$3.29 Billion is the total value of WHITEBOX ADVISORS LLC's 99 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 54.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SPDR S&P 500 ETF TRput | $1,235,560,000 | +20.8% | 4,250,000 | +12.7% | 37.59% | +13.8% | |
| AABA | Sell | ALTABA INC | $544,201,000 | -23.0% | 7,988,860 | -17.3% | 16.56% | -27.5% |
| Buy | SPDR S&P 500 ETF TRcall | $174,432,000 | +157.2% | 600,000 | +140.0% | 5.31% | +142.3% | |
| Buy | TESLA INCnote 1.250% 3/0 | $121,444,000 | -9.4% | 127,000,000 | +6.3% | 3.70% | -14.6% | |
| Buy | TESLA INCnote 2.375% 3/1 | $70,227,000 | -5.3% | 68,843,000 | +12.2% | 2.14% | -10.7% | |
| PARR | Sell | PAR PACIFIC HOLDINGS INC | $64,417,000 | -5.2% | 3,157,682 | -19.2% | 1.96% | -10.6% |
| DVMT | Sell | DELL TECHNOLOGIES INC | $62,430,000 | -12.5% | 642,812 | -23.8% | 1.90% | -17.6% |
| New | TWO HBRS INVT CORPnote 6.250% 1/1 | $60,338,000 | – | 58,687,000 | +100.0% | 1.84% | – | |
| Buy | HERBALIFE LTDnote 2.000% 8/1 | $57,231,000 | +45.1% | 44,000,000 | +44.3% | 1.74% | +36.7% | |
| New | RESTORATION HARDWARE HLDGS Idbcv 7/1 | $53,410,000 | – | 43,335,000 | +100.0% | 1.62% | – | |
| CAESARS ENTMT CORPnote 5.000%10/0 | $37,436,000 | -4.2% | 22,986,560 | 0.0% | 1.14% | -9.7% | ||
| FOXA | New | TWENTY FIRST CENTY FOX INCcl a | $36,369,000 | – | 785,000 | +100.0% | 1.11% | – |
| DWDP | New | DOWDUPONT INC | $33,117,000 | – | 514,960 | +100.0% | 1.01% | – |
| Buy | SOLARCITY CORPnote 2.750%11/0 | $32,931,000 | +84.8% | 33,475,000 | +86.0% | 1.00% | +74.3% | |
| SINA | Buy | SINA CORPord | $32,009,000 | -1.8% | 460,698 | +19.8% | 0.97% | -7.4% |
| SDRLF | New | SEADRILL LTD | $31,572,000 | – | 1,274,105 | +100.0% | 0.96% | – |
| UTX | New | UNITED TECHNOLOGIES CORP | $31,106,000 | – | 222,488 | +100.0% | 0.95% | – |
| Sell | RENEWABLE ENERGY GROUP INCnote 4.000% 6/1 | $30,561,000 | -19.0% | 11,200,000 | -47.2% | 0.93% | -23.7% | |
| ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $26,948,000 | +14.1% | 12,461,000 | 0.0% | 0.82% | +7.5% | ||
| CORENERGY INFRASTRUCTURE TRnote 7.000% 6/1 | $26,556,000 | +0.2% | 22,932,000 | 0.0% | 0.81% | -5.6% | ||
| Buy | NOVAVAX INCnote 3.750% 2/0 | $25,849,000 | +101.6% | 42,549,000 | +93.0% | 0.79% | +89.9% | |
| YAHOO INCnote 12/0 | $25,291,000 | -6.8% | 19,903,000 | 0.0% | 0.77% | -12.2% | ||
| NXPI | Sell | NXP SEMICONDUCTORS N V | $24,462,000 | -58.1% | 286,100 | -46.5% | 0.74% | -60.6% |
| CJ | Buy | C&J ENERGY SVCS INC NEW | $24,187,000 | -10.3% | 1,162,816 | +1.8% | 0.74% | -15.5% |
| Sell | PDL BIOPHARMA INCnote 2.750%12/0 | $21,396,000 | +5.1% | 21,681,000 | -2.3% | 0.65% | -1.1% | |
| Buy | TESLA INCput | $20,652,000 | +9.5% | 78,000 | +41.8% | 0.63% | +3.1% | |
| MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $19,865,000 | -13.3% | 13,125,000 | 0.0% | 0.60% | -18.3% | ||
| ENCORE CAP GROUP INCnote 3.250% 3/1 | $18,868,000 | -1.8% | 18,970,000 | 0.0% | 0.57% | -7.4% | ||
| Buy | BLACKSTONE MTG TR INCnote 4.750% 3/1 | $17,893,000 | +235.7% | 18,000,000 | +227.3% | 0.54% | +216.3% | |
| BG | Sell | BUNGE LIMITED | $15,582,000 | -22.5% | 226,779 | -21.4% | 0.47% | -27.0% |
| MBI | Buy | MBIA INC | $14,514,000 | +1845.6% | 1,357,689 | +1545.4% | 0.44% | +1741.7% |
| GRFS | Buy | GRIFOLS S Asp adr rep b nvt | $14,231,000 | +56.8% | 665,938 | +57.7% | 0.43% | +47.8% |
| Sell | ENCORE CAP GROUP INCnote 3.000% 7/0 | $14,201,000 | -12.5% | 14,173,000 | -12.4% | 0.43% | -17.6% | |
| AVYA | Sell | AVAYA HLDGS CORP | $13,151,000 | -45.3% | 593,971 | -50.4% | 0.40% | -48.5% |
| AMBC | AMBAC FINL GROUP INC | $12,884,000 | +2.9% | 630,936 | 0.0% | 0.39% | -3.0% | |
| Buy | REDWOOD TR INCnote 5.625% 7/1 | $12,829,000 | +17.9% | 13,000,000 | +18.2% | 0.39% | +11.1% | |
| New | ENCORE CAP EUROPE FIN LTDnote 4.500% 9/0 | $12,788,000 | – | 12,500,000 | +100.0% | 0.39% | – | |
| RHput | $12,773,000 | -6.2% | 97,500 | 0.0% | 0.39% | -11.6% | ||
| GOLD | New | RANDGOLD RES LTDadr | $10,329,000 | – | 146,400 | +100.0% | 0.31% | – |
| AET | New | AETNA INC NEW | $9,980,000 | – | 49,200 | +100.0% | 0.30% | – |
| New | LIBERTY MEDIA CORPdeb 3.500% 1/1 | $9,382,000 | – | 13,600,000 | +100.0% | 0.28% | – | |
| HARMONIC INCnote 4.000%12/0 | $9,182,000 | +11.1% | 7,950,000 | 0.0% | 0.28% | +4.5% | ||
| REPLIGEN CORPnote 2.125% 6/0 | $8,881,000 | +15.1% | 5,000,000 | 0.0% | 0.27% | +8.4% | ||
| New | ASCENT CAP GROUP INCnote 4.000% 7/1 | $8,608,000 | – | 12,430,000 | +100.0% | 0.26% | – | |
| BASX | Sell | BASIC ENERGY SVCS INC NEW | $8,496,000 | -34.3% | 850,479 | -27.0% | 0.26% | -38.3% |
| Sell | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $8,449,000 | -51.0% | 7,000,000 | -46.2% | 0.26% | -53.8% | |
| EWZ | New | ISHARES INCmsci brazil etf | $7,690,000 | – | 228,000 | +100.0% | 0.23% | – |
| Sell | GOPRO INCnote 3.500% 4/1 | $7,238,000 | -32.0% | 7,500,000 | -34.8% | 0.22% | -35.9% | |
| AMYRIS INCnote 9.500% 4/1 | $7,100,000 | -0.1% | 7,136,000 | 0.0% | 0.22% | -6.1% | ||
| AXL | Buy | AMERICAN AXLE & MFG HLDGS IN | $6,789,000 | +89.6% | 389,285 | +69.1% | 0.21% | +78.4% |
| HORNBECK OFFSHORE SVCS INCn note 1.500% 9/0 | $6,081,000 | +3.7% | 6,900,000 | 0.0% | 0.18% | -2.1% | ||
| NOG | Sell | NORTHERN OIL & GAS INC NEV | $5,496,000 | -31.4% | 1,374,000 | -46.0% | 0.17% | -35.5% |
| Sell | AEGERION PHARMACEUTICALS INCnote 2.000% 8/1 | $5,395,000 | -12.5% | 7,200,000 | -24.2% | 0.16% | -17.6% | |
| Sell | NEW YORK MTG TR INCnote 6.250% 1/1 | $5,135,000 | -31.3% | 5,158,000 | -31.8% | 0.16% | -35.3% | |
| THC | Buy | TENET HEALTHCARE CORP | $5,073,000 | +27.3% | 178,250 | +50.2% | 0.15% | +19.4% |
| OIH | Sell | VANECK VECTORS ETF TRoil svcs etf | $4,458,000 | -38.7% | 176,985 | -36.1% | 0.14% | -42.1% |
| OIBRC | New | OI S Asponsored adr ne | $4,352,000 | – | 1,594,210 | +100.0% | 0.13% | – |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $4,206,000 | -38.2% | 236,035 | -39.4% | 0.13% | -41.8% |
| New | INTREXON CORPnote 3.500% 7/0 | $4,165,000 | – | 3,500,000 | +100.0% | 0.13% | – | |
| GCVRZ | SANOFIright 12/31/2020 | $3,895,000 | +12.0% | 6,956,279 | 0.0% | 0.12% | +6.2% | |
| Sell | TWITTER INCnote 0.250% 9/1 | $3,873,000 | -27.4% | 4,000,000 | -27.3% | 0.12% | -31.4% | |
| CAR | Buy | AVIS BUDGET GROUP | $3,809,000 | +62.6% | 118,518 | +64.5% | 0.12% | +52.6% |
| SHPG | SHIRE PLCsponsored adr | $3,390,000 | +7.4% | 18,700 | 0.0% | 0.10% | +1.0% | |
| BZH | Buy | BEAZER HOMES USA INC | $3,203,000 | +88.2% | 305,002 | +164.3% | 0.10% | +76.4% |
| NBR | Buy | NABORS INDUSTRIES LTD | $3,000,000 | +95.3% | 486,984 | +103.3% | 0.09% | +82.0% |
| RRD | New | DONNELLEY R R & SONS CO | $2,557,000 | – | 473,575 | +100.0% | 0.08% | – |
| GOGO | GOGO INC | $2,370,000 | +6.8% | 456,575 | 0.0% | 0.07% | 0.0% | |
| ILMN | New | ILLUMINA INC | $2,312,000 | – | 6,300 | +100.0% | 0.07% | – |
| NRG | Buy | NRG ENERGY INC | $2,213,000 | +41.4% | 59,158 | +16.0% | 0.07% | +31.4% |
| New | HI-CRUSH PARTNERS LPput | $2,160,000 | – | 200,000 | +100.0% | 0.07% | – | |
| PKDSQ | New | PARKER DRILLING CO | $1,764,000 | – | 591,844 | +100.0% | 0.05% | – |
| AMKR | Buy | AMKOR TECHNOLOGY INC | $1,783,000 | +110.8% | 241,244 | +145.0% | 0.05% | +100.0% |
| HTZGQ | Buy | HERTZ GLOBAL HLDGS INC | $1,566,000 | +99.5% | 95,920 | +87.5% | 0.05% | +92.0% |
| New | APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $1,488,000 | – | 1,500,000 | +100.0% | 0.04% | – | |
| TMUS | Sell | T MOBILE US INC | $1,354,000 | -8.6% | 19,288 | -22.2% | 0.04% | -14.6% |
| SAEXQ | New | SAEXPLORATION HLDGS INC | $1,344,000 | – | 130,450 | +100.0% | 0.04% | – |
| RESI | New | FRONT YD RESIDENTIAL CORP | $1,248,000 | – | 115,000 | +100.0% | 0.04% | – |
| CSTM | Buy | CONSTELLIUM NVcl a | $1,071,000 | +41.3% | 86,750 | +17.9% | 0.03% | +37.5% |
| TGNA | New | TEGNA INC | $1,013,000 | – | 84,676 | +100.0% | 0.03% | – |
| AES | Buy | AES CORP | $945,000 | +33.1% | 67,532 | +27.6% | 0.03% | +26.1% |
| R | Buy | RYDER SYS INC | $937,000 | +58.5% | 12,828 | +56.0% | 0.03% | +52.6% |
| MTOR | Buy | MERITOR INC | $812,000 | -1.1% | 41,937 | +5.1% | 0.02% | -7.4% |
| WDC | Sell | WESTERN DIGITAL CORP | $767,000 | -41.4% | 13,100 | -22.5% | 0.02% | -45.2% |
| VIAB | Buy | VIACOM INC NEWcl b | $734,000 | +46.8% | 21,748 | +31.2% | 0.02% | +37.5% |
| NWL | Buy | NEWELL BRANDS INC | $675,000 | +5.1% | 33,240 | +33.5% | 0.02% | 0.0% |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDsponsored adr | $669,000 | – | 31,050 | +100.0% | 0.02% | – |
| TWO | New | TWO HBRS INVT CORP | $618,000 | – | 41,394 | +100.0% | 0.02% | – |
| KR | Buy | KROGER CO | $609,000 | +58.2% | 20,911 | +54.7% | 0.02% | +58.3% |
| BCEI | Sell | BONANZA CREEK ENERGY INC | $596,000 | -96.6% | 20,000 | -95.6% | 0.02% | -96.8% |
| CPB | Buy | CAMPBELL SOUP CO | $601,000 | +39.1% | 16,402 | +54.0% | 0.02% | +28.6% |
| UFS | DOMTAR CORP | $495,000 | +9.3% | 9,496 | 0.0% | 0.02% | 0.0% | |
| GOLD | Buy | BARRICK GOLD CORP | $466,000 | +235.3% | 42,078 | +296.9% | 0.01% | +250.0% |
| GE | New | GENERAL ELECTRIC CO | $415,000 | – | 36,790 | +100.0% | 0.01% | – |
| APA | Sell | APACHE CORP | $396,000 | -6.6% | 8,313 | -8.3% | 0.01% | -14.3% |
| GPRO | GOPRO INCcl a | $371,000 | +11.7% | 51,500 | 0.0% | 0.01% | 0.0% | |
| ARW | Buy | ARROW ELECTRS INC | $299,000 | +3.1% | 4,054 | +5.2% | 0.01% | 0.0% |
| DVN | DEVON ENERGY CORP NEW | $284,000 | -9.0% | 7,107 | 0.0% | 0.01% | -10.0% | |
| KBH | New | KB HOME | $307,000 | – | 12,859 | +100.0% | 0.01% | – |
| WHR | New | WHIRLPOOL CORP | $244,000 | – | 2,058 | +100.0% | 0.01% | – |
| MDCA | Exit | MDC PARTNERS INCcl a sub vtg | $0 | – | -15,000 | -100.0% | -0.00% | – |
| Exit | DITECH HLDG CORP | $0 | – | -37,514 | -100.0% | -0.01% | – | |
| TGT | Exit | TARGET CORP | $0 | – | -2,735 | -100.0% | -0.01% | – |
| NGVT | Exit | INGEVITY CORP | $0 | – | -2,592 | -100.0% | -0.01% | – |
| WIX | Exit | WIX COM LTD | $0 | – | -2,100 | -100.0% | -0.01% | – |
| OLN | Exit | OLIN CORP | $0 | – | -12,938 | -100.0% | -0.01% | – |
| SVU | Exit | SUPERVALU INC | $0 | – | -21,048 | -100.0% | -0.01% | – |
| PCG | Exit | PG&E CORP | $0 | – | -20,000 | -100.0% | -0.03% | – |
| WRK | Exit | WESTROCK CO | $0 | – | -15,564 | -100.0% | -0.03% | – |
| CYS | Exit | CYS INVTS INC | $0 | – | -209,150 | -100.0% | -0.05% | – |
| CIM | Exit | CHIMERA INVT CORP | $0 | – | -115,192 | -100.0% | -0.07% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG CO | $0 | – | -30,000 | -100.0% | -0.08% | – |
| PKD | Exit | PARKER DRILLING CO | $0 | – | -6,562,037 | -100.0% | -0.08% | – |
| SAEX | Exit | SAEXPLORATION HLDGS INC | $0 | – | -2,609,039 | -100.0% | -0.14% | – |
| Exit | CTRIP COM INTL LTDnote 1.250%10/1 | $0 | – | -4,500,000 | -100.0% | -0.18% | – | |
| SJIU | Exit | SOUTH JERSEY INDS INCunit 99/99/9999 | $0 | – | -109,000 | -100.0% | -0.19% | – |
| ABR | Exit | ARBOR RLTY TR INC | $0 | – | -793,294 | -100.0% | -0.27% | – |
| Exit | GSV CAP CORPnote 5.250% 9/1 | $0 | – | -8,245,000 | -100.0% | -0.27% | – | |
| CI | Exit | CIGNA CORPORATION | $0 | – | -59,400 | -100.0% | -0.33% | – |
| KAR | Exit | KAR AUCTION SVCS INC | $0 | – | -184,000 | -100.0% | -0.33% | – |
| GGP | Exit | GGP INC | $0 | – | -760,707 | -100.0% | -0.50% | – |
| Exit | TERADYNE INCnote 1.250%12/1 | $0 | – | -14,024,000 | -100.0% | -0.60% | – | |
| Exit | BLACKSTONE MTG TR INCnote 5.250%12/0 | $0 | – | -18,300,000 | -100.0% | -0.68% | – | |
| Exit | AT&T INCput | $0 | – | -656,400 | -100.0% | -0.68% | – | |
| T | Exit | AT&T INC | $0 | – | -832,901 | -100.0% | -0.86% | – |
| Exit | TESLA INCnote 0.250% 3/0 | $0 | – | -25,500,000 | -100.0% | -0.91% | – | |
| Exit | NXP SEMICONDUCTORS N Vput | $0 | – | -530,500 | -100.0% | -1.87% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.