$673 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 48 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| OSI SYSTEMS INCnote 1.250% 9/0 | $29,921,000 | -2.1% | 27,325,000 | 0.0% | 4.44% | -5.0% | ||
| GOLAR LNG LTDnote 2.750% 2/1 | $26,179,000 | +2.3% | 29,250,000 | 0.0% | 3.89% | -0.8% | ||
| PLUG POWER INCnote 5.500% 3/1 | $25,606,000 | +22.7% | 17,000,000 | 0.0% | 3.80% | +19.0% | ||
| HARMONIC INCnote 4.000%12/0 | $17,214,000 | +12.7% | 11,750,000 | 0.0% | 2.56% | +9.3% | ||
| MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0 | $12,389,000 | +9.5% | 8,225,000 | 0.0% | 1.84% | +6.3% | ||
| KIN | KINDRED BIOSCIENCES INC | $4,585,000 | +23.8% | 540,678 | 0.0% | 0.68% | +20.1% | |
| ENDOLOGIX INCnote 3.250%11/0 | $3,760,000 | -2.0% | 4,000,000 | 0.0% | 0.56% | -4.9% | ||
| GPAQW | GORDON POINTE ACQUISITION CO*w exp 07/30/202 | $63,000 | -99.9% | 175,000 | 0.0% | 0.01% | -99.9% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.