$681 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 81 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HARMONIC INCdbcv 2.000% 9/0 | $21,971,000 | +2.4% | 18,000,000 | 0.0% | 3.22% | +24.6% | ||
| SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 9/1 | $20,078,000 | -14.2% | 12,500,000 | 0.0% | 2.95% | +4.4% | ||
| ENCORE CAP GROUP INCnote 3.250%10/0 | $19,843,000 | +2.6% | 14,250,000 | 0.0% | 2.91% | +24.9% | ||
| INVACARE CORPnote 5.000%11/1 | $10,537,000 | -9.8% | 11,500,000 | 0.0% | 1.55% | +9.8% | ||
| Beyond Meat Incnote 0.0000% 15-mar-2027 | $10,134,000 | -16.2% | 11,750,000 | 0.0% | 1.49% | +1.9% | ||
| INFINERA CORPnote 2.500% 3/0 | $5,324,000 | -12.7% | 4,001,000 | 0.0% | 0.78% | +6.1% | ||
| SREV | SERVICESOURCE INTL INC | $1,727,000 | -4.3% | 1,279,182 | 0.0% | 0.25% | +16.1% | |
| AAQC | ACCELERATE ACQUISITION CORP | $973,000 | +0.4% | 100,000 | 0.0% | 0.14% | +22.2% | |
| GXII | GX ACQUISITION CORP II | $243,000 | +0.8% | 25,000 | 0.0% | 0.04% | +24.1% | |
| KVSC | KHOSLA VENTURES ACQUT CO III | $98,000 | -1.0% | 10,000 | 0.0% | 0.01% | +16.7% | |
| TBCP | THUNDER BRIDGE CAP PRTNRS II | $98,000 | +1.0% | 10,000 | 0.0% | 0.01% | +16.7% | |
| GXIIW | GX ACQUISITION CORP II*w exp 03/17/202 | $4,000 | -50.0% | 8,333 | 0.0% | 0.00% | 0.0% | |
| TBCPW | THUNDER BRIDGE CAP PRTNRS II*w exp 02/15/202 | $2,000 | -33.3% | 2,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.