$606 Million is the total value of BASSO CAPITAL MANAGEMENT, L.P.'s 133 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 59.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | ELECTRONIC ARTS INCnote 0.750% 7/1 | $49,344,000 | -8.1% | 23,200,000 | -9.7% | 8.15% | -0.9% | |
| JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $36,449,000 | +23.7% | 6,895,000 | 0.0% | 6.02% | +33.4% | ||
| Buy | MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1 | $28,460,000 | -2.3% | 16,263,000 | +6.6% | 4.70% | +5.4% | |
| IWM | New | ISHARES TR RUSSELLput | $27,169,000 | – | 248,800 | +100.0% | 4.49% | – |
| Buy | MOLINA HEALTHCARE INCnote 1.125% 1/1 | $25,536,000 | +18.6% | 14,650,000 | +20.1% | 4.22% | +27.9% | |
| Sell | NOVELLUS SYS INCnote 2.625% 5/1 | $23,639,000 | -35.4% | 12,080,000 | -21.5% | 3.90% | -30.4% | |
| Buy | TAKE-TWO INTERACTIVE SOFTWARnote 1.000% 7/0 | $18,746,000 | +11.3% | 13,178,000 | +8.2% | 3.10% | +20.1% | |
| New | PALO ALTO NETWORKS INCote 7/0 | $16,631,000 | – | 10,203,000 | +100.0% | 2.75% | – | |
| Sell | JARDEN CORPnote 1.875% 9/1 | $15,661,000 | -42.6% | 9,750,000 | -40.0% | 2.59% | -38.1% | |
| Buy | PDL BIOPHARMA INCnote 4.000% 2/0 | $13,029,000 | -1.7% | 15,000,000 | +7.1% | 2.15% | +6.0% | |
| Buy | STARWOOD PPTY TR INCnote 3.750%10/1 | $12,692,000 | +24.9% | 12,800,000 | +26.7% | 2.10% | +34.7% | |
| Buy | J2 GLOBAL INCnote 3.250% 6/1 | $12,449,000 | +13.1% | 10,450,000 | +10.6% | 2.06% | +21.9% | |
| SPIRIT RLTY CAP INC NEWnote 2.875% 5/1 | $12,090,000 | -1.1% | 13,000,000 | 0.0% | 2.00% | +6.6% | ||
| Buy | JARDEN CORPnote 1.500% 6/1 | $11,489,000 | +10.1% | 8,550,000 | +14.0% | 1.90% | +18.8% | |
| Sell | PROOFPOINT INCnote 1.250%12/1 | $11,334,000 | -16.1% | 6,980,000 | -12.5% | 1.87% | -9.5% | |
| Buy | SHIP FINANCE INTERNATIONAL Lnote 3.250% 2/0 | $10,827,000 | +24.6% | 10,250,000 | +24.2% | 1.79% | +34.4% | |
| Sell | CEMEX SAB DE CVnote 3.750% 3/1 | $10,681,000 | -51.2% | 10,295,000 | -44.3% | 1.76% | -47.3% | |
| Buy | XILINX INCnote 2.625% 6/1 | $10,017,000 | +13.7% | 6,700,000 | +17.5% | 1.65% | +22.6% | |
| Buy | VERISIGN INCsdcv 3.250% 8/1 | $9,388,000 | +103.9% | 4,500,000 | +80.0% | 1.55% | +119.9% | |
| New | LIGAND PHARMACEUTICALS INCote 0.750% 8/1 | $9,323,000 | – | 7,220,000 | +100.0% | 1.54% | – | |
| Sell | PRICELINE GRP INCnote 1.000% 3/1 | $9,255,000 | -16.0% | 6,600,000 | -20.5% | 1.53% | -9.4% | |
| New | ELECTRONICS FOR IMAGING INCote 0.750% 9/0 | $9,001,000 | – | 8,800,000 | +100.0% | 1.49% | – | |
| Sell | NVIDIA CORPnote 1.000%12/0 | $8,428,000 | -1.6% | 6,400,000 | -14.1% | 1.39% | +6.1% | |
| Sell | VECTOR GROUP LTDnote 1.750% 4/1 | $8,169,000 | -19.8% | 7,300,000 | -21.5% | 1.35% | -13.5% | |
| Sell | NATIONAL HEALTH INVS INCnote 3.250% 4/0 | $7,982,000 | -18.4% | 8,203,000 | -17.1% | 1.32% | -12.0% | |
| Buy | AFFYMETRIX INCnote 4.000% 7/0 | $7,813,000 | +34.7% | 5,000,000 | +66.7% | 1.29% | +45.3% | |
| Sell | SEACOR HOLDINGS INCnote 2.500%12/1 | $7,800,000 | -18.1% | 8,189,000 | -12.1% | 1.29% | -11.7% | |
| Buy | CARRIAGE SVCS INCnote 2.750% 3/1 | $7,364,000 | +12.4% | 6,653,000 | +21.0% | 1.22% | +21.2% | |
| SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $6,515,000 | -1.4% | 7,136,000 | 0.0% | 1.08% | +6.3% | ||
| New | QIHOO 360 TECHNOLOGY CO LTDote 0.500% 8/1 | $6,491,000 | – | 7,450,000 | +100.0% | 1.07% | – | |
| Sell | TAKE-TWO INTERACTIVE SOFTWARnote 1.750%12/0 | $6,255,000 | -36.1% | 4,070,000 | -38.1% | 1.03% | -31.1% | |
| New | MERCADOLIBRE INCote 2.250% 7/0 | $5,778,000 | – | 5,900,000 | +100.0% | 0.95% | – | |
| Buy | INTEL CORPsdcv 3.250% 8/0 | $5,436,000 | +70.6% | 3,600,000 | +71.4% | 0.90% | +84.0% | |
| WRIGHT MED GROUP INCnote 2.000% 8/1 | $5,256,000 | -10.4% | 5,000,000 | 0.0% | 0.87% | -3.4% | ||
| DHT HOLDINGS INC Debt 4.500%10/0 | $5,141,000 | -1.8% | 4,600,000 | 0.0% | 0.85% | +6.0% | ||
| New | CHESAPEAKE ENERGY CORPnote 2.750%11/1 | $4,913,000 | – | 4,950,000 | +100.0% | 0.81% | – | |
| Sell | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $4,837,000 | -40.6% | 5,345,000 | -33.6% | 0.80% | -36.0% | |
| Buy | COWEN GROUP INC NEWnote 3.000% 3/1 | $4,756,000 | +4.1% | 4,500,000 | +28.6% | 0.78% | +12.1% | |
| Sell | 51JOB INCnote 3.250% 4/1 | $4,716,000 | -33.9% | 5,000,000 | -28.6% | 0.78% | -28.7% | |
| Buy | GENERAL CABLE CORP DEL NEWfrnt 4.500%11/1 | $4,121,000 | +96.5% | 7,000,000 | +180.0% | 0.68% | +111.8% | |
| New | MEDICINES COdbcv 1.375% 6/0 | $4,050,000 | – | 2,800,000 | +100.0% | 0.67% | – | |
| New | ENERNOC INCbcv 2.250% 8/1 | $3,825,000 | – | 5,550,000 | +100.0% | 0.63% | – | |
| ROIQ | Buy | ROI ACQUISITION CORP II | $3,548,000 | -1.1% | 354,768 | +1.3% | 0.59% | +6.5% |
| GRSHU | New | GORES HLDGS INCunit 99/99/9999 | $3,549,000 | – | 350,000 | +100.0% | 0.59% | – |
| New | ALBANY MOLECULAR RESH INCnote 2.250%11/1 | $3,455,000 | – | 2,800,000 | +100.0% | 0.57% | – | |
| GGAC | New | GARNERO GROUP ACQUISITION CO | $3,176,000 | – | 323,457 | +100.0% | 0.52% | – |
| HAWAIIAN HOLDINGS INCnote 5.000% 3/1 | $3,154,000 | +4.1% | 1,000,000 | 0.0% | 0.52% | +12.3% | ||
| Sell | TRINA SOLAR LIMITEDdbcv 3.500% 6/1 | $3,098,000 | -44.7% | 3,500,000 | -36.4% | 0.51% | -40.3% | |
| New | MGIC INVT CORP WISnote 2.000% 4/0 | $3,067,000 | – | 2,140,000 | +100.0% | 0.51% | – | |
| EACQU | New | EASTERLY ACQUISITION CORPunit 99/99/9999 | $3,015,000 | – | 300,000 | +100.0% | 0.50% | – |
| Buy | ALTRA INDL MOTION CORPnote 2.750% 3/0 | $2,955,000 | -0.4% | 2,850,000 | +9.6% | 0.49% | +7.5% | |
| HCACU | New | HENNESSY CAP ACQUISITION CORunit 99/99/9999 | $2,852,000 | – | 289,300 | +100.0% | 0.47% | – |
| M/I HOMES INCnote 3.250% 9/1 | $2,818,000 | -3.6% | 2,500,000 | 0.0% | 0.46% | +4.0% | ||
| Buy | PROSPECT CAPITAL CORPORATIONnote 6.250%12/1 | $2,767,000 | +81.9% | 2,750,000 | +83.3% | 0.46% | +96.1% | |
| New | BIOMARIN PHARMACEUTICAL INCnote 0.750%10/1 | $2,545,000 | – | 1,950,000 | +100.0% | 0.42% | – | |
| New | NETSUITE INCnote 0.250% 6/0 | $2,503,000 | – | 2,500,000 | +100.0% | 0.41% | – | |
| New | APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $2,464,000 | – | 2,500,000 | +100.0% | 0.41% | – | |
| CAMB | Buy | CAMBRIDGE CAP ACQUISITION CO | $2,374,000 | +2.6% | 236,731 | +2.3% | 0.39% | +10.7% |
| XLF | New | SELECT SECTOR SPDR TRcall | $2,266,000 | – | 100,000 | +100.0% | 0.37% | – |
| CWB | New | SPDR SERIES TRUST BRCcall | $2,236,000 | – | 50,000 | +100.0% | 0.37% | – |
| Sell | ALERE INCnote 3.000% 5/1 | $2,235,000 | -72.2% | 1,950,000 | -69.8% | 0.37% | -70.0% | |
| GPIAU | Sell | GP INVTS ACQUISITION CORunit 99/99/9999 | $2,230,000 | -19.8% | 225,000 | -18.2% | 0.37% | -13.6% |
| VXX | New | BARCLAYS BK PLCput | $2,217,000 | – | 150,000 | +100.0% | 0.37% | – |
| Sell | BROOKDALE SR LIVING INCnote 2.750% 6/1 | $2,050,000 | -85.8% | 1,925,000 | -82.5% | 0.34% | -84.7% | |
| AUMAU | AR CAP ACQUISITION CORPunit 10/06/2019 | $1,938,000 | -2.0% | 195,000 | 0.0% | 0.32% | +5.6% | |
| SPY | New | SPDR S&P 500 ETF TRput | $1,916,000 | – | 10,000 | +100.0% | 0.32% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $1,916,000 | – | 10,000 | +100.0% | 0.32% | – |
| New | SPECTRANETICS CORPmtnf 2.625% 6/0 | $1,906,000 | – | 2,500,000 | +100.0% | 0.32% | – | |
| QPAC | Buy | QUINPARIO ACQUISITION CORP 2 | $1,767,000 | +36.7% | 180,100 | +38.4% | 0.29% | +47.5% |
| GDEF | Buy | GLOBAL DEFENSE & NATL SEC SY | $1,736,000 | +14.0% | 165,000 | +13.8% | 0.29% | +23.2% |
| ELECU | Buy | ELECTRUM SPL ACQUISITION CORunit 99/99/9999 | $1,680,000 | +11.8% | 170,000 | +13.3% | 0.28% | +20.4% |
| EEFT | EURONET WORLDWIDE INC | $1,541,000 | +20.1% | 20,800 | 0.0% | 0.25% | +29.6% | |
| ARWAU | Sell | AROWANA INCunit 99/99/9999 | $1,530,000 | -2.5% | 150,000 | -3.2% | 0.25% | +5.4% |
| EAGLU | New | DOUBLE EAGLE ACQUISITION CORunit 99/99/9999 | $1,521,000 | – | 150,000 | +100.0% | 0.25% | – |
| HDRAU | Sell | HYDRA INDS ACQUISITION CORPunit 10/20/2021 | $1,479,000 | -14.2% | 145,000 | -14.7% | 0.24% | -7.6% |
| ILMN | Sell | ILLUMINA INC | $1,389,000 | -43.2% | 7,900 | -29.5% | 0.23% | -38.9% |
| HDRA | Buy | HYDRA INDS ACQUISITION CORP | $1,261,000 | +137.0% | 130,000 | +136.4% | 0.21% | +156.8% |
| SINA CORPnote 1.000%12/0 | $1,087,000 | -0.6% | 1,150,000 | 0.0% | 0.18% | +6.5% | ||
| GPIA | New | GP INVTS ACQUISITION COR | $1,035,000 | – | 107,726 | +100.0% | 0.17% | – |
| AMSGP | Buy | AMSURG CORPpfd cnv sr a-1 % | $955,000 | +17.9% | 6,445 | +8.4% | 0.16% | +27.4% |
| PEGI | New | PATTERN ENERGY GROUP INCput | $955,000 | – | 50,000 | +100.0% | 0.16% | – |
| SWN | Sell | SOUTHWESTERN ENERGY COput | $952,000 | -58.1% | 75,000 | -25.0% | 0.16% | -54.9% |
| WLRHU | Sell | WL ROSS HLDG CORPunit 06/11/2019 | $907,000 | -7.1% | 80,800 | -5.8% | 0.15% | +0.7% |
| DY | New | DYCOM INDS INC | $897,000 | – | 12,400 | +100.0% | 0.15% | – |
| New | CORENERGY INFRASTRUCTURE TRote 7.000% 6/1 | $888,000 | – | 1,000,000 | +100.0% | 0.15% | – | |
| TFSCU | Sell | 1347 CAP CORPunit 07/18/2016 | $875,000 | -15.5% | 85,000 | -15.0% | 0.14% | -9.4% |
| ELEC | New | ELECTRUM SPL ACQUISITION COR | $849,000 | – | 87,500 | +100.0% | 0.14% | – |
| TRTLU | Sell | TERRAPIN 3 ACQUISITION CORPunit 06/27/2019 | $783,000 | -30.0% | 76,801 | -28.1% | 0.13% | -24.6% |
| QPACU | QUINPARIO ACQUISITION CORP 2unit 01/01/2023 | $771,000 | -1.7% | 75,000 | 0.0% | 0.13% | +5.8% | |
| UVV | Buy | UNIVERSAL CORP VA | $759,000 | +41.3% | 15,308 | +63.5% | 0.12% | +52.4% |
| CX | Buy | CEMEX SAB DE CV SPONput | $699,000 | +1.7% | 100,000 | +33.3% | 0.12% | +9.5% |
| AUMA | Buy | AR CAP ACQUISITION CORP | $675,000 | +61.1% | 70,000 | +66.6% | 0.11% | +73.4% |
| FOR | FORESTAR GROUP INCput | $658,000 | 0.0% | 50,000 | 0.0% | 0.11% | +7.9% | |
| OFG | Buy | OFG BANCORPcall | $655,000 | +22.7% | 75,000 | +50.0% | 0.11% | +31.7% |
| Buy | ENERGY XXI BERMUDA LTDnote 3.000%12/1 | $594,000 | -51.6% | 5,944,000 | +13.8% | 0.10% | -47.9% | |
| HRMNU | HARMONY MERGER CORPunit 99/99/9999 | $561,000 | +0.4% | 55,000 | 0.0% | 0.09% | +8.1% | |
| PDLI | Buy | PDL BIOPHARMA INCput | $503,000 | +56.2% | 100,000 | +100.0% | 0.08% | +69.4% |
| STNG | SCORPIO TANKERS INCput | $505,000 | -9.5% | 55,000 | 0.0% | 0.08% | -2.4% | |
| BGC | New | GENERAL CABLE CORP DEL NEWput | $476,000 | – | 40,000 | +100.0% | 0.08% | – |
| TRTL | Buy | TERRAPIN 3 ACQUISITION CORP COMcl a | $473,000 | +213.2% | 47,853 | +219.0% | 0.08% | +239.1% |
| ENOC | New | ENERNOC INCput | $395,000 | – | 50,000 | +100.0% | 0.06% | – |
| AKAM | AKAMAI TECHNOLOGIES INC | $373,000 | -1.1% | 5,400 | 0.0% | 0.06% | +6.9% | |
| SONY | New | SONY CORPadr new | $289,000 | – | 12,000 | +100.0% | 0.05% | – |
| AAPC | Buy | ATLANTIC ALLIANCE PARTNER CO | $277,000 | +77.6% | 27,334 | +78.5% | 0.05% | +91.7% |
| CADT | Buy | DT ASIA INVTS LTD | $241,000 | +0.8% | 24,208 | +0.4% | 0.04% | +8.1% |
| TFSC | New | 1347 CAP CORP | $239,000 | – | 24,318 | +100.0% | 0.04% | – |
| HRMN | Buy | HARMONY MERGER CORP | $209,000 | +4.0% | 21,154 | +3.7% | 0.04% | +12.9% |
| XIV | Buy | CREDIT SUISSE NASSAU BRH INVRSvix sterm | $207,000 | +2.0% | 8,500 | +70.0% | 0.03% | +9.7% |
| VXX | New | BARCLAYS BK PLCcall | $148,000 | – | 10,000 | +100.0% | 0.02% | – |
| WLRH | Buy | WL ROSS HLDG CORP COM | $147,000 | +53.1% | 14,200 | +54.3% | 0.02% | +60.0% |
| ROIQW | Sell | ROI ACQUISITION CORP IIw exp 09/17/201 | $94,000 | +25.3% | 261,538 | -3.0% | 0.02% | +45.5% |
| ZIONZ | ZIONS BANCORPORATIONw exp 11/14/201 | $98,000 | -44.0% | 50,000 | 0.0% | 0.02% | -40.7% | |
| PVAHQ | Buy | PENN VA CORPcall | $53,000 | -69.7% | 100,000 | +150.0% | 0.01% | -66.7% |
| ARWA | New | AROWANA INC | $49,000 | – | 5,000 | +100.0% | 0.01% | – |
| VGK | New | VANGUARD INTL EQUITY INDEX Fftse europe etf | $49,000 | – | 1,000 | +100.0% | 0.01% | – |
| GGACR | GARNERO GROUP ACQUISITION COright 06/25/2016 | $44,000 | +22.2% | 200,000 | 0.0% | 0.01% | +16.7% | |
| GCVRZ | SANOFIright 12/31/2020 | $42,000 | -72.7% | 220,000 | 0.0% | 0.01% | -70.8% | |
| CWSA | CITIGROUP INCw exp 01/04/201 | $38,000 | -36.7% | 81,500 | 0.0% | 0.01% | -33.3% | |
| CAMBW | Sell | CAMBRIDGE CAP ACQUISITION COw exp 12/17/201 | $31,000 | +47.6% | 122,655 | -14.0% | 0.01% | +66.7% |
| BACWSB | BANK AMER CORPw exp 10/28/201 | $26,000 | -44.7% | 91,600 | 0.0% | 0.00% | -42.9% | |
| HDRAR | Buy | HYDRA INDS ACQUISITION CORPright 99/99/9999 | $21,000 | +110.0% | 55,000 | +83.3% | 0.00% | +50.0% |
| GGACW | Sell | GARNERO GROUP ACQUISITION CO*w exp 06/24/201 | $20,000 | -9.1% | 164,800 | -8.4% | 0.00% | 0.0% |
| SWN | Sell | SOUTHWESTERN ENERGY CO | $12,000 | -62.5% | 948 | -32.3% | 0.00% | -60.0% |
| TFSCR | New | 1347 CAP CORPright 07/21/2016 | $5,000 | – | 15,000 | +100.0% | 0.00% | – |
| HDRAW | Buy | HYDRA INDS ACQUISITION CORPw exp 10/20/202 | $4,000 | +300.0% | 13,000 | +333.3% | 0.00% | – |
| QPACW | Sell | QUINPARIO ACQUISITION CORP 2w exp 01/01/202 | $6,000 | -60.0% | 24,997 | -0.0% | 0.00% | -50.0% |
| TRTLW | New | TERRAPIN 3 ACQUISITION CORPw exp 06/27/201 | $6,000 | – | 10,000 | +100.0% | 0.00% | – |
| GPIAW | New | GP INVTS ACQUISITION COR*w exp 99/99/999 | $1,000 | – | 1,500 | +100.0% | 0.00% | – |
| HRMNW | Sell | HARMONY MERGER CORPw exp 01/01/202 | $2,000 | -50.0% | 5,000 | -49.9% | 0.00% | -100.0% |
| CGBBW | CITIGROUP INCw exp 10/28/201 | $1,000 | -66.7% | 115,500 | 0.0% | 0.00% | – | |
| WLRHW | Sell | WL ROSS HLDG CORPw exp 06/11/201 | $0 | -100.0% | 200 | -92.6% | 0.00% | – |
| ARWAR | New | AROWANA INCright 01/01/2017 | $1,000 | – | 5,000 | +100.0% | 0.00% | – |
| AUMAW | AR CAP ACQUISITION CORPw exp 10/06/201 | $0 | – | 400 | 0.0% | 0.00% | – | |
| JASNW | Exit | JASON INDS INCw exp 06/30/201 | $0 | – | -5,000 | -100.0% | 0.00% | – |
| ROIQU | Exit | ROI ACQUISITION CORP IIunit 09/17/2018 | $0 | – | -2,000 | -100.0% | -0.00% | – |
| BLVD | Exit | BOULEVARD ACQUISITION CORP | $0 | – | -4,258 | -100.0% | -0.01% | – |
| QGEN | Exit | QIAGEN NV | $0 | – | -2,500 | -100.0% | -0.01% | – |
| BLVDW | Exit | BOULEVARD ACQUISITION CORPw exp 02/19/201 | $0 | – | -37,329 | -100.0% | -0.02% | – |
| TSL | Exit | TRINA SOLAR LIMITED SPONadr | $0 | – | -17,400 | -100.0% | -0.03% | – |
| ARAY | Exit | ACCURAY INCcall | $0 | – | -50,000 | -100.0% | -0.05% | – |
| PDLI | Exit | PDL BIOPHARMA INC | $0 | – | -65,082 | -100.0% | -0.06% | – |
| PVAHQ | Exit | PENN VA CORPput | $0 | – | -100,000 | -100.0% | -0.07% | – |
| RHT | Exit | RED HAT INC | $0 | – | -8,300 | -100.0% | -0.10% | – |
| Exit | HEALTHWAYS INCnote 1.500% 7/0 | $0 | – | -1,000,000 | -100.0% | -0.14% | – | |
| SRC | Exit | SPIRIT RLTY CAP INC NEWput | $0 | – | -100,000 | -100.0% | -0.15% | – |
| TWTR | Exit | TWITTER INCcall | $0 | – | -30,000 | -100.0% | -0.17% | – |
| VSH | Exit | VISHAY INTERTECHNOLOGY INCcall | $0 | – | -100,000 | -100.0% | -0.18% | – |
| RPTPRD | Exit | RAMCO-GERSHENSON PPTYS TRperp pfd-d cv | $0 | – | -23,250 | -100.0% | -0.21% | – |
| Exit | CANADIAN SOLAR INCnote 4.250% 2/1 | $0 | – | -1,500,000 | -100.0% | -0.22% | – | |
| Exit | WORKDAY INCnote 0.750% 7/1 | $0 | – | -1,500,000 | -100.0% | -0.26% | – | |
| Exit | STARWOOD PPTY TR INCnote 4.000% 1/1 | $0 | – | -1,950,000 | -100.0% | -0.32% | – | |
| Exit | ON SEMICONDUCTOR CORPnote 2.625%12/1 | $0 | – | -2,000,000 | -100.0% | -0.38% | – | |
| Exit | HORSEHEAD HLDG CORPnote 3.800% 7/0 | $0 | – | -2,500,000 | -100.0% | -0.39% | – | |
| Exit | INFINERA CORPORATIONdbcv 1.750% 6/0 | $0 | – | -2,750,000 | -100.0% | -0.73% | – | |
| FTRPR | Exit | FRONTIER COMMUNICATIONS CORP PFDconv ser-a | $0 | – | -65,000 | -100.0% | -0.99% | – |
| IRDMB | Exit | IRIDIUM COMMUNICATIONS INC PERPpfd cnv b | $0 | – | -19,650 | -100.0% | -1.00% | – |
| Exit | DEPOMED INCnote 2.500% 9/0 | $0 | – | -5,850,000 | -100.0% | -1.15% | – | |
| Exit | ICONIX BRAND GROUP INCnote 1.500% 3/1 | $0 | – | -9,000,000 | -100.0% | -1.40% | – | |
| Exit | VIPSHOP HLDGS LTDnote 1.500% 3/1 | $0 | – | -8,150,000 | -100.0% | -1.58% | – | |
| Exit | TELEFLEX INCnote 3.875% 8/0 | $0 | – | -5,000,000 | -100.0% | -1.69% | – | |
| AGNPRA | Exit | ALLERGAN PLCpfd conv ser a | $0 | – | -13,000 | -100.0% | -2.08% | – |
| VGK | Exit | VANGUARD INTL EQUITY INDEX F FTSEput | $0 | – | -400,000 | -100.0% | -3.31% | – |
| Exit | HOLOGIC INCfrnt 2.000%12/1 | $0 | – | -14,347,000 | -100.0% | -3.67% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-16
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ZIONS BANCORPORATION | 18 | Q3 2017 | 0.1% |
| SANOFI RIGHT 12/31/2020 | 18 | Q3 2017 | 0.0% |
| CITIGROUP INC | 18 | Q4 2017 | 0.0% |
| BANK OF AMERICA CORPORATION | 17 | Q3 2017 | 0.0% |
| SPDR S&P 500 ETF TRUST | 16 | Q3 2023 | 26.0% |
| MOLINA HEALTHCARE INC | 16 | Q1 2018 | 4.2% |
| NATIONAL HEALTH INVS INC | 16 | Q1 2018 | 1.8% |
| MICROCHIP TECHNOLOGY INC | 15 | Q4 2016 | 8.1% |
| J2 GLOBAL INC | 15 | Q2 2018 | 2.3% |
| VECTOR GROUP LTD | 15 | Q2 2018 | 1.7% |
View BASSO CAPITAL MANAGEMENT, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Compass Digital Acquisition Corp.Sold out | February 10, 2023 | 0 | 0.0% |
| EdtechX Holdings Acquisition Corp. IISold out | February 10, 2023 | 0 | 0.0% |
| Eve Holding, Inc.Sold out | February 10, 2023 | 0 | 0.0% |
| FoxWayne Enterprises Acquisition Corp.Sold out | February 10, 2023 | 0 | 0.0% |
| Tastemaker Acquisition Corp.Sold out | February 10, 2023 | 0 | 0.0% |
| ACKRELL SPAC Partners I Co. | February 11, 2022 | 994,246 | 5.5% |
| AGBA Acquisition Ltd | February 11, 2022 | 83,878 | 1.7% |
| Airspan Networks Holdings Inc.Sold out | February 11, 2022 | 0 | 0.0% |
| Benessere Capital Acquisition Corp.Sold out | February 11, 2022 | 0 | 0.0% |
| Dune Acquisition Corp | February 11, 2022 | 222,524 | 1.3% |
View BASSO CAPITAL MANAGEMENT, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| SC 13G/A | 2023-02-10 |
| SC 13G/A | 2023-02-10 |
| SC 13G/A | 2023-02-10 |
| SC 13G/A | 2023-02-10 |
View BASSO CAPITAL MANAGEMENT, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.