$2.75 Billion is the total value of WHITEBOX ADVISORS LLC's 97 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 58.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SPDR S&P 500 ETF TRput | $1,023,858,000 | +51.9% | 3,450,000 | +50.0% | 37.18% | +56.3% | |
| AABA | Sell | ALTABA INC | $147,479,000 | -77.7% | 7,570,815 | -20.8% | 5.36% | -77.1% |
| DELL | Buy | DELL TECHNOLOGIES INCcl c | $122,404,000 | +143.5% | 2,360,281 | +138.5% | 4.44% | +150.6% |
| New | INTELSAT S Anote 4.500% 6/1 | $112,095,000 | – | 76,348,000 | +100.0% | 4.07% | – | |
| Buy | TESLA INCnote 2.000% 5/1 | $100,044,000 | +17.8% | 98,500,000 | +13.9% | 3.63% | +21.2% | |
| Sell | BLACKSTONE MTG TR INCnote 4.375% 5/0 | $71,268,000 | -0.2% | 68,445,000 | -0.1% | 2.59% | +2.7% | |
| IAC | New | IAC INTERACTIVECORP | $59,532,000 | – | 273,121 | +100.0% | 2.16% | – |
| New | ARBOR RLTY TR INCnote 5.250% 7/0 | $57,931,000 | – | 49,300,000 | +100.0% | 2.10% | – | |
| AGN | Buy | ALLERGAN PLC | $57,048,000 | +180.0% | 338,987 | +178.5% | 2.07% | +188.0% |
| CELG | Sell | CELGENE CORP | $54,862,000 | -3.8% | 552,490 | -10.4% | 1.99% | -1.0% |
| Sell | SPDR GOLD TRUSTcall | $52,784,000 | -20.7% | 380,100 | -24.0% | 1.92% | -18.4% | |
| CTRA | Sell | CONTURA ENERGY INC | $49,881,000 | -57.9% | 1,784,020 | -21.9% | 1.81% | -56.7% |
| Sell | TESLA INCnote 1.250% 3/0 | $48,293,000 | -2.0% | 49,500,000 | -4.8% | 1.75% | +0.9% | |
| MPC | New | MARATHON PETE CORP | $47,434,000 | – | 780,800 | +100.0% | 1.72% | – |
| GRFS | Buy | GRIFOLS S Asp adr rep b nvt | $43,844,000 | +16.7% | 2,187,827 | +22.8% | 1.59% | +20.1% |
| MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $40,080,000 | +8.3% | 21,125,000 | 0.0% | 1.46% | +11.5% | ||
| Buy | APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $38,664,000 | +52.7% | 37,906,000 | +49.7% | 1.40% | +57.0% | |
| ECA | Sell | ENCANA CORP | $34,983,000 | -20.9% | 7,605,040 | -11.8% | 1.27% | -18.6% |
| Buy | TESLA INCnote 2.375% 3/1 | $31,839,000 | +8.1% | 31,393,000 | +5.0% | 1.16% | +11.3% | |
| Buy | BLACKSTONE MTG TR INCnote 4.750% 3/1 | $29,959,000 | +5.2% | 28,655,000 | +4.8% | 1.09% | +8.3% | |
| Buy | AMAG PHARMACEUTICALS INCnote 3.250% 6/0 | $28,829,000 | +48.5% | 35,050,000 | +44.5% | 1.05% | +52.8% | |
| BG | Sell | BUNGE LIMITED | $27,252,000 | -14.5% | 481,311 | -15.9% | 0.99% | -12.0% |
| Sell | DBX ETF TRput | $27,090,000 | -51.9% | 1,000,000 | -50.0% | 0.98% | -50.5% | |
| LQD | New | ISHARES TRiboxx inv cp etf | $25,274,000 | – | 198,256 | +100.0% | 0.92% | – |
| HEIA | New | HEICO CORP NEWcl a | $25,245,000 | – | 259,426 | +100.0% | 0.92% | – |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $21,134,000 | +8.7% | 154,808 | +3.7% | 0.77% | +11.8% |
| New | FINISAR CORPnote 0.500%12/1 | $19,940,000 | – | 20,000,000 | +100.0% | 0.72% | – | |
| Buy | ENCORE CAP EUROPE FIN LTDnote 4.500% 9/0 | $19,808,000 | +34.2% | 19,250,000 | +32.8% | 0.72% | +38.0% | |
| Buy | QUDIAN INCdebt 1.000% 7/0 | $19,756,000 | +2.1% | 21,000,000 | +10.5% | 0.72% | +5.0% | |
| Sell | ENCORE CAP GROUP INCnote 3.250% 3/1 | $18,454,000 | -4.7% | 18,250,000 | -5.2% | 0.67% | -1.9% | |
| NOVAVAX INCnote 3.750% 2/0 | $18,410,000 | +6.1% | 44,095,000 | 0.0% | 0.67% | +9.2% | ||
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $18,294,000 | +6.7% | 1,166,718 | +4.7% | 0.66% | +9.8% |
| CCO | Buy | CLEAR CHANNEL OUTDOOR HLDGS | $17,930,000 | -0.4% | 7,115,008 | +86.5% | 0.65% | +2.5% |
| PACDQ | Sell | PACIFIC DRILLING SA LUXEMBOU | $17,506,000 | -69.8% | 4,477,111 | -2.7% | 0.64% | -68.9% |
| Buy | TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $14,487,000 | +13.2% | 16,000,000 | +14.3% | 0.53% | +16.4% | |
| APOLLO COML REAL EST FIN INCnote 5.375%10/1 | $13,650,000 | +2.7% | 13,348,000 | 0.0% | 0.50% | +5.8% | ||
| TESLA INCput | $12,044,000 | +7.8% | 50,000 | 0.0% | 0.44% | +10.9% | ||
| CJ | Sell | C&J ENERGY SVCS INC NEW | $11,114,000 | -23.2% | 1,035,798 | -15.7% | 0.40% | -20.9% |
| Sell | REDWOOD TR INCnote 5.625% 7/1 | $10,782,000 | -58.9% | 10,620,000 | -59.8% | 0.39% | -57.7% | |
| VEDL | Buy | VEDANTA LTDsponsored adr | $9,679,000 | +82.0% | 1,115,050 | +113.2% | 0.35% | +86.7% |
| PARR | Sell | PAR PACIFIC HOLDINGS INC | $9,358,000 | -69.6% | 409,351 | -72.7% | 0.34% | -68.7% |
| Buy | DENBURY RES INC DELdebt 6.375%12/3 | $9,306,000 | +72.2% | 15,994,000 | +91.0% | 0.34% | +77.0% | |
| New | OASIS PETE INC NEWnote 2.625% 9/1 | $9,180,000 | – | 12,400,000 | +100.0% | 0.33% | – | |
| NIO INCdebt 4.500% 2/0 | $8,518,000 | -44.0% | 30,500,000 | 0.0% | 0.31% | -42.4% | ||
| INTREXON CORPnote 3.500% 7/0 | $6,710,000 | -12.8% | 11,000,000 | 0.0% | 0.24% | -10.3% | ||
| PKDC | Sell | PARKER DRILLING CO | $6,424,000 | -54.0% | 339,530 | -50.7% | 0.23% | -52.7% |
| THC | Sell | TENET HEALTHCARE CORP | $5,661,000 | -8.5% | 255,916 | -14.6% | 0.21% | -5.5% |
| AXL | Buy | AMERICAN AXLE & MFG HLDGS IN | $5,342,000 | +279.1% | 649,920 | +488.7% | 0.19% | +288.0% |
| SGMS | Sell | SCIENTIFIC GAMES CORP | $5,295,000 | -10.1% | 260,172 | -12.5% | 0.19% | -7.7% |
| New | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $5,281,000 | – | 6,750,000 | +100.0% | 0.19% | – | |
| ASPS | Sell | ALTISOURCE PORTFOLIO SOLNS S | $5,113,000 | -8.7% | 252,866 | -11.2% | 0.19% | -6.1% |
| CAR | Buy | AVIS BUDGET GROUP INC | $5,018,000 | -15.4% | 177,553 | +5.3% | 0.18% | -12.9% |
| TEN | Buy | TENNECO INC | $4,871,000 | +60.7% | 389,071 | +42.4% | 0.18% | +65.4% |
| RRD | Buy | DONNELLEY R R & SONS CO | $4,807,000 | +215.2% | 1,274,977 | +64.7% | 0.18% | +224.1% |
| Buy | TILRAY INCdebt 5.000%10/0 | $4,796,000 | +10.2% | 7,400,000 | +37.0% | 0.17% | +13.0% | |
| Sell | INFINERA CORPORATIONnote 2.125% 9/0 | $4,384,000 | -19.3% | 5,053,000 | -36.8% | 0.16% | -17.2% | |
| MESA | Sell | MESA AIR GROUP INC | $4,210,000 | -54.7% | 624,158 | -38.6% | 0.15% | -53.4% |
| BZH | Sell | BEAZER HOMES USA INC | $4,110,000 | -11.5% | 275,846 | -42.9% | 0.15% | -9.1% |
| GCVRZ | SANOFIright 12/31/2020 | $3,965,000 | +9.6% | 6,956,279 | 0.0% | 0.14% | +12.5% | |
| Sell | INVACARE CORPnote 5.000% 2/1 | $3,107,000 | -27.6% | 3,325,000 | -37.6% | 0.11% | -25.2% | |
| New | APHRIA INCput | $3,114,000 | – | 600,000 | +100.0% | 0.11% | – | |
| RH | New | RH | $2,586,000 | – | 15,137 | +100.0% | 0.09% | – |
| AERI | New | AERIE PHARMACEUTICALS INC | $2,424,000 | – | 126,130 | +100.0% | 0.09% | – |
| New | GREEN PLAINS INCnote 4.125% 9/0 | $2,040,000 | – | 2,500,000 | +100.0% | 0.07% | – | |
| VERASTEM INCnote 5.000%11/0 | $2,000,000 | -14.1% | 4,500,000 | 0.0% | 0.07% | -11.0% | ||
| CSTM | Buy | CONSTELLIUM SEcl a | $1,945,000 | +34.7% | 153,019 | +6.4% | 0.07% | +39.2% |
| IHRT | New | IHEARTMEDIA INC | $1,948,000 | – | 129,888 | +100.0% | 0.07% | – |
| PBI | New | PITNEY BOWES INC | $1,784,000 | – | 390,323 | +100.0% | 0.06% | – |
| ARD | Sell | ARDAGH GROUP S Acl a | $1,724,000 | -64.9% | 109,956 | -60.8% | 0.06% | -63.6% |
| NLSN | NIELSEN HLDGS PLC | $1,736,000 | -6.0% | 81,700 | 0.0% | 0.06% | -3.1% | |
| HI CRUSH INCput | $1,653,000 | -29.3% | 950,000 | 0.0% | 0.06% | -26.8% | ||
| MBI | Buy | MBIA INC | $1,535,000 | +0.2% | 166,260 | +1.1% | 0.06% | +3.7% |
| ASHR | Sell | DBX ETF TRxtrack hrvst csi | $1,355,000 | -88.7% | 50,000 | -88.2% | 0.05% | -88.4% |
| APLS | New | APELLIS PHARMACEUTICALS INC | $1,268,000 | – | 52,645 | +100.0% | 0.05% | – |
| CYH | New | COMMUNITY HEALTH SYS INC NEW | $1,143,000 | – | 317,393 | +100.0% | 0.04% | – |
| UNFI | New | UNITED NAT FOODS INC | $725,000 | – | 62,900 | +100.0% | 0.03% | – |
| ETM | New | ENTERCOM COMMUNICATIONS CORPcl a | $659,000 | – | 197,367 | +100.0% | 0.02% | – |
| URI | New | UNITED RENTALS INC | $640,000 | – | 5,138 | +100.0% | 0.02% | – |
| GT | New | GOODYEAR TIRE & RUBR CO | $625,000 | – | 43,390 | +100.0% | 0.02% | – |
| R | Sell | RYDER SYS INC | $620,000 | -50.7% | 11,983 | -44.4% | 0.02% | -47.7% |
| CNSL | Buy | CONSOLIDATED COMM HLDGS INC | $606,000 | +4.7% | 127,371 | +8.5% | 0.02% | +10.0% |
| GPS | New | GAP INC | $503,000 | – | 28,952 | +100.0% | 0.02% | – |
| IGT | INTERNATIONAL GAME TECHNOLOG | $498,000 | +9.5% | 35,072 | 0.0% | 0.02% | +12.5% | |
| MCDERMOTT INTL INCput | $505,000 | -79.1% | 250,000 | 0.0% | 0.02% | -78.8% | ||
| TLRDQ | Buy | TAILORED BRANDS INC | $448,000 | -10.6% | 101,906 | +17.3% | 0.02% | -11.1% |
| IP | Sell | INTL PAPER CO | $450,000 | -16.4% | 10,755 | -13.4% | 0.02% | -15.8% |
| CBB | Buy | CINCINNATI BELL INC NEW | $454,000 | +83.8% | 89,530 | +79.8% | 0.02% | +77.8% |
| M | New | MACYS INC | $391,000 | – | 25,193 | +100.0% | 0.01% | – |
| SAEXQ | SAEXPLORATION HLDGS INC | $297,000 | -48.6% | 160,480 | 0.0% | 0.01% | -45.0% | |
| KR | Sell | KROGER CO | $310,000 | -53.8% | 12,018 | -61.1% | 0.01% | -54.2% |
| HAL | Sell | HALLIBURTON CO | $276,000 | -60.9% | 14,646 | -52.9% | 0.01% | -60.0% |
| DE | Sell | DEERE & CO | $250,000 | -40.2% | 1,484 | -41.2% | 0.01% | -40.0% |
| AAL | New | AMERICAN AIRLS GROUP INC | $238,000 | – | 8,820 | +100.0% | 0.01% | – |
| DRI | New | DARDEN RESTAURANTS INC | $234,000 | – | 1,977 | +100.0% | 0.01% | – |
| EMN | New | EASTMAN CHEMICAL CO | $224,000 | – | 3,040 | +100.0% | 0.01% | – |
| STAR | New | ISTAR INC | $210,000 | – | 16,081 | +100.0% | 0.01% | – |
| AMKR | New | AMKOR TECHNOLOGY INC | $141,000 | – | 15,500 | +100.0% | 0.01% | – |
| Exit | NIO INCput | $0 | – | -50,000 | -100.0% | -0.01% | – | |
| UNP | Exit | UNION PACIFIC CORP | $0 | – | -1,189 | -100.0% | -0.01% | – |
| CSX | Exit | CSX CORP | $0 | – | -3,297 | -100.0% | -0.01% | – |
| NOC | Exit | NORTHROP GRUMMAN CORP | $0 | – | -957 | -100.0% | -0.01% | – |
| TGT | Exit | TARGET CORP | $0 | – | -3,670 | -100.0% | -0.01% | – |
| AES | Exit | AES CORP | $0 | – | -32,562 | -100.0% | -0.02% | – |
| DVN | Exit | DEVON ENERGY CORP NEW | $0 | – | -20,250 | -100.0% | -0.02% | – |
| BYD | Exit | BOYD GAMING CORP | $0 | – | -26,122 | -100.0% | -0.02% | – |
| CVS | Exit | CVS HEALTH CORP | $0 | – | -13,568 | -100.0% | -0.03% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -92,644 | -100.0% | -0.03% | – |
| AER | Exit | AERCAP HOLDINGS NV | $0 | – | -32,766 | -100.0% | -0.06% | – |
| Exit | MFA FINL INCnote 6.250% 6/1 | $0 | – | -1,750,000 | -100.0% | -0.06% | – | |
| NBR | Exit | NABORS INDUSTRIES LTD | $0 | – | -964,371 | -100.0% | -0.10% | – |
| AVYA | Exit | AVAYA HLDGS CORP | $0 | – | -305,912 | -100.0% | -0.13% | – |
| Exit | HERBALIFE LTDnote 2.625% 3/1 | $0 | – | -5,000,000 | -100.0% | -0.17% | – | |
| Exit | TWITTER INCnote 0.250% 9/1 | $0 | – | -7,000,000 | -100.0% | -0.25% | – | |
| Exit | CHENIERE ENERGY INCdebt 4.875% 5/2 | $0 | – | -6,658,437 | -100.0% | -0.25% | – | |
| Exit | REPLIGEN CORPnote 2.125% 6/0 | $0 | – | -2,968,000 | -100.0% | -0.28% | – | |
| OIBRC | Exit | OI S Asponsored adr ne | $0 | – | -4,151,314 | -100.0% | -0.29% | – |
| ILMN | Exit | ILLUMINA INC | $0 | – | -23,700 | -100.0% | -0.31% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -199,740 | -100.0% | -0.32% | – |
| Exit | PDL BIOPHARMA INCnote 2.750%12/0 | $0 | – | -10,624,000 | -100.0% | -0.39% | – | |
| CBS | Exit | CBS CORP NEWcl b | $0 | – | -241,873 | -100.0% | -0.43% | – |
| Exit | HERBALIFE LTDnote 2.000% 8/1 | $0 | – | -12,000,000 | -100.0% | -0.44% | – | |
| Exit | VANECK VECTORS ETF TRput | $0 | – | -150,000 | -100.0% | -0.58% | – | |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -98,930 | -100.0% | -0.59% | – |
| DVA | Exit | DAVITA INC | $0 | – | -403,381 | -100.0% | -0.80% | – |
| Exit | SPDR S&P 500 ETF TRcall | $0 | – | -100,000 | -100.0% | -1.03% | – | |
| APC | Exit | ANADARKO PETE CORP | $0 | – | -635,505 | -100.0% | -1.58% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.