Advisors Asset Management, Inc. Q3 2023 significant ownership

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Advisors Asset Management, Inc. is required to file a 13D/G report to the SEC when the ownership of a company's total stock issue exceeds 5%.

Advisors Asset Management, Inc. Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Voya Global Advantage & Premium Opportunity FundAugust 09, 2023840,5945.4%
abrdn Global Dynamic Dividend FundApril 10, 2023906,6613.6%
Virtus AllianzGI Diversified Income & Convertible FundJune 10, 2022495,8984.8%
BANCROFT FUND LTDJanuary 10, 2022253,7014.3%
ELLSWORTH GROWTH & INCOME FUND LTDNovember 05, 2021665,3934.9%
Nuveen Core Equity Alpha FundAugust 05, 2021622,6163.9%
FIRST TRUST ENERGY INFRASTRUCTURE FUNDJuly 09, 2021811,7674.4%
Clough Global Equity FundMay 08, 2020605,1414.6%
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INCMay 08, 2020308,1344.4%
Apollo Tactical Income Fund Inc.March 06, 2020698,7304.8%
Duff & Phelps Select MLP & Midstream Energy Fund Inc.December 10, 20191,260,6094.9%
HIGH INCOME SECURITIES FUNDDecember 10, 2019221,3644.0%
Cushing Renaissance FundSeptember 10, 2019320,8214.1%
THL Credit Senior Loan FundJuly 10, 2019366,3594.9%
Voya Asia Pacific High Dividend Equity Income FundJune 10, 2019575,0284.8%
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.February 11, 20191,090,5575.0%
Voya Emerging Markets High Dividend Equity FundNovember 09, 2018787,0744.1%
ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUNDSold outSeptember 11, 201800.0%
BANCROFT FUND LTDJuly 10, 2018273,7215.2%
Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/Claymore Long-Short Fund)May 10, 20182,363,2064.8%
Macquarie Global Infrastructure Total Return Fund Inc.May 10, 2018610,0594.9%
NEW AMERICA HIGH INCOME FUND INCMay 10, 20181,159,6075.0%
Delaware Enhanced Global Dividend & Income FundJanuary 11, 2018744,7554.7%
Voya Natural Resources Equity Income FundJanuary 11, 20181,051,4244.6%
Madison Covered Call & Equity Strategy FundOctober 05, 2017921,0904.8%
Stone Harbor Emerging Markets Total Income FundSeptember 07, 2017471,6094.9%
ALPINE GLOBAL DYNAMIC DIVIDEND FUNDJune 08, 2017594,8784.7%
Alcentra Capital CorpMay 09, 2017622,3624.6%
American Capital Senior Floating, Ltd.May 09, 2017499,0035.0%
GDL FUNDMay 09, 2017952,4094.7%
Virtus Total Return FundSold outMay 09, 201700.0%
Advent Claymore Convertible Securities & Income Fund IIApril 10, 20171,551,0014.8%
CM Finance IncApril 10, 2017626,2034.6%
NUVEEN DIVERSIFIED DIVIDEND & INCOME FUNDApril 10, 2017833,9634.2%
Stellus Capital Investment CorpApril 10, 2017613,6354.9%
TriplePoint Venture Growth BDC Corp.April 10, 2017780,7754.9%
John Hancock Hedged Equity & Income FundMarch 09, 2017678,9355.0%
MONROE CAPITAL CorpFebruary 13, 2017805,3904.9%
Garrison Capital Inc.December 08, 2016767,3634.8%
Clough Global Dividend & Income FundSeptember 08, 2016465,1384.5%
Horizon Technology Finance CorpJuly 11, 2016491,5904.3%
OFS Capital CorpJuly 11, 2016443,4734.6%
WhiteHorse Finance, Inc.July 11, 2016888,9064.9%
WELLS FARGO GLOBAL DIVIDEND OPPORTUNITY FUNDJune 09, 20162,362,7175.0%
FIRST TRUST ENHANCED EQUITY INCOME FUNDApril 12, 2016960,8734.8%
LIBERTY ALL STAR GROWTH FUND INC.March 09, 20161,198,6474.8%
AllianzGI Equity & Convertible Income FundFebruary 10, 20161,254,1504.5%
GLADSTONE INVESTMENT CORPORATION\DEFebruary 10, 20161,004,2983.3%
Invesco High Income Trust IIFebruary 10, 2016386,8034.8%
KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.February 10, 2016609,5502.8%
Lazard World Dividend & Income Fund, Inc.February 10, 2016115,4351.7%
LMP CAPITAL & INCOME FUND INC.February 10, 2016526,2292.9%
LMP CORPORATE LOAN FUND INC.February 10, 2016480,8194.8%
MFS INVESTMENT GRADE MUNICIPAL TRUSTFebruary 10, 2016501,1084.3%
NexPoint Credit Strategies FundFebruary 10, 2016560,3723.5%
NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUNDFebruary 10, 2016569,7414.1%
Salient Midstream & MLP FundFebruary 10, 2016782,6904.4%
TORTOISE PIPELINE & ENERGY FUND, INC.February 10, 2016195,4772.0%
ZWEIG FUND INC /MD/February 10, 20161,004,3264.9%
Brookfield Global Listed Infrastructure Income Fund Inc.January 15, 2016558,0204.0%
NexPoint Credit Strategies FundNovember 18, 2015664,7254.2%
RMR Real Estate Income FundAugust 12, 20156,9970.1%
Voya Global Advantage & Premium Opportunity FundFebruary 11, 20151,301,1427.1%
AllianzGI Global Equity & Convertible Income FundSold outMarch 12, 201400.0%
BLACKROCK DEBT STRATEGIES FUND, INC.February 12, 20148,281,9917.7%
DIVIDEND & INCOME FUNDFebruary 12, 2014628,8287.3%
Eaton Vance Tax-Advantaged Global Dividend Opportunities FundFebruary 12, 2014827,5895.7%
Nuveen Tax-Advantaged Dividend Growth FundFebruary 12, 20141,162,3258.0%
Salient MLP & Energy Infrastructure FundFebruary 12, 2014370,8156.0%
AGIC Global Equity & Convertible Income FundFebruary 07, 2013832,80311.9%
AMERICAN SELECT PORTFOLIO INCFebruary 07, 20131,117,14010.5%
BLACKROCK SENIOR HIGH INCOME FUND, INC.February 07, 20133,160,3275.6%
Cohen & Steers Dividend Majors Fund, Inc.February 07, 2013857,3096.8%
FIRST TRUST STRATEGIC HIGH INCOME FUND IIFebruary 07, 2013303,0847.4%
H&Q LIFE SCIENCES INVESTORSFebruary 07, 20131,172,1208.0%
Invesco Municipal Income Opportunities TrustFebruary 07, 20131,042,4045.3%
LMP REAL ESTATE INCOME FUND INC.February 07, 2013616,4985.4%
Nuveen Equity Premium Advantage FundFebruary 07, 20131,433,5075.6%
BlackRock Diversified Income Strategies Fund, Inc.September 10, 20121,245,54310.0%
BLACKROCK HIGH INCOME SHARESFebruary 15, 20122,992,3885.5%
Pioneer Diversified High Income TrustFebruary 15, 2012552,0016.7%
John Hancock Tax-Advantaged Global Shareholder Yield FundFebruary 10, 2011517,0545.5%
Nicholas Applegate Global Equity & Convertible Income FundAugust 09, 2010723,62210.3%
BLACKROCK ENHANCED CAPITAL & INCOME FUND, INCFebruary 02, 2009696,1555.7%
Fiduciary/Claymore Dynamic Equity FundFebruary 02, 2009366,8796.4%
FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUNDFebruary 02, 2009438,6957.4%
Seligman LaSalle International Real Estate Fund, Inc.February 02, 2009447,0515.0%
Enhanced S&P 500 Covered Call Fund Inc.February 11, 2008827,3409.0%
Small Cap Premium & Dividend Income Fund, Inc.February 11, 2008889,0586.5%

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