$3.43 Billion is the total value of WHITEBOX ADVISORS LLC's 88 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 70.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SPDR S&P 500 ETF TRput | $842,796,000 | +16.8% | 4,100,000 | +15.8% | 24.60% | +25.0% | |
| Buy | SPDR S&P 500 ETF TRcall | $791,406,000 | +29.4% | 3,850,000 | +28.3% | 23.10% | +38.5% | |
| Sell | ISHARES TRput | $188,054,000 | -4.5% | 1,700,000 | -2.9% | 5.49% | +2.2% | |
| PARR | Sell | PAR PACIFIC HOLDINGS INC | $147,191,000 | -23.5% | 7,846,023 | -4.1% | 4.30% | -18.2% |
| Buy | TELEFLEX INCnote 3.875% 8/0 | $128,367,000 | +52.1% | 50,273,000 | +27.1% | 3.75% | +62.8% | |
| Buy | TESLA MTRS INCnote 1.500% 6/0 | $112,975,000 | +11.1% | 61,483,000 | +18.3% | 3.30% | +18.9% | |
| CURRENCYSHARES EURO TRput | $100,062,000 | +4.5% | 900,000 | 0.0% | 2.92% | +11.8% | ||
| YHOO | Sell | YAHOO INC | $77,491,000 | -8.4% | 2,105,162 | -17.2% | 2.26% | -1.9% |
| TWO | Buy | TWO HBRS INVT CORP | $71,974,000 | +180.8% | 9,064,748 | +186.4% | 2.10% | +200.6% |
| ACAS | Sell | AMERICAN CAP LTD | $58,958,000 | -11.7% | 3,868,667 | -20.1% | 1.72% | -5.4% |
| Sell | ISHARES TRcall | $55,310,000 | -50.8% | 500,000 | -50.0% | 1.61% | -47.4% | |
| Buy | SANDISK CORPnote 1.500% 8/1 | $42,178,000 | +330.5% | 26,748,000 | +328.1% | 1.23% | +361.0% | |
| EMC | E M C CORP MASS | $40,717,000 | +3.8% | 1,527,856 | 0.0% | 1.19% | +11.0% | |
| BANK AMER CORPput | $40,560,000 | -19.7% | 3,000,000 | 0.0% | 1.18% | -14.0% | ||
| HUM | Sell | HUMANA INC | $32,109,000 | -28.2% | 175,507 | -29.9% | 0.94% | -23.1% |
| Buy | ENCORE CAP GROUP INCnote 3.000%11/2 | $30,430,000 | +0.9% | 30,776,000 | +7.3% | 0.89% | +8.0% | |
| Buy | ISIS PHARMACEUTICALS INC DELnote 2.750%10/0 | $28,045,000 | -18.8% | 11,246,000 | +21.6% | 0.82% | -13.1% | |
| Sell | PACIRA PHARMACEUTICALS INCnote 3.250% 2/0 | $26,949,000 | -60.6% | 12,194,000 | -44.3% | 0.79% | -57.8% | |
| MTGE | Buy | AMERICAN CAP MTG INVT CORP | $23,805,000 | +40.8% | 1,621,576 | +33.9% | 0.70% | +50.8% |
| Buy | ENCORE CAP GROUP INCnote 3.000% 7/0 | $23,466,000 | -2.3% | 30,450,000 | +8.1% | 0.68% | +4.6% | |
| New | FACEBOOK INCcall | $22,820,000 | – | 200,000 | +100.0% | 0.67% | – | |
| Buy | CORENERGY INFRASTRUCTURE TRnote 7.000% 6/1 | $22,681,000 | +24.8% | 29,125,000 | +21.4% | 0.66% | +33.5% | |
| BXLT | New | BAXALTA INC | $20,200,000 | – | 500,000 | +100.0% | 0.59% | – |
| ALLY | Sell | ALLY FINL INC | $19,669,000 | -7.0% | 1,050,711 | -7.4% | 0.57% | -0.5% |
| AGNC | Sell | AMERICAN CAPITAL AGENCY CORP | $19,557,000 | -66.7% | 1,049,763 | -69.0% | 0.57% | -64.3% |
| Buy | CORSICANTO LTDnote 3.500% 1/1 | $19,183,000 | -2.4% | 23,370,000 | +7.6% | 0.56% | +4.5% | |
| AGN | Buy | ALLERGAN PLC | $18,548,000 | +61.0% | 69,200 | +87.7% | 0.54% | +72.3% |
| Buy | PDL BIOPHARMA INCnote 4.000% 2/0 | $17,819,000 | +51.2% | 19,730,000 | +34.1% | 0.52% | +62.0% | |
| TWC | Sell | TIME WARNER CABLE INC | $17,754,000 | -54.7% | 86,765 | -58.9% | 0.52% | -51.5% |
| New | XILINX INCnote 2.625% 6/1 | $17,210,000 | – | 10,470,000 | +100.0% | 0.50% | – | |
| New | JAZZ US HLDGS INCnote 8.000%12/3 | $16,549,000 | – | 11,779,000 | +100.0% | 0.48% | – | |
| Buy | CONOCOPHILLIPSput | $16,108,000 | +72.5% | 400,000 | +100.0% | 0.47% | +84.3% | |
| ADT | New | THE ADT CORPORATION | $15,349,000 | – | 372,000 | +100.0% | 0.45% | – |
| Buy | COWEN GROUP INC NEWnote 3.000% 3/1 | $14,840,000 | +14.4% | 16,000,000 | +18.5% | 0.43% | +22.3% | |
| Sell | INTEGRA LIFESCIENCES HLDGSc note 1.625%12/1 | $13,787,000 | -1.5% | 10,657,000 | -0.9% | 0.40% | +5.2% | |
| RYAAY | Sell | RYANAIR HLDGS PLCsponsored adr ne | $13,391,000 | -32.0% | 156,033 | -31.5% | 0.39% | -27.2% |
| LIBERTY MEDIA CORPdeb 4.000%11/1 | $12,942,000 | -0.2% | 22,907,000 | 0.0% | 0.38% | +6.8% | ||
| VERISIGN INCsdcv 3.250% 8/1 | $12,540,000 | +1.0% | 4,850,000 | 0.0% | 0.37% | +8.0% | ||
| RAD | New | RITE AID CORP | $10,308,000 | – | 1,264,756 | +100.0% | 0.30% | – |
| Sell | AMERICAN AIRLS GROUP INCcall | $10,253,000 | -75.8% | 250,000 | -75.0% | 0.30% | -74.1% | |
| CI | Sell | CIGNA CORPORATION | $10,096,000 | -72.2% | 73,563 | -70.4% | 0.30% | -70.3% |
| Sell | TITAN MACHY INCnote 3.750% 5/0 | $10,049,000 | -6.9% | 13,008,000 | -22.3% | 0.29% | -0.3% | |
| HTS | New | HATTERAS FINL CORP | $9,826,000 | – | 687,098 | +100.0% | 0.29% | – |
| CHARTER COMMUNICATIONS INC Dput | $9,798,000 | +10.6% | 48,400 | 0.0% | 0.29% | +18.2% | ||
| IVR | Buy | INVESCO MORTGAGE CAPITAL INC | $9,594,000 | +16.1% | 787,644 | +18.1% | 0.28% | +24.4% |
| Sell | HERBALIFE LTDnote 2.000% 8/1 | $9,080,000 | -76.4% | 9,440,000 | -79.5% | 0.26% | -74.7% | |
| NIHD | Sell | NII HLDGS INC | $8,854,000 | -5.3% | 1,601,157 | -13.5% | 0.26% | +1.2% |
| NVIDIA CORPnote 1.000%12/0 | $8,654,000 | +7.1% | 4,850,000 | 0.0% | 0.25% | +15.0% | ||
| Buy | ENCORE CAP GROUP INCnote 2.875% 3/1 | $8,411,000 | -2.1% | 12,212,000 | +6.9% | 0.24% | +4.7% | |
| COBALT INTL ENERGY INCnote 2.625%12/0 | $8,167,000 | -11.0% | 16,375,000 | 0.0% | 0.24% | -4.8% | ||
| AMTG | Buy | APOLLO RESIDENTIAL MTG INC | $8,040,000 | +48.1% | 599,074 | +31.9% | 0.24% | +58.8% |
| BAC | New | BANK AMER CORP | $7,996,000 | – | 591,400 | +100.0% | 0.23% | – |
| GREEN PLAINS INCnote 3.250%10/0 | $7,935,000 | -21.8% | 8,000,000 | 0.0% | 0.23% | -16.2% | ||
| SAFEGUARD SCIENTIFICS INCdbcv 5.250% 5/1 | $7,874,000 | -2.4% | 7,316,000 | 0.0% | 0.23% | +4.5% | ||
| New | LAYNE CHRISTENSEN COnote 8.000% 5/0 | $7,623,000 | – | 7,700,000 | +100.0% | 0.22% | – | |
| Sell | GSV CAP CORPnote 5.250% 9/1 | $7,549,000 | -3.5% | 8,245,000 | -3.0% | 0.22% | +3.3% | |
| OCN | Sell | OCWEN FINL CORP | $7,406,000 | -81.3% | 2,998,500 | -47.2% | 0.22% | -80.0% |
| ODP | Sell | OFFICE DEPOT INC | $6,461,000 | -78.5% | 910,054 | -83.0% | 0.19% | -77.0% |
| Sell | ENERNOC INCdbcv 2.250% 8/1 | $5,645,000 | -7.4% | 8,000,000 | -23.8% | 0.16% | -0.6% | |
| Sell | IMPERIAL HLDGS INCnote 8.500% 2/1 | $5,493,000 | -22.9% | 6,300,000 | -25.9% | 0.16% | -17.5% | |
| NSM | Sell | NATIONSTAR MTG HLDGS INC | $5,387,000 | -30.4% | 544,146 | -6.0% | 0.16% | -25.6% |
| New | WHITING PETE CORPnew note 5.000% 3/1 | $5,036,000 | – | 6,000,000 | +100.0% | 0.15% | – | |
| ALRPRB | New | ALERE INCperp pfd conv se | $4,797,000 | – | 12,800 | +100.0% | 0.14% | – |
| TRINA SOLAR LIMITEDnote 4.000%10/1 | $4,478,000 | -7.2% | 5,000,000 | 0.0% | 0.13% | -0.8% | ||
| New | TWITTER INCnote 0.250% 9/1 | $4,378,000 | – | 5,000,000 | +100.0% | 0.13% | – | |
| GOL | New | GOL LINHAS AEREAS INTLG S Aspon adr pfd new | $4,114,000 | – | 546,290 | +100.0% | 0.12% | – |
| AMBC | Sell | AMBAC FINL GROUP INC | $3,833,000 | -56.1% | 242,569 | -60.9% | 0.11% | -52.9% |
| Sell | CHENIERE ENERGY INCnote 4.250% 3/1 | $3,852,000 | -64.9% | 7,390,000 | -65.0% | 0.11% | -62.5% | |
| CBD | New | COMPANHIA BRASILEIRA DEdist spn adr pfd cl a | $3,362,000 | – | 241,680 | +100.0% | 0.10% | – |
| New | JINKOSOLAR HLDG CO LTDdebt 4.000% 2/0 | $3,173,000 | – | 3,600,000 | +100.0% | 0.09% | – | |
| ASPS | Sell | ALTISOURCE PORTFOLIO SOLNS S | $3,140,000 | -74.1% | 130,000 | -70.2% | 0.09% | -72.2% |
| Buy | AEGERION PHARMACEUTICALS INCnote 2.000% 8/1 | $3,003,000 | +352.3% | 5,910,000 | +491.0% | 0.09% | +388.9% | |
| SUNPOWER CORPdbcv 0.750% 6/0 | $2,753,000 | -15.7% | 2,500,000 | 0.0% | 0.08% | -10.1% | ||
| TETRALOGIC PHARMACEUTICALSc note 8.000% 6/1 | $2,323,000 | -46.3% | 10,804,000 | 0.0% | 0.07% | -42.4% | ||
| CARRIAGE SVCS INCnote 2.750% 3/1 | $2,191,000 | -7.0% | 2,000,000 | 0.0% | 0.06% | 0.0% | ||
| New | MYLAN N Vcall | $2,086,000 | – | 45,000 | +100.0% | 0.06% | – | |
| GCVRZ | SANOFIright 12/31/2020 | $1,842,000 | +1.3% | 16,160,449 | 0.0% | 0.05% | +8.0% | |
| Sell | CASTLE A M & COnote 7.000%12/1 | $1,773,000 | +17.5% | 3,855,000 | -5.0% | 0.05% | +26.8% | |
| SGM | Sell | STONEGATE MTG CORP | $1,269,000 | +3.3% | 221,123 | -1.9% | 0.04% | +12.1% |
| AES | AES CORP | $989,000 | -16.3% | 51,267 | 0.0% | 0.03% | -9.4% | |
| GOGO | GOGO INC | $900,000 | -38.2% | 81,776 | 0.0% | 0.03% | -35.0% | |
| CHTR | New | CHARTER COMMUNICATIONS INC Dcl a new | $906,000 | – | 4,476 | +100.0% | 0.03% | – |
| AMBCWS | AMBAC FINL GROUP INC*w exp 04/30/202 | $524,000 | +5.4% | 74,756 | 0.0% | 0.02% | +7.1% | |
| RVP | Sell | RETRACTABLE TECHNOLOGIES INC | $367,000 | -34.0% | 170,801 | -4.8% | 0.01% | -26.7% |
| SGMS | SCIENTIFIC GAMES CORPcl a | $363,000 | +5.2% | 38,460 | 0.0% | 0.01% | +22.2% | |
| USATP | Sell | USA TECHNOLOGIES INCconv pfd ser a | $291,000 | -73.6% | 16,997 | -76.1% | 0.01% | -73.3% |
| MITT | New | AG MTG INVT TR INC | $245,000 | – | 18,709 | +100.0% | 0.01% | – |
| OAKS | New | FIVE OAKS INVT CORP | $67,000 | – | 11,900 | +100.0% | 0.00% | – |
| LEU | Exit | CENTRUS ENERGY CORPcl a | $0 | – | -94,700 | -100.0% | -0.00% | – |
| OIBRC | Exit | OI S.A.spn adr new | $0 | – | -534,174 | -100.0% | -0.01% | – |
| CHK | Exit | CHESAPEAKE ENERGY CORP | $0 | – | -125,000 | -100.0% | -0.02% | – |
| XLV | Exit | SELECT SECTOR SPDR TRsbi healthcare | $0 | – | -10,662 | -100.0% | -0.02% | – |
| INSYQ | Exit | INSYS THERAPEUTICS INC NEW | $0 | – | -29,344 | -100.0% | -0.02% | – |
| ENT | Exit | GLOBAL EAGLE ENTMT INC | $0 | – | -100,071 | -100.0% | -0.03% | – |
| SWFT | Exit | SWIFT TRANSN COcl a | $0 | – | -75,094 | -100.0% | -0.03% | – |
| SUPN | Exit | SUPERNUS PHARMACEUTICALS INC | $0 | – | -75,415 | -100.0% | -0.03% | – |
| ADUS | Exit | ADDUS HOMECARE CORP | $0 | – | -47,810 | -100.0% | -0.03% | – |
| SCMP | Exit | SUCAMPO PHARMACEUTICALS INCcl a | $0 | – | -66,337 | -100.0% | -0.03% | – |
| CVLG | Exit | COVENANT TRANSN GROUP INCcl a | $0 | – | -60,945 | -100.0% | -0.03% | – |
| TTSH | Exit | TILE SHOP HLDGS INC | $0 | – | -72,600 | -100.0% | -0.03% | – |
| CBZ | Exit | CBIZ INC | $0 | – | -118,395 | -100.0% | -0.03% | – |
| SKX | Exit | SKECHERS U S A INCcl a | $0 | – | -39,591 | -100.0% | -0.03% | – |
| LOW | Exit | LOWES COS INC | $0 | – | -15,800 | -100.0% | -0.03% | – |
| SGNT | Exit | SAGENT PHARMACEUTICALS INC | $0 | – | -78,572 | -100.0% | -0.03% | – |
| MTRX | Exit | MATRIX SVC CO | $0 | – | -61,797 | -100.0% | -0.04% | – |
| PGEM | Exit | PLY GEM HLDGS INC | $0 | – | -106,149 | -100.0% | -0.04% | – |
| ANGO | Exit | ANGIODYNAMICS INC | $0 | – | -113,998 | -100.0% | -0.04% | – |
| SVU | Exit | SUPERVALU INC | $0 | – | -213,068 | -100.0% | -0.04% | – |
| PCLN | Exit | PRICELINE GRP INC | $0 | – | -1,164 | -100.0% | -0.04% | – |
| POWR | Exit | POWERSECURE INTL INC | $0 | – | -112,079 | -100.0% | -0.05% | – |
| YUM | Exit | YUM BRANDS INC | $0 | – | -23,304 | -100.0% | -0.05% | – |
| FIVE | Exit | FIVE BELOW INC | $0 | – | -52,244 | -100.0% | -0.05% | – |
| ECHO | Exit | ECHO GLOBAL LOGISTICS INC | $0 | – | -84,034 | -100.0% | -0.05% | – |
| Exit | CHESAPEAKE ENERGY CORPnote 2.250%12/1 | $0 | – | -5,390,000 | -100.0% | -0.05% | – | |
| HAR | Exit | HARMAN INTL INDS INC | $0 | – | -19,149 | -100.0% | -0.05% | – |
| TOWR | Exit | TOWER INTL INC | $0 | – | -62,826 | -100.0% | -0.05% | – |
| CR | Exit | CRANE CO | $0 | – | -38,573 | -100.0% | -0.05% | – |
| LOCO | Exit | EL POLLO LOCO HLDGS INC | $0 | – | -147,202 | -100.0% | -0.05% | – |
| GNTX | Exit | GENTEX CORP | $0 | – | -116,502 | -100.0% | -0.05% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -27,579 | -100.0% | -0.05% | – |
| HIBB | Exit | HIBBETT SPORTS INC | $0 | – | -63,493 | -100.0% | -0.05% | – |
| FIS | Exit | FIDELITY NATL INFORMATION SV | $0 | – | -32,700 | -100.0% | -0.05% | – |
| DG | Exit | DOLLAR GEN CORP NEW | $0 | – | -27,507 | -100.0% | -0.05% | – |
| MOD | Exit | MODINE MFG CO | $0 | – | -219,724 | -100.0% | -0.05% | – |
| CSTE | Exit | CAESARSTONE SDOT-YAM LTD | $0 | – | -46,745 | -100.0% | -0.06% | – |
| BLDR | Exit | BUILDERS FIRSTSOURCE INC | $0 | – | -184,212 | -100.0% | -0.06% | – |
| TACO | Exit | DEL TACO RESTAURANTS INC | $0 | – | -194,014 | -100.0% | -0.06% | – |
| SRCL | Exit | STERICYCLE INC | $0 | – | -17,221 | -100.0% | -0.06% | – |
| GVA | Exit | GRANITE CONSTR INC | $0 | – | -49,647 | -100.0% | -0.06% | – |
| DVA | Exit | DAVITA HEALTHCARE PARTNERS I | $0 | – | -31,720 | -100.0% | -0.06% | – |
| DPS | Exit | DR PEPPER SNAPPLE GROUP INC | $0 | – | -23,809 | -100.0% | -0.06% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -2,871 | -100.0% | -0.06% | – |
| MJN | Exit | MEAD JOHNSON NUTRITION CO | $0 | – | -28,638 | -100.0% | -0.06% | – |
| LH | Exit | LABORATORY CORP AMER HLDGS | $0 | – | -18,805 | -100.0% | -0.06% | – |
| MEI | Exit | METHODE ELECTRS INC | $0 | – | -75,209 | -100.0% | -0.06% | – |
| CAKE | Exit | CHEESECAKE FACTORY INC | $0 | – | -52,466 | -100.0% | -0.07% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -41,567 | -100.0% | -0.07% | – |
| MRK | Exit | MERCK & CO INC NEW | $0 | – | -46,448 | -100.0% | -0.07% | – |
| CTSH | Exit | COGNIZANT TECHNOLOGY SOLUTIOcl a | $0 | – | -41,586 | -100.0% | -0.07% | – |
| STJ | Exit | ST JUDE MED INC | $0 | – | -40,077 | -100.0% | -0.07% | – |
| ITT | Exit | ITT CORP NEW | $0 | – | -70,100 | -100.0% | -0.07% | – |
| VAR | Exit | VARIAN MED SYS INC | $0 | – | -32,296 | -100.0% | -0.07% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -16,023 | -100.0% | -0.07% | – |
| BIIB | Exit | BIOGEN INC | $0 | – | -8,492 | -100.0% | -0.07% | – |
| UNP | Exit | UNION PAC CORP | $0 | – | -35,046 | -100.0% | -0.08% | – |
| MWA | Exit | MUELLER WTR PRODS INC | $0 | – | -329,652 | -100.0% | -0.08% | – |
| PF | Exit | PINNACLE FOODS INC DEL | $0 | – | -67,988 | -100.0% | -0.08% | – |
| GIS | Exit | GENERAL MLS INC | $0 | – | -51,031 | -100.0% | -0.08% | – |
| MCK | Exit | MCKESSON CORP | $0 | – | -15,744 | -100.0% | -0.08% | – |
| CSX | Exit | CSX CORP | $0 | – | -127,440 | -100.0% | -0.09% | – |
| CAH | Exit | CARDINAL HEALTH INC | $0 | – | -38,634 | -100.0% | -0.09% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -33,874 | -100.0% | -0.10% | – |
| XRX | Exit | XEROX CORP | $0 | – | -349,618 | -100.0% | -0.10% | – |
| TXRH | Exit | TEXAS ROADHOUSE INC | $0 | – | -104,632 | -100.0% | -0.10% | – |
| UTX | Exit | UNITED TECHNOLOGIES CORP | $0 | – | -39,902 | -100.0% | -0.10% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -51,392 | -100.0% | -0.11% | – |
| KKD | Exit | KRISPY KREME DOUGHNUTS INC | $0 | – | -263,805 | -100.0% | -0.11% | – |
| CCL | Exit | CARNIVAL CORPpaired ctf | $0 | – | -73,561 | -100.0% | -0.11% | – |
| Exit | TESARO INCnote 3.000%10/0 | $0 | – | -2,500,000 | -100.0% | -0.12% | – | |
| ITW | Exit | ILLINOIS TOOL WKS INC | $0 | – | -46,051 | -100.0% | -0.12% | – |
| WHR | Exit | WHIRLPOOL CORP | $0 | – | -29,274 | -100.0% | -0.12% | – |
| CSL | Exit | CARLISLE COS INC | $0 | – | -51,365 | -100.0% | -0.12% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -137,295 | -100.0% | -0.13% | – |
| CVC | Exit | CABLEVISION SYS CORPcl a ny cablvs | $0 | – | -150,000 | -100.0% | -0.13% | – |
| Exit | AMAG PHARMACEUTICALS INCnote 2.500% 2/1 | $0 | – | -4,000,000 | -100.0% | -0.14% | – | |
| UAL | Exit | UNITED CONTL HLDGS INC | $0 | – | -89,295 | -100.0% | -0.14% | – |
| IPG | Exit | INTERPUBLIC GROUP COS INC | $0 | – | -224,150 | -100.0% | -0.14% | – |
| Exit | TESLA MTRS INCnote 1.250% 3/0 | $0 | – | -5,820,000 | -100.0% | -0.14% | – | |
| PEP | Exit | PEPSICO INC | $0 | – | -56,192 | -100.0% | -0.15% | – |
| HUBB | Exit | HUBBELL INC | $0 | – | -57,526 | -100.0% | -0.16% | – |
| UNH | Exit | UNITEDHEALTH GROUP INC | $0 | – | -50,921 | -100.0% | -0.16% | – |
| GOL | Exit | GOL LINHAS AEREAS INTLG S Asp adr rep pfd | $0 | – | -11,464,800 | -100.0% | -0.18% | – |
| Exit | SELECT SECTOR SPDR TRcall | $0 | – | -150,000 | -100.0% | -0.25% | – | |
| Exit | ANADARKO PETE CORPput | $0 | – | -200,000 | -100.0% | -0.26% | – | |
| SNR | Exit | NEW SR INVT GROUP INC | $0 | – | -1,006,187 | -100.0% | -0.27% | – |
| Exit | JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $0 | – | -2,148,000 | -100.0% | -0.27% | – | |
| CB | Exit | CHUBB CORP | $0 | – | -80,000 | -100.0% | -0.29% | – |
| Exit | ICONIX BRAND GROUP INCnote 2.500% 6/0 | $0 | – | -12,045,000 | -100.0% | -0.29% | – | |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -54,000 | -100.0% | -0.30% | – |
| Exit | ALERE INCnote 3.000% 5/1 | $0 | – | -10,986,000 | -100.0% | -0.31% | – | |
| Exit | PHOTRONICS INCnote 3.250% 4/0 | $0 | – | -10,000,000 | -100.0% | -0.33% | – | |
| PCP | Exit | PRECISION CASTPARTS CORP | $0 | – | -65,000 | -100.0% | -0.41% | – |
| Exit | JAZZ TECHNOLOGIES INC NEWnote 8.000%12/3 | $0 | – | -11,779,000 | -100.0% | -0.50% | – | |
| Exit | HYCROFT MNG CORPdebt 15.000%10/2 | $0 | – | -28,825,760 | -100.0% | -0.79% | – | |
| Exit | ISTAR INCnote 3.000%11/1 | $0 | – | -27,000,000 | -100.0% | -0.79% | – | |
| BRCM | Exit | BROADCOM CORPcl a | $0 | – | -566,800 | -100.0% | -0.89% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.