$1.18 Billion is the total value of SILVERBACK ASSET MANAGEMENT LLC's 62 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 68.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | New | SPDR S&P 500 ETF TRcall | $177,063,000 | – | 958,700 | +100.0% | 15.00% | – |
| CWSA | Buy | CITIGROUP INC*w exp 01/04/201 | $122,567,000 | +34.6% | 2,352,081 | +25.3% | 10.38% | +34.2% |
| CGBBW | CITIGROUP INC*w exp 10/28/201 | $93,449,000 | +7.4% | 1,793,300 | 0.0% | 7.92% | +7.1% | |
| Buy | ENDO HEALTH SOLUTIONS INCnote 1.750% 4/1 | $77,233,000 | +312.5% | 33,290,000 | +182.4% | 6.54% | +311.4% | |
| KMIWS | Buy | KINDER MORGAN INC DEL*w exp 05/25/201 | $68,904,000 | +1.2% | 1,914,000 | +0.0% | 5.84% | +1.0% |
| GENCORP INCsdcv 4.062%12/3 | $40,356,000 | +11.7% | 20,000,000 | 0.0% | 3.42% | +11.4% | ||
| Buy | WESTERN REFNG INCnote 5.750% 6/1 | $37,515,000 | +84.4% | 8,458,000 | +30.1% | 3.18% | +83.9% | |
| New | MICRON TECHNOLOGY INCnote 2.375% 5/0 | $35,991,000 | – | 15,500,000 | +100.0% | 3.05% | – | |
| Buy | STARWOOD PPTY TR INCnote 4.000% 1/1 | $32,306,000 | +107.8% | 29,000,000 | +93.3% | 2.74% | +107.3% | |
| Buy | XILINX INCsdcv 3.125% 3/1 | $28,567,000 | +76.7% | 17,995,000 | +80.0% | 2.42% | +76.3% | |
| Sell | CEMEX SAB DE CVnote 3.250% 3/1 | $26,375,000 | -17.4% | 20,000,000 | -20.0% | 2.23% | -17.7% | |
| Sell | L-3 COMMUNICATIONS CORPdebt 3.000% 8/0 | $23,852,000 | +9.2% | 19,786,000 | -1.1% | 2.02% | +8.9% | |
| EXTERRAN HLDGS INCnote 4.250% 6/1 | $22,403,000 | +19.8% | 15,000,000 | 0.0% | 1.90% | +19.4% | ||
| D R HORTON INCnote 2.000% 5/1 | $22,344,000 | +13.0% | 13,000,000 | 0.0% | 1.89% | +12.7% | ||
| GMWSA | Sell | GENERAL MTRS CO*w exp 07/10/201 | $20,420,000 | -48.4% | 499,628 | -54.6% | 1.73% | -48.5% |
| New | GROUP 1 AUTOMOTIVE INCfrnt 2.250% 6/1 | $19,276,000 | – | 15,250,000 | +100.0% | 1.63% | – | |
| Sell | STILLWATER MNG COnote 1.750%10/1 | $19,193,000 | -8.8% | 17,000,000 | -15.0% | 1.63% | -9.1% | |
| Sell | NAVISTAR INTL CORP NEWnote 3.000%10/1 | $18,604,000 | -5.0% | 18,150,000 | -5.2% | 1.58% | -5.2% | |
| New | AMERICAN RLTY CAP PPTYS INCnote 3.000% 8/0 | $17,085,000 | – | 17,000,000 | +100.0% | 1.45% | – | |
| RF MICRODEVICES INCnote 1.000% 4/1 | $17,022,000 | -0.7% | 17,022,000 | 0.0% | 1.44% | -1.0% | ||
| Buy | PHH CORPnote 4.000% 9/0 | $16,896,000 | +80.2% | 15,791,000 | +83.6% | 1.43% | +79.8% | |
| ELECTRONIC ARTS INCnote 0.750% 7/1 | $16,821,000 | -1.9% | 15,750,000 | 0.0% | 1.42% | -2.2% | ||
| USEC INCnote 3.000%10/0 | $16,810,000 | +20.7% | 48,028,000 | 0.0% | 1.42% | +20.4% | ||
| Sell | VECTOR GROUP LTDfrnt 1/1 | $15,477,000 | -19.1% | 13,000,000 | -18.8% | 1.31% | -19.4% | |
| GREEN PLAINS RENEWABLE ENERGnote 5.750%11/0 | $14,977,000 | +11.1% | 10,340,000 | 0.0% | 1.27% | +10.8% | ||
| Buy | AK STL CORPnote 5.000%11/1 | $14,116,000 | +198.8% | 8,700,000 | +74.0% | 1.20% | +198.3% | |
| Sell | COVANTA HLDG CORPnote 3.250% 6/0 | $14,068,000 | -58.4% | 12,024,000 | -51.0% | 1.19% | -58.5% | |
| CENTRAL EUROPEAN MEDIAnote 5.000%11/1 | $13,253,000 | -5.2% | 14,564,000 | 0.0% | 1.12% | -5.5% | ||
| Sell | CHESAPEAKE ENERGY CORPnote 2.750%11/1 | $12,600,000 | -28.7% | 12,000,000 | -29.4% | 1.07% | -29.0% | |
| New | TAKE-TWO INTERACTIVE SOFTWARnote 1.750%12/0 | $11,570,000 | – | 10,000,000 | +100.0% | 0.98% | – | |
| Buy | MOLYCORP INC DELnote 6.000% 9/0 | $10,244,000 | +6.3% | 13,050,000 | +8.3% | 0.87% | +6.0% | |
| New | BPZ RESOURCES INCnote 8.500%10/0 | $9,371,000 | – | 10,500,000 | +100.0% | 0.79% | – | |
| AEL | New | AMERICAN EQTY INVT LIFE HLD | $6,595,000 | – | 250,000 | +100.0% | 0.56% | – |
| New | BLACKSTONE MTG TR INCnote 5.250%12/0 | $6,264,000 | – | 6,000,000 | +100.0% | 0.53% | – | |
| Sell | SOLARFUN POWER HOLDINGS CO Lnote 3.500% 1/1 | $5,975,000 | -31.3% | 6,425,000 | -31.8% | 0.51% | -31.5% | |
| New | SOLARCITY CORPnote 2.750%11/0 | $5,933,000 | – | 5,000,000 | +100.0% | 0.50% | – | |
| BPZ RESOURCES INCmtnf 6.500% 3/0 | $5,850,000 | -3.2% | 6,500,000 | 0.0% | 0.50% | -3.3% | ||
| STAR | New | ISTAR FINL INCcall | $5,708,000 | – | 400,000 | +100.0% | 0.48% | – |
| New | BIOMARIN PHARMACEUTICAL INCnote 0.750%10/1 | $5,325,000 | – | 5,000,000 | +100.0% | 0.45% | – | |
| Sell | COMTECH TELECOMMUNICATIONS Cnote 3.000% 5/0 | $5,238,000 | -60.6% | 5,000,000 | -61.5% | 0.44% | -60.7% | |
| New | AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1 | $5,083,000 | – | 5,000,000 | +100.0% | 0.43% | – | |
| Sell | ALPHA NATURAL RESOURCES INCnote 3.750%12/1 | $4,673,000 | -38.7% | 4,500,000 | -43.8% | 0.40% | -38.8% | |
| Sell | EXELIXIS INCnote 4.250% 8/1 | $4,613,000 | -2.6% | 3,770,000 | -5.8% | 0.39% | -2.7% | |
| Buy | MERRIMACK PHARMACEUTICALS INnote 4.500% 7/1 | $4,200,000 | +53.8% | 4,000,000 | +33.3% | 0.36% | +53.4% | |
| CIE | New | COBALT INTL ENERGY INCcall | $4,113,000 | – | 250,000 | +100.0% | 0.35% | – |
| HOLX | Sell | HOLOGIC INC | $3,679,000 | -17.0% | 164,700 | -23.3% | 0.31% | -17.2% |
| CBSTZ | New | CUBIST PHARMACEUTICALS INCright 99/99/9999 | $3,646,000 | – | 2,700,945 | +100.0% | 0.31% | – |
| New | ALBANY MOLECULAR RESH INCnote 2.250%11/1 | $2,325,000 | – | 2,500,000 | +100.0% | 0.20% | – | |
| LNG | New | CHENIERE ENERGY INCcall | $2,147,000 | – | 49,800 | +100.0% | 0.18% | – |
| LNG | Sell | CHENIERE ENERGY INC | $2,053,000 | -58.3% | 47,600 | -67.0% | 0.17% | -58.4% |
| JCPNQ | New | PENNEY J C INCput | $1,830,000 | – | 200,000 | +100.0% | 0.16% | – |
| JCPNQ | Sell | PENNEY J C INC | $1,830,000 | -65.4% | 200,000 | -66.7% | 0.16% | -65.5% |
| Sell | MOLYCORP INC DELnote 5.500% 2/0 | $1,410,000 | -32.0% | 1,500,000 | -25.0% | 0.12% | -32.4% | |
| ARRS | New | ARRIS GROUP INC NEWcall | $1,217,000 | – | 50,000 | +100.0% | 0.10% | – |
| MCPIQ | Buy | MOLYCORP INC DEL | $1,218,000 | +1007.3% | 216,700 | +1197.6% | 0.10% | +1044.4% |
| GCVRZ | Buy | SANOFIright 12/31/2020 | $736,000 | -75.8% | 2,163,509 | +43.4% | 0.06% | -76.1% |
| VRNG | VRINGO INC | $681,000 | +3.2% | 229,968 | 0.0% | 0.06% | +3.6% | |
| ADXS | New | ADVAXIS INC | $636,000 | – | 150,000 | +100.0% | 0.05% | – |
| ADXSW | New | ADVAXIS INC*w exp 07/15/201 | $477,000 | – | 112,500 | +100.0% | 0.04% | – |
| AEL | New | AMERICAN EQTY INVT LIFE HLDcall | $317,000 | – | 12,000 | +100.0% | 0.03% | – |
| BPZRQ | Sell | BPZ RESOURCES INC | $81,000 | -18.2% | 44,735 | -12.1% | 0.01% | -12.5% |
| PLX | Exit | Protalix BioTherapeutics Incequity | $0 | – | -272,200 | -100.0% | -0.10% | – |
| HMA | Exit | HMA 11/16/13 C18listed equity options | $0 | – | -138,700 | -100.0% | -0.15% | – |
| OPTR | Exit | Optimer Pharmaceuticals Incequity | $0 | – | -158,684 | -100.0% | -0.17% | – |
| Exit | Endeavour Intl Corpnote 5.5000% 15-jul-2016 | $0 | – | -2,825,000 | -100.0% | -0.20% | – | |
| Exit | Web.com Group Incnote 1.0000% 15-aug-2018 | $0 | – | -3,000,000 | -100.0% | -0.29% | – | |
| STAR | Exit | SFI 01/18/14 C12listed equity options | $0 | – | -400,000 | -100.0% | -0.41% | – |
| Exit | Archer Daniels Midlandnote 0.8750% 15-feb-2014 | $0 | – | -6,087,000 | -100.0% | -0.53% | – | |
| CBST | Exit | CBST 10/19/13 P55listed equity options | $0 | – | -100,000 | -100.0% | -0.54% | – |
| Exit | Suntech Power Holdingsnote 3.0000% 15-mar-2013 | $0 | – | -24,700,000 | -100.0% | -0.56% | – | |
| Exit | Take-Two Interactive Systemsnote 1.0000% 01-jul-2018 | $0 | – | -10,000,000 | -100.0% | -0.94% | – | |
| Exit | Arris Group Incnote 2.0000% 15-nov-2026 | $0 | – | -12,804,000 | -100.0% | -1.18% | – | |
| Exit | McMoRan Exploration Co. (Exchange Offer)note 5.2500% 06-oct-2013 | $0 | – | -15,000,000 | -100.0% | -1.33% | – | |
| ADM | Exit | ADM 01/18/14 C39listed equity options | $0 | – | -474,600 | -100.0% | -1.48% | – |
| Exit | Goldcorp Incnote 2.0000% 01-aug-2014 | $0 | – | -22,537,000 | -100.0% | -1.94% | – | |
| Exit | Micron Technology (Exchange)note 1.8750% 01-jun-2027 | $0 | – | -15,210,000 | -100.0% | -2.08% | – | |
| Exit | Newmont Mining Tranche 1note 1.2500% 15-jul-2014 | $0 | – | -27,100,000 | -100.0% | -2.33% | – | |
| Exit | On Semiconductor Corpnote 2.6250% 15-dec-2026 | $0 | – | -28,427,000 | -100.0% | -2.43% | – | |
| Exit | Verisign Incnote 3.2500% 15-aug-2037 | $0 | – | -20,000,000 | -100.0% | -2.66% | – | |
| Exit | Micron Technology Tranche Anote 1.5000% 01-aug-2031 | $0 | – | -17,000,000 | -100.0% | -2.69% | – | |
| Exit | Tyson Foods Incnote 3.2500% 15-oct-2013 | $0 | – | -27,500,000 | -100.0% | -4.01% | – | |
| SPY | Exit | SPY 11/16/13 P167listed equity options | $0 | – | -664,400 | -100.0% | -9.48% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.