QVT Financial LP Q3 2023 significant ownership

Add to watchlist

QVT Financial LP is required to file a 13D/G report to the SEC when the ownership of a company's total stock issue exceeds 5%.

13F

13D/G

QVT Financial LP Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
MP Materials Corp. / DE	May 18, 2023	8,853,712	5.0%
Grindrod Shipping Holdings Ltd.^{Sold out}	February 14, 2022	0	0.0%
AEHR TEST SYSTEMS^{Sold out}	February 14, 2020	0	0.0%
Arbutus Biopharma Corp^{Sold out}	July 12, 2019	0	0.0%
Axovant Gene Therapies Ltd.^{Sold out}	July 12, 2019	0	0.0%
Myovant Sciences Ltd.^{Sold out}	July 12, 2019	0	0.0%
Urovant Sciences Ltd.^{Sold out}	July 12, 2019	0	0.0%
Axovant Sciences Ltd.	March 19, 2019	105,952,381	58.2%
Hunter Maritime Acquisition Corp.^{Sold out}	February 14, 2019	0	0.0%
AGENUS INC	February 14, 2018	3,201,263	3.2%
PALATIN TECHNOLOGIES INC	February 14, 2018	5,096,095	2.5%
pdvWireless, Inc.	February 14, 2018	516,274	3.6%
China Zenix Auto International Ltd^{Sold out}	February 21, 2017	0	0.0%
CYTRX CORP^{Sold out}	February 09, 2017	0	0.0%
Ocera Therapeutics, Inc.	February 09, 2017	1,032,957	4.4%
Hunter Maritime Acquisition Corp.	November 28, 2016	1,000,000	6.7%
SEQUENOM INC	August 22, 2016	6,320,963	5.0%
Mirati Therapeutics, Inc.	February 16, 2016	429,030	2.2%
Oncothyreon Inc.	February 16, 2016	4,985,702	5.0%
ASSEMBLY BIOSCIENCES, INC.	February 11, 2016	535,000	3.1%
Retrophin, Inc.	February 11, 2016	229,753	0.6%
ARROWHEAD RESEARCH CORP	February 10, 2016	1,951,382	3.3%
TEKMIRA PHARMACEUTICALS Corp	March 16, 2015	16,013,540	34.4%
TENGION INC	February 17, 2015	3,859,527	10.0%
DHT Holdings, Inc.	February 12, 2015	2,461,538	2.6%
ACHILLION PHARMACEUTICALS INC	February 11, 2015	515,583	0.5%
Orexigen Therapeutics, Inc.^{Sold out}	February 11, 2015	0	0.0%
REPROS THERAPEUTICS INC.^{Sold out}	February 11, 2015	0	0.0%
VIVUS INC^{Sold out}	February 11, 2015	0	0.0%
PEREGRINE SEMICONDUCTOR CORP	September 02, 2014	3,253,988	9.7%
INTERMUNE INC	February 14, 2014	2,570,982	2.8%
TIANYIN PHARMACEUTICAL CO., INC.	February 14, 2014	937,500	3.1%
Anacor Pharmaceuticals Inc	February 14, 2013	?	?
ASBURY AUTOMOTIVE GROUP INC	February 14, 2013	1,381,287	4.4%
CYTOKINETICS INC	February 14, 2013	?	?
MEDIVATION, INC.	February 14, 2013	?	?
RoomStore, Inc.	February 14, 2013	?	?
Scorpio Tankers Inc.	February 14, 2013	?	?
TPC Group Inc.	February 14, 2013	?	?
TRANZYME INC	February 14, 2013	?	?
The9 LTD	February 14, 2012	?	?
ZIOPHARM ONCOLOGY INC	February 14, 2012	?	?
INHIBITEX, INC.	December 21, 2011	?	?
ANADYS PHARMACEUTICALS INC^{Sold out}	November 04, 2011	0	0.0%
ICAGEN INC	August 23, 2011	605,248	6.8%
TOP SHIPS INC.	July 12, 2011	213,270	4.6%
Molecular Insight Pharmaceuticals, Inc.	March 10, 2011	2,050,530	7.6%
Jpak Group, Inc.	February 14, 2011	3,602,530	9.9%
WUHAN GENERAL GROUP (CHINA), INC	February 14, 2011	1,583,454	4.8%
Armour Residential REIT, Inc.	February 11, 2011	1,651,796	4.9%
XENOPORT INC	February 11, 2011	1,605,570	4.6%
AMAG PHARMACEUTICALS INC.	February 10, 2011	1,000,196	4.7%
Pharmasset Inc	February 10, 2011	1,433,134	3.9%
XOMA LTD /DE/	February 10, 2011	119,999	0.4%
China Ceramics Co., Ltd	February 09, 2011	?	?
DDI CORP	February 09, 2011	?	?
Two Harbors Investment Corp.^{Sold out}	February 09, 2011	0	0.0%
WESTERN LIBERTY BANCORP	February 09, 2011	?	?
Ultimate Escapes, Inc.^{Sold out}	February 17, 2010	0	0.0%
China Networks International Holdings Ltd	February 16, 2010	615,652	4.6%
Exceed Co Ltd.	February 16, 2010	256,255	1.3%
Pinpoint Advance CORP^{Sold out}	February 16, 2010	0	0.0%
RETAIL OPPORTUNITY INVESTMENTS CORP	February 16, 2010	1,782,201	4.1%
Sapphire Industrials Corp.	February 16, 2010	7,288,750	7.3%
Westway Group, Inc.	February 16, 2010	448,171	3.1%
Cyalume Technologies Holdings, Inc.	February 12, 2010	637,203	4.0%
Flagstone Reinsurance Holdings Ltd	February 12, 2010	1,117,363	1.4%
HALOZYME THERAPEUTICS INC	February 12, 2010	4,244,844	4.6%
ICAGEN INC	February 12, 2010	?	?
Stream Global Services, Inc.	February 12, 2010	584,877	0.7%
TRIAN ACQUISITION I CORP.^{Sold out}	February 12, 2010	0	0.0%
Global Brands Acquisition Corp.	February 09, 2010	?	?
Navios Maritime Acquisition CORP	February 09, 2010	?	?
Overture Acquisition Corp.	February 09, 2010	?	?
Triplecrown Acquisition Corp.	February 09, 2010	?	?
BPW Acquisition Corp.^{Sold out}	February 08, 2010	0	0.0%
China MediaExpress Holdings, Inc.^{Sold out}	February 08, 2010	0	0.0%
China Opportunity Acquisition Corp.^{Sold out}	February 08, 2010	0	0.0%
China TopReach Inc.^{Sold out}	February 08, 2010	0	0.0%
ELECTROGLAS INC^{Sold out}	February 08, 2010	0	0.0%
Kennedy-Wilson Holdings, Inc.^{Sold out}	February 08, 2010	0	0.0%
United Refining Energy Corp^{Sold out}	February 08, 2010	0	0.0%
VAXGEN INC^{Sold out}	February 08, 2010	0	0.0%
National American University Holdings, Inc.^{Sold out}	February 05, 2010	0	0.0%
Inter-Atlantic Financial, Inc.^{Sold out}	February 02, 2010	0	0.0%
KBL Healthcare Acquisition Corp III^{Sold out}	February 02, 2010	0	0.0%
PLATINUM ENERGY RESOURCES INC^{Sold out}	February 02, 2010	0	0.0%
STONE TAN CHINA ACQUISITION CORP.^{Sold out}	February 02, 2010	0	0.0%
TOP SHIPS INC.	December 18, 2009	2,132,709	7.2%
GENCORP INC	February 11, 2009	1,366,545	2.4%
TRANSWITCH CORP /DE	February 11, 2009	4,184,783	2.6%
VION PHARMACEUTICALS INC	February 11, 2009	91,000	1.1%
CENTRAL SUN MINING INC.	February 09, 2009	928,571	1.5%
Harbor Acquisition Corp.^{Sold out}	February 09, 2009	0	0.0%
HD Partners Acquisition CORP^{Sold out}	February 09, 2009	0	0.0%
Omni Financial Services, Inc.	February 09, 2009	501,334	4.5%
Primoris Services CORP^{Sold out}	February 09, 2009	0	0.0%
Sports Properties Acquisition Corp.	February 09, 2009	1,048,600	3.9%
WILSHIRE ENTERPRISES INC	February 09, 2009	310,506	3.9%
Woodbridge Holdings Corp (Formerly Levitt Corp)^{Sold out}	February 09, 2009	0	0.0%
XOMA LTD /DE/	February 09, 2009	10,116,033	7.6%
STONELEIGH PARTNERS ACQUISITION CORP.	February 06, 2009	3,065,600	9.0%
SUSSEX BANCORP^{Sold out}	February 06, 2009	0	0.0%
TAILWIND FINANCIAL INC.	February 06, 2009	1,108,500	7.1%
TM Entertainment & Media, Inc.	February 06, 2009	1,035,800	8.3%
TransTech Services Partners Inc.	February 06, 2009	549,573	8.7%
United Financial Bancorp, Inc.^{Sold out}	February 06, 2009	0	0.0%
UR-ENERGY INC^{Sold out}	February 06, 2009	0	0.0%
ViewPoint Financial Group^{Sold out}	February 06, 2009	0	0.0%
REGENERON PHARMACEUTICALS INC	February 04, 2009	2,035,975	2.6%
ROCKWELL DIAMONDS INC.	February 04, 2009	10,846,459	4.5%
Santa Monica Media CORP	February 04, 2009	1,388,851	8.7%
SEANERGY MARITIME CORP.^{Sold out}	February 04, 2009	0	0.0%
Secure America Acquisition CORP	February 04, 2009	1,035,717	8.3%
Shermen WSC Acquisition Corp	February 04, 2009	1,808,329	6.3%
Shine Media Acquisition Corp.	February 04, 2009	7,600	0.1%
SP Acquisition Holdings, Inc.	February 04, 2009	4,856,550	9.0%
MBF Healthcare Acquisition Corp.	February 03, 2009	2,243,284	8.4%
MEXICO EQUITY & INCOME FUND INC	February 03, 2009	14,747	1.8%
Middle Kingdom Alliance Corp.^{Sold out}	February 03, 2009	0	0.0%
NRDC Acquisition Corp.	February 03, 2009	4,104,476	7.9%
Pantheon China Acquisition Corp.^{Sold out}	February 03, 2009	0	0.0%
Prospect Acquisition Corp	February 03, 2009	1,800,450	5.8%
HICKORY TECH CORP^{Sold out}	February 02, 2009	0	0.0%
Hicks Acquisition CO I Inc.	February 02, 2009	4,799,458	7.0%
Home Federal Bancorp, Inc.^{Sold out}	February 02, 2009	0	0.0%
InterAmerican Acquisition Group Inc^{Sold out}	February 02, 2009	0	0.0%
JK Acquisition Corp.	February 02, 2009	62,635	1.1%
KERYX BIOPHARMACEUTICALS INC	February 02, 2009	839,860	1.8%
MAP Pharmaceuticals, Inc.	February 02, 2009	733,301	3.6%
Enterprise Acquisition Corp.	January 30, 2009	2,959,020	9.5%
FIRST REGIONAL BANCORP	January 30, 2009	474	0.0%
GENESCO INC^{Sold out}	January 30, 2009	0	0.0%
Global Consumer Acquisition Corp.	January 30, 2009	3,278,800	8.2%
Golden Pond Healthcare, Inc.	January 30, 2009	1,622,655	7.7%
Good Harbor Partners Acquisition Corp^{Sold out}	January 30, 2009	0	0.0%
GSC Acquisition Co	January 30, 2009	1,339,025	5.3%
Heckmann CORP	January 30, 2009	2,317,500	1.8%
BFC FINANCIAL CORP^{Sold out}	January 29, 2009	0	0.0%
BOOTS & COOTS INTERNATIONAL WELL CONTROL INC^{Sold out}	January 29, 2009	0	0.0%
Camden Learning CORP	January 29, 2009	588,253	7.2%
Capitol Acquisition Corp	January 29, 2009	1,715,450	5.2%
ChinaGrowth North Acquisition CORP	January 29, 2009	276,815	4.5%
China Healthcare Acquisition Corp.	January 29, 2009	1,042,162	8.8%
COMBINATORX, INC^{Sold out}	January 29, 2009	0	0.0%
2020 ChinaCap Acquirco, Inc.	January 28, 2009	550,800	5.2%
Abington Community Bancorp, Inc.	January 28, 2009	1,032,952	4.4%
ADVANCED TECHNOLOGY ACQUISITION CORP.	January 28, 2009	2,313,667	8.6%
ALLIANCE BANKSHARES CORP^{Sold out}	January 28, 2009	0	0.0%
Alternative Asset Management Acquisition Corp.	January 28, 2009	2,739,454	5.3%
Alyst Acquisition Corp.	January 28, 2009	840,702	8.6%
APEX BIOVENTURES ACQUISITION CORP	January 28, 2009	916,236	8.5%
BANKATLANTIC BANCORP INC^{Sold out}	January 28, 2009	0	0.0%
BANKUNITED FINANCIAL CORP^{Sold out}	January 28, 2009	0	0.0%
Targanta Therapeutics Corp.	December 01, 2008	733,526	3.5%
China Holdings Acquisition Corp.	October 29, 2008	891,035	5.6%
Renaissance Acquisition Corp.	October 09, 2008	1,273,750	5.8%
Oceanaut, Inc.	May 22, 2008	3,454,685	14.1%
TOP SHIPS INC.	May 12, 2008	2,899,568	10.4%
Quintana Maritime LTD	April 01, 2008	3,192,482	5.5%
JK Acquisition Corp.	February 27, 2008	?	?
AEW REAL ESTATE INCOME FUND^{Sold out}	February 13, 2008	0	0.0%
American Community Newspapers Inc.^{Sold out}	February 12, 2008	0	0.0%
Argo Group International Holdings, Ltd.	February 12, 2008	250,875	0.8%
Brooke Credit CORP^{Sold out}	February 12, 2008	0	0.0%
MESA AIR GROUP INC^{Sold out}	February 12, 2008	0	0.0%
QUANTA CAPITAL HOLDINGS LTD	February 12, 2008	8,749,059	12.5%
TERREMARK WORLDWIDE INC	February 12, 2008	2,880,745	4.7%
UNION STREET ACQUISITION CORP.	February 12, 2008	1,191,700	7.6%
Vector Intersect Security Acquisition Corp.	February 12, 2008	794,700	8.5%
VION PHARMACEUTICALS INC	February 12, 2008	4,288,918	5.4%
Sun American Bancorp	February 11, 2008	201,948	1.9%
United Refining Energy Corp	February 11, 2008	4,000,000	7.1%
AIM SELECT REAL ESTATE INCOME FUND^{Sold out}	February 08, 2008	0	0.0%
NEUBERGER BERMAN REALTY INCOME FUND INC	February 08, 2008	254,251	0.9%
PIONEER MUNICIPAL & EQUITY INCOME TRUST^{Sold out}	February 08, 2008	0	0.0%
BANKATLANTIC BANCORP INC	February 07, 2008	5,155,800	10.0%
NTR Acquisition Co.	February 07, 2008	1,858,350	6.1%
Rhapsody Acquisition Corp.	February 07, 2008	554,462	8.8%
RMR HOSPITALITY & REAL ESTATE FUND	February 07, 2008	1,390	0.1%
VISCORP, INC.	February 06, 2008	1,619,000	10.0%
Arcade Acquisition Corp.	February 01, 2008	537,750	5.1%
Churchill Ventures LTD	February 01, 2008	1,302,700	7.8%
COLUMBUS ACQUISITION CORP	February 01, 2008	1,652,390	9.4%
LEVITT CORP	February 01, 2008	5,662,244	5.9%
LMP REAL ESTATE INCOME FUND INC.	February 01, 2008	2,313	0.0%
Aldabra 2 Acquisition Corp.	January 31, 2008	2,354,000	4.6%
ARENA RESOURCES INC	January 31, 2008	1,323,913	3.9%
CHINA BIOPHARMACEUTICALS HOLDINGS INC	January 31, 2008	1,402,062	3.8%
GENEVA ACQUISITION CORP	January 31, 2008	711,400	5.1%
Global BPO Services Corp	January 31, 2008	3,075,600	7.9%
Granahan McCourt Acquisition CORP	January 31, 2008	1,278,450	9.1%
ISRAEL GROWTH PARTNERS ACQUISITION CORP.	January 31, 2008	813,100	7.9%
GLOBAL SERVICES PARTNERS ACQUISITION CORP.	January 14, 2008	386,000	6.4%
AIRNET SYSTEMS INC	January 04, 2008	522,104	5.1%
Global Consumer Acquisition Corp.	December 31, 2007	2,500,000	6.3%
Home Federal Bancorp, Inc.	December 20, 2007	1,000,000	6.6%
Phoenix India Acquisition Corp.	November 21, 2007	437,100	5.1%
STONE TAN CHINA ACQUISITION CORP.	November 16, 2007	2,198,234	5.3%
Hicks Acquisition CO I Inc.	November 13, 2007	3,968,168	5.8%
SP Acquisition Holdings, Inc.	November 13, 2007	3,590,166	6.6%
NRDC Acquisition Corp.	October 29, 2007	2,445,000	5.4%
Global BPO Services Corp	October 26, 2007	?	?
COAST FINANCIAL HOLDINGS INC	September 18, 2007	343,800	5.3%
HEALTHCARE ACQUISITION CORP^{Sold out}	August 07, 2007	0	0.0%
MVC CAPITAL, INC.	June 27, 2007	?	?
APEX BIOVENTURES ACQUISITION CORP	June 18, 2007	550,000	5.9%
Arcade Acquisition Corp.	June 14, 2007	475,500	5.1%
TransTech Services Partners Inc.	May 30, 2007	250,000	5.6%
Courtside Acquisition Corp	May 24, 2007	1,334,850	8.0%
Oakmont Acquisition Corp.	May 23, 2007	851,450	8.0%
BLACKROCK CAPITAL & INCOME STRATEGIES FUND INC	May 10, 2007	570,278	4.7%
Vector Intersect Security Acquisition Corp.	May 03, 2007	?	?
China Healthcare Acquisition Corp.	April 30, 2007	535,000	5.0%
Pinpoint Advance CORP	April 30, 2007	200,000	6.4%
Churchill Ventures LTD	April 02, 2007	1,152,500	7.4%
BLACKROCK CAPITAL & INCOME STRATEGIES FUND INC	March 30, 2007	1,161,500	9.1%
LMP REAL ESTATE INCOME FUND INC.	February 20, 2007	539,124	4.9%
Sun American Bancorp	February 14, 2007	1,408,150	7.0%
WHITNEY INFORMATION NETWORK INC	February 14, 2007	326,095	2.8%
BRAZIL FUND INC^{Sold out}	February 13, 2007	0	0.0%
DDI CORP	February 13, 2007	1,271,225	6.2%
EUROPE FUND INC^{Sold out}	February 13, 2007	0	0.0%
FIRST TRUST VALUE LINE R & IBBOTSON EQUITY ALLOCATION FUND^{Sold out}	February 13, 2007	0	0.0%
Glencairn Gold CORP	February 13, 2007	23,336,300	9.7%
HECTOR COMMUNICATIONS CORP^{Sold out}	February 13, 2007	0	0.0%
NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC	February 13, 2007	?	?
SIZELER PROPERTY INVESTORS INC^{Sold out}	February 13, 2007	0	0.0%
S&P 500 GEARED Fund Inc.	February 13, 2007	32,200	0.6%
TERREMARK WORLDWIDE INC	February 13, 2007	3,815,400	8.0%
BOULDER GROWTH & INCOME FUND	February 12, 2007	138,902	1.2%
GLADSTONE INVESTMENT CORPORATION\DE	February 12, 2007	226,492	1.4%
GOLF TRUST OF AMERICA INC	February 12, 2007	1,700	0.0%
MEXICO EQUITY & INCOME FUND INC	February 12, 2007	110,010	4.4%
PIONEER TAX ADVANTAGED BALANCED TRUST	February 12, 2007	2,753,212	9.6%
PXRE GROUP LTD	February 12, 2007	5,734,395	7.9%
FIRST TRUST VALUE LINE DIVIDEND FUND^{Sold out}	December 21, 2006	0	0.0%
FLYI INC	November 22, 2006	6,899,259	10.9%
Refco Inc.	November 17, 2006	6,430,391	5.0%
REPTRON ELECTRONICS INC	April 12, 2006	185,059	3.7%
EMERGING MARKETS TELECOMMUNICATIONS FUND INC/NEW	March 01, 2006	410,500	4.8%
BRANTLEY CAPITAL CORP	February 13, 2006	157,111	4.1%
POINT THERAPEUTICS INC	February 13, 2006	1,000,000	3.2%
NEOFORMA INC	December 30, 2005	1,216,499	5.9%
PANAMERICAN BANCORP	December 08, 2005	1,500,000	8.3%
INTERSTATE BAKERIES CORP/DE/	February 14, 2005	?	?
LANOPTICS LTD	February 14, 2005	137,461	1.3%

Compare quarters

Export QVT Financial LP's holdings