$730 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 92 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 4.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VARONIS SYS INCnote 1.250% 8/1 | $18,781,400 | +6.5% | 16,000,000 | 0.0% | 2.57% | +7.1% | ||
| HARMONIC INCdbcv 2.000% 9/0 | $15,823,217 | -35.7% | 13,000,000 | 0.0% | 2.17% | -35.4% | ||
| Porch Group Incnote 6.750% 10/01/28 | $14,166,667 | -13.5% | 25,000,000 | 0.0% | 1.94% | -13.0% | ||
| ACCURAY INC DELnote 3.750% 6/0 | $11,755,461 | -9.5% | 13,096,000 | 0.0% | 1.61% | -9.1% | ||
| THE REALREAL INCnote 3.000% 6/1 | $10,489,540 | +3.8% | 14,774,000 | 0.0% | 1.44% | +4.4% | ||
| CUTERA INCnote 2.250% 6/0 | $9,715,735 | -6.5% | 16,600,000 | 0.0% | 1.33% | -6.1% | ||
| NEOGENOMICS INCnote 0.250% 1/1 | $9,114,228 | -3.0% | 12,768,000 | 0.0% | 1.25% | -2.5% | ||
| FASTLY INCnote 3/1 | $8,969,142 | +2.8% | 10,500,000 | 0.0% | 1.23% | +3.4% | ||
| STANDARD BIOTOOLS INCnote 5.250%12/0 | $6,068,250 | +16.7% | 5,000,000 | 0.0% | 0.83% | +17.3% | ||
| EVENTBRITE INCnote 0.750% 9/1 | $4,172,892 | -1.2% | 5,000,000 | 0.0% | 0.57% | -0.7% | ||
| NANOSTRING TECHNOLOGIES INCnote 2.625% 3/0 | $3,996,662 | -4.8% | 5,000,000 | 0.0% | 0.55% | -4.4% | ||
| ACCOLADE INCnote 0.500% 4/0 | $3,762,486 | +0.4% | 4,500,000 | 0.0% | 0.52% | +1.0% | ||
| BIGCOMMERCE HLDGS INCnote 0.250%10/0 | $3,569,127 | +0.7% | 4,493,000 | 0.0% | 0.49% | +1.2% | ||
| Porch Group Incnote 0.75% 09/15/26 | $2,297,615 | -31.0% | 8,629,000 | 0.0% | 0.32% | -30.6% | ||
| MX | MAGNACHIP SEMICONDUCTOR CORP | $1,828,200 | -25.7% | 220,000 | 0.0% | 0.25% | -25.1% | |
| Arrival Groupnote 3.500% 12/01/26 | $1,699,434 | -54.2% | 23,167,000 | 0.0% | 0.23% | -54.0% | ||
| BIORA THERAPEUTICS INCnote 7.250%12/0 | $1,444,733 | +2.3% | 2,600,000 | 0.0% | 0.20% | +2.6% | ||
| ESPR | ESPERION THERAPEUTICS INC NE | $197,672 | -29.5% | 100,000 | 0.0% | 0.03% | -28.9% | |
| BYTS | BYTE ACQUISITION CORP | $2,875 | +36.7% | 12,500 | 0.0% | 0.00% | – | |
| INDUSTRIAL TECH ACQSTNS II I | $1,313 | -41.6% | 37,500 | 0.0% | 0.00% | – | ||
| ADTHEORENT HOLDING COMPANY | $1,341 | -54.1% | 27,191 | 0.0% | 0.00% | – | ||
| SPREE ACQUISITION CORP 1 LTD | $365 | – | 12,500 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.