$3.78 Billion is the total value of WHITEBOX ADVISORS LLC's 90 reported holdings in Q2 2016. The portfolio turnover from Q1 2016 to Q2 2016 was 61.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SPDR S&P 500 ETF TRput | $1,470,461,000 | +74.5% | 7,017,900 | +71.2% | 38.90% | +58.1% | |
| Sell | SPDR S&P 500 ETF TRcall | $743,832,000 | -6.0% | 3,550,000 | -7.8% | 19.68% | -14.8% | |
| Sell | ISHARES TRput | $126,467,000 | -32.7% | 1,100,000 | -35.3% | 3.35% | -39.0% | |
| PARR | PAR PACIFIC HOLDINGS INC | $120,358,000 | -18.2% | 7,846,023 | 0.0% | 3.18% | -25.9% | |
| YHOO | Buy | YAHOO INC | $107,240,000 | +38.4% | 2,855,162 | +35.6% | 2.84% | +25.4% |
| New | POWERSHARES QQQ TRUSTput | $91,409,000 | – | 850,000 | +100.0% | 2.42% | – | |
| Sell | TESLA MTRS INCnote 1.500% 6/0 | $61,679,000 | -45.4% | 36,483,000 | -40.7% | 1.63% | -50.5% | |
| ISHARES TRcall | $57,485,000 | +3.9% | 500,000 | 0.0% | 1.52% | -5.8% | ||
| EMC | Buy | E M C CORP MASS | $52,027,000 | +27.8% | 1,914,856 | +25.3% | 1.38% | +15.8% |
| New | WHITING PETE CORP NEWdbcv 1.250% 4/0 | $50,159,000 | – | 56,200,000 | +100.0% | 1.33% | – | |
| New | LINKEDIN CORPnote 0.500%11/0 | $49,344,000 | – | 50,000,000 | +100.0% | 1.30% | – | |
| New | HUTCHINSON TECHNOLOGY INCnote 8.500%10/3 | $41,831,000 | – | 37,500,000 | +100.0% | 1.11% | – | |
| TWO | Sell | TWO HBRS INVT CORP | $41,375,000 | -42.5% | 4,833,470 | -46.7% | 1.10% | -47.9% |
| Buy | XILINX INCnote 2.625% 6/1 | $40,788,000 | +137.0% | 25,344,000 | +142.1% | 1.08% | +114.9% | |
| New | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $38,244,000 | – | 36,250,000 | +100.0% | 1.01% | – | |
| MTGE | Buy | AMERICAN CAP MTG INVT CORP | $33,797,000 | +42.0% | 2,140,385 | +32.0% | 0.89% | +28.6% |
| ENCORE CAP GROUP INCnote 3.000%11/2 | $30,141,000 | -0.9% | 30,776,000 | 0.0% | 0.80% | -10.2% | ||
| New | YAHOO INCput | $28,170,000 | – | 750,000 | +100.0% | 0.74% | – | |
| Buy | PDL BIOPHARMA INCnote 4.000% 2/0 | $26,274,000 | +47.4% | 27,730,000 | +40.5% | 0.70% | +33.7% | |
| Sell | CORENERGY INFRASTRUCTURE TRnote 7.000% 6/1 | $25,945,000 | +14.4% | 26,125,000 | -10.3% | 0.69% | +3.6% | |
| New | ISHARES TRput | $25,665,000 | – | 750,000 | +100.0% | 0.68% | – | |
| ENCORE CAP GROUP INCnote 3.000% 7/0 | $23,542,000 | +0.3% | 30,450,000 | 0.0% | 0.62% | -9.1% | ||
| Buy | COBALT INTL ENERGY INCnote 2.625%12/0 | $23,463,000 | +187.3% | 62,567,000 | +282.1% | 0.62% | +160.9% | |
| New | GOGO INCnote 3.750% 3/0 | $22,479,000 | – | 33,740,000 | +100.0% | 0.60% | – | |
| Sell | CORSICANTO LTDnote 3.500% 1/1 | $18,657,000 | -2.7% | 18,370,000 | -21.4% | 0.49% | -11.8% | |
| New | WHITING PETE CORP NEWnote 5.750% 3/1 | $18,423,000 | – | 19,495,000 | +100.0% | 0.49% | – | |
| HPE | New | HEWLETT PACKARD ENTERPRISE C | $16,979,000 | – | 929,325 | +100.0% | 0.45% | – |
| New | SPDR SERIES TRUSTput | $16,770,000 | – | 500,000 | +100.0% | 0.44% | – | |
| Sell | PACIRA PHARMACEUTICALS INCnote 3.250% 2/0 | $15,560,000 | -42.3% | 10,500,000 | -13.9% | 0.41% | -47.6% | |
| ARR | New | ARMOUR RESIDENTIAL REIT INC | $15,337,000 | – | 766,827 | +100.0% | 0.41% | – |
| ALLY | Sell | ALLY FINL INC | $15,200,000 | -22.7% | 890,450 | -15.3% | 0.40% | -30.0% |
| STJ | New | ST JUDE MED INC | $14,826,000 | – | 190,075 | +100.0% | 0.39% | – |
| COWEN GROUP INC NEWnote 3.000% 3/1 | $14,360,000 | -3.2% | 16,000,000 | 0.0% | 0.38% | -12.2% | ||
| IOC | New | INTEROIL CORP | $13,391,000 | – | 297,567 | +100.0% | 0.35% | – |
| LIBERTY MEDIA CORPdeb 4.000%11/1 | $13,229,000 | +2.2% | 22,907,000 | 0.0% | 0.35% | -7.4% | ||
| Sell | JAZZ US HLDGS INCnote 8.000%12/3 | $12,554,000 | -24.1% | 8,779,000 | -25.5% | 0.33% | -31.3% | |
| VERISIGN INCsdcv 3.250% 8/1 | $12,207,000 | -2.7% | 4,850,000 | 0.0% | 0.32% | -11.7% | ||
| ODP | Buy | OFFICE DEPOT INC | $12,194,000 | +88.7% | 3,683,893 | +304.8% | 0.32% | +70.9% |
| AGN | Sell | ALLERGAN PLC | $11,751,000 | -36.6% | 50,849 | -26.5% | 0.31% | -42.5% |
| NVIDIA CORPnote 1.000%12/0 | $11,301,000 | +30.6% | 4,850,000 | 0.0% | 0.30% | +18.2% | ||
| TITAN MACHY INCnote 3.750% 5/0 | $10,406,000 | +3.6% | 13,008,000 | 0.0% | 0.28% | -6.1% | ||
| ACAS | Sell | AMERICAN CAP LTD | $9,773,000 | -83.4% | 617,357 | -84.0% | 0.26% | -85.0% |
| IVR | Sell | INVESCO MORTGAGE CAPITAL INC | $9,344,000 | -2.6% | 682,545 | -13.3% | 0.25% | -11.8% |
| AMTG | Buy | APOLLO RESIDENTIAL MTG INC | $9,329,000 | +16.0% | 696,165 | +16.2% | 0.25% | +5.1% |
| AGNC | Sell | AMERICAN CAPITAL AGENCY CORP | $9,344,000 | -52.2% | 471,427 | -55.1% | 0.25% | -56.7% |
| GREEN PLAINS INCnote 3.250%10/0 | $8,925,000 | +12.5% | 8,000,000 | 0.0% | 0.24% | +1.7% | ||
| Sell | CONOCOPHILLIPSput | $8,720,000 | -45.9% | 200,000 | -50.0% | 0.23% | -50.9% | |
| ENCORE CAP GROUP INCnote 2.875% 3/1 | $8,625,000 | +2.5% | 12,212,000 | 0.0% | 0.23% | -6.9% | ||
| New | GAMING & LEISURE PPTYS INCput | $7,586,000 | – | 220,000 | +100.0% | 0.20% | – | |
| GSV CAP CORPnote 5.250% 9/1 | $7,503,000 | -0.6% | 8,245,000 | 0.0% | 0.20% | -10.0% | ||
| SAFEGUARD SCIENTIFICS INCdbcv 5.250% 5/1 | $7,247,000 | -8.0% | 7,316,000 | 0.0% | 0.19% | -16.5% | ||
| AMERICAN AIRLS GROUP INCcall | $7,078,000 | -31.0% | 250,000 | 0.0% | 0.19% | -37.5% | ||
| New | ISHARES TRcall | $6,844,000 | – | 200,000 | +100.0% | 0.18% | – | |
| HUM | Sell | HUMANA INC | $6,297,000 | -80.4% | 35,007 | -80.1% | 0.17% | -82.2% |
| NSM | NATIONSTAR MTG HLDGS INC | $6,127,000 | +13.7% | 544,146 | 0.0% | 0.16% | +3.2% | |
| Sell | LAYNE CHRISTENSEN COnote 8.000% 5/0 | $5,753,000 | -24.5% | 5,700,000 | -26.0% | 0.15% | -31.5% | |
| New | CLIFFS NAT RES INCcall | $5,670,000 | – | 1,000,000 | +100.0% | 0.15% | – | |
| Buy | TWITTER INCnote 0.250% 9/1 | $5,498,000 | +25.6% | 6,000,000 | +20.0% | 0.14% | +13.3% | |
| IMPERIAL HLDGS INCnote 8.500% 2/1 | $5,379,000 | -2.1% | 6,300,000 | 0.0% | 0.14% | -11.2% | ||
| New | TESLA MTRS INCput | $5,307,000 | – | 25,000 | +100.0% | 0.14% | – | |
| NIHD | Sell | NII HLDGS INC | $4,904,000 | -44.6% | 1,542,257 | -3.7% | 0.13% | -49.6% |
| New | MGM RESORTS INTERNATIONALput | $4,526,000 | – | 200,000 | +100.0% | 0.12% | – | |
| TRINA SOLAR LIMITEDnote 4.000%10/1 | $4,263,000 | -4.8% | 5,000,000 | 0.0% | 0.11% | -13.7% | ||
| DNRCQ | New | DENBURY RES INC | $4,222,000 | – | 1,176,120 | +100.0% | 0.11% | – |
| GCVRZ | SANOFIright 12/31/2020 | $3,879,000 | +110.6% | 16,160,449 | 0.0% | 0.10% | +90.7% | |
| CY | New | CYPRESS SEMICONDUCTOR CORP | $3,890,000 | – | 368,750 | +100.0% | 0.10% | – |
| New | ADVANCED MICRO DEVICES INCcall | $3,855,000 | – | 750,000 | +100.0% | 0.10% | – | |
| JINKOSOLAR HLDG CO LTDdebt 4.000% 2/0 | $3,332,000 | +5.0% | 3,600,000 | 0.0% | 0.09% | -5.4% | ||
| Sell | ENERNOC INCdbcv 2.250% 8/1 | $3,206,000 | -43.2% | 4,500,000 | -43.8% | 0.08% | -48.5% | |
| MEG | New | MEDIA GEN INC NEW | $3,082,000 | – | 179,300 | +100.0% | 0.08% | – |
| Buy | MYLAN N Vcall | $3,027,000 | +45.1% | 70,000 | +55.6% | 0.08% | +31.1% | |
| New | GENERAL CABLE CORP DEL NEWfrnt 4.500%11/1 | $2,866,000 | – | 5,000,000 | +100.0% | 0.08% | – | |
| CBD | Sell | COMPANHIA BRASILEIRA DEdist spn adr pfd cl a | $2,352,000 | -30.0% | 161,680 | -33.1% | 0.06% | -36.7% |
| Sell | AEGERION PHARMACEUTICALS INCnote 2.000% 8/1 | $2,229,000 | -25.8% | 3,910,000 | -33.8% | 0.06% | -33.0% | |
| New | BOYD GAMING CORPput | $2,024,000 | – | 110,000 | +100.0% | 0.05% | – | |
| AMBC | Sell | AMBAC FINL GROUP INC | $2,034,000 | -46.9% | 123,546 | -49.1% | 0.05% | -51.8% |
| New | ABBOTT LABSput | $1,966,000 | – | 50,000 | +100.0% | 0.05% | – | |
| TETRALOGIC PHARMACEUTICALSc note 8.000% 6/1 | $1,634,000 | -29.7% | 10,804,000 | 0.0% | 0.04% | -36.8% | ||
| C | New | CITIGROUP INC | $1,638,000 | – | 38,636 | +100.0% | 0.04% | – |
| BAC | Sell | BANK AMER CORP | $1,595,000 | -80.1% | 120,200 | -79.7% | 0.04% | -82.0% |
| GOL | Sell | GOL LINHAS AEREAS INTLG S Aspon adr pfd new | $1,493,000 | -63.7% | 141,014 | -74.2% | 0.04% | -67.5% |
| OCN | Sell | OCWEN FINL CORP | $610,000 | -91.8% | 356,849 | -88.1% | 0.02% | -92.6% |
| RVP | RETRACTABLE TECHNOLOGIES INC | $430,000 | +17.2% | 170,801 | 0.0% | 0.01% | 0.0% | |
| AMBCWS | Sell | AMBAC FINL GROUP INC*w exp 04/30/202 | $356,000 | -32.1% | 47,701 | -36.2% | 0.01% | -40.0% |
| MITT | AG MTG INVT TR INC | $270,000 | +10.2% | 18,709 | 0.0% | 0.01% | 0.0% | |
| USATP | Sell | USA TECHNOLOGIES INCconv pfd ser a | $270,000 | -7.2% | 15,493 | -8.8% | 0.01% | -12.5% |
| GOGO | Sell | GOGO INC | $236,000 | -73.8% | 28,146 | -65.6% | 0.01% | -76.9% |
| CASLQ | New | CASTLE A M & CO | $201,000 | – | 122,736 | +100.0% | 0.01% | – |
| SGM | Sell | STONEGATE MTG CORP | $68,000 | -94.6% | 20,146 | -90.9% | 0.00% | -94.6% |
| OAKS | FIVE OAKS INVT CORP | $65,000 | -3.0% | 11,900 | 0.0% | 0.00% | 0.0% | |
| SGMS | Exit | SCIENTIFIC GAMES CORPcl a | $0 | – | -38,460 | -100.0% | -0.01% | – |
| CHTR | Exit | CHARTER COMMUNICATIONS INC Dcl a new | $0 | – | -4,476 | -100.0% | -0.03% | – |
| AES | Exit | AES CORP | $0 | – | -51,267 | -100.0% | -0.03% | – |
| Exit | CASTLE A M & COnote 7.000%12/1 | $0 | – | -3,855,000 | -100.0% | -0.05% | – | |
| Exit | CARRIAGE SVCS INCnote 2.750% 3/1 | $0 | – | -2,000,000 | -100.0% | -0.06% | – | |
| Exit | SUNPOWER CORPdbcv 0.750% 6/0 | $0 | – | -2,500,000 | -100.0% | -0.08% | – | |
| ASPS | Exit | ALTISOURCE PORTFOLIO SOLNS S | $0 | – | -130,000 | -100.0% | -0.09% | – |
| Exit | CHENIERE ENERGY INCnote 4.250% 3/1 | $0 | – | -7,390,000 | -100.0% | -0.11% | – | |
| ALRPRB | Exit | ALERE INCperp pfd conv se | $0 | – | -12,800 | -100.0% | -0.14% | – |
| Exit | WHITING PETE CORPnew note 5.000% 3/1 | $0 | – | -6,000,000 | -100.0% | -0.15% | – | |
| Exit | HERBALIFE LTDnote 2.000% 8/1 | $0 | – | -9,440,000 | -100.0% | -0.26% | – | |
| Exit | CHARTER COMMUNICATIONS INC Dput | $0 | – | -48,400 | -100.0% | -0.29% | – | |
| HTS | Exit | HATTERAS FINL CORP | $0 | – | -687,098 | -100.0% | -0.29% | – |
| CI | Exit | CIGNA CORPORATION | $0 | – | -73,563 | -100.0% | -0.30% | – |
| RAD | Exit | RITE AID CORP | $0 | – | -1,264,756 | -100.0% | -0.30% | – |
| RYAAY | Exit | RYANAIR HLDGS PLCsponsored adr ne | $0 | – | -156,033 | -100.0% | -0.39% | – |
| Exit | INTEGRA LIFESCIENCES HLDGSc note 1.625%12/1 | $0 | – | -10,657,000 | -100.0% | -0.40% | – | |
| ADT | Exit | THE ADT CORPORATION | $0 | – | -372,000 | -100.0% | -0.45% | – |
| TWC | Exit | TIME WARNER CABLE INC | $0 | – | -86,765 | -100.0% | -0.52% | – |
| BXLT | Exit | BAXALTA INC | $0 | – | -500,000 | -100.0% | -0.59% | – |
| Exit | FACEBOOK INCcall | $0 | – | -200,000 | -100.0% | -0.67% | – | |
| Exit | ISIS PHARMACEUTICALS INC DELnote 2.750%10/0 | $0 | – | -11,246,000 | -100.0% | -0.82% | – | |
| Exit | BANK AMER CORPput | $0 | – | -3,000,000 | -100.0% | -1.18% | – | |
| Exit | SANDISK CORPnote 1.500% 8/1 | $0 | – | -26,748,000 | -100.0% | -1.23% | – | |
| Exit | CURRENCYSHARES EURO TRput | $0 | – | -900,000 | -100.0% | -2.92% | – | |
| Exit | TELEFLEX INCnote 3.875% 8/0 | $0 | – | -50,273,000 | -100.0% | -3.75% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-07-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.