$730 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 92 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HYG | Exit | ISHARES TRput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| INFN | Exit | INFINERA CORPcall | $0 | – | -300,000 | -100.0% | -0.00% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -50,000 | -100.0% | -0.01% | – |
| THO | Exit | THOR INDS INCcall | $0 | – | -10,000 | -100.0% | -0.01% | – |
| Exit | VISCOGLIOSI BROS ACQUISTN CO | $0 | – | -22,500 | -100.0% | -0.02% | – | |
| AMRS | Exit | AMYRIS INC | $0 | – | -200,000 | -100.0% | -0.03% | – |
| Exit | M3 BRIGADE ACQUISITION III | $0 | – | -33,333 | -100.0% | -0.04% | – | |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -325,000 | -100.0% | -0.07% | – |
| TRHC | Exit | TABULA RASA HEALTHCARE INC | $0 | – | -137,425 | -100.0% | -0.16% | – |
| Exit | SNAP INCnote 5/0 | $0 | – | -4,000,000 | -100.0% | -0.40% | – | |
| Exit | MICROSTRATEGY INCnote 0.750%12/1 | $0 | – | -3,000,000 | -100.0% | -0.44% | – | |
| Exit | WOLFSPEED INC | $0 | – | -60,800 | -100.0% | -0.46% | – | |
| Exit | MAGNITE INCnote 0.250% 3/1 | $0 | – | -4,381,000 | -100.0% | -0.50% | – | |
| Exit | CONFLUENT INCnote 1/1 | $0 | – | -4,500,000 | -100.0% | -0.51% | – | |
| Exit | WESTERN DIGITAL CORP.note 1.500% 2/0 | $0 | – | -4,895,000 | -100.0% | -0.65% | – | |
| Exit | LYFT INCnote 1.500% 5/1 | $0 | – | -6,376,000 | -100.0% | -0.78% | – | |
| Exit | ARTIVION INCnote 4.250% 7/0 | $0 | – | -7,500,000 | -100.0% | -1.07% | – | |
| Exit | LIVONGO HEALTH INCnote 0.875% 6/0 | $0 | – | -9,100,000 | -100.0% | -1.12% | – | |
| Exit | SPLUNK INCnote 0.500% 9/1 | $0 | – | -8,500,000 | -100.0% | -1.15% | – | |
| Exit | SPLUNK INCnote 1.125% 6/1 | $0 | – | -12,000,000 | -100.0% | -1.41% | – | |
| Exit | TABULA RASA HEALTHCARE INCnote 1.750% 2/1 | $0 | – | -12,797,000 | -100.0% | -1.45% | – | |
| Exit | INFINERA CORPdebt 3.750% 8/0 | $0 | – | -28,535,000 | -100.0% | -3.90% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.