$2.22 Billion is the total value of WHITEBOX ADVISORS LLC's 96 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 53.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AABA | Sell | ALTABA INC | $401,016,000 | -26.3% | 6,921,227 | -13.4% | 18.06% | +9.1% |
| Sell | SPDR S&P 500 ETF TRput | $399,872,000 | -67.6% | 1,600,000 | -62.4% | 18.01% | -52.1% | |
| CTRA | New | CONTURA ENERGY INC | $151,841,000 | – | 2,309,720 | +100.0% | 6.84% | – |
| Buy | TESLA INCnote 1.250% 3/0 | $146,030,000 | +20.2% | 130,000,000 | +2.4% | 6.58% | +78.0% | |
| Sell | TESLA INCnote 2.375% 3/1 | $68,970,000 | -1.8% | 56,843,000 | -17.4% | 3.11% | +45.3% | |
| PACDQ | New | PACIFIC DRILLING SA LUXEMBOU | $68,797,000 | – | 5,153,352 | +100.0% | 3.10% | – |
| HERBALIFE LTDnote 2.000% 8/1 | $60,680,000 | +6.0% | 44,000,000 | 0.0% | 2.73% | +56.9% | ||
| FOXA | Buy | TWENTY FIRST CENTY FOX INCcl a | $58,316,000 | +60.3% | 1,211,889 | +54.4% | 2.63% | +137.2% |
| ECA | New | ENCANA CORP | $50,801,000 | – | 8,789,101 | +100.0% | 2.29% | – |
| Sell | SPDR S&P 500 ETF TRcall | $49,984,000 | -71.3% | 200,000 | -66.7% | 2.25% | -57.6% | |
| PARR | Sell | PAR PACIFIC HOLDINGS INC | $42,771,000 | -33.6% | 3,016,321 | -4.5% | 1.93% | -1.7% |
| TMUS | Buy | T MOBILE US INC | $42,128,000 | +3011.4% | 662,285 | +3333.7% | 1.90% | +4526.8% |
| DWDP | Buy | DOWDUPONT INC | $38,674,000 | +16.8% | 723,154 | +40.4% | 1.74% | +72.8% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $36,409,000 | +17.0% | 341,937 | +53.7% | 1.64% | +73.4% |
| BG | Buy | BUNGE LIMITED | $32,223,000 | +106.8% | 602,967 | +165.9% | 1.45% | +206.1% |
| Buy | CORENERGY INFRASTRUCTURE TRnote 7.000% 6/1 | $30,365,000 | +14.3% | 28,932,000 | +26.2% | 1.37% | +69.2% | |
| New | APOLLO COML REAL EST FIN INCnote 5.375%10/1 | $27,798,000 | – | 29,023,000 | +100.0% | 1.25% | – | |
| Sell | RESTORATION HARDWARE HLDGS Idbcv 7/1 | $26,490,000 | -50.4% | 22,835,000 | -47.3% | 1.19% | -26.6% | |
| Sell | NOVAVAX INCnote 3.750% 2/0 | $24,883,000 | -3.7% | 41,299,000 | -2.9% | 1.12% | +42.5% | |
| New | GRANITE PT MTG TR INCnote 6.375%10/0 | $21,644,000 | – | 22,000,000 | +100.0% | 0.98% | – | |
| ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $20,905,000 | -22.4% | 12,461,000 | 0.0% | 0.94% | +14.8% | ||
| MBI | Buy | MBIA INC | $20,873,000 | +43.8% | 2,340,068 | +72.4% | 0.94% | +112.7% |
| Buy | ENCORE CAP GROUP INCnote 3.250% 3/1 | $20,640,000 | +9.4% | 25,250,000 | +33.1% | 0.93% | +61.8% | |
| Buy | BLACKSTONE MTG TR INCnote 4.750% 3/1 | $19,662,000 | +9.9% | 20,232,000 | +12.4% | 0.88% | +62.7% | |
| MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $18,519,000 | -6.8% | 13,125,000 | 0.0% | 0.83% | +38.1% | ||
| CJ | Buy | C&J ENERGY SVCS INC NEW | $18,339,000 | -24.2% | 1,358,479 | +16.8% | 0.83% | +12.2% |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $17,968,000 | +327.2% | 1,264,434 | +435.7% | 0.81% | +532.0% |
| Sell | PDL BIOPHARMA INCnote 2.750%12/0 | $17,890,000 | -16.4% | 17,666,000 | -18.5% | 0.81% | +23.8% | |
| New | WEATHERFORD INTL LTDnote 5.875% 7/0 | $17,554,000 | – | 28,000,000 | +100.0% | 0.79% | – | |
| New | MICRON TECHNOLOGY INCnote 3.000%11/1 | $14,073,000 | – | 12,695,000 | +100.0% | 0.63% | – | |
| Buy | ENCORE CAP EUROPE FIN LTDnote 4.500% 9/0 | $13,954,000 | +9.1% | 17,500,000 | +40.0% | 0.63% | +61.4% | |
| Buy | REDWOOD TR INCnote 5.625% 7/1 | $13,742,000 | +7.1% | 14,641,000 | +12.6% | 0.62% | +58.7% | |
| New | BLACKSTONE MTG TR INCnote 4.375% 5/0 | $12,858,000 | – | 13,213,000 | +100.0% | 0.58% | – | |
| SINA | Sell | SINA CORPord | $12,749,000 | -60.2% | 237,674 | -48.4% | 0.57% | -41.1% |
| RHput | $11,682,000 | -8.5% | 97,500 | 0.0% | 0.53% | +35.2% | ||
| AVYA | Buy | AVAYA HLDGS CORP | $9,607,000 | -26.9% | 659,794 | +11.1% | 0.43% | +8.2% |
| AMBC | Sell | AMBAC FINL GROUP INC | $9,545,000 | -25.9% | 553,647 | -12.2% | 0.43% | +9.7% |
| GRFS | Sell | GRIFOLS S Asp adr rep b nvt | $9,288,000 | -34.7% | 505,900 | -24.0% | 0.42% | -3.5% |
| ASCENT CAP GROUP INCnote 4.000% 7/1 | $8,608,000 | 0.0% | 12,430,000 | 0.0% | 0.39% | +48.1% | ||
| KAR | New | KAR AUCTION SVCS INC | $8,574,000 | – | 179,682 | +100.0% | 0.39% | – |
| REPLIGEN CORPnote 2.125% 6/0 | $8,486,000 | -4.4% | 5,000,000 | 0.0% | 0.38% | +41.5% | ||
| AXL | Buy | AMERICAN AXLE & MFG HLDGS IN | $8,477,000 | +24.9% | 763,701 | +96.2% | 0.38% | +84.5% |
| RESI | Buy | FRONT YD RESIDENTIAL CORP | $7,859,000 | +529.7% | 900,236 | +682.8% | 0.35% | +831.6% |
| Sell | AMYRIS INCnote 9.500% 4/1 | $6,923,000 | -2.5% | 6,936,000 | -2.8% | 0.31% | +44.4% | |
| ASPS | New | ALTISOURCE PORTFOLIO SOLNS S | $6,406,000 | – | 284,842 | +100.0% | 0.29% | – |
| GOPRO INCnote 3.500% 4/1 | $6,164,000 | -14.8% | 7,500,000 | 0.0% | 0.28% | +26.4% | ||
| SDRLF | Sell | SEADRILL LTD | $5,846,000 | -81.5% | 599,528 | -52.9% | 0.26% | -72.6% |
| THC | Buy | TENET HEALTHCARE CORP | $5,670,000 | +11.8% | 330,821 | +85.6% | 0.26% | +65.6% |
| AEGERION PHARMACEUTICALS INCnote 2.000% 8/1 | $5,391,000 | -0.1% | 7,200,000 | 0.0% | 0.24% | +48.2% | ||
| HORNBECK OFFSHORE SVCS INCn note 1.500% 9/0 | $5,057,000 | -16.8% | 6,900,000 | 0.0% | 0.23% | +23.2% | ||
| PRSP | New | PERSPECTA INC | $4,922,000 | – | 285,821 | +100.0% | 0.22% | – |
| ILMN | Buy | ILLUMINA INC | $4,409,000 | +90.7% | 14,700 | +133.3% | 0.20% | +184.3% |
| New | INVACARE CORPnote 5.000% 2/1 | $4,294,000 | – | 5,975,000 | +100.0% | 0.19% | – | |
| CAR | Buy | AVIS BUDGET GROUP | $4,014,000 | +5.4% | 178,577 | +50.7% | 0.18% | +56.0% |
| TWITTER INCnote 0.250% 9/1 | $3,881,000 | +0.2% | 4,000,000 | 0.0% | 0.18% | +48.3% | ||
| RRD | Buy | DONNELLEY R R & SONS CO | $3,818,000 | +49.3% | 964,132 | +103.6% | 0.17% | +120.5% |
| BZH | Buy | BEAZER HOMES USA INC | $3,770,000 | +17.7% | 397,647 | +30.4% | 0.17% | +75.3% |
| GCVRZ | SANOFIright 12/31/2020 | $3,339,000 | -14.3% | 6,956,279 | 0.0% | 0.15% | +26.1% | |
| OIBRC | Buy | OI S Asponsored adr ne | $3,281,000 | -24.6% | 2,050,326 | +28.6% | 0.15% | +12.1% |
| SHPG | SHIRE PLCsponsored adr | $3,255,000 | -4.0% | 18,700 | 0.0% | 0.15% | +42.7% | |
| Sell | ENCORE CAP GROUP INCnote 3.000% 7/0 | $3,044,000 | -78.6% | 3,373,000 | -76.2% | 0.14% | -68.3% | |
| INTREXON CORPnote 3.500% 7/0 | $2,441,000 | -41.4% | 3,500,000 | 0.0% | 0.11% | -13.4% | ||
| NBR | Buy | NABORS INDUSTRIES LTD | $2,320,000 | -22.7% | 1,159,784 | +138.2% | 0.10% | +14.3% |
| AMKR | Buy | AMKOR TECHNOLOGY INC | $2,317,000 | +29.9% | 353,148 | +46.4% | 0.10% | +92.6% |
| NLSN | New | NIELSEN HLDGS | $2,139,000 | – | 91,700 | +100.0% | 0.10% | – |
| New | EURONET WORLDWIDE INCnote 1.500%10/0 | $1,776,000 | – | 1,250,000 | +100.0% | 0.08% | – | |
| BYD | New | BOYD GAMING CORP | $1,716,000 | – | 82,560 | +100.0% | 0.08% | – |
| New | MCDERMOTT INTL INCput | $1,635,000 | – | 250,000 | +100.0% | 0.07% | – | |
| GE | Buy | GENERAL ELECTRIC CO | $1,532,000 | +269.2% | 202,330 | +450.0% | 0.07% | +430.8% |
| APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $1,404,000 | -5.6% | 1,500,000 | 0.0% | 0.06% | +40.0% | ||
| GOGO | GOGO INC | $1,365,000 | -42.4% | 456,575 | 0.0% | 0.06% | -15.3% | |
| NWL | Buy | NEWELL BRANDS INC | $1,316,000 | +95.0% | 70,806 | +113.0% | 0.06% | +181.0% |
| CSTM | Buy | CONSTELLIUM NVcl a | $1,236,000 | +15.4% | 176,772 | +103.8% | 0.06% | +69.7% |
| AES | Buy | AES CORP | $1,167,000 | +23.5% | 80,705 | +19.5% | 0.05% | +82.8% |
| IQ | New | IQIYI INCsponsored ads | $1,161,000 | – | 78,100 | +100.0% | 0.05% | – |
| NRG | Sell | NRG ENERGY INC | $1,082,000 | -51.1% | 27,325 | -53.8% | 0.05% | -26.9% |
| R | Buy | RYDER SYS INC | $990,000 | +5.7% | 20,565 | +60.3% | 0.04% | +55.2% |
| APA | Buy | APACHE CORP | $836,000 | +111.1% | 31,848 | +283.1% | 0.04% | +216.7% |
| TGNA | Sell | TEGNA INC | $818,000 | -19.2% | 75,243 | -11.1% | 0.04% | +19.4% |
| VIAB | Buy | VIACOM INC NEWcl b | $768,000 | +4.6% | 29,895 | +37.5% | 0.04% | +59.1% |
| UFS | Buy | DOMTAR CORP | $749,000 | +51.3% | 21,312 | +124.4% | 0.03% | +126.7% |
| HI-CRUSH PARTNERS LPput | $716,000 | -66.9% | 200,000 | 0.0% | 0.03% | -51.5% | ||
| ARMK | New | ARAMARK | $715,000 | – | 24,685 | +100.0% | 0.03% | – |
| HTZGQ | Sell | HERTZ GLOBAL HLDGS INC | $698,000 | -55.4% | 51,153 | -46.7% | 0.03% | -35.4% |
| WLL | New | WHITING PETE CORP NEW | $695,000 | – | 30,623 | +100.0% | 0.03% | – |
| ARW | Buy | ARROW ELECTRS INC | $633,000 | +111.7% | 9,179 | +126.4% | 0.03% | +222.2% |
| WHR | Buy | WHIRLPOOL CORP | $567,000 | +132.4% | 5,307 | +157.9% | 0.03% | +271.4% |
| PCG | New | PG&E CORP | $477,000 | – | 20,100 | +100.0% | 0.02% | – |
| IGT | New | INTERNATIONAL GAME TECHNOLOG | $462,000 | – | 31,580 | +100.0% | 0.02% | – |
| NOG | Sell | NORTHERN OIL & GAS INC NEV | $357,000 | -93.5% | 158,167 | -88.5% | 0.02% | -90.4% |
| CAH | New | CARDINAL HEALTH INC | $329,000 | – | 7,377 | +100.0% | 0.02% | – |
| TGT | New | TARGET CORP | $341,000 | – | 5,158 | +100.0% | 0.02% | – |
| EMN | New | EASTMAN CHEM CO | $267,000 | – | 3,648 | +100.0% | 0.01% | – |
| SAEXQ | SAEXPLORATION HLDGS INC | $244,000 | -81.8% | 130,450 | 0.0% | 0.01% | -73.2% | |
| GPRO | GOPRO INCcl a | $218,000 | -41.2% | 51,500 | 0.0% | 0.01% | -9.1% | |
| JCI | New | JOHNSON CTLS INTL | $201,000 | – | 6,781 | +100.0% | 0.01% | – |
| DVN | Exit | DEVON ENERGY CORP NEW | $0 | – | -7,107 | -100.0% | -0.01% | – |
| KBH | Exit | KB HOME | $0 | – | -12,859 | -100.0% | -0.01% | – |
| GOLD | Exit | BARRICK GOLD CORP | $0 | – | -42,078 | -100.0% | -0.01% | – |
| BCEI | Exit | BONANZA CREEK ENERGY INC | $0 | – | -20,000 | -100.0% | -0.02% | – |
| CPB | Exit | CAMPBELL SOUP CO | $0 | – | -16,402 | -100.0% | -0.02% | – |
| KR | Exit | KROGER CO | $0 | – | -20,911 | -100.0% | -0.02% | – |
| TWO | Exit | TWO HBRS INVT CORP | $0 | – | -41,394 | -100.0% | -0.02% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDsponsored adr | $0 | – | -31,050 | -100.0% | -0.02% | – |
| WDC | Exit | WESTERN DIGITAL CORP | $0 | – | -13,100 | -100.0% | -0.02% | – |
| MTOR | Exit | MERITOR INC | $0 | – | -41,937 | -100.0% | -0.02% | – |
| PKDSQ | Exit | PARKER DRILLING CO | $0 | – | -591,844 | -100.0% | -0.05% | – |
| OIH | Exit | VANECK VECTORS ETF TRoil svcs etf | $0 | – | -176,985 | -100.0% | -0.14% | – |
| Exit | NEW YORK MTG TR INCnote 6.250% 1/1 | $0 | – | -5,158,000 | -100.0% | -0.16% | – | |
| EWZ | Exit | ISHARES INCmsci brazil etf | $0 | – | -228,000 | -100.0% | -0.23% | – |
| Exit | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $0 | – | -7,000,000 | -100.0% | -0.26% | – | |
| BASX | Exit | BASIC ENERGY SVCS INC NEW | $0 | – | -850,479 | -100.0% | -0.26% | – |
| Exit | HARMONIC INCnote 4.000%12/0 | $0 | – | -7,950,000 | -100.0% | -0.28% | – | |
| Exit | LIBERTY MEDIA CORPdeb 3.500% 1/1 | $0 | – | -13,600,000 | -100.0% | -0.28% | – | |
| AET | Exit | AETNA INC NEW | $0 | – | -49,200 | -100.0% | -0.30% | – |
| GOLD | Exit | RANDGOLD RES LTDadr | $0 | – | -146,400 | -100.0% | -0.31% | – |
| Exit | TESLA INCput | $0 | – | -78,000 | -100.0% | -0.63% | – | |
| NXPI | Exit | NXP SEMICONDUCTORS N V | $0 | – | -286,100 | -100.0% | -0.74% | – |
| Exit | YAHOO INCnote 12/0 | $0 | – | -19,903,000 | -100.0% | -0.77% | – | |
| Exit | RENEWABLE ENERGY GROUP INCnote 4.000% 6/1 | $0 | – | -11,200,000 | -100.0% | -0.93% | – | |
| Exit | SOLARCITY CORPnote 2.750%11/0 | $0 | – | -33,475,000 | -100.0% | -1.00% | – | |
| Exit | CAESARS ENTMT CORPnote 5.000%10/0 | $0 | – | -22,986,560 | -100.0% | -1.14% | – | |
| Exit | TWO HBRS INVT CORPnote 6.250% 1/1 | $0 | – | -58,687,000 | -100.0% | -1.84% | – | |
| DVMT | Exit | DELL TECHNOLOGIES INC | $0 | – | -642,812 | -100.0% | -1.90% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 35 | Q2 2024 | 0.9% |
| TENET HEALTHCARE CORP | 31 | Q2 2024 | 0.4% |
| AMERICAN AXLE & MFG HLDGS IN | 29 | Q2 2024 | 0.4% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| MBIA INC | 28 | Q2 2024 | 0.9% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| RYDER SYS INC | 27 | Q2 2024 | 0.1% |
| GRIFOLS S A | 25 | Q2 2024 | 2.7% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| COMMUNITY HEALTH SYS INC NEW | 24 | Q2 2024 | 0.3% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CompoSecure, Inc. | February 14, 2024 | 2,075,244 | 9.9% |
| Electra Battery Materials Corp | February 14, 2024 | 5,900,164 | 9.9% |
| REED'S, INC. | February 14, 2024 | 429,775 | 9.9% |
| Wheels Up Experience Inc. | November 27, 2023 | 43,028,201 | 6.2% |
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| N-PX | 2024-08-20 |
| 13F-HR | 2024-08-14 |
| SC 13G | 2024-07-12 |
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.