$787 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 59 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 88.9% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
New | Plug Power Incnote 3.7500% 01-jun-2025 | $114,580,000 | – | 17,000,000 | +100.0% | 14.55% | – | |
Buy | Bandwidth Incnote 0.2500% 01-mar-2026 | $28,252,000 | +183.1% | 15,750,000 | +215.0% | 3.59% | +71.7% | |
Buy | RAPID7 INCnote 1.250% 8/0 | $26,250,000 | +103.5% | 12,000,000 | +45.5% | 3.33% | +23.4% | |
Buy | CHEGG INCnote 0.125% 3/1 | $24,206,000 | +111.1% | 13,300,000 | +77.3% | 3.07% | +28.0% | |
Buy | Workiva Incnote 1.1250% 15-aug-2026 | $19,466,000 | +199.5% | 14,500,000 | +123.1% | 2.47% | +81.6% | |
New | BLACKLINE INCnote 0.125% 8/0 | $18,819,000 | – | 10,000,000 | +100.0% | 2.39% | – | |
Buy | MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0 | $17,980,000 | +37.2% | 10,905,000 | +40.7% | 2.28% | -16.8% | |
New | HARMONIC INCdbcv 2.000% 9/0 | $16,943,000 | – | 15,500,000 | +100.0% | 2.15% | – | |
Buy | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $16,548,000 | +51.1% | 11,705,000 | +20.6% | 2.10% | -8.4% | |
Buy | GOLAR LNG LTDnote 2.750% 2/1 | $16,220,000 | +29.5% | 17,775,000 | +10.0% | 2.06% | -21.5% | |
New | SPLUNK INCnote 1.125% 9/1 | $15,554,000 | – | 11,500,000 | +100.0% | 1.98% | – | |
New | UNITED STATES STL CORP NEWnote 5.000%11/0 | $14,938,000 | – | 10,000,000 | +100.0% | 1.90% | – | |
Buy | Avadel Fin Cay Ltd/Avadel Pharma Plcnote 4.5000% 01-feb-2023 | $14,618,000 | +17.5% | 14,500,000 | +7.4% | 1.86% | -28.8% | |
Buy | K12 Incnote 1.1250% 01-sep-2027 | $14,386,000 | +71.0% | 17,625,000 | +76.2% | 1.83% | +3.7% | |
Buy | RETROPHIN INCnote 2.500% 9/1 | $14,039,000 | +64.9% | 13,900,000 | +40.4% | 1.78% | 0.0% | |
Buy | PATRICK INDS INCdbcv 1.000% 2/0 | $13,707,000 | +20.7% | 12,916,000 | +13.1% | 1.74% | -26.8% | |
New | SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 9/1 | $13,624,000 | – | 7,000,000 | +100.0% | 1.73% | – | |
Buy | Par Technology Corpnote 2.8750% 15-apr-2026 | $12,950,000 | +138.6% | 8,000,000 | +77.8% | 1.64% | +44.7% | |
Buy | EAGLE BULK SHIPPING INCnote 5.000% 8/0 | $12,190,000 | +393.5% | 14,900,000 | +335.0% | 1.55% | +199.4% | |
New | FLUIDIGM CORP DELnote 5.250%12/0 | $11,150,000 | – | 5,000,000 | +100.0% | 1.42% | – | |
Buy | AIR TRANSPORT SERVICES GRP Inote 1.125%10/1 | $10,575,000 | +25.0% | 9,000,000 | +12.5% | 1.34% | -24.2% | |
New | ENCORE CAP GROUP INCnote 3.250%10/0 | $10,314,000 | – | 8,750,000 | +100.0% | 1.31% | – | |
New | OMEROS CORPnote 5.250% 2/1 | $10,201,000 | – | 9,500,000 | +100.0% | 1.30% | – | |
Buy | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $9,910,000 | +155.8% | 8,000,000 | +166.7% | 1.26% | +55.2% | |
Buy | SYNAPTICS INCnote 0.500% 6/1 | $9,651,000 | +55.5% | 7,000,000 | +40.0% | 1.23% | -5.7% | |
New | SNAP INCnote 0.750% 8/0 | $9,095,000 | – | 4,000,000 | +100.0% | 1.16% | – | |
New | COUPA SOFTWARE INCnote 0.125% 6/1 | $8,730,000 | – | 4,000,000 | +100.0% | 1.11% | – | |
New | AERIE PHARMACEUTICALS INCnote 1.500%10/0 | $7,432,000 | – | 8,067,000 | +100.0% | 0.94% | – | |
New | AMERICAN AIRLS GROUP INCnote 6.500% 7/0 | $6,944,000 | – | 5,500,000 | +100.0% | 0.88% | – | |
Buy | KAMAN CORPnote 3.250% 5/0 | $6,627,000 | +124.0% | 5,750,000 | +91.7% | 0.84% | +35.8% | |
KIN | Buy | KINDRED BIOSCIENCES INC | $2,635,000 | +4.0% | 611,364 | +3.5% | 0.34% | -36.9% |
New | CLF01/15/21C13call | $1,448,000 | – | 600,500 | +100.0% | 0.18% | – | |
SPY | New | SPDR S&P 500 ETF TRput | $749,000 | – | 80,000 | +100.0% | 0.10% | – |
GHVIU | New | GORES HOLDINGS VI INCunit 08/24/2027 | $265,000 | – | 25,000 | +100.0% | 0.03% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-16
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
SREV Equity | 24 | Q1 2022 | 2.0% |
Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
AKTS Equity | 17 | Q3 2023 | 2.1% |
DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
SC 13D/A | 2024-04-11 |
4 | 2024-03-15 |
SC 13D/A | 2024-03-15 |
SC 13D/A | 2024-02-15 |
13F-HR | 2024-02-13 |
SC 13D/A | 2024-02-02 |
13F-HR | 2023-11-14 |
13F-HR/A | 2023-10-06 |
SC 13D/A | 2023-09-14 |
13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.