$681 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 81 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | LUMENTUM HLDGS INCnote 0.500%12/1 | $22,050,000 | – | 20,000,000 | +100.0% | 3.24% | – | |
| New | LYFT INCnote 1.500% 5/1 | $18,683,000 | – | 12,000,000 | +100.0% | 2.74% | – | |
| New | ZSCALER INCnote 0.125% 7/0 | $18,256,000 | – | 10,000,000 | +100.0% | 2.68% | – | |
| New | VARONIS SYS INCnote 1.250% 8/1 | $12,334,000 | – | 6,000,000 | +100.0% | 1.81% | – | |
| New | BLOOM ENERGY CORPnote 2.500% 8/1 | $12,000,000 | – | 8,775,000 | +100.0% | 1.76% | – | |
| New | PALO ALTO NETWORKS INCnote 0.375% 6/0 | $11,814,000 | – | 7,125,000 | +100.0% | 1.73% | – | |
| New | TWITTER INCnote 0.250% 6/1 | $10,085,000 | – | 8,000,000 | +100.0% | 1.48% | – | |
| New | SILICON LABORATORIES INCnote 0.625% 6/1 | $9,661,000 | – | 7,500,000 | +100.0% | 1.42% | – | |
| New | LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $9,629,000 | – | 6,652,000 | +100.0% | 1.41% | – | |
| New | PETIQ INCnote 4.000% 6/0 | $8,321,000 | – | 7,000,000 | +100.0% | 1.22% | – | |
| New | KAMAN CORPnote 3.250% 5/0 | $7,532,000 | – | 7,407,000 | +100.0% | 1.11% | – | |
| New | Spotify Technology SA/Spotify USA Incnote 0.0000% 15-mar-2026 | $6,773,000 | – | 7,500,000 | +100.0% | 0.99% | – | |
| New | BLACKLINE INCnote 0.125% 8/0 | $3,356,000 | – | 2,000,000 | +100.0% | 0.49% | – | |
| PLUG | New | PLUG POWER INC | $2,587,000 | – | 101,300 | +100.0% | 0.38% | – |
| New | AERIE PHARMACEUTICALS INCnote 1.500%10/0 | $2,303,000 | – | 2,500,000 | +100.0% | 0.34% | – | |
| FLDM | New | FLUIDIGM CORP DEL | $1,883,000 | – | 285,744 | +100.0% | 0.28% | – |
| GLHA | New | GLASS HOUSES ACQUISITION COR | $489,000 | – | 50,000 | +100.0% | 0.07% | – |
| ARRW | New | ARROWROOT ACQUISITION CORP | $486,000 | – | 50,000 | +100.0% | 0.07% | – |
| NOTV | New | INOTIV INC | $439,000 | – | 15,000 | +100.0% | 0.06% | – |
| DNZ | New | D AND Z MEDIA ACQUISITION CO | $344,000 | – | 0 | +100.0% | 0.05% | – |
| MIT | New | MASON INDUSTRIAL TECHNOLGY I | $244,000 | – | 25,000 | +100.0% | 0.04% | – |
| CRU | New | CRUCIBLE ACQUISITION CORP | $245,000 | – | 25,000 | +100.0% | 0.04% | – |
| KLAQ | New | KL ACQUISITION CORP | $244,000 | – | 25,000 | +100.0% | 0.04% | – |
| SNRH | New | SENIOR CONNECT ACQUISITN COR | $244,000 | – | 25,000 | +100.0% | 0.04% | – |
| New | CIIG CAPITAL PARTNERS II INCunit 02/28/2028 | $202,000 | – | 20,000 | +100.0% | 0.03% | – | |
| BOAS | New | BOA ACQUISITION CORP | $99,000 | – | 10,208 | +100.0% | 0.02% | – |
| ASAX | New | ASTREA ACQUISITION CORP | $100,000 | – | 10,000 | +100.0% | 0.02% | – |
| SPTK | New | SPORTSTEK ACQUISITION CORP | $98,000 | – | 10,000 | +100.0% | 0.01% | – |
| BRIV | New | B RILEY PRIN 250 MERGER CORP | $97,000 | – | 10,000 | +100.0% | 0.01% | – |
| OSI | New | OSIRIS ACQUISITION CORPcl a | $98,000 | – | 10,000 | +100.0% | 0.01% | – |
| PSAG | New | PROPERTY SOLUTIONS ACQUISITI | $97,000 | – | 10,000 | +100.0% | 0.01% | – |
| TWLV | New | TWELVE SEAS INVESTMENT CO II | $97,000 | – | 10,000 | +100.0% | 0.01% | – |
| NBST | New | NEWBURY STREET ACQUISITN COR | $97,000 | – | 10,000 | +100.0% | 0.01% | – |
| PRTK | New | PARATEK PHARMACEUTICALS INC | $5,000 | – | 986 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.