$854 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 50 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 66.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | MICRON TECHNOLOGY INCnote 2.375% 5/0 | $120,083,000 | -1.9% | 33,570,000 | -5.6% | 14.06% | +11.2% | |
| Buy | XM Satellite Radionote 7.0000% 01-dec-2014 | $111,830,000 | +38.6% | 58,790,000 | +38.7% | 13.10% | +57.1% | |
| QQQ | New | POWERSHARES QQQ TRUSTcall | $74,093,000 | – | 750,000 | +100.0% | 8.68% | – |
| SPY | New | SPDR S&P 500 ETF TRput | $59,106,000 | – | 300,000 | +100.0% | 6.92% | – |
| SALIX PHARMACEUTICALS INCnote 1.500% 3/1 | $47,671,000 | +23.2% | 19,709,000 | 0.0% | 5.58% | +39.7% | ||
| Buy | CEMEX SAB DE CVnote 3.250% 3/1 | $34,229,000 | +5.8% | 24,250,000 | +9.0% | 4.01% | +20.0% | |
| STARWOOD PPTY TR INCnote 4.000% 1/1 | $28,060,000 | -5.4% | 25,850,000 | 0.0% | 3.29% | +7.3% | ||
| TYFDL | New | TYSON FOODS INCunit 99/99/9999 | $26,471,000 | – | 26,250,000 | +100.0% | 3.10% | – |
| Buy | VIPSHOP HLDGS LTDnote 1.500% 3/1 | $26,084,000 | +120.8% | 22,000,000 | +120.0% | 3.06% | +150.4% | |
| AMERICAN RLTY CAP PPTYS INCnote 3.000% 8/0 | $23,712,000 | -2.2% | 23,831,000 | 0.0% | 2.78% | +10.9% | ||
| Buy | AK STL CORPnote 5.000%11/1 | $20,879,000 | +25.6% | 12,325,000 | +23.2% | 2.44% | +42.4% | |
| TAKE-TWO INTERACTIVE SOFTWARnote 1.750%12/0 | $19,950,000 | +1.6% | 15,000,000 | 0.0% | 2.34% | +15.2% | ||
| Buy | PDL BIOPHARMA INCnote 4.000% 2/0 | $18,084,000 | +5.8% | 18,500,000 | +23.3% | 2.12% | +20.0% | |
| IYR | New | ISHARES TRput | $17,300,000 | – | 250,000 | +100.0% | 2.03% | – |
| Buy | ENERSYSnote 3.375% 6/0 | $17,275,000 | +8.6% | 11,692,000 | +27.2% | 2.02% | +23.1% | |
| Sell | VECTOR GROUP LTDfrnt 1/1 | $14,710,000 | -15.4% | 10,000,000 | -23.1% | 1.72% | -4.1% | |
| Buy | SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $14,344,000 | +12.1% | 14,750,000 | +15.7% | 1.68% | +27.1% | |
| STILLWATER MNG COnote 1.750%10/1 | $14,039,000 | -13.2% | 11,000,000 | 0.0% | 1.64% | -1.6% | ||
| New | SHUTTERFLY INCnote 0.250% 5/1 | $13,455,000 | – | 13,000,000 | +100.0% | 1.58% | – | |
| New | AUXILIUM PHARMACEUTICALS INCnote 1.500% 7/1 | $13,210,000 | – | 10,000,000 | +100.0% | 1.55% | – | |
| Buy | BPZ RESOURCES INCnote 8.500%10/0 | $12,353,000 | -3.6% | 12,550,000 | +15.7% | 1.45% | +9.3% | |
| Sell | FLUIDIGM CORP DELnote 2.750% 2/0 | $11,635,000 | -12.5% | 13,000,000 | -7.1% | 1.36% | -0.8% | |
| New | SERVICESOURCE INTL LLCnote 1.500% 8/0 | $10,689,000 | – | 13,973,000 | +100.0% | 1.25% | – | |
| Sell | VECTOR GROUP LTDnote 1.750% 4/1 | $10,304,000 | +0.3% | 9,200,000 | -4.2% | 1.21% | +13.8% | |
| New | KEYW HLDG CORPnote 2.500% 7/1 | $10,025,000 | – | 10,000,000 | +100.0% | 1.17% | – | |
| Buy | APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $9,970,000 | +88.3% | 10,000,000 | +100.0% | 1.17% | +113.5% | |
| Sell | BLACKSTONE MTG TR INCnote 5.250%12/0 | $9,614,000 | -33.5% | 9,200,000 | -30.3% | 1.13% | -24.6% | |
| Ciena Corpnote 4.0000% 15-mar-2015 | $8,259,000 | -13.2% | 8,000,000 | 0.0% | 0.97% | -1.6% | ||
| KMIWS | KINDER MORGAN INC DEL*w exp 05/25/201 | $7,167,000 | -90.0% | 1,968,900 | 0.0% | 0.84% | -88.6% | |
| PCLN | New | PRICELINE GRP INCcall | $5,793,000 | – | 5,000 | +100.0% | 0.68% | – |
| MERRIMACK PHARMACEUTICALS INnote 4.500% 7/1 | $5,455,000 | +15.2% | 3,500,000 | 0.0% | 0.64% | +30.7% | ||
| Buy | EXELIXIS INCnote 4.250% 8/1 | $5,348,000 | +77.2% | 9,300,000 | +162.0% | 0.63% | +100.6% | |
| OCN | OCWEN FINL CORPcall | $5,236,000 | -29.4% | 200,000 | 0.0% | 0.61% | -20.0% | |
| GULTU | Buy | GULF COAST ULTRA DEEP RTY TRroyalty tr unt | $4,881,000 | -31.6% | 2,440,296 | +0.2% | 0.57% | -22.4% |
| SOLAZYME INCnote 5.000%10/0 | $4,483,000 | -21.0% | 5,000,000 | 0.0% | 0.52% | -10.4% | ||
| JCPNQ | PENNEY J C INCcall | $4,429,000 | +10.9% | 441,100 | 0.0% | 0.52% | +26.0% | |
| KBE | New | SPDR SERIES TRUSTs&p bk etf | $3,031,000 | – | 95,000 | +100.0% | 0.36% | – |
| Sell | AMAG PHARMACEUTICALS INCnote 2.500% 2/1 | $2,673,000 | -79.5% | 2,000,000 | -83.7% | 0.31% | -76.7% | |
| KEYW | New | KEYW HLDG CORP | $2,064,000 | – | 186,487 | +100.0% | 0.24% | – |
| OREX | New | OREXIGEN THERAPEUTICS INC | $1,670,000 | – | 392,126 | +100.0% | 0.20% | – |
| NEM | Sell | NEWMONT MINING CORP | $1,021,000 | -22.1% | 44,300 | -14.0% | 0.12% | -11.1% |
| MTBC | New | MEDICAL TRANSCRIPTION BLG CO | $881,000 | – | 247,486 | +100.0% | 0.10% | – |
| MCPIQ | Buy | MOLYCORP INC DEL | $790,000 | -5.0% | 663,985 | +105.1% | 0.09% | +8.1% |
| BPZRQ | Buy | BPZ RESOURCES INC | $547,000 | -14.8% | 286,582 | +37.5% | 0.06% | -3.0% |
| GCVRZ | SANOFIright 12/31/2020 | $430,000 | -6.9% | 924,600 | 0.0% | 0.05% | +4.2% | |
| MACK | Sell | MERRIMACK PHARMACEUTICALS IN | $166,000 | -23.1% | 18,950 | -36.0% | 0.02% | -13.6% |
| OREX | New | OREXIGEN THERAPEUTICS INCcall | $110,000 | – | 25,900 | +100.0% | 0.01% | – |
| ADXSW | ADVAXIS INC*w exp 07/15/201 | $92,000 | -66.9% | 88,350 | 0.0% | 0.01% | -62.1% | |
| CGBBW | CITIGROUP INC*w exp 10/28/201 | $55,000 | -99.9% | 1,585,386 | 0.0% | 0.01% | -99.9% | |
| SREV | New | SERVICESOURCE INTL LLC | $39,000 | – | 12,162 | +100.0% | 0.01% | – |
| CSV | Exit | Carriage Servicesequity | $0 | – | -15,500 | -100.0% | -0.03% | – |
| CBSTZ | Exit | Cubist Pharm - When Issuedequity | $0 | – | -2,295,633 | -100.0% | -0.03% | – |
| SZYM | Exit | SZYM Equityequity | $0 | – | -41,100 | -100.0% | -0.05% | – |
| STWD | Exit | STWD 09/20/14 C25call | $0 | – | -31,900 | -100.0% | -0.08% | – |
| AMSG | Exit | AMSG Equityequity | $0 | – | -20,000 | -100.0% | -0.09% | – |
| RFMD | Exit | RFMD Equityequity | $0 | – | -95,772 | -100.0% | -0.10% | – |
| ADXS | Exit | Advaxisequity | $0 | – | -308,210 | -100.0% | -0.10% | – |
| FCEL | Exit | FCEL Equityequity | $0 | – | -415,461 | -100.0% | -0.10% | – |
| JDSU | Exit | JDSU 09/20/14 C11call | $0 | – | -100,000 | -100.0% | -0.13% | – |
| VRNG | Exit | VRNG Equityequity | $0 | – | -418,376 | -100.0% | -0.15% | – |
| PHH | Exit | PHH Corpequity | $0 | – | -100,693 | -100.0% | -0.24% | – |
| RFMD | Exit | RFMD 08/16/14 C9call | $0 | – | -250,000 | -100.0% | -0.25% | – |
| Exit | Molycorp Incnote 6.0000% 01-sep-2017 | $0 | – | -5,300,000 | -100.0% | -0.36% | – | |
| Exit | Spectranetics Corpnote 2.6250% 01-jun-2034 | $0 | – | -4,000,000 | -100.0% | -0.43% | – | |
| Exit | Newpark Resourcesnote 4.0000% 01-oct-2017 | $0 | – | -3,324,000 | -100.0% | -0.46% | – | |
| Exit | National Health Investors Incnote 3.2500% 01-apr-2021 | $0 | – | -10,000,000 | -100.0% | -1.05% | – | |
| Exit | j2 Global Communicationsnote 3.2500% 15-jun-2029 | $0 | – | -10,000,000 | -100.0% | -1.05% | – | |
| Exit | Alliant Techsystems Incnote 3.0000% 15-aug-2024 | $0 | – | -8,000,000 | -100.0% | -1.45% | – | |
| Exit | Group 1 Automotive Incnote 2.2500% 15-jun-2036 | $0 | – | -12,000,000 | -100.0% | -1.77% | – | |
| IWM | Exit | IWM 07/19/14 C117call | $0 | – | -150,000 | -100.0% | -1.84% | – |
| Exit | GenCorp Incnote 4.0625% 31-dec-2039 | $0 | – | -9,900,000 | -100.0% | -2.18% | – | |
| DCUA | Exit | Dominion Resources Series Aconv mand | $0 | – | -20,000,000 | -100.0% | -2.39% | – |
| GLD | Exit | GLD 07/19/14 C128call | $0 | – | -200,000 | -100.0% | -2.64% | – |
| CWSA | Exit | Citigroup A Wrts 10.61 2019warrants | $0 | – | -1,865,974 | -100.0% | -9.08% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.