SILVERBACK ASSET MANAGEMENT LLC - Q1 2023 holdings

$737 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 99 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 53.4% .

 Value Shares↓ Weighting
SPY BuySPDR S&P 500 ETF TRput$102,347,500
+78.4%
250,000
+66.7%
13.88%
+75.3%
BuyINFINERA CORPdebt 3.750% 8/0$36,649,322
+38.5%
27,035,000
+26.9%
4.97%
+36.2%
NewHARMONIC INCdbcv 2.000% 9/0$22,351,87513,000,000
+100.0%
3.03%
SellINSULET CORPnote 0.375% 9/0$22,212,128
-3.3%
14,839,000
-8.7%
3.01%
-5.0%
BuyNOVA LTDnote 10/1$21,989,375
+121.6%
15,100,000
+86.4%
2.98%
+117.7%
BuyLUMENTUM HLDGS INCnote 0.500%12/1$19,388,819
+125.2%
22,270,000
+123.8%
2.63%
+121.4%
BuyDISH NETWORK CORPORATIONnote 3.375% 8/1$19,096,464
-9.8%
36,946,000
+9.7%
2.59%
-11.4%
BuyIvanhoe Mines Ltdnote 2.500 04/15/26$16,798,821
+10.0%
12,425,000
+0.4%
2.28%
+8.1%
BuyAMYRIS INCnote 1.500%11/1$15,968,738
+16.6%
57,545,000
+36.2%
2.17%
+14.5%
SellINFINERA CORPnote 2.125% 9/0$14,659,343
-9.2%
14,267,000
-13.2%
1.99%
-10.8%
BuyFUBOTV INCnote 3.250% 2/1$14,558,588
+1.9%
33,420,000
+9.6%
1.98%
+0.2%
 ACCURAY INC DELnote 3.750% 6/0$14,311,394
+9.9%
15,781,0000.0%1.94%
+8.0%
 IMPINJ INCnote 1.125% 5/1$14,187,500
+17.7%
10,000,0000.0%1.92%
+15.7%
NewCutera Incnote 2.250 06/01/28$11,333,50015,200,000
+100.0%
1.54%
NewViavi Solutions Incnote 1.625 03/15/26$11,203,74810,747,000
+100.0%
1.52%
SellNEOGENOMICS INCnote 0.250% 1/1$11,202,895
-2.0%
15,268,000
-12.8%
1.52%
-3.7%
BuyBANDWIDTH INCnote 0.250% 3/0$10,955,216
+10.1%
14,113,000
+6.9%
1.49%
+8.2%
BuyBOX INCnote 1/1$10,948,860
+52.5%
9,358,000
+71.8%
1.48%
+49.8%
BuyARTIVION INCnote 4.250% 7/0$10,933,125
+108.7%
11,900,000
+98.3%
1.48%
+105.1%
BuyLENDINGTREE INCnote 0.500% 7/1$10,500,000
+32.3%
14,000,000
+27.1%
1.42%
+30.0%
NewVERITONE INCnote 1.750%11/1$9,982,75014,600,000
+100.0%
1.35%
BuyVROOM INCnote 0.750% 7/0$9,948,785
+18.8%
25,841,000
+9.4%
1.35%
+16.7%
BuyCHEGG INCnote 9/0$9,812,500
+13.3%
12,500,000
+13.6%
1.33%
+11.3%
SellWAYFAIR INCnote 1.000% 8/1$9,656,703
-28.6%
14,687,000
-37.3%
1.31%
-29.8%
SellFASTLY INCnote 3/1$9,615,000
-9.2%
12,000,000
-17.2%
1.30%
-10.8%
BuyPorch Group Incnote 0.75 09/15/26$9,407,790
+13.7%
17,262,000
+15.1%
1.28%
+11.7%
BuyPROS HOLDINGS INCnote 2.250% 9/1$9,225,938
+75.2%
9,750,000
+62.5%
1.25%
+72.1%
BuyLIVEPERSON INCnote 12/1$8,794,769
+15.9%
14,582,000
+38.6%
1.19%
+13.8%
SellACCOLADE INCnote 0.500% 4/0$8,717,500
-22.6%
11,000,000
-31.2%
1.18%
-23.9%
SellTABULA RASA HEALTHCARE INCnote 1.750% 2/1$8,185,540
-9.2%
10,264,000
-11.8%
1.11%
-10.8%
BuyFORD MTR CO DELnote 3/1$8,023,028
+41.1%
8,000,000
+33.3%
1.09%
+38.6%
BuyCABLE ONE INCnote 3/1$8,000,000
+55.1%
10,000,000
+53.8%
1.08%
+52.4%
BuyINVACARE CORPnote 5.000%11/1$7,545,220
-10.5%
13,009,000
+13.1%
1.02%
-12.0%
BuyPAR TECHNOLOGY CORPnote 1.500%10/1$7,409,875
+104.8%
9,350,000
+87.0%
1.00%
+101.4%
BuyLYFT INCnote 1.500% 5/1$7,402,290
+79.2%
8,376,000
+78.4%
1.00%
+76.1%
SellDIGITALOCEAN HLDGS INCnote 12/0$7,157,415
-3.7%
9,096,000
-7.4%
0.97%
-5.4%
BuyDanimer Scientific Corpnote 3.250 12/15/26$6,932,719
+30.6%
15,195,000
+11.0%
0.94%
+28.2%
BuyGROUPON INCnote 1.125% 3/1$6,895,625
+17.4%
17,000,000
+70.0%
0.94%
+15.3%
 SPLUNK INCnote 1.125% 6/1$6,865,000
+0.7%
8,000,0000.0%0.93%
-1.1%
SellSPLUNK INCnote 0.500% 9/1$6,842,500
-35.7%
7,000,000
-36.4%
0.93%
-36.8%
SellArrival Groupnote 3.500 12/01/26$6,834,265
+17.3%
23,167,000
-7.7%
0.93%
+15.3%
SellGUARDANT HEALTH INCnote 11/1$6,793,750
-6.3%
10,000,000
-13.0%
0.92%
-8.0%
BuyBEYOND MEAT INCnote 3/1$6,770,640
-0.3%
28,211,000
+8.5%
0.92%
-2.0%
BuyUPWORK INCnote 0.250% 8/1$6,536,250
+63.6%
8,300,000
+56.6%
0.89%
+60.8%
BuyTHE REALREAL INCnote 1.000% 3/0$6,514,779
+41.0%
20,007,000
+60.0%
0.88%
+38.6%
BuyPARATEK PHARMACEUTICALS INCnote 4.750% 5/0$6,350,309
-5.2%
7,907,000
+2.6%
0.86%
-6.8%
BuyINOTIV INCnote 3.250%10/1$6,095,250
+48.3%
12,600,000
+26.0%
0.83%
+45.9%
 THE REALREAL INCnote 3.000% 6/1$5,817,028
-0.3%
9,605,0000.0%0.79%
-2.0%
NewSNAP INCnote 0.125% 3/0$5,660,0008,000,000
+100.0%
0.77%
SellMAGNITE INCnote 0.250% 3/1$5,608,750
-27.6%
7,000,000
-30.0%
0.76%
-28.8%
AKTS SellAKOUSTIS TECHNOLOGIES INC$5,467,000
-25.0%
1,775,000
-31.3%
0.74%
-26.3%
BuyINVACARE CORPnote 4.250% 3/1$5,229,761
+36.4%
9,926,000
+16.8%
0.71%
+34.0%
 STANDARD BIOTOOLS INCnote 5.250%12/0$5,200,000
+14.7%
5,000,0000.0%0.70%
+12.6%
 CONFLUENT INCnote 1/1$4,740,000
+3.7%
6,000,0000.0%0.64%
+1.9%
RMBL BuyRUMBLEON INC$4,735,902
-2.9%
781,502
+3.7%
0.64%
-4.6%
SellOMNICELL COMnote 0.250% 9/1$4,692,211
-28.5%
5,042,000
-32.8%
0.64%
-29.8%
 NANOSTRING TECHNOLOGIES INCnote 2.625% 3/0$4,515,625
+10.5%
5,000,0000.0%0.61%
+8.5%
BuyNUTANIX INCnote 0.250%10/0$4,466,411
+30.7%
5,341,000
+31.6%
0.61%
+28.4%
NewCLOUDFLARE INCnote 8/1$4,221,8755,000,000
+100.0%
0.57%
NewCamtek Ltdnote 12/01/26$4,082,3134,900,000
+100.0%
0.55%
NewCYBERARK SOFTWARE LTDnote 11/1$3,937,5003,500,000
+100.0%
0.53%
BuyEVENTBRITE INCnote 0.750% 9/1$3,875,000
+129.4%
5,000,000
+100.0%
0.53%
+125.8%
BuyBIGCOMMERCE HLDGS INCnote 0.250%10/0$3,634,324
+19.2%
4,743,000
+11.6%
0.49%
+17.1%
NewXOMETRY INCnote 1.000% 2/0$3,387,5005,000,000
+100.0%
0.46%
AVDL SellAVADEL PHARMACEUTICALS PLCcall$3,193,176
+18.7%
348,600
-7.2%
0.43%
+16.7%
BuyLIVONGO HEALTH INCnote 0.875% 6/0$3,181,500
+81.7%
3,600,000
+80.0%
0.43%
+78.1%
STNG  SCORPIO TANKERS INC$2,815,500
+4.7%
50,0000.0%0.38%
+3.0%
SellEVERBRIDGE INCnote 3/1$2,693,438
-57.8%
3,250,000
-56.7%
0.36%
-58.6%
VAL SellVALARIS LIMITEDcl a$2,602,400
-38.4%
40,000
-36.0%
0.35%
-39.5%
 ESPERION THERAPEUTICS INC NEnote 4.000%11/1$2,500,000
-27.5%
6,250,0000.0%0.34%
-28.8%
NewSNAP INCnote 5/0$2,203,1253,000,000
+100.0%
0.30%
MX  MAGNACHIP SEMICONDUCTOR CORP$2,041,600
-1.2%
220,0000.0%0.28%
-2.8%
SellLUCID GROUP INCput$1,978,644
-2.2%
246,100
-16.9%
0.27%
-3.9%
HYG SellISHARES TRput$1,888,750
-90.7%
25,000
-90.9%
0.26%
-90.8%
BuyBIORA THERAPEUTICS INCnote 7.250%12/0$1,405,625
+7.7%
2,600,000
+4.0%
0.19%
+6.1%
TRHC BuyTABULA RASA HEALTHCARE INC$1,201,850
+21.4%
215,000
+7.5%
0.16%
+19.0%
INFN NewINFINERA CORPcall$1,164,000150,000
+100.0%
0.16%
 INDUSTRIAL TECH ACQSTNS II Iunit 03/31/2028$786,375
+3.0%
75,0000.0%0.11%
+1.9%
FLDM NewSTANDARD BIOTOOLS INC$780,000400,000
+100.0%
0.11%
KVSC  KHOSLA VENTURES ACQUT CO III$609,000
+2.0%
60,0000.0%0.08%
+1.2%
NewARTEMIS STRATEGIC INVT CORP$516,99550,000
+100.0%
0.07%
ESPR NewESPERION THERAPEUTICS INC NE$320,713100,000
+100.0%
0.04%
NewINVACARE CORPnote 5.000%11/1$303,025575,000
+100.0%
0.04%
 SPREE ACQUISITION CORP 1 LTDunit 99/99/9999$262,500
+2.7%
25,0000.0%0.04%
+2.9%
NewM3 BRIGADE ACQUISITION III$258,25025,000
+100.0%
0.04%
 DISH NETWORK CORPORATIONnote 12/1$232,453
-16.9%
435,0000.0%0.03%
-17.9%
VRM  VROOM INC$224,675
-11.9%
250,0000.0%0.03%
-14.3%
PRCH SellPORCH GROUP INC$214,500
-35.9%
150,000
-15.8%
0.03%
-37.0%
TELL BuyTELLURIAN INC NEW$209,100
-22.2%
170,000
+6.2%
0.03%
-24.3%
 CIIG CAPITAL PARTNERS II INCunit 02/28/2028$166,385
+2.7%
15,9220.0%0.02%
+4.5%
 VISCOGLIOSI BROS ACQUISTN COunit 03/18/2027$154,200
+1.5%
15,0000.0%0.02%0.0%
BRIV  B RILEY PRIN 250 MERGER CORP$101,600
+1.9%
10,0000.0%0.01%0.0%
NBST  NEWBURY STREET ACQUISITN COR$102,500
+2.5%
10,0000.0%0.01%0.0%
SIVB NewSVB FINANCIAL GROUP$9,05010,000
+100.0%
0.00%
BYTSW  BYTE ACQUISITION CORP*w exp 03/18/202$1,871
+87.1%
12,5000.0%0.00%
NewM3 BRIGADE ACQUISITION III*w exp 07/31/202$3,0008,333
+100.0%
0.00%
NewARTEMIS STRATEGIC INVT CORP*w exp 09/30/202$1,50025,000
+100.0%
0.00%
 ADTHEORENT HOLDING COMPANY*w exp 12/26/202$3,230
+8.0%
27,1910.0%0.00%
KAIIW  QUADRO ACQUISITION ONE CORP*w exp 06/30/202$8
+700.0%
3660.0%0.00%
TBSAW ExitTB SA ACQUISITION CORP*w exp 03/25/202$0-4,433
-100.0%
0.00%
PRTK ExitPARATEK PHARMACEUTICALS INC$0-986
-100.0%
0.00%
FTEVWS ExitFINTECH EVOLUTION ACQUIS GRO*w exp 03/31/202$0-16,666
-100.0%
0.00%
FRON ExitFRONTIER ACQUISITION CORP$0-679
-100.0%
-0.00%
NRAC ExitNOBLE ROCK ACQUISITION CORP$0-10,000
-100.0%
-0.01%
MACA ExitMORINGA ACQUISITION CORP$0-10,000
-100.0%
-0.01%
MSAC ExitMEDICUS SCIENCES ACQUISITION$0-10,000
-100.0%
-0.01%
ExitAVAYA HLDGS CORPnote 2.250% 6/1$0-4,241,000
-100.0%
-0.02%
MIT ExitMASON INDUSTRIAL TECHNOLGY I$0-25,000
-100.0%
-0.03%
ExitM3 BRIGADE ACQUISITION IIIunit 99/99/9999$0-25,000
-100.0%
-0.04%
OPA ExitMAGNUM OPUS ACQUISITION LTD$0-25,000
-100.0%
-0.04%
HHLA ExitHH&L ACQUISITION CO$0-25,000
-100.0%
-0.04%
NVSA ExitNEW VISTA ACQUISITION CORP$0-25,000
-100.0%
-0.04%
GXII ExitGX ACQUISITION CORP II$0-25,000
-100.0%
-0.04%
PNTM ExitPONTEM CORPORATION$0-25,000
-100.0%
-0.04%
KRNL ExitKERNEL GROUP HOLDINGS INC$0-25,000
-100.0%
-0.04%
KAIR ExitKAIROS ACQUISITION CORP$0-25,000
-100.0%
-0.04%
KAII ExitKISMET ACQUISITION TWO CORP$0-26,100
-100.0%
-0.04%
IBER ExitIBERE PHARMACEUTICALS$0-30,000
-100.0%
-0.04%
BLUA ExitBLUERIVER ACQUISITION CORP$0-31,869
-100.0%
-0.04%
RMBL ExitRUMBLEON INCcall$0-50,000
-100.0%
-0.04%
DNZ ExitD AND Z MEDIA ACQUISITION CO$0-35,322
-100.0%
-0.05%
DLCA ExitDEEP LAKE CAPITAL ACQUSTN CO$0-35,000
-100.0%
-0.05%
KIII ExitKISMET ACQUISITION THREE CORcl a shares$0-50,000
-100.0%
-0.07%
ARRW ExitARROWROOT ACQUISITION CORP$0-50,000
-100.0%
-0.07%
ITQ ExitITIQUIRA ACQUISITION CORP$0-50,000
-100.0%
-0.07%
ExitARTEMIS STRATEGIC INVT CORPunit 09/30/2026$0-50,000
-100.0%
-0.07%
FTEV ExitFINTECH EVOLUTION ACQUIS GRO$0-50,000
-100.0%
-0.07%
PRSR ExitPROSPECTOR CAPITAL CORPcl a$0-52,258
-100.0%
-0.07%
ExitKAMAN CORPnote 3.250% 5/0$0-1,107,000
-100.0%
-0.14%
ExitBLACKLINE INCnote 3/1$0-2,000,000
-100.0%
-0.24%
ExitBRIDGEBIO PHARMA INCnote 2.500% 3/1$0-5,000,000
-100.0%
-0.32%
ExitEXACT SCIENCES CORPnote 0.375% 3/1$0-3,000,000
-100.0%
-0.34%
ExitAIRBNB INCnote 3/1$0-3,125,000
-100.0%
-0.36%
ExitNEOGENOMICS INCnote 1.250% 5/0$0-3,250,000
-100.0%
-0.38%
ExitPEGASYSTEMS INCnote 0.750% 3/0$0-4,500,000
-100.0%
-0.54%
ExitOAK STR HEALTH INCnote 3/1$0-5,500,000
-100.0%
-0.58%
ExitRINGCENTRAL INCnote 3/1$0-5,750,000
-100.0%
-0.63%
ExitPAR TECHNOLOGY CORPnote 2.875% 4/1$0-5,000,000
-100.0%
-0.64%
ExitCOLLEGIUM PHARMACEUTICAL INCnote 2.625% 2/1$0-5,050,000
-100.0%
-0.71%
ExitMESA LABS INCnote 1.375% 8/1$0-6,000,000
-100.0%
-0.75%
ExitRINGCENTRAL INCnote 3/0$0-6,750,000
-100.0%
-0.80%
ExitVIAVI SOLUTIONS INCnote 1.000% 3/0$0-7,000,000
-100.0%
-0.98%
ExitFIVERR INTL LTDnote 11/0$0-9,060,000
-100.0%
-1.01%
ExitWESTERN DIGITAL CORP.note 1.500% 2/0$0-8,000,000
-100.0%
-1.06%
ExitHEALTH CATALYST INCnote 2.500% 4/1$0-9,500,000
-100.0%
-1.14%
ExitVERI 1.750 11/15/26note 1.7500% 15-nov-2026$0-14,600,000
-100.0%
-1.20%
ExitDOCUSIGN INCnote 1/1$0-10,850,000
-100.0%
-1.42%
ExitPURE STORAGE INCnote 0.125% 4/1$0-12,450,000
-100.0%
-1.86%
SPY ExitSPDR S&P 500 ETF TRcall$0-50,000
-100.0%
-2.64%
ExitHARMONIC INCdbcv 2.000% 9/0$0-14,000,000
-100.0%
-3.05%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-05-15
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MAGNACHIP SEMICONDUCTOR CORP25Q3 20231.4%
SREV Equity24Q1 20222.0%
Sanofi Aventis CVR-WI21Q3 20190.3%
INFINERA CORPORATION19Q1 20236.1%
SPY 07/31/15 P19017Q2 202331.6%
VECTOR GROUP LTD17Q2 20186.5%
AKTS Equity17Q3 20232.1%
DISH NETWORK CORPORATION16Q3 20233.5%
FLEXION THERAPEUTICS INC14Q3 20214.2%
PATRICK INDS INC14Q3 20222.7%

View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.

Latest significant ownerships (13-D/G)
SILVERBACK ASSET MANAGEMENT LLC Q1 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
James River Coal COFebruary 12, 20143,444,4008.7%
TRICO MARINE SERVICES INCSold outFebruary 07, 201100.0%
ORBITAL SCIENCES CORP /DE/Sold outMarch 12, 200900.0%
DOR BIOPHARMA INCSold outFebruary 14, 200700.0%
OXIS INTERNATIONAL INCSold outFebruary 14, 200700.0%
YM BIOSCIENCES INCFebruary 14, 2006870,1002.3%

View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.

Latest filings
TypeFiled
SC 13D/A2024-04-11
42024-03-15
SC 13D/A2024-03-15
SC 13D/A2024-02-15
13F-HR2024-02-13
SC 13D/A2024-02-02
13F-HR2023-11-14
13F-HR/A2023-10-06
SC 13D/A2023-09-14
13F-HR/A2023-08-17

View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.

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