$681 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 81 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GGPIW | Exit | GORES GUGGENHEIM INC*w exp 03/25/202 | $0 | – | -3,000 | -100.0% | 0.00% | – |
| AFAQW | Exit | AF ACQUISITION CORP*w exp 03/23/202 | $0 | – | -24,999 | -100.0% | -0.00% | – |
| GGPI | Exit | GORES GUGGENHEIM INC | $0 | – | -15,000 | -100.0% | -0.02% | – |
| AFAQ | Exit | AF ACQUISITION CORP | $0 | – | -75,000 | -100.0% | -0.09% | – |
| VIAC | Exit | VIACOMCBS INCcl b | $0 | – | -28,938 | -100.0% | -0.16% | – |
| KIN | Exit | KINDRED BIOSCIENCES INC | $0 | – | -300,000 | -100.0% | -0.33% | – |
| Exit | CREE INCnote 0.875% 9/0 | $0 | – | -1,665,000 | -100.0% | -0.34% | – | |
| Exit | ENCORE CAP GROUP INCnote 3.250% 3/1 | $0 | – | -4,150,000 | -100.0% | -0.57% | – | |
| CLF | Exit | CLEVELAND-CLIFFS INC NEWcall | $0 | – | -269,900 | -100.0% | -0.70% | – |
| Exit | FLUIDIGM CORP DELnote 5.250%12/0 | $0 | – | -3,000,000 | -100.0% | -0.81% | – | |
| Exit | GOLAR LNG LTDnote 2.750% 2/1 | $0 | – | -8,500,000 | -100.0% | -1.02% | – | |
| Exit | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $0 | – | -6,500,000 | -100.0% | -1.03% | – | |
| Exit | TEEKAY CORPORATIONnote 5.000% 1/1 | $0 | – | -9,340,000 | -100.0% | -1.11% | – | |
| Exit | Zogenix Incnote 2.7500% 01-oct-2027 | $0 | – | -9,000,000 | -100.0% | -1.11% | – | |
| Exit | Airbnb Incnote 0.0000% 15-mar-2026 | $0 | – | -10,000,000 | -100.0% | -1.14% | – | |
| Exit | Varonis Systems Incnote 1.2500% 15-aug-2025 | $0 | – | -5,000,000 | -100.0% | -1.18% | – | |
| Exit | Rapid7 Incnote 0.2500% 15-mar-2027 | $0 | – | -9,000,000 | -100.0% | -1.20% | – | |
| Exit | OMEROS CORPnote 5.250% 2/1 | $0 | – | -9,000,000 | -100.0% | -1.21% | – | |
| Exit | Accuray Inc (Exchange)note 3.7500% 01-jun-2026 | $0 | – | -9,596,000 | -100.0% | -1.26% | – | |
| Exit | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $0 | – | -8,500,000 | -100.0% | -1.31% | – | |
| Exit | Avadel Fin Cay Ltd/Avadel Pharma Plcnote 4.5000% 01-feb-2023 | $0 | – | -11,000,000 | -100.0% | -1.35% | – | |
| Exit | Bloom Energy Corpnote 2.5000% 15-aug-2025 | $0 | – | -6,275,000 | -100.0% | -1.36% | – | |
| Exit | CLEVELAND-CLIFFS INC NEWdbcv 1.500% 1/1 | $0 | – | -5,000,000 | -100.0% | -1.69% | – | |
| Exit | PetIQ Incnote 4.0000% 01-jun-2026 | $0 | – | -10,000,000 | -100.0% | -1.82% | – | |
| Exit | Lyft Incnote 1.5000% 15-may-2025 | $0 | – | -9,500,000 | -100.0% | -1.96% | – | |
| Exit | MONGODB INCnote 0.250% 1/1 | $0 | – | -14,000,000 | -100.0% | -3.06% | – | |
| Exit | DICKS SPORTING GOODS INCnote 3.250% 4/1 | $0 | – | -10,000,000 | -100.0% | -3.57% | – | |
| Exit | PLUG POWER INCnote 3.750% 6/0 | $0 | – | -15,800,000 | -100.0% | -12.95% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.