$1.18 Billion is the total value of SILVERBACK ASSET MANAGEMENT LLC's 62 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | New | SPDR S&P 500 ETF TRcall | $177,063,000 | – | 958,700 | +100.0% | 15.00% | – |
| New | MICRON TECHNOLOGY INCnote 2.375% 5/0 | $35,991,000 | – | 15,500,000 | +100.0% | 3.05% | – | |
| New | GROUP 1 AUTOMOTIVE INCfrnt 2.250% 6/1 | $19,276,000 | – | 15,250,000 | +100.0% | 1.63% | – | |
| New | AMERICAN RLTY CAP PPTYS INCnote 3.000% 8/0 | $17,085,000 | – | 17,000,000 | +100.0% | 1.45% | – | |
| New | TAKE-TWO INTERACTIVE SOFTWARnote 1.750%12/0 | $11,570,000 | – | 10,000,000 | +100.0% | 0.98% | – | |
| New | BPZ RESOURCES INCnote 8.500%10/0 | $9,371,000 | – | 10,500,000 | +100.0% | 0.79% | – | |
| AEL | New | AMERICAN EQTY INVT LIFE HLD | $6,595,000 | – | 250,000 | +100.0% | 0.56% | – |
| New | BLACKSTONE MTG TR INCnote 5.250%12/0 | $6,264,000 | – | 6,000,000 | +100.0% | 0.53% | – | |
| New | SOLARCITY CORPnote 2.750%11/0 | $5,933,000 | – | 5,000,000 | +100.0% | 0.50% | – | |
| STAR | New | ISTAR FINL INCcall | $5,708,000 | – | 400,000 | +100.0% | 0.48% | – |
| New | BIOMARIN PHARMACEUTICAL INCnote 0.750%10/1 | $5,325,000 | – | 5,000,000 | +100.0% | 0.45% | – | |
| New | AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1 | $5,083,000 | – | 5,000,000 | +100.0% | 0.43% | – | |
| CIE | New | COBALT INTL ENERGY INCcall | $4,113,000 | – | 250,000 | +100.0% | 0.35% | – |
| CBSTZ | New | CUBIST PHARMACEUTICALS INCright 99/99/9999 | $3,646,000 | – | 2,700,945 | +100.0% | 0.31% | – |
| New | ALBANY MOLECULAR RESH INCnote 2.250%11/1 | $2,325,000 | – | 2,500,000 | +100.0% | 0.20% | – | |
| LNG | New | CHENIERE ENERGY INCcall | $2,147,000 | – | 49,800 | +100.0% | 0.18% | – |
| JCPNQ | New | PENNEY J C INCput | $1,830,000 | – | 200,000 | +100.0% | 0.16% | – |
| ARRS | New | ARRIS GROUP INC NEWcall | $1,217,000 | – | 50,000 | +100.0% | 0.10% | – |
| ADXS | New | ADVAXIS INC | $636,000 | – | 150,000 | +100.0% | 0.05% | – |
| ADXSW | New | ADVAXIS INC*w exp 07/15/201 | $477,000 | – | 112,500 | +100.0% | 0.04% | – |
| AEL | New | AMERICAN EQTY INVT LIFE HLDcall | $317,000 | – | 12,000 | +100.0% | 0.03% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.