This page lists the SEC filings reported by Advisors Asset Management, Inc..
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2024-01-29 | - | - | - | - | EDGAR |
| SC 13G | 2023-08-09 | Advisors Asset Management, Inc. | Voya Global Advantage & Premium Opportunity Fund | 840,594 | 5.4% | EDGAR |
| SC 13G/A | 2023-04-10 | Advisors Asset Management, Inc. | abrdn Global Dynamic Dividend Fund | 906,661 | 3.6% | EDGAR |
| SC 13G/A | 2023-01-18 | Advisors Asset Management, Inc. | abrdn Global Dynamic Dividend Fund | 834,213 | 6.6% | EDGAR |
| SC 13G/A | 2022-06-10 | Advisors Asset Management, Inc. | Virtus AllianzGI Diversified Income & Convertible Fund | 495,898 | 4.8% | EDGAR |
| SC 13G | 2022-05-10 | Advisors Asset Management, Inc. | ABERDEEN GLOBAL DYNAMIC DIVIDEND FUND | 639,173 | 5.1% | EDGAR |
| SC 13G/A | 2022-02-09 | Advisors Asset Management, Inc. | Virtus AllianzGI Diversified Income & Convertible Fund | 640,424 | 6.2% | EDGAR |
| SC 13G | 2022-02-09 | Advisors Asset Management, Inc. | Virtus AllianzGI Diversified Income & Convertible Fund | 535,543 | 5.2% | EDGAR |
| SC 13G/A | 2022-01-10 | Advisors Asset Management, Inc. | BANCROFT FUND LTD | 253,701 | 4.3% | EDGAR |
| SC 13G/A | 2021-11-05 | Advisors Asset Management, Inc. | ELLSWORTH GROWTH & INCOME FUND LTD | 665,393 | 4.9% | EDGAR |
| SC 13G/A | 2021-08-05 | Advisors Asset Management, Inc. | Nuveen Core Equity Alpha Fund | 622,616 | 3.9% | EDGAR |
| SC 13G/A | 2021-07-09 | Advisors Asset Management, Inc. | FIRST TRUST ENERGY INFRASTRUCTURE FUND | 811,767 | 4.4% | EDGAR |
| SC 13G | 2021-06-10 | Advisors Asset Management, Inc. | Virtus AllianzGI Convertible & Income Fund | 535,543 | 5.2% | EDGAR |
| SC 13G/A | 2021-02-04 | Advisors Asset Management, Inc. | Nuveen Core Equity Alpha Fund | 837,142 | 5.2% | EDGAR |
| SC 13G/A | 2021-02-04 | Advisors Asset Management, Inc. | ELLSWORTH GROWTH & INCOME FUND LTD | 1,021,673 | 7.6% | EDGAR |
| SC 13G/A | 2021-02-04 | Advisors Asset Management, Inc. | FIRST TRUST ENERGY INFRASTRUCTURE FUND | 965,721 | 5.6% | EDGAR |
| SC 13G/A | 2021-02-04 | Advisors Asset Management, Inc. | BANCROFT FUND LTD | 483,267 | 8.8% | EDGAR |
| SC 13G/A | 2020-09-09 | Advisors Asset Management, Inc. | Nuveen Core Equity Alpha Fund | 823,415 | 5.1% | EDGAR |
| SC 13G/A | 2020-07-10 | Advisors Asset Management, Inc. | Nuveen Core Equity Alpha Fund | 760,977 | 4.7% | EDGAR |
| SC 13G/A | 2020-05-08 | Advisors Asset Management, Inc. | BANCROFT FUND LTD | 543,645 | 10.3% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.