$3.01 Billion is the total value of WHITEBOX ADVISORS LLC's 89 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 51.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SPDR S&P 500 ETF TRput | $1,577,114,000 | +54.0% | 4,900,000 | +42.0% | 52.43% | +41.0% | |
| DELL | Buy | DELL TECHNOLOGIES INCcl c | $136,253,000 | +11.3% | 2,651,352 | +12.3% | 4.53% | +1.9% |
| Sell | TESLA INCnote 2.000% 5/1 | $124,574,000 | +24.5% | 82,400,000 | -16.3% | 4.14% | +14.0% | |
| IAC | Buy | IAC INTERACTIVECORP | $119,688,000 | +101.0% | 480,463 | +75.9% | 3.98% | +84.0% |
| MPC | Buy | MARATHON PETE CORP | $91,017,000 | +91.9% | 1,510,662 | +93.5% | 3.03% | +75.7% |
| Sell | BLACKSTONE MTG TR INCnote 4.375% 5/0 | $70,322,000 | -1.3% | 66,245,000 | -3.2% | 2.34% | -9.7% | |
| AGN | ALLERGAN PLC | $64,804,000 | +13.6% | 338,987 | 0.0% | 2.15% | +4.0% | |
| New | SPDR GOLD TRUSTput | $57,160,000 | – | 400,000 | +100.0% | 1.90% | – | |
| GRFS | Buy | GRIFOLS S Asp adr rep b nvt | $53,446,000 | +21.9% | 2,294,792 | +4.9% | 1.78% | +11.6% |
| Sell | INTELSAT S Anote 4.500% 6/1 | $49,936,000 | -55.5% | 75,848,000 | -0.7% | 1.66% | -59.2% | |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $41,838,000 | +98.0% | 279,369 | +80.5% | 1.39% | +81.4% |
| Sell | MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $41,143,000 | +2.7% | 19,125,000 | -9.5% | 1.37% | -6.0% | |
| Sell | TESLA INCnote 2.375% 3/1 | $40,864,000 | +28.3% | 28,893,000 | -8.0% | 1.36% | +17.6% | |
| Buy | APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $38,897,000 | +0.6% | 38,737,000 | +2.2% | 1.29% | -7.9% | |
| Sell | BLACKSTONE MTG TR INCnote 4.750% 3/1 | $27,177,000 | -9.3% | 25,578,000 | -10.7% | 0.90% | -16.9% | |
| Sell | AMAG PHARMACEUTICALS INCnote 3.250% 6/0 | $26,051,000 | -9.6% | 30,963,000 | -11.7% | 0.87% | -17.3% | |
| HEIA | HEICO CORP NEWcl a | $23,226,000 | -8.0% | 259,426 | 0.0% | 0.77% | -15.8% | |
| Sell | TESLA INCnote 1.250% 3/0 | $22,293,000 | -53.8% | 17,490,000 | -64.7% | 0.74% | -57.8% | |
| TESLA INCput | $20,917,000 | +73.7% | 50,000 | 0.0% | 0.70% | +59.0% | ||
| CCO | Sell | CLEAR CHANNEL OUTDOOR HLDGS | $20,063,000 | +11.9% | 7,015,008 | -1.4% | 0.67% | +2.5% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $19,986,000 | -20.9% | 156,189 | -21.2% | 0.66% | -27.7% |
| Sell | ENCORE CAP EUROPE FIN LTDnote 4.500% 9/0 | $19,973,000 | +0.8% | 18,750,000 | -2.6% | 0.66% | -7.6% | |
| ENCORE CAP GROUP INCnote 3.250% 3/1 | $18,841,000 | +2.1% | 18,250,000 | 0.0% | 0.63% | -6.6% | ||
| PACDQ | Sell | PACIFIC DRILLING SA LUXEMBOU | $17,590,000 | +0.5% | 4,311,334 | -3.7% | 0.58% | -8.0% |
| NOVAVAX INCnote 3.750% 2/0 | $17,418,000 | -5.4% | 44,095,000 | 0.0% | 0.58% | -13.3% | ||
| BG | Sell | BUNGE LIMITED | $17,072,000 | -37.4% | 296,640 | -38.4% | 0.57% | -42.6% |
| INXN | New | INTERXION HOLDING N.V | $16,246,000 | – | 193,849 | +100.0% | 0.54% | – |
| TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $15,167,000 | +4.7% | 16,000,000 | 0.0% | 0.50% | -4.2% | ||
| Buy | OASIS PETE INC NEWnote 2.625% 9/1 | $15,110,000 | +64.6% | 19,465,000 | +57.0% | 0.50% | +50.8% | |
| CTRA | Sell | CONTURA ENERGY INC | $14,958,000 | -70.0% | 1,652,836 | -7.4% | 0.50% | -72.6% |
| Sell | NIO INCdebt 4.500% 2/0 | $14,909,000 | +75.0% | 28,000,000 | -8.2% | 0.50% | +60.5% | |
| Buy | DENBURY RES INC DELdebt 6.375%12/3 | $13,798,000 | +48.3% | 19,885,000 | +24.3% | 0.46% | +35.8% | |
| PARR | Buy | PAR PACIFIC HOLDINGS INC | $12,739,000 | +36.1% | 548,164 | +33.9% | 0.42% | +24.7% |
| Sell | APOLLO COML REAL EST FIN INCnote 5.375%10/1 | $12,209,000 | -10.6% | 12,048,000 | -9.7% | 0.41% | -18.1% | |
| GLD | New | SPDR GOLD TRUST | $10,003,000 | – | 70,000 | +100.0% | 0.33% | – |
| VEDL | VEDANTA LTDsponsored adr | $9,623,000 | -0.6% | 1,115,050 | 0.0% | 0.32% | -8.8% | |
| Sell | QUDIAN INCdebt 1.000% 7/0 | $7,764,000 | -60.7% | 10,500,000 | -50.0% | 0.26% | -64.0% | |
| Buy | INTREXON CORPnote 3.500% 7/0 | $7,252,000 | +8.1% | 12,100,000 | +10.0% | 0.24% | -1.2% | |
| GCVRZ | SANOFIright 12/31/2020 | $5,984,000 | +50.9% | 6,956,279 | 0.0% | 0.20% | +38.2% | |
| New | TILRAY INCnote 5.000%10/0 | $5,928,000 | – | 11,400,000 | +100.0% | 0.20% | – | |
| DCUE | New | DOMINION ENERGY INCunit 99/99/9999 | $5,350,000 | – | 50,000 | +100.0% | 0.18% | – |
| RRD | Sell | DONNELLEY R R & SONS CO | $5,010,000 | +4.2% | 1,268,405 | -0.5% | 0.17% | -4.6% |
| CAR | Sell | AVIS BUDGET GROUP INC | $4,917,000 | -2.0% | 152,512 | -14.1% | 0.16% | -10.4% |
| AXL | Sell | AMERICAN AXLE & MFG HLDGS IN | $4,608,000 | -13.7% | 428,249 | -34.1% | 0.15% | -21.1% |
| PKDC | Sell | PARKER DRILLING CO | $4,507,000 | -29.8% | 200,309 | -41.0% | 0.15% | -35.6% |
| New | PROTALIX BIOTHERAPEUTICS INCnote 7.500%11/1 | $4,345,000 | – | 5,000,000 | +100.0% | 0.14% | – | |
| Buy | GREEN PLAINS INCnote 4.125% 9/0 | $4,196,000 | +105.7% | 4,500,000 | +80.0% | 0.14% | +87.8% | |
| THC | Sell | TENET HEALTHCARE CORP | $4,021,000 | -29.0% | 105,738 | -58.7% | 0.13% | -35.0% |
| TEN | Sell | TENNECO INC | $3,969,000 | -18.5% | 303,000 | -22.1% | 0.13% | -25.4% |
| RYAAY | New | RYANAIR HLDGS PLCsponsored ads | $3,614,000 | – | 41,255 | +100.0% | 0.12% | – |
| MBI | Buy | MBIA INC | $3,255,000 | +112.1% | 350,000 | +110.5% | 0.11% | +92.9% |
| INVACARE CORPnote 5.000% 2/1 | $3,237,000 | +4.2% | 3,325,000 | 0.0% | 0.11% | -4.4% | ||
| APHRIA INCput | $3,132,000 | +0.6% | 600,000 | 0.0% | 0.10% | -8.0% | ||
| SGMS | Sell | SCIENTIFIC GAMES CORP | $3,071,000 | -42.0% | 114,672 | -55.9% | 0.10% | -46.9% |
| BZH | Sell | BEAZER HOMES USA INC | $2,846,000 | -30.8% | 201,423 | -27.0% | 0.10% | -36.2% |
| New | AEGERION PHARMACEUTICALS INCnote 5.000% 4/0 | $2,678,000 | – | 2,818,723 | +100.0% | 0.09% | – | |
| New | WAYFAIR INCnote 1.125%11/0 | $2,591,000 | – | 2,500,000 | +100.0% | 0.09% | – | |
| New | LIBERTY MEDIA CORPdeb 4.000%11/1 | $2,418,000 | – | 3,466,000 | +100.0% | 0.08% | – | |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $1,933,000 | -89.4% | 120,000 | -89.7% | 0.06% | -90.4% |
| NLSN | Buy | NIELSEN HLDGS PLC | $1,801,000 | +3.7% | 88,700 | +8.6% | 0.06% | -4.8% |
| OI | New | O-I GLASS INC | $1,571,000 | – | 131,661 | +100.0% | 0.05% | – |
| CSTM | New | CONSTELLIUM SE | $1,380,000 | – | 103,019 | +100.0% | 0.05% | – |
| IGT | Buy | INTERNATIONAL GAME TECHNOLOG | $1,138,000 | +128.5% | 76,000 | +116.7% | 0.04% | +111.1% |
| IHRT | Sell | IHEARTMEDIA INC | $1,138,000 | -41.6% | 67,350 | -48.1% | 0.04% | -46.5% |
| EVBG | New | EVERBRIDGE INC | $992,000 | – | 12,700 | +100.0% | 0.03% | – |
| CNR | New | CORNERSTONE BLDG BRANDS INC | $878,000 | – | 103,136 | +100.0% | 0.03% | – |
| ETM | Sell | ENTERCOM COMMUNICATIONS CORPcl a | $843,000 | +27.9% | 181,588 | -8.0% | 0.03% | +16.7% |
| HI CRUSH INCput | $839,000 | -49.2% | 950,000 | 0.0% | 0.03% | -53.3% | ||
| GT | Buy | GOODYEAR TIRE & RUBR CO | $756,000 | +21.0% | 48,593 | +12.0% | 0.02% | +8.7% |
| QRTEA | New | QURATE RETAIL INC | $724,000 | – | 85,921 | +100.0% | 0.02% | – |
| NBR | New | NABORS INDUSTRIES LTD | $619,000 | – | 215,050 | +100.0% | 0.02% | – |
| New | CLOVIS ONCOLOGY INCnote 1.250% 5/0 | $628,000 | – | 1,000,000 | +100.0% | 0.02% | – | |
| R | Sell | RYDER SYS INC | $580,000 | -6.5% | 10,677 | -10.9% | 0.02% | -17.4% |
| SAEXQ | SAEXPLORATION HLDGS INC | $488,000 | +64.3% | 160,480 | 0.0% | 0.02% | +45.5% | |
| TLRDQ | TAILORED BRANDS INC | $422,000 | -5.8% | 101,906 | 0.0% | 0.01% | -12.5% | |
| GPS | Sell | GAP INC | $419,000 | -16.7% | 23,698 | -18.1% | 0.01% | -22.2% |
| URI | Sell | UNITED RENTALS INC | $361,000 | -43.6% | 2,165 | -57.9% | 0.01% | -47.8% |
| M | Sell | MACYS INC | $354,000 | -9.5% | 20,801 | -17.4% | 0.01% | -14.3% |
| KR | Buy | KROGER CO | $359,000 | +15.8% | 12,396 | +3.1% | 0.01% | +9.1% |
| SPCEWS | New | VIRGIN GALACTIC HOLDINGS INCcall | $335,000 | – | 100,000 | +100.0% | 0.01% | – |
| RLGY | New | REALOGY HLDGS CORP | $318,000 | – | 32,813 | +100.0% | 0.01% | – |
| AMKR | Buy | AMKOR TECHNOLOGY INC | $305,000 | +116.3% | 23,436 | +51.2% | 0.01% | +100.0% |
| CNSL | Sell | CONSOLIDATED COMM HLDGS INC | $297,000 | -51.0% | 76,423 | -40.0% | 0.01% | -54.5% |
| OLN | New | OLIN CORP | $268,000 | – | 15,535 | +100.0% | 0.01% | – |
| IP | Sell | INTL PAPER CO | $261,000 | -42.0% | 5,672 | -47.3% | 0.01% | -43.8% |
| JWN | New | NORDSTROM INC | $263,000 | – | 6,427 | +100.0% | 0.01% | – |
| DE | Sell | DEERE & CO | $218,000 | -12.8% | 1,257 | -15.3% | 0.01% | -22.2% |
| MCDERMOTT INTL INCput | $169,000 | -66.5% | 250,000 | 0.0% | 0.01% | -66.7% | ||
| STAR | Sell | ISTAR INC | $154,000 | -26.7% | 10,581 | -34.2% | 0.01% | -37.5% |
| DRI | Exit | DARDEN RESTAURANTS INC | $0 | – | -1,977 | -100.0% | -0.01% | – |
| EMN | Exit | EASTMAN CHEMICAL CO | $0 | – | -3,040 | -100.0% | -0.01% | – |
| AAL | Exit | AMERICAN AIRLS GROUP INC | $0 | – | -8,820 | -100.0% | -0.01% | – |
| HAL | Exit | HALLIBURTON CO | $0 | – | -14,646 | -100.0% | -0.01% | – |
| CBB | Exit | CINCINNATI BELL INC NEW | $0 | – | -89,530 | -100.0% | -0.02% | – |
| UNFI | Exit | UNITED NAT FOODS INC | $0 | – | -62,900 | -100.0% | -0.03% | – |
| CYH | Exit | COMMUNITY HEALTH SYS INC NEW | $0 | – | -317,393 | -100.0% | -0.04% | – |
| APLS | Exit | APELLIS PHARMACEUTICALS INC | $0 | – | -52,645 | -100.0% | -0.05% | – |
| ASHR | Exit | DBX ETF TRxtrack hrvst csi | $0 | – | -50,000 | -100.0% | -0.05% | – |
| ARD | Exit | ARDAGH GROUP S Acl a | $0 | – | -109,956 | -100.0% | -0.06% | – |
| PBI | Exit | PITNEY BOWES INC | $0 | – | -390,323 | -100.0% | -0.06% | – |
| CSTM | Exit | CONSTELLIUM SEcl a | $0 | – | -153,019 | -100.0% | -0.07% | – |
| Exit | VERASTEM INCnote 5.000%11/0 | $0 | – | -4,500,000 | -100.0% | -0.07% | – | |
| AERI | Exit | AERIE PHARMACEUTICALS INC | $0 | – | -126,130 | -100.0% | -0.09% | – |
| RH | Exit | RH | $0 | – | -15,137 | -100.0% | -0.09% | – |
| MESA | Exit | MESA AIR GROUP INC | $0 | – | -624,158 | -100.0% | -0.15% | – |
| Exit | INFINERA CORPORATIONnote 2.125% 9/0 | $0 | – | -5,053,000 | -100.0% | -0.16% | – | |
| Exit | TILRAY INCdebt 5.000%10/0 | $0 | – | -7,400,000 | -100.0% | -0.17% | – | |
| ASPS | Exit | ALTISOURCE PORTFOLIO SOLNS S | $0 | – | -252,866 | -100.0% | -0.19% | – |
| Exit | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $0 | – | -6,750,000 | -100.0% | -0.19% | – | |
| Exit | REDWOOD TR INCnote 5.625% 7/1 | $0 | – | -10,620,000 | -100.0% | -0.39% | – | |
| CJ | Exit | C&J ENERGY SVCS INC NEW | $0 | – | -1,035,798 | -100.0% | -0.40% | – |
| Exit | FINISAR CORPnote 0.500%12/1 | $0 | – | -20,000,000 | -100.0% | -0.72% | – | |
| Exit | DBX ETF TRput | $0 | – | -1,000,000 | -100.0% | -0.98% | – | |
| ECA | Exit | ENCANA CORP | $0 | – | -7,605,040 | -100.0% | -1.27% | – |
| Exit | SPDR GOLD TRUSTcall | $0 | – | -380,100 | -100.0% | -1.92% | – | |
| CELG | Exit | CELGENE CORP | $0 | – | -552,490 | -100.0% | -1.99% | – |
| Exit | ARBOR RLTY TR INCnote 5.250% 7/0 | $0 | – | -49,300,000 | -100.0% | -2.10% | – | |
| AABA | Exit | ALTABA INC | $0 | – | -7,570,815 | -100.0% | -5.36% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.