SILVERBACK ASSET MANAGEMENT LLC - Q3 2023 holdings

$730 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 92 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 46.7% .

 Value Shares↓ Weighting
SPY NewSPDR S&P 500 ETF TRtr unit$42,748,000100,000
+100.0%
5.86%
BuyCYBERARK SOFTWARE LTDnote 11/1$30,583,961
+9.7%
26,493,000
+8.2%
4.19%
+10.2%
SellDISH NETWORK CORPORATIONnote 3.375% 8/1$24,505,112
+4.9%
40,468,000
-11.8%
3.36%
+5.4%
SellFUBOTV INCnote 3.250% 2/1$21,766,005
-13.3%
32,837,000
-24.2%
2.98%
-12.9%
NewINFINERA CORPnote 3.750% 8/0$19,892,95621,535,000
+100.0%
2.73%
SellNOVA LTDnote 10/1$19,212,371
-36.9%
12,454,000
-34.3%
2.63%
-36.6%
BuyIvanhoe Mines Ltdnote 2.500% 04/15/26$18,924,019
+9.7%
14,625,000
+15.8%
2.59%
+10.3%
SellLUMENTUM HLDGS INCnote 0.500%12/1$18,838,863
-14.9%
22,344,000
-10.5%
2.58%
-14.5%
 VARONIS SYS INCnote 1.250% 8/1$18,781,400
+6.5%
16,000,0000.0%2.57%
+7.1%
BuyWAYFAIR INCnote 1.000% 8/1$17,618,900
+58.6%
21,470,000
+59.8%
2.42%
+59.4%
BuyDIGITALOCEAN HLDGS INCnote 12/0$16,684,597
+49.8%
21,737,000
+52.7%
2.29%
+50.6%
BuyLIVEPERSON INCnote 12/1$16,330,658
+39.6%
21,582,000
+19.4%
2.24%
+40.3%
BuyBANDWIDTH INCnote 0.250% 3/0$16,041,011
+44.9%
19,942,000
+41.3%
2.20%
+45.6%
NewINFINERA CORPnote 2.500% 3/0$15,983,91318,000,000
+100.0%
2.19%
BuyFORD MTR CO DELnote 3/1$15,931,792
-5.0%
16,164,000
+5.6%
2.18%
-4.5%
 HARMONIC INCdbcv 2.000% 9/0$15,823,217
-35.7%
13,000,0000.0%2.17%
-35.4%
BuyVROOM INCnote 0.750% 7/0$15,190,595
+15.5%
28,196,000
+2.9%
2.08%
+16.1%
BuyLuminar Technologies Incnote 1.250% 12/15/26$14,572,667
+14.4%
22,100,000
+15.7%
2.00%
+15.0%
 Porch Group Incnote 6.750% 10/01/28$14,166,667
-13.5%
25,000,0000.0%1.94%
-13.0%
SellIMPINJ INCnote 1.125% 5/1$14,121,836
-21.3%
16,113,000
-3.1%
1.94%
-20.9%
NewMACOM TECH SOLUTIONS HLDGS Inote 0.250% 3/1$13,821,81312,151,000
+100.0%
1.90%
SellLENDINGTREE INCnote 0.500% 7/1$11,813,660
-21.3%
14,954,000
-23.1%
1.62%
-20.9%
 ACCURAY INC DELnote 3.750% 6/0$11,755,461
-9.5%
13,096,0000.0%1.61%
-9.1%
BuyViavi Solutions Incnote 1.625% 03/15/26$11,233,460
+9.8%
11,747,000
+20.5%
1.54%
+10.3%
BuyAMYRIS INCnote 1.500% 11/15/26$10,907,369
-12.8%
86,395,000
+38.1%
1.50%
-12.4%
BuySNAP INCnote 0.125% 3/0$10,733,508
+49.6%
15,500,000
+55.0%
1.47%
+50.3%
SellINSULET CORPnote 0.375% 9/0$10,587,945
-64.3%
10,810,000
-49.8%
1.45%
-64.1%
 THE REALREAL INCnote 3.000% 6/1$10,489,540
+3.8%
14,774,0000.0%1.44%
+4.4%
SellCABLE ONE INCnote 3/1$10,199,925
-6.4%
12,420,000
-6.6%
1.40%
-5.9%
BuyPROS HOLDINGS INCnote 2.250% 9/1$9,985,636
+17.4%
9,460,000
+11.3%
1.37%
+18.0%
BuyRepay Holdings Corpnote 0% 02/01/2026$9,745,100
+82.7%
12,000,000
+84.6%
1.34%
+83.8%
 CUTERA INCnote 2.250% 6/0$9,715,735
-6.5%
16,600,0000.0%1.33%
-6.1%
 NEOGENOMICS INCnote 0.250% 1/1$9,114,228
-3.0%
12,768,0000.0%1.25%
-2.5%
 FASTLY INCnote 3/1$8,969,142
+2.8%
10,500,0000.0%1.23%
+3.4%
BuyBeauty Health Conote 1.250% 10/1/26$8,777,924
+4.1%
11,203,000
+4.7%
1.20%
+4.6%
BuyDanimer Scientific Corpnote 3.250% 12/15/26$8,762,629
+24.7%
23,380,000
+36.0%
1.20%
+25.2%
NewPOST HLDGS INCnote 2.500% 8/1$8,481,9978,530,000
+100.0%
1.16%
SellBEYOND MEAT INCnote 3/1$8,292,457
-21.9%
31,266,000
-22.0%
1.14%
-21.5%
NewTRAVERE THERAPEUTICS INCnote 2.250% 3/0$8,093,18812,500,000
+100.0%
1.11%
SellCHEGG INCnote 9/0$8,009,718
-23.7%
10,171,000
-27.4%
1.10%
-23.3%
SellNUTANIX INCnote 0.250%10/0$7,979,104
-17.5%
8,930,000
-21.3%
1.09%
-17.1%
Buy3D SYS CORP DELnote 11/1$7,966,830
+30.9%
11,000,000
+37.5%
1.09%
+31.6%
NewCryoport Incnote 0.750% 12/01/26$7,433,5989,311,000
+100.0%
1.02%
BuyPAR TECHNOLOGY CORPnote 1.500%10/1$7,311,723
+14.3%
8,795,000
+9.1%
1.00%
+14.9%
BuyINOTIV INCnote 3.250%10/1$7,254,450
+7.1%
14,100,000
+7.6%
0.99%
+7.7%
BuyGUARDANT HEALTH INCnote 11/1$6,972,015
+7.9%
9,975,000
+10.8%
0.96%
+8.5%
 STANDARD BIOTOOLS INCnote 5.250%12/0$6,068,250
+16.7%
5,000,0000.0%0.83%
+17.3%
SellTHE REALREAL INCnote 1.000% 3/0$5,756,277
-3.2%
12,757,000
-12.1%
0.79%
-2.7%
BuyVERITONE INCnote 1.750%11/1$5,703,977
-39.0%
16,100,000
+10.3%
0.78%
-38.6%
SellUPWORK INCnote 0.250% 8/1$5,695,005
-20.9%
6,855,000
-22.6%
0.78%
-20.5%
SellGROUPON INCnote 1.125% 3/1$5,642,837
+2.7%
10,000,000
-31.0%
0.77%
+3.2%
New8X8 INC NEWnote 4.000% 2/0$5,379,7507,500,000
+100.0%
0.74%
 EVENTBRITE INCnote 0.750% 9/1$4,172,892
-1.2%
5,000,0000.0%0.57%
-0.7%
NewREVANCE THERAPEUTICS INCnote 1.750% 2/1$4,034,4175,000,000
+100.0%
0.55%
 NANOSTRING TECHNOLOGIES INCnote 2.625% 3/0$3,996,662
-4.8%
5,000,0000.0%0.55%
-4.4%
 ACCOLADE INCnote 0.500% 4/0$3,762,486
+0.4%
4,500,0000.0%0.52%
+1.0%
NewBRIDGEBIO PHARMA INCnote 2.250% 2/0$3,750,3755,000,000
+100.0%
0.51%
BuyNOBLE CORP PLC$3,623,070
+187.1%
89,006
+408.6%
0.50%
+189.0%
NewCRACKER BARREL OLD CTRY STORnote 0.625% 6/1$3,597,1434,347,000
+100.0%
0.49%
 BIGCOMMERCE HLDGS INCnote 0.250%10/0$3,569,127
+0.7%
4,493,0000.0%0.49%
+1.2%
SellESPERION THERAPEUTICS INC NEnote 4.000%11/1$3,412,500
-9.0%
6,500,000
-13.3%
0.47%
-8.4%
RMBL SellRUMBLEON INC$3,353,110
-65.3%
547,000
-30.0%
0.46%
-65.1%
SellBOX INCnote 1/1$2,914,271
-59.7%
2,700,000
-53.5%
0.40%
-59.6%
VAL SellVALARIS LTDcl a$2,811,750
+11.7%
37,500
-6.2%
0.38%
+12.2%
STNG SellSCORPIO TANKERS INC$2,706,000
+8.5%
50,000
-5.3%
0.37%
+9.1%
AKTS BuyAKOUSTIS TECHNOLOGIES INC$2,602,786
-59.9%
3,457,014
+69.3%
0.36%
-59.7%
NewTPI Composites Incnote 5.250% 03/15/28$2,456,1615,000,000
+100.0%
0.34%
 Porch Group Incnote 0.75% 09/15/26$2,297,615
-31.0%
8,629,0000.0%0.32%
-30.6%
MX  MAGNACHIP SEMICONDUCTOR CORP$1,828,200
-25.7%
220,0000.0%0.25%
-25.1%
 Arrival Groupnote 3.500% 12/01/26$1,699,434
-54.2%
23,167,0000.0%0.23%
-54.0%
NewOMEROS CORPnote 5.250% 2/1$1,613,8892,663,000
+100.0%
0.22%
 BIORA THERAPEUTICS INCnote 7.250%12/0$1,444,733
+2.3%
2,600,0000.0%0.20%
+2.6%
INFN NewINFINERA CORP$1,045,000250,000
+100.0%
0.14%
FLDM SellSTANDARD BIOTOOLS INC$870,000
+0.2%
300,000
-33.3%
0.12%
+0.8%
TVTX NewTRAVERE THERAPEUTICS INC$357,60040,000
+100.0%
0.05%
AVDL NewAVADEL PHARMACEUTICALS PLCsponsored adr$290,000100,000
+100.0%
0.04%
VRM SellVROOM INC$280,000
-48.1%
250,000
-33.3%
0.04%
-48.6%
ESPR  ESPERION THERAPEUTICS INC NE$197,672
-29.5%
100,0000.0%0.03%
-28.9%
PRCH BuyPORCH GROUP INC$180,585
-34.6%
225,000
+12.5%
0.02%
-34.2%
TELL SellTELLURIAN INC NEW$185,832
-23.6%
160,200
-5.8%
0.02%
-24.2%
DNMR NewDANIMER SCIENTIFIC INC$103,50050,000
+100.0%
0.01%
BYTS  BYTE ACQUISITION CORP$2,875
+36.7%
12,5000.0%0.00%
 INDUSTRIAL TECH ACQSTNS II I$1,313
-41.6%
37,5000.0%0.00%
SellARTEMIS STRATEGIC INVT CORP$765
-99.9%
25,000
-66.7%
0.00%
-100.0%
 ADTHEORENT HOLDING COMPANY$1,341
-54.1%
27,1910.0%0.00%
KAII NewQUADRO ACQUISITION ONE CORP$18366
+100.0%
0.00%
 SPREE ACQUISITION CORP 1 LTD$36512,5000.0%0.00%
NewZAPP ELEC VEHS GROUP LTD$2007,961
+100.0%
0.00%
HYG ExitISHARES TRput$0-25,000
-100.0%
-0.00%
INFN ExitINFINERA CORPcall$0-300,000
-100.0%
-0.00%
IWM ExitISHARES TRput$0-50,000
-100.0%
-0.01%
THO ExitTHOR INDS INCcall$0-10,000
-100.0%
-0.01%
ExitVISCOGLIOSI BROS ACQUISTN CO$0-22,500
-100.0%
-0.02%
AMRS ExitAMYRIS INC$0-200,000
-100.0%
-0.03%
ExitM3 BRIGADE ACQUISITION III$0-33,333
-100.0%
-0.04%
SPY ExitSPDR S&P 500 ETF TRput$0-325,000
-100.0%
-0.07%
TRHC ExitTABULA RASA HEALTHCARE INC$0-137,425
-100.0%
-0.16%
ExitSNAP INCnote 5/0$0-4,000,000
-100.0%
-0.40%
ExitMICROSTRATEGY INCnote 0.750%12/1$0-3,000,000
-100.0%
-0.44%
ExitWOLFSPEED INC$0-60,800
-100.0%
-0.46%
ExitMAGNITE INCnote 0.250% 3/1$0-4,381,000
-100.0%
-0.50%
ExitCONFLUENT INCnote 1/1$0-4,500,000
-100.0%
-0.51%
ExitWESTERN DIGITAL CORP.note 1.500% 2/0$0-4,895,000
-100.0%
-0.65%
ExitLYFT INCnote 1.500% 5/1$0-6,376,000
-100.0%
-0.78%
ExitARTIVION INCnote 4.250% 7/0$0-7,500,000
-100.0%
-1.07%
ExitLIVONGO HEALTH INCnote 0.875% 6/0$0-9,100,000
-100.0%
-1.12%
ExitSPLUNK INCnote 0.500% 9/1$0-8,500,000
-100.0%
-1.15%
ExitSPLUNK INCnote 1.125% 6/1$0-12,000,000
-100.0%
-1.41%
ExitTABULA RASA HEALTHCARE INCnote 1.750% 2/1$0-12,797,000
-100.0%
-1.45%
ExitINFINERA CORPdebt 3.750% 8/0$0-28,535,000
-100.0%
-3.90%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-11-14
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MAGNACHIP SEMICONDUCTOR CORP25Q3 20231.4%
SREV Equity24Q1 20222.0%
Sanofi Aventis CVR-WI21Q3 20190.3%
INFINERA CORPORATION19Q1 20236.1%
SPY 07/31/15 P19017Q2 202331.6%
VECTOR GROUP LTD17Q2 20186.5%
AKTS Equity17Q3 20232.1%
DISH NETWORK CORPORATION16Q3 20233.5%
FLEXION THERAPEUTICS INC14Q3 20214.2%
PATRICK INDS INC14Q3 20222.7%

View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.

Latest significant ownerships (13-D/G)
SILVERBACK ASSET MANAGEMENT LLC Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
James River Coal COFebruary 12, 20143,444,4008.7%
TRICO MARINE SERVICES INCSold outFebruary 07, 201100.0%
ORBITAL SCIENCES CORP /DE/Sold outMarch 12, 200900.0%
DOR BIOPHARMA INCSold outFebruary 14, 200700.0%
OXIS INTERNATIONAL INCSold outFebruary 14, 200700.0%
YM BIOSCIENCES INCFebruary 14, 2006870,1002.3%

View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-05-14
SC 13D/A2024-04-11
42024-03-15
SC 13D/A2024-03-15
SC 13D/A2024-02-15
13F-HR2024-02-13
SC 13D/A2024-02-02
13F-HR2023-11-14
13F-HR/A2023-10-06
SC 13D/A2023-09-14

View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.

Compare quarters

Export SILVERBACK ASSET MANAGEMENT LLC's holdings