$613 Million is the total value of BASSO CAPITAL MANAGEMENT, L.P.'s 177 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 66.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | YAHOO INCnote 12/0 | $23,210,000 | +23.1% | 17,250,000 | +18.6% | 3.79% | +62.3% | |
| Buy | DHT HOLDINGS INCdebt 4.500%10/0 | $17,352,000 | +40.4% | 17,729,000 | +41.5% | 2.83% | +85.0% | |
| TILE | New | INTERDIGITAL INCnote 1.500% 3/0 | $14,607,000 | – | 12,234,000 | +100.0% | 2.38% | – |
| Buy | J2 GLOBAL INCnote 3.250% 6/1 | $14,049,000 | +14.5% | 11,307,000 | +13.8% | 2.29% | +50.9% | |
| Buy | CTRIP COM INTL LTDnote 1.000% 7/0 | $13,334,000 | +18.9% | 12,680,000 | +28.3% | 2.18% | +56.7% | |
| Buy | ARES CAP CORPnote 4.750% 1/1 | $13,148,000 | +22.9% | 13,148,000 | +23.5% | 2.15% | +61.9% | |
| Buy | TESLA INCnote 2.375% 3/1 | $12,225,000 | +56.1% | 10,520,000 | +64.9% | 2.00% | +105.8% | |
| Sell | TWITTER INCnote 1.000% 9/1 | $12,194,000 | -5.1% | 13,170,000 | -5.9% | 1.99% | +25.1% | |
| Buy | DISH NETWORK CORPnote 3.375% 8/1 | $11,881,000 | +8.3% | 10,920,000 | +11.3% | 1.94% | +42.8% | |
| Buy | APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $11,565,000 | +127.9% | 11,430,000 | +128.6% | 1.89% | +200.2% | |
| HCAC | Buy | HENNESSY CAP ACQUSTON CORP I | $11,503,000 | +102.5% | 1,173,747 | +103.7% | 1.88% | +166.8% |
| New | AEROJET ROCKETDYNE HLDGS INCnote 2.250%12/1 | $10,995,000 | – | 8,000,000 | +100.0% | 1.80% | – | |
| Sell | MOLINA HEALTHCARE INCnote 1.125% 1/1 | $10,707,000 | -52.5% | 5,613,000 | -56.9% | 1.75% | -37.4% | |
| Buy | CORENERGY INFRASTRUCTURE TRnote 7.000% 6/1 | $9,925,000 | +5.0% | 8,292,000 | +1.6% | 1.62% | +38.3% | |
| Buy | REDWOOD TR INCnote 4.750% 8/1 | $9,752,000 | +29.7% | 10,080,000 | +33.5% | 1.59% | +70.8% | |
| New | INSULET CORPnote 1.250% 9/1 | $9,609,000 | – | 7,370,000 | +100.0% | 1.57% | – | |
| Sell | WORKDAY INCnote 1.500% 7/1 | $9,512,000 | -5.7% | 6,959,000 | -3.1% | 1.55% | +24.2% | |
| AHPA | Buy | AVISTA HEALTHCARE PUB ACQ COcl a | $9,424,000 | +37.6% | 950,000 | +38.7% | 1.54% | +81.3% |
| LIBERTY MEDIA CORP DELAWAREnote 1.375%10/1 | $9,278,000 | -5.1% | 8,090,000 | 0.0% | 1.52% | +25.0% | ||
| Buy | INVACARE CORPnote 5.000% 2/1 | $9,020,000 | +23.3% | 7,300,000 | +19.7% | 1.47% | +62.4% | |
| ELEC | Sell | ELECTRUM SPL ACQUISITION COR | $9,001,000 | -2.8% | 873,047 | -3.4% | 1.47% | +28.0% |
| KAAC | Buy | KAYNE ANDERSON ACQUISITION | $8,992,000 | +19.4% | 926,100 | +19.9% | 1.47% | +57.3% |
| FNTE | Buy | FINTECH ACQUISITION CORP II | $8,778,000 | +24.1% | 885,800 | +22.7% | 1.43% | +63.6% |
| HUNTF | Buy | HUNTER MARITIME ACQUISITIONcl a | $8,614,000 | +8.3% | 883,517 | +9.3% | 1.41% | +42.6% |
| IPOA | Buy | SOCIAL CAP HEDOSOPHIA HLDGScl a | $8,460,000 | +1759.3% | 839,298 | +1765.1% | 1.38% | +2366.1% |
| MPAC | Buy | MATLIN & PARTNERS ACQUISITIOcl a | $8,305,000 | +30.9% | 850,000 | +30.8% | 1.36% | +72.5% |
| Buy | HANNON ARMSTRONG SUST INFR Cnote 4.125% 9/0 | $8,154,000 | +5.5% | 7,875,000 | +5.0% | 1.33% | +38.9% | |
| LGCU | New | LEGACY ACQUISITION CORPunit 05/31/2024 | $7,948,000 | – | 799,574 | +100.0% | 1.30% | – |
| Sell | PALO ALTO NETWORKS INCnote 7/0 | $7,752,000 | -61.3% | 5,669,000 | -61.1% | 1.27% | -49.0% | |
| GTYH | Buy | GTY TECHNOLOGY HOLDINGS INCcl a | $7,727,000 | +5.6% | 778,191 | +6.1% | 1.26% | +39.2% |
| Sell | AMAG PHARMACEUTICALS INCnote 3.250% 6/0 | $7,343,000 | -37.9% | 8,527,000 | -30.1% | 1.20% | -18.2% | |
| SHIP FINANCE INTERNATIONAL Lnote 5.750%10/1 | $7,325,000 | +3.2% | 6,782,000 | 0.0% | 1.20% | +36.1% | ||
| Buy | ARBOR RLTY TR INCnote 6.500%10/0 | $7,312,000 | +585.3% | 6,747,000 | +574.7% | 1.19% | +804.5% | |
| HYACU | New | HAYMAKER ACQUISITIONunit 10/19/2022 | $6,930,000 | – | 700,000 | +100.0% | 1.13% | – |
| Sell | MEDICINES COnote 2.500% 1/1 | $6,470,000 | -48.3% | 6,115,000 | -38.3% | 1.06% | -31.9% | |
| EACQ | Sell | EASTERLY ACQUISITION CORP | $6,470,000 | -27.4% | 640,640 | -28.1% | 1.06% | -4.3% |
| TPGE | Buy | TPG PACE ENERGY HLDGS CORPcl a | $6,353,000 | +115.3% | 652,308 | +116.0% | 1.04% | +183.3% |
| GSHT | Buy | GORES HLDGS II INC | $6,211,000 | -0.2% | 624,805 | +0.0% | 1.01% | +31.5% |
| Sell | LIGAND PHARMACEUTICALS INCnote 0.750% 8/1 | $6,174,000 | -74.8% | 3,383,000 | -74.8% | 1.01% | -66.8% | |
| STNLU | New | SENTINEL ENERGY SVCS INCunit 11/02/2022 | $5,977,000 | – | 599,500 | +100.0% | 0.98% | – |
| New | TWO HBRS INVT CORPnote 6.250% 1/1 | $5,811,000 | – | 5,505,000 | +100.0% | 0.95% | – | |
| VEAC | Buy | VANTAGE ENERGY ACQUISITION | $5,636,000 | +4.6% | 579,860 | +5.4% | 0.92% | +37.7% |
| Sell | RED HAT INCnote 0.250%10/0 | $5,513,000 | -65.4% | 3,350,000 | -67.6% | 0.90% | -54.4% | |
| New | 51JOB INCnote 3.250% 4/1 | $5,444,000 | – | 3,700,000 | +100.0% | 0.89% | – | |
| MOSCU | New | MOSAIC ACQUISITION CORPunit 99/99/9999 | $5,278,000 | – | 520,000 | +100.0% | 0.86% | – |
| LCA | Buy | LANDCADIA HLDGS INCcl a | $5,027,000 | +15.5% | 505,251 | +16.3% | 0.82% | +52.3% |
| FSAC | Buy | FEDERAL STR ACQUISITION CORPcl a | $4,990,000 | +132.6% | 513,900 | +133.6% | 0.82% | +206.4% |
| Sell | THERAVANCE INCnote 2.125% 1/1 | $4,903,000 | -22.2% | 4,969,000 | -23.3% | 0.80% | +2.4% | |
| Sell | BLACKSTONE MTG TR INCnote 4.375% 5/0 | $4,775,000 | -9.0% | 4,710,000 | -9.6% | 0.78% | +20.0% | |
| LIVE NATION ENTERTAINMENT INdbcv 2.500% 5/1 | $4,751,000 | -2.0% | 3,681,000 | 0.0% | 0.78% | +29.1% | ||
| New | VEECO INSTRS INC DELnote 2.700% 1/1 | $4,667,000 | – | 5,374,000 | +100.0% | 0.76% | – | |
| MMDM | Buy | MODERN MEDIA ACQUISITION | $4,634,000 | +94.1% | 472,861 | +93.4% | 0.76% | +155.7% |
| Sell | PRICELINE GRP INCnote 0.350% 6/1 | $4,585,000 | -36.8% | 3,325,000 | -34.1% | 0.75% | -16.6% | |
| Sell | CARRIAGE SVCS INCnote 2.750% 3/1 | $4,549,000 | -13.3% | 3,640,000 | -13.3% | 0.74% | +14.3% | |
| WRLS | Buy | PENSARE ACQUISITION CORP | $4,478,000 | +90.5% | 463,100 | +90.5% | 0.73% | +151.2% |
| GPAC | Sell | GLOBAL PARTNER ACQUISITION C | $4,418,000 | -5.7% | 441,762 | -5.2% | 0.72% | +24.3% |
| Buy | PATTERN ENERGY GROUP INCnote 4.000% 7/1 | $4,305,000 | +31.5% | 4,241,000 | +34.2% | 0.70% | +73.2% | |
| LACQU | New | LEISURE ACQUISITION CORPunit 99/99/9999 | $4,242,000 | – | 425,000 | +100.0% | 0.69% | – |
| MIII | Buy | M III ACQUISITION CORP | $4,120,000 | +18.1% | 415,300 | +17.0% | 0.67% | +55.8% |
| Sell | EURONET WORLDWIDE INCnote 1.500%10/0 | $4,084,000 | -69.5% | 3,320,000 | -66.5% | 0.67% | -59.8% | |
| SCAC | Buy | SABAN CAP ACQUISITION CORP | $4,044,000 | +30.7% | 408,105 | +32.5% | 0.66% | +72.3% |
| New | ENVESTNET INCnote 1.750%12/1 | $4,031,000 | – | 3,890,000 | +100.0% | 0.66% | – | |
| MOSC | New | MOSAIC ACQUISITION CORP | $3,929,000 | – | 405,000 | +100.0% | 0.64% | – |
| New | TESLA INCnote 0.250% 3/0 | $3,876,000 | – | 3,650,000 | +100.0% | 0.63% | – | |
| OSPRU | Sell | OSPREY ENERGY ACQUISITION COunit 07/21/2022 | $3,752,000 | -20.8% | 377,115 | -21.0% | 0.61% | +4.4% |
| Sell | FLUIDIGM CORP DELnote 2.750% 2/0 | $3,690,000 | -14.6% | 4,440,000 | -25.0% | 0.60% | +12.5% | |
| CICU | Sell | CAPITOL INVT CORP IVunit 99/99/9999 | $3,547,000 | -23.9% | 354,359 | -23.0% | 0.58% | +0.3% |
| New | RADIUS HEALTH INCnote 3.000% 9/0 | $3,410,000 | – | 3,625,000 | +100.0% | 0.56% | – | |
| Sell | CTRIP COM INTL LTDnote 1.250%10/1 | $3,401,000 | -64.8% | 2,885,000 | -58.8% | 0.56% | -53.7% | |
| Buy | STARWOOD PPTY TR INCnote 4.375% 4/0 | $3,391,000 | +81.2% | 3,350,000 | +81.1% | 0.55% | +138.8% | |
| New | SUCAMPO PHARMACEUTICALS INCnote 3.250%12/1 | $3,305,000 | – | 2,720,000 | +100.0% | 0.54% | – | |
| New | CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $3,282,000 | – | 3,000,000 | +100.0% | 0.54% | – | |
| SHIP FINANCE INTERNATIONAL Lnote 3.250% 2/0 | $3,274,000 | +8.3% | 2,743,000 | 0.0% | 0.54% | +42.7% | ||
| New | TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $3,182,000 | – | 3,600,000 | +100.0% | 0.52% | – | |
| TPGH | New | TPG PACE HLDGS CORPcl a | $3,169,000 | – | 325,000 | +100.0% | 0.52% | – |
| MPACU | Sell | MATLIN & PARTNERS ACQUISITIOunit 05/28/2021a | $3,045,000 | -40.0% | 300,000 | -40.0% | 0.50% | -21.0% |
| Sell | QUIDEL CORPnote 3.250%12/1 | $2,993,000 | -71.1% | 1,985,000 | -71.1% | 0.49% | -61.9% | |
| GLNG | Buy | GOLAR LNG LTD BERMUDAput | $2,701,000 | +110.7% | 90,600 | +59.8% | 0.44% | +177.4% |
| INDU | Buy | INDUSTREA ACQUISITION CORPcl a | $2,700,000 | +245.3% | 277,800 | +247.2% | 0.44% | +354.6% |
| RWGEU | New | REGALWOOD GLOBAL ENERGY LTDunit 99/99/9999 | $2,562,000 | – | 257,449 | +100.0% | 0.42% | – |
| Sell | TCP CAP CORPnote 4.625% 3/0 | $2,474,000 | -17.5% | 2,410,000 | -17.2% | 0.40% | +8.9% | |
| Buy | KNOWLES CORPnote 3.250%11/0 | $2,100,000 | +148.2% | 1,900,000 | +153.3% | 0.34% | +226.7% | |
| AABA | New | ALTABA INCput | $2,096,000 | – | 30,000 | +100.0% | 0.34% | – |
| OSPR | New | OSPREY ENERGY ACQUISITION CO | $2,091,000 | – | 217,850 | +100.0% | 0.34% | – |
| FIREEYE INCnote 1.625% 6/0 | $2,046,000 | -1.1% | 2,230,000 | 0.0% | 0.33% | +30.5% | ||
| INDUU | Sell | INDUSTREA ACQUISITION CORPunit 07/21/2024 | $2,010,000 | -33.7% | 200,000 | -33.3% | 0.33% | -12.5% |
| New | ARBOR RLTY TR INCnote 5.375%11/1 | $1,909,000 | – | 1,885,000 | +100.0% | 0.31% | – | |
| VEACU | VANTAGE ENERGY ACQUISITIONunit 04/12/2024 | $1,796,000 | +0.2% | 176,210 | 0.0% | 0.29% | +32.0% | |
| New | M/I HOMES INCnote 3.000% 3/0 | $1,727,000 | – | 1,600,000 | +100.0% | 0.28% | – | |
| CIC | New | CAPITOL INVT CORP IVcl a ord | $1,549,000 | – | 160,000 | +100.0% | 0.25% | – |
| KAACU | KAYNE ANDERSON ACQUISITIONunit 06/30/2022 | $1,494,000 | -0.9% | 150,000 | 0.0% | 0.24% | +30.5% | |
| GSHTU | GORES HLDGS II INCunit 99/99/9999 | $1,432,000 | -1.1% | 138,206 | 0.0% | 0.23% | +30.7% | |
| KBLM | Buy | KBL MERGER CORP IV | $1,427,000 | +249.8% | 147,000 | +250.0% | 0.23% | +356.9% |
| BRAC | New | BLACK RIDGE ACQUISITION CORP | $1,402,000 | – | 145,300 | +100.0% | 0.23% | – |
| FSACU | Sell | FEDERAL STR ACQUISITION CORPunit 99/99/9999 | $1,333,000 | -53.8% | 130,000 | -53.6% | 0.22% | -38.9% |
| PFPT | PROOFPOINT INC | $1,332,000 | +1.8% | 15,000 | 0.0% | 0.22% | +34.0% | |
| CMSSU | New | CM SEVEN STAR ACQUISITION COunit 08/21/2022 | $1,245,000 | – | 125,000 | +100.0% | 0.20% | – |
| HASI | Buy | HANNON ARMSTRONG SUST INFR Cput | $1,203,000 | +3065.8% | 50,000 | +3025.0% | 0.20% | +3820.0% |
| Sell | NATIONAL HEALTH INVS INCnote 3.250% 4/0 | $1,187,000 | -88.4% | 1,053,000 | -88.1% | 0.19% | -84.7% | |
| PCLN | Sell | PRICELINE GRP INC | $1,107,000 | -55.1% | 637 | -52.7% | 0.18% | -40.7% |
| VSH | New | VISHAY INTERTECHNOLOGY INCput | $1,038,000 | – | 50,000 | +100.0% | 0.17% | – |
| LGC | New | LEGACY ACQUISITION CORP | $963,000 | – | 100,000 | +100.0% | 0.16% | – |
| DOTA | New | DRAPER OAKWOOD TECHNOLOGY | $949,000 | – | 96,846 | +100.0% | 0.16% | – |
| FMCI | Buy | FORUM MERGER CORP | $879,000 | +23.3% | 88,100 | +20.5% | 0.14% | +63.6% |
| ANDA | Sell | ANDINA ACQUISITION CORP II | $875,000 | -9.6% | 84,909 | -10.4% | 0.14% | +19.2% |
| BRACU | New | BLACK RIDGE ACQUISITION CORPunit 10/05/2022 | $861,000 | – | 84,900 | +100.0% | 0.14% | – |
| STLR | STELLAR ACQUISITION III INC | $858,000 | +0.5% | 84,018 | 0.0% | 0.14% | +32.1% | |
| VOD | VODAFONE GROUP PLC NEWcall | $839,000 | +12.2% | 26,300 | 0.0% | 0.14% | +47.3% | |
| NUAN | New | NUANCE COMMUNICATIONS INCcall | $818,000 | – | 50,000 | +100.0% | 0.13% | – |
| STAR | New | ISTAR INCput | $797,000 | – | 70,500 | +100.0% | 0.13% | – |
| HCACU | Sell | HENNESSY CAP ACQUSTON CORP Iunit 06/15/2024 | $783,000 | -81.0% | 75,522 | -81.1% | 0.13% | -75.0% |
| ARI | New | APOLLO COML REAL EST FIN INCput | $775,000 | – | 42,000 | +100.0% | 0.13% | – |
| SRUN | Sell | SILVER RUN ACQUISITION | $753,000 | -63.8% | 75,958 | -62.8% | 0.12% | -52.3% |
| ATACU | ATLANTIC ACQUISITION CORPunit 02/08/2019 | $740,000 | -0.7% | 72,500 | 0.0% | 0.12% | +31.5% | |
| RWT | New | REDWOOD TR INCput | $741,000 | – | 50,000 | +100.0% | 0.12% | – |
| INVA | INNOVIVA INCput | $710,000 | +0.6% | 50,000 | 0.0% | 0.12% | +33.3% | |
| NESR | NATIONAL ENERGY SERVICES REU | $691,000 | +3.4% | 69,400 | 0.0% | 0.11% | +36.1% | |
| CNACU | CONSTELLATION ALPHA CAP CORPunit 99/99/9999 | $560,000 | -0.9% | 55,000 | 0.0% | 0.09% | +30.0% | |
| IAM | New | I AM CAP ACQUISITION CO | $553,000 | – | 56,000 | +100.0% | 0.09% | – |
| FNSR | Sell | FINISAR CORP | $541,000 | -54.1% | 26,600 | -50.0% | 0.09% | -39.7% |
| DOTAU | Buy | DRAPER OAKWOOD TECHNOLOGYunit 09/30/2024 | $530,000 | +4.3% | 50,300 | +0.6% | 0.09% | +38.1% |
| TPGHU | Sell | TPG PACE HLDGS CORPunit 99/99/9999 | $517,000 | -74.9% | 50,000 | -75.0% | 0.08% | -67.1% |
| BCAC | BISON CAP ACQUISITION CORP | $494,000 | 0.0% | 50,000 | 0.0% | 0.08% | +32.8% | |
| CNAC | Buy | CONSTELLATION ALPHA CAP CORP | $496,000 | +1.6% | 51,000 | +2.0% | 0.08% | +35.0% |
| BRPA | New | BIG ROCK PARTNERS ACQUISI CO | $484,000 | – | 50,000 | +100.0% | 0.08% | – |
| KBLMU | Sell | KBL MERGER CORP IVunit 01/15/2024 | $458,000 | -62.6% | 45,100 | -62.4% | 0.08% | -50.7% |
| GECC | GREAT ELM CAP CORP | $385,000 | -5.9% | 39,141 | 0.0% | 0.06% | +23.5% | |
| ATAC | Buy | ATLANTIC ACQUISITION CORP | $365,000 | +812.5% | 36,972 | +818.6% | 0.06% | +1100.0% |
| SCACU | SABAN CAP ACQUISITION CORPunit 99/99/9999 | $346,000 | -0.9% | 32,878 | 0.0% | 0.06% | +30.2% | |
| JSYN | Buy | JENSYN ACQUISITION CORP | $310,000 | +201.0% | 30,050 | +199.0% | 0.05% | +292.3% |
| GIGU | New | GIGCAPITAL INCunit 03/06/2025 | $250,000 | – | 25,000 | +100.0% | 0.04% | – |
| NAT | New | NORDIC AMERICAN TANKERS LIMI | $246,000 | – | 100,000 | +100.0% | 0.04% | – |
| GTYHU | Buy | GTY TECHNOLOGY HOLDINGS INCunit 99/99/9999 | $223,000 | -68.1% | 21,692 | +224.1% | 0.04% | -58.1% |
| VECO | New | VEECO INSTRS INC DELcall | $223,000 | – | 15,000 | +100.0% | 0.04% | – |
| FNTEU | Sell | FINTECH ACQUISITION CORP IIunit 99/99/9999 | $218,000 | -82.8% | 20,857 | -82.7% | 0.04% | -77.1% |
| HYAC | New | HAYMAKER ACQUISITION CORP | $177,000 | – | 18,474 | +100.0% | 0.03% | – |
| MMDMR | Buy | MODERN MEDIA ACQUISITIONright 99/99/9999 | $128,000 | +96.9% | 328,330 | +118.9% | 0.02% | +162.5% |
| WRLSR | Buy | PENSARE ACQUISITION CORPright 99/99/9999 | $125,000 | +73.6% | 250,000 | +38.9% | 0.02% | +122.2% |
| ANDAR | Sell | ANDINA ACQUISITION CORP IIright 09/01/2017 | $83,000 | -4.6% | 60,600 | -58.7% | 0.01% | +27.3% |
| TPGHWS | New | TPG PACE HLDGS CORP*w exp 99/99/999 | $69,000 | – | 44,701 | +100.0% | 0.01% | – |
| IPOAWS | New | SOCIAL CAP HEDOSOPHIA HLDGS*w exp 99/99/999 | $62,000 | – | 35,173 | +100.0% | 0.01% | – |
| GSHTW | Sell | GORES HLDGS II INC*w exp 03/06/202 | $41,000 | -31.7% | 20,442 | -48.4% | 0.01% | 0.0% |
| MOSCWS | New | MOSAIC ACQUISITION CORP*w exp 99/99/999 | $45,000 | – | 34,900 | +100.0% | 0.01% | – |
| TPGEWS | Buy | TPG PACE ENERGY HLDGS CORP*w exp 99/99/999 | $42,000 | +100.0% | 31,373 | +111.2% | 0.01% | +133.3% |
| LGCWS | New | LEGACY ACQUISITION CORP*w exp 11/30/202 | $36,000 | – | 86,900 | +100.0% | 0.01% | – |
| KBLMR | Buy | KBL MERGER CORP IVright 03/22/2019 | $30,000 | +233.3% | 105,000 | +250.0% | 0.01% | +400.0% |
| FNTEW | New | FINTECH ACQUISITION CORP II*w exp 01/19/202 | $23,000 | – | 16,941 | +100.0% | 0.00% | – |
| FMCIR | Sell | FORUM MERGER CORPright 06/01/2019 | $23,000 | +21.1% | 35,000 | -41.7% | 0.00% | +100.0% |
| MPACW | Sell | MATLIN & PARTNERS ACQUISITIO*w exp 05/28/202 | $25,000 | -43.2% | 58,868 | -44.1% | 0.00% | -20.0% |
| AHPAW | Buy | AVISTA HEALTHCARE PUB ACQ CO*w exp 99/99/999 | $24,000 | +84.6% | 86,950 | +167.1% | 0.00% | +100.0% |
| INDUW | Buy | INDUSTREA ACQUISITION CORP*w exp 08/01/202 | $22,000 | +83.3% | 54,900 | +83.0% | 0.00% | +300.0% |
| MMDMW | Buy | MODERN MEDIA ACQUISITION*w exp 05/17/202 | $19,000 | +533.3% | 37,565 | +667.4% | 0.00% | – |
| IAMXR | New | I AM CAP ACQUISITION COright 05/22/2019 | $17,000 | – | 56,000 | +100.0% | 0.00% | – |
| IAMXW | New | I AM CAP ACQUISITION CO*w exp 05/22/202 | $18,000 | – | 56,000 | +100.0% | 0.00% | – |
| BCACR | BISON CAP ACQUISITION CORPright 03/20/2019 | $19,000 | +26.7% | 50,000 | 0.0% | 0.00% | +50.0% | |
| CNACR | CONSTELLATION ALPHA CAP CORPright 99/99/9999 | $16,000 | +6.7% | 50,000 | 0.0% | 0.00% | +50.0% | |
| BRPAR | New | BIG ROCK PARTNERS ACQUISI COright 12/01/2022 | $19,000 | – | 50,000 | +100.0% | 0.00% | – |
| NESRW | Sell | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $14,000 | -41.7% | 17,400 | -64.3% | 0.00% | -33.3% |
| HCACWS | Sell | HENNESSY CAP ACQUSTON CORP I*w exp 06/15/202 | $11,000 | -67.6% | 12,556 | -72.9% | 0.00% | -50.0% |
| LCAHW | New | LANDCADIA HLDGS INC*w exp 06/01/202 | $13,000 | – | 19,200 | +100.0% | 0.00% | – |
| VEACW | Sell | VANTAGE ENERGY ACQUISITION*w exp 04/12/202 | $15,000 | -61.5% | 12,625 | -57.9% | 0.00% | -60.0% |
| KBLMW | Buy | KBL MERGER CORP IV*w exp 01/15/202 | $13,000 | +550.0% | 68,300 | +464.5% | 0.00% | – |
| GTYHW | Sell | GTY TECHNOLOGY HOLDINGS INC*w exp 99/99/999 | $4,000 | -81.8% | 3,904 | -79.1% | 0.00% | -66.7% |
| BRPAW | New | BIG ROCK PARTNERS ACQUISI CO*w exp 12/01/202 | $4,000 | – | 10,000 | +100.0% | 0.00% | – |
| SCACW | Sell | SABAN CAP ACQUISITION CORP*w exp 09/21/202 | $6,000 | -62.5% | 4,800 | -65.5% | 0.00% | -50.0% |
| JSYNR | New | JENSYN ACQUISITION CORPright 99/99/9999 | $8,000 | – | 20,000 | +100.0% | 0.00% | – |
| FSACW | New | FEDERAL STR ACQUISITION CORP*w exp 07/24/202 | $4,000 | – | 3,600 | +100.0% | 0.00% | – |
| CNACW | CONSTELLATION ALPHA CAP CORP*w exp 03/23/202 | $9,000 | +12.5% | 32,500 | 0.0% | 0.00% | 0.0% | |
| CICWS | New | CAPITOL INVT CORP IV*w exp 01/01/202 | $8,000 | – | 7,000 | +100.0% | 0.00% | – |
| FMCIW | Sell | FORUM MERGER CORP*w exp 06/01/202 | $5,000 | +25.0% | 7,500 | -25.0% | 0.00% | – |
| CWSA | CITIGROUP INC*w exp 01/04/201 | $8,000 | -11.1% | 81,500 | 0.0% | 0.00% | 0.0% | |
| OSPRW | New | OSPREY ENERGY ACQUISITION CO*w exp 07/21/202 | $9,000 | – | 12,500 | +100.0% | 0.00% | – |
| HNTWF | Sell | HUNTER MARITIME ACQUISITION*w exp 99/99/999 | $7,000 | -53.3% | 22,421 | -1.3% | 0.00% | -50.0% |
| MIIIW | Sell | M III ACQUISITION CORP*w exp 10/10/202 | $4,000 | -20.0% | 5,100 | -49.5% | 0.00% | 0.0% |
| STLRW | Sell | STELLAR ACQUISITION III INC*w exp 03/22/202 | $9,000 | -30.8% | 28,000 | -20.0% | 0.00% | -50.0% |
| SPIL | Exit | SILICONWARE PRECISION INDS Lsponsd adr spl | $0 | – | -50 | -100.0% | 0.00% | – |
| MACQW | Buy | M I ACQUISITIONS INC*w exp 99/99/999 | $3,000 | +200.0% | 9,111 | +176.1% | 0.00% | – |
| BCACW | Exit | BISON CAP ACQUISITION CORP*w exp 06/20/202 | $0 | – | -6,150 | -100.0% | 0.00% | – |
| JSYNW | New | JENSYN ACQUISITION CORP*w exp 03/07/202 | $2,000 | – | 10,000 | +100.0% | 0.00% | – |
| WYIGW | Exit | JM GLOBAL HLDG CO*w exp 07/09/202 | $0 | – | -7,700 | -100.0% | 0.00% | – |
| BLVDW | Exit | BOULEVARD ACQUISITION*w exp 09/25/202 | $0 | – | -8,509 | -100.0% | -0.00% | – |
| ELECW | Exit | ELECTRUM SPL ACQUISITION COR*w exp 99/99/999 | $0 | – | -14,900 | -100.0% | -0.00% | – |
| GPIAW | Exit | GP INVTS ACQUISITION COR*w exp 05/19/202 | $0 | – | -13,300 | -100.0% | -0.00% | – |
| GPACW | Exit | GLOBAL PARTNER ACQUISITION C*w exp 07/01/202 | $0 | – | -13,265 | -100.0% | -0.00% | – |
| WRLSW | Exit | PENSARE ACQUISITION CORP*w exp 07/27/202 | $0 | – | -20,400 | -100.0% | -0.00% | – |
| KAACW | Exit | KAYNE ANDERSON ACQUISITION*w exp 06/30/202 | $0 | – | -19,971 | -100.0% | -0.00% | – |
| ANDAW | Exit | ANDINA ACQUISITION CORP II*w exp 11/23/202 | $0 | – | -60,624 | -100.0% | -0.00% | – |
| BACWSB | Exit | BANK AMER CORP*w exp 10/28/201 | $0 | – | -50,000 | -100.0% | -0.01% | – |
| GCVRZ | Exit | SANOFIright 12/31/2020 | $0 | – | -125,000 | -100.0% | -0.01% | – |
| JE | Exit | JUST ENERGY GROUP INC | $0 | – | -12,350 | -100.0% | -0.01% | – |
| JONE | Exit | JONES ENERGY INCcall | $0 | – | -50,000 | -100.0% | -0.01% | – |
| TTMI | Exit | TTM TECHNOLOGIES INCcall | $0 | – | -6,800 | -100.0% | -0.01% | – |
| FMCIU | Exit | FORUM MERGER CORPunit 06/01/2024 | $0 | – | -15,000 | -100.0% | -0.02% | – |
| DHT | Exit | DHT HOLDINGS INC | $0 | – | -40,000 | -100.0% | -0.02% | – |
| MACQU | Exit | M I ACQUISITIONS INCunit 99/99/9999 | $0 | – | -16,411 | -100.0% | -0.02% | – |
| LCAHU | Exit | LANDCADIA HLDGS INCunit 12/31/2021t | $0 | – | -20,000 | -100.0% | -0.03% | – |
| JSYNU | Exit | JENSYN ACQUISITION CORPunit 99/99/9999 | $0 | – | -20,000 | -100.0% | -0.03% | – |
| IAC | Exit | IAC INTERACTIVECORP | $0 | – | -3,700 | -100.0% | -0.05% | – |
| SPPI | Exit | SPECTRUM PHARMACEUTICALS INCput | $0 | – | -35,000 | -100.0% | -0.06% | – |
| IAMXU | Exit | I AM CAP ACQUISITION COunit 08/15/2022 | $0 | – | -56,000 | -100.0% | -0.07% | – |
| ZIONZ | Exit | ZIONS BANCORPORATION*w exp 11/14/201 | $0 | – | -50,000 | -100.0% | -0.07% | – |
| OASPQ | Exit | OASIS PETE INC NEW | $0 | – | -64,900 | -100.0% | -0.07% | – |
| MIIIU | Exit | M III ACQUISITION CORPunit 99/99/9999t | $0 | – | -60,300 | -100.0% | -0.08% | – |
| NBIX | Exit | NEUROCRINE BIOSCIENCES INC | $0 | – | -11,100 | -100.0% | -0.08% | – |
| WRLSU | Exit | PENSARE ACQUISITION CORPunit 07/27/2022 | $0 | – | -70,000 | -100.0% | -0.09% | – |
| AXAR | Exit | AXAR ACQUISITION CORP | $0 | – | -75,000 | -100.0% | -0.09% | – |
| ON | Exit | ON SEMICONDUCTOR CORP | $0 | – | -46,900 | -100.0% | -0.11% | – |
| Exit | GENERAL CABLE CORP DEL NEWfrnt 4.500% 11/1 | $0 | – | -1,110,000 | -100.0% | -0.12% | – | |
| Exit | NEW YORK MTG TR INCnote 6.250% 1/1 | $0 | – | -1,000,000 | -100.0% | -0.12% | – | |
| FTRCQ | Exit | FRONTIER COMMUNICATIONS CORPcall | $0 | – | -100,000 | -100.0% | -0.15% | – |
| PEGI | Exit | PATTERN ENERGY GROUP INCput | $0 | – | -50,000 | -100.0% | -0.15% | – |
| Exit | APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $0 | – | -1,310,000 | -100.0% | -0.18% | – | |
| Exit | ELECTRONICS FOR IMAGING INCnote 0.750% 9/0 | $0 | – | -1,400,000 | -100.0% | -0.18% | – | |
| Exit | BROOKDALE SR LIVING INCnote 2.750% 6/1 | $0 | – | -1,860,000 | -100.0% | -0.23% | – | |
| MMDMU | Exit | MODERN MEDIA ACQUISITIONunit 99/99/9999 | $0 | – | -178,330 | -100.0% | -0.23% | – |
| Exit | VECTOR GROUP LTDfrnt | $0 | – | -2,000,000 | -100.0% | -0.28% | – | |
| Exit | CIENA CORPdebt 4.000%12/1 | $0 | – | -1,750,000 | -100.0% | -0.29% | – | |
| CCIPRA | Exit | CROWN CASTLE INTL CORP NEW8.875% con pfd a | $0 | – | -2,450 | -100.0% | -0.32% | – |
| AHPAU | Exit | AVISTA HEALTHCARE PUB ACQ COunit 99/99/9999 | $0 | – | -265,000 | -100.0% | -0.34% | – |
| Exit | MARRIOTT VACATIONS WRLDWDE Cnote 1.500% 9/1 | $0 | – | -2,700,000 | -100.0% | -0.35% | – | |
| Exit | AKAMAI TECHNOLOGIES INCdbcv 2/1 | $0 | – | -3,002,000 | -100.0% | -0.36% | – | |
| Exit | INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $0 | – | -4,250,000 | -100.0% | -0.41% | – | |
| TPGEU | Exit | TPG PACE ENERGY HLDGS CORPunit 99/99/9999 | $0 | – | -350,358 | -100.0% | -0.44% | – |
| Exit | NUVASIVE INCnote 2.250% 3/1 | $0 | – | -3,530,000 | -100.0% | -0.50% | – | |
| Exit | SPECTRUM PHARMACEUTICALS INCnote 2.750%12/1 | $0 | – | -3,000,000 | -100.0% | -0.52% | – | |
| Exit | ICONIX BRAND GROUP INCnote 1.500% 3/1 | $0 | – | -4,688,000 | -100.0% | -0.58% | – | |
| EAGL | Exit | DOUBLE EAGLE ACQUISITION COR | $0 | – | -483,123 | -100.0% | -0.60% | – |
| Exit | COLONY CAP INCnote 3.875% 1/1 | $0 | – | -4,930,000 | -100.0% | -0.61% | – | |
| Exit | SHUTTERFLY INCnote 0.250% 5/1 | $0 | – | -5,740,000 | -100.0% | -0.71% | – | |
| Exit | EMERGENT BIOSOLUTIONS INCnote 2.875% 1/1 | $0 | – | -3,967,000 | -100.0% | -0.71% | – | |
| Exit | PHOTRONICS INCnote 3.250% 4/0 | $0 | – | -5,240,000 | -100.0% | -0.71% | – | |
| Exit | BROADSOFT INCnote 1.000% 9/0 | $0 | – | -4,130,000 | -100.0% | -0.71% | – | |
| Exit | BLACKSTONE MTG TR INCnote 5.250%12/0 | $0 | – | -5,128,000 | -100.0% | -0.72% | – | |
| Exit | TTM TECHNOLOGIES INCnote 1.750%12/1 | $0 | – | -3,472,000 | -100.0% | -0.73% | – | |
| Exit | SALESFORCE COM INCnote 0.250% 4/0 | $0 | – | -4,378,000 | -100.0% | -0.76% | – | |
| Exit | SEACOR HOLDINGS INCnote 3.000%11/1 | $0 | – | -7,905,000 | -100.0% | -0.88% | – | |
| BLVD | Exit | BOULEVARD ACQUISITIONcl a | $0 | – | -793,382 | -100.0% | -0.98% | – |
| IPOAU | Exit | SOCIAL CAP HEDOSOPHIA HLDGSunit 99/99/9999 | $0 | – | -762,482 | -100.0% | -1.00% | – |
| Exit | MERCADOLIBRE INCnote 2.250% 7/0 | $0 | – | -4,183,000 | -100.0% | -1.08% | – | |
| GPIA | Exit | GP INVTS ACQUISITION COR | $0 | – | -963,949 | -100.0% | -1.20% | – |
| Exit | SERVICENOW INCnote 11/0 | $0 | – | -6,604,000 | -100.0% | -1.31% | – | |
| Exit | INTEL CORPsdcv 3.250% 8/0 | $0 | – | -6,762,000 | -100.0% | -1.54% | – | |
| Exit | MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $0 | – | -7,830,000 | -100.0% | -1.69% | – | |
| Exit | INTERDIGITAL INCnote 1.500% 3/0 | $0 | – | -13,284,000 | -100.0% | -1.93% | – | |
| Exit | CITRIX SYS INCnote 0.500% 4/1 | $0 | – | -13,771,000 | -100.0% | -1.98% | – | |
| Exit | STARWOOD PPTY TR INCnote 3.750%10/1 | $0 | – | -23,539,000 | -100.0% | -2.92% | – | |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -100,000 | -100.0% | -3.11% | – |
| Exit | VERISIGN INCsdcv 3.250% 8/1 | $0 | – | -8,429,000 | -100.0% | -3.25% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ZIONS BANCORPORATION | 18 | Q3 2017 | 0.1% |
| SANOFI RIGHT 12/31/2020 | 18 | Q3 2017 | 0.0% |
| CITIGROUP INC | 18 | Q4 2017 | 0.0% |
| BANK OF AMERICA CORPORATION | 17 | Q3 2017 | 0.0% |
| SPDR S&P 500 ETF TRUST | 16 | Q3 2023 | 26.0% |
| MOLINA HEALTHCARE INC | 16 | Q1 2018 | 4.2% |
| NATIONAL HEALTH INVS INC | 16 | Q1 2018 | 1.8% |
| MICROCHIP TECHNOLOGY INC | 15 | Q4 2016 | 8.1% |
| J2 GLOBAL INC | 15 | Q2 2018 | 2.3% |
| VECTOR GROUP LTD | 15 | Q2 2018 | 1.7% |
View BASSO CAPITAL MANAGEMENT, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Compass Digital Acquisition Corp.Sold out | February 10, 2023 | 0 | 0.0% |
| EdtechX Holdings Acquisition Corp. IISold out | February 10, 2023 | 0 | 0.0% |
| Eve Holding, Inc.Sold out | February 10, 2023 | 0 | 0.0% |
| FoxWayne Enterprises Acquisition Corp.Sold out | February 10, 2023 | 0 | 0.0% |
| Tastemaker Acquisition Corp.Sold out | February 10, 2023 | 0 | 0.0% |
| ACKRELL SPAC Partners I Co. | February 11, 2022 | 994,246 | 5.5% |
| AGBA Acquisition Ltd | February 11, 2022 | 83,878 | 1.7% |
| Airspan Networks Holdings Inc.Sold out | February 11, 2022 | 0 | 0.0% |
| Benessere Capital Acquisition Corp.Sold out | February 11, 2022 | 0 | 0.0% |
| Dune Acquisition Corp | February 11, 2022 | 222,524 | 1.3% |
View BASSO CAPITAL MANAGEMENT, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| SC 13G/A | 2023-02-10 |
| SC 13G/A | 2023-02-10 |
| SC 13G/A | 2023-02-10 |
| SC 13G/A | 2023-02-10 |
View BASSO CAPITAL MANAGEMENT, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.