0 | – | -2,651 | -100.0% | -0.00% | – |
| RAX | Exit | RACKSPACE HOSTING INC | $0 | – | -5,946 | -100.0% | -0.00% | – |
| WPG | Exit | WP GLIMCHER IN | $0 | – | -12,390 | -100.0% | -0.00% | – |
| CYD | Exit | CHINA YUCHAI INTL LTD | $0 | – | -20,885 | -100.0% | -0.00% | – |
| CEQP | Exit | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $0 | – | -11,925 | -100.0% | -0.00% | – |
| SNHY | Exit | SUN HYDRAULICS CORP | $0 | – | -9,936 | -100.0% | -0.01% | – |
| HF | Exit | HFF INCcl a | $0 | – | -12,008 | -100.0% | -0.01% | – |
| RES | Exit | RPC INC | $0 | – | -23,232 | -100.0% | -0.01% | – |
| ABAX | Exit | ABAXIS INC | $0 | – | -7,239 | -100.0% | -0.01% | – |
| Q104PS | Exit | PARKWAY PPTYS INC | $0 | – | -26,632 | -100.0% | -0.01% | – |
| TSRA | Exit | TESSERA TECHNOLOGIES INC | $0 | – | -11,259 | -100.0% | -0.01% | – |
| IPHS | Exit | INNOPHOS HOLDINGS INC | $0 | – | -10,353 | -100.0% | -0.01% | – |
| HQL | Exit | TEKLA LIFE SCIENCES INVSsh ben int | $0 | – | -24,109 | -100.0% | -0.01% | – |
| CLF | Exit | CLIFFS NAT RES INC | $0 | – | -81,228 | -100.0% | -0.01% | – |
| PPS | Exit | POST PPTYS INC | $0 | – | -6,969 | -100.0% | -0.01% | – |
| PAC | Exit | GPO AEROPORTUARIO DEL PAC SAspon adr b | $0 | – | -5,663 | -100.0% | -0.01% | – |
| WCIC | Exit | WCI CMNTYS INC | $0 | – | -22,532 | -100.0% | -0.01% | – |
| SEM | Exit | SELECT MED HLDGS CORP | $0 | – | -54,295 | -100.0% | -0.01% | – |
| IM | Exit | INGRAM MICRO INCcl a | $0 | – | -25,931 | -100.0% | -0.02% | – |
| JGV | Exit | NUVEEN GLOBAL EQUITY INCOME | $0 | – | -80,100 | -100.0% | -0.02% | – |
| HHY | Exit | BROOKFIELD HIGH INCOME FD IN | $0 | – | -133,773 | -100.0% | -0.02% | – |
| GMLP | Exit | GOLAR LNG PARTNERS LP | $0 | – | -50,169 | -100.0% | -0.02% | – |
| BOI | Exit | BROOKFIELD MTG OPP INC FD IN | $0 | – | -72,406 | -100.0% | -0.02% | – |
| AA | Exit | ALCOA INC | $0 | – | -136,447 | -100.0% | -0.02% | – |
| BFZ | Exit | BLACKROCK CALIF MUN INCOME Tsh ben int | $0 | – | -96,648 | -100.0% | -0.03% | – |
| CXW | Exit | CORRECTIONS CORP AMER NEW | $0 | – | -232,604 | -100.0% | -0.05% | – |
| SBW | Exit | WESTERN ASSET WORLDWIDE INCO | $0 | – | -337,332 | -100.0% | -0.06% | – |
| E103PS | Exit | WESTERN ASSET EMRG MKT INCM | $0 | – | -373,241 | -100.0% | -0.07% | – |
| HTR | Exit | BROOKFIELD TOTAL RETURN FD I | $0 | – | -207,043 | -100.0% | -0.08% | – |
| NVX | Exit | NUVEEN CA DIV ADVANTG MUN FD | $0 | – | -342,368 | -100.0% | -0.09% | – |
| NZH | Exit | NUVEEN CA DIV ADV MUNI FD 3 | $0 | – | -432,767 | -100.0% | -0.11% | – |
| LXK | Exit | LEXMARK INTL INCcl a | $0 | – | -219,941 | -100.0% | -0.14% | – |
| AGNC | Exit | AMERICAN CAPITAL AGENCY CORP | $0 | – | -948,719 | -100.0% | -0.30% | – |
| RRD | Exit | DONNELLEY R R & SONS CO | $0 | – | -1,748,610 | -100.0% | -0.45% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 4.3% |
| AMAZON COMMUNICATIONS INC | 42 | Q3 2023 | 4.8% |
| APPLE INC | 42 | Q3 2023 | 3.8% |
| META PLATFORMS INC. (CLASS A) | 42 | Q3 2023 | 2.8% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.4% |
| VISA INC CL A | 42 | Q3 2023 | 2.0% |
| PFIZER INC | 42 | Q3 2023 | 1.2% |
| MERCK & CO. NEW | 42 | Q3 2023 | 1.4% |
| AT&T INC | 42 | Q3 2023 | 1.1% |
| MASTERCARD INCORPORATED | 42 | Q3 2023 | 1.7% |
View Advisors Asset Management, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Voya Global Advantage & Premium Opportunity Fund | August 09, 2023 | 840,594 | 5.4% |
| abrdn Global Dynamic Dividend Fund | April 10, 2023 | 906,661 | 3.6% |
| Virtus AllianzGI Diversified Income & Convertible Fund | June 10, 2022 | 495,898 | 4.8% |
| BANCROFT FUND LTD | January 10, 2022 | 253,701 | 4.3% |
| ELLSWORTH GROWTH & INCOME FUND LTD | November 05, 2021 | 665,393 | 4.9% |
| Nuveen Core Equity Alpha Fund | August 05, 2021 | 622,616 | 3.9% |
| FIRST TRUST ENERGY INFRASTRUCTURE FUND | July 09, 2021 | 811,767 | 4.4% |
| Clough Global Equity Fund | May 08, 2020 | 605,141 | 4.6% |
| TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC | May 08, 2020 | 308,134 | 4.4% |
| Apollo Tactical Income Fund Inc. | March 06, 2020 | 698,730 | 4.8% |
View Advisors Asset Management, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-01-29 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| SC 13G | 2023-08-09 |
| 13F-HR | 2023-05-12 |
| SC 13G/A | 2023-04-10 |
| 13F-HR | 2023-02-13 |
| SC 13G/A | 2023-01-18 |
| 13F-HR | 2022-11-08 |
View Advisors Asset Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.