$1.18 Billion is the total value of SILVERBACK ASSET MANAGEMENT LLC's 62 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PLX | Exit | Protalix BioTherapeutics Incequity | $0 | – | -272,200 | -100.0% | -0.10% | – |
| HMA | Exit | HMA 11/16/13 C18listed equity options | $0 | – | -138,700 | -100.0% | -0.15% | – |
| OPTR | Exit | Optimer Pharmaceuticals Incequity | $0 | – | -158,684 | -100.0% | -0.17% | – |
| Exit | Endeavour Intl Corpnote 5.5000% 15-jul-2016 | $0 | – | -2,825,000 | -100.0% | -0.20% | – | |
| Exit | Web.com Group Incnote 1.0000% 15-aug-2018 | $0 | – | -3,000,000 | -100.0% | -0.29% | – | |
| STAR | Exit | SFI 01/18/14 C12listed equity options | $0 | – | -400,000 | -100.0% | -0.41% | – |
| Exit | Archer Daniels Midlandnote 0.8750% 15-feb-2014 | $0 | – | -6,087,000 | -100.0% | -0.53% | – | |
| CBST | Exit | CBST 10/19/13 P55listed equity options | $0 | – | -100,000 | -100.0% | -0.54% | – |
| Exit | Suntech Power Holdingsnote 3.0000% 15-mar-2013 | $0 | – | -24,700,000 | -100.0% | -0.56% | – | |
| Exit | Take-Two Interactive Systemsnote 1.0000% 01-jul-2018 | $0 | – | -10,000,000 | -100.0% | -0.94% | – | |
| Exit | Arris Group Incnote 2.0000% 15-nov-2026 | $0 | – | -12,804,000 | -100.0% | -1.18% | – | |
| Exit | McMoRan Exploration Co. (Exchange Offer)note 5.2500% 06-oct-2013 | $0 | – | -15,000,000 | -100.0% | -1.33% | – | |
| ADM | Exit | ADM 01/18/14 C39listed equity options | $0 | – | -474,600 | -100.0% | -1.48% | – |
| Exit | Goldcorp Incnote 2.0000% 01-aug-2014 | $0 | – | -22,537,000 | -100.0% | -1.94% | – | |
| Exit | Micron Technology (Exchange)note 1.8750% 01-jun-2027 | $0 | – | -15,210,000 | -100.0% | -2.08% | – | |
| Exit | Newmont Mining Tranche 1note 1.2500% 15-jul-2014 | $0 | – | -27,100,000 | -100.0% | -2.33% | – | |
| Exit | On Semiconductor Corpnote 2.6250% 15-dec-2026 | $0 | – | -28,427,000 | -100.0% | -2.43% | – | |
| Exit | Verisign Incnote 3.2500% 15-aug-2037 | $0 | – | -20,000,000 | -100.0% | -2.66% | – | |
| Exit | Micron Technology Tranche Anote 1.5000% 01-aug-2031 | $0 | – | -17,000,000 | -100.0% | -2.69% | – | |
| Exit | Tyson Foods Incnote 3.2500% 15-oct-2013 | $0 | – | -27,500,000 | -100.0% | -4.01% | – | |
| SPY | Exit | SPY 11/16/13 P167listed equity options | $0 | – | -664,400 | -100.0% | -9.48% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.