$2.24 Billion is the total value of WHITEBOX ADVISORS LLC's 334 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 60.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PARR | Sell | PAR PETE CORP | $177,400,000 | +33.3% | 8,516,576 | -1.2% | 7.93% | +37.7% |
| TESLA MTRS INCnote 1.500% 6/0 | $105,838,000 | -6.4% | 51,956,000 | 0.0% | 4.73% | -3.4% | ||
| ACAS | Buy | AMERICAN CAP LTD | $88,332,000 | +25.3% | 7,264,138 | +39.6% | 3.95% | +29.4% |
| AGNC | Buy | AMERICAN CAPITAL AGENCY CORP | $72,863,000 | +9.2% | 3,896,424 | +7.3% | 3.26% | +12.8% |
| OCN | Buy | OCWEN FINL CORP | $58,491,000 | +6.5% | 8,717,017 | +61.9% | 2.61% | +10.0% |
| Sell | HERBALIFE LTDnote 2.000% 8/1 | $55,717,000 | -20.5% | 63,075,000 | -20.4% | 2.49% | -17.9% | |
| Buy | TELEFLEX INCnote 3.875% 8/0 | $55,542,000 | +22.5% | 27,462,000 | +33.6% | 2.48% | +26.5% | |
| YHOO | Buy | YAHOO INC | $52,629,000 | +95.5% | 1,820,432 | +165.8% | 2.35% | +102.1% |
| ALLY | Buy | ALLY FINL INC | $44,297,000 | -3.9% | 2,173,536 | +5.8% | 1.98% | -0.7% |
| Sell | PACIRA PHARMACEUTICALS INCnote 3.250% 2/0 | $38,990,000 | -41.5% | 22,336,000 | -4.5% | 1.74% | -39.6% | |
| EMC | Buy | E M C CORP MASS | $38,540,000 | +157.7% | 1,595,186 | +181.4% | 1.72% | +166.2% |
| ODP | Buy | OFFICE DEPOT INC | $37,215,000 | +85.5% | 5,796,651 | +150.3% | 1.66% | +91.6% |
| ENCORE CAP GROUP INCnote 3.000%11/2 | $36,156,000 | -11.2% | 28,681,000 | 0.0% | 1.62% | -8.3% | ||
| CI | New | CIGNA CORPORATION | $35,117,000 | – | 260,085 | +100.0% | 1.57% | – |
| SNR | Buy | NEW SR INVT GROUP INC | $33,075,000 | -19.6% | 3,162,024 | +2.8% | 1.48% | -16.9% |
| ALTR | Buy | ALTERA CORP | $28,709,000 | +865.0% | 573,261 | +886.7% | 1.28% | +894.6% |
| TWC | Buy | TIME WARNER CABLE INC | $28,443,000 | +204.8% | 158,570 | +202.7% | 1.27% | +214.6% |
| Sell | ENCORE CAP GROUP INCnote 3.000% 7/0 | $27,951,000 | -13.0% | 28,180,000 | -6.6% | 1.25% | -10.1% | |
| Buy | SPDR S&P 500 ETF TRput | $25,713,000 | +77.8% | 28,655 | +50.8% | 1.15% | +83.5% | |
| New | CORENERGY INFRASTRUCTURE TRnote 7.000% 6/1 | $25,205,000 | – | 28,500,000 | +100.0% | 1.13% | – | |
| Buy | ISIS PHARMACEUTICALS INC DELnote 2.750%10/0 | $23,809,000 | -5.2% | 9,728,000 | +34.6% | 1.06% | -2.0% | |
| BRCM | Buy | BROADCOM CORPcl a | $23,144,000 | +21.2% | 450,000 | +21.3% | 1.03% | +25.2% |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $22,996,000 | – | 120,000 | +100.0% | 1.03% | – |
| New | INTEGRA LIFESCIENCES HLDGSc note 1.625%12/1 | $20,522,000 | – | 17,309,000 | +100.0% | 0.92% | – | |
| Buy | ISHARES TRput | $20,003,000 | +94.5% | 20,500 | +15.5% | 0.89% | +100.9% | |
| Buy | CORSICANTO LTDnote 3.500% 1/1 | $19,946,000 | -10.4% | 21,710,000 | +4.8% | 0.89% | -7.5% | |
| Sell | JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $18,933,000 | -52.1% | 3,574,000 | -61.4% | 0.85% | -50.5% | |
| LIBERTY MEDIA CORPdeb 4.000%11/1 | $17,849,000 | -1.0% | 29,201,000 | 0.0% | 0.80% | +2.3% | ||
| AAL | Sell | AMERICAN AIRLS GROUP INC | $17,563,000 | -3.0% | 452,298 | -0.3% | 0.78% | +0.1% |
| New | ISTAR FINL INCnote 3.000%11/1 | $17,128,000 | – | 15,000,000 | +100.0% | 0.76% | – | |
| Buy | JAZZ TECHNOLOGIES INC NEWnote 8.000%12/3 | $17,087,000 | +1.9% | 11,779,000 | +16.5% | 0.76% | +5.2% | |
| MTGE | Buy | AMERICAN CAP MTG INVT CORP | $16,091,000 | +149.2% | 1,091,688 | +170.4% | 0.72% | +157.7% |
| PCP | New | PRECISION CASTPARTS CORP | $14,931,000 | – | 65,000 | +100.0% | 0.67% | – |
| GDX | Sell | MARKET VECTORS ETF TRgold miner etf | $14,695,000 | -33.2% | 1,069,514 | -13.6% | 0.66% | -30.9% |
| GOL | Buy | GOL LINHAS AEREAS INTLG S Asp adr rep pfd | $14,067,000 | -46.0% | 14,437,678 | +31.4% | 0.63% | -44.2% |
| Sell | CHENIERE ENERGY INCnote 4.250% 3/1 | $13,736,000 | -31.0% | 22,000,000 | -17.0% | 0.61% | -28.7% | |
| New | HOLOGIC INCfrnt 2.000%12/1 | $13,655,000 | – | 8,000,000 | +100.0% | 0.61% | – | |
| NIHD | New | NII HLDGS INC | $13,464,000 | – | 2,068,157 | +100.0% | 0.60% | – |
| RYAAY | Buy | RYANAIR HLDGS PLCsponsored adr | $13,341,000 | +18.5% | 170,382 | +8.0% | 0.60% | +22.4% |
| Buy | ALERE INCnote 3.000% 5/1 | $13,227,000 | +115.6% | 11,444,000 | +131.5% | 0.59% | +123.0% | |
| TITAN MACHY INCnote 3.750% 5/0 | $12,437,000 | -9.5% | 16,750,000 | 0.0% | 0.56% | -6.6% | ||
| CSX | New | CSX CORP | $12,379,000 | – | 460,187 | +100.0% | 0.55% | – |
| Sell | COBALT INTL ENERGY INCnote 2.625%12/0 | $11,959,000 | -22.2% | 16,814,000 | -19.2% | 0.53% | -19.7% | |
| UAL | Buy | UNITED CONTL HLDGS INC | $11,786,000 | +28.3% | 222,161 | +28.2% | 0.53% | +32.4% |
| HUM | New | HUMANA INC | $11,736,000 | – | 65,567 | +100.0% | 0.52% | – |
| SCSS | Buy | SELECT COMFORT CORP | $11,589,000 | -1.2% | 529,668 | +35.8% | 0.52% | +2.2% |
| Sell | ICONIX BRAND GROUP INCnote 2.500% 6/0 | $11,154,000 | -15.4% | 11,850,000 | -7.8% | 0.50% | -12.6% | |
| Buy | COWEN GROUP INC NEWnote 3.000% 3/1 | $10,999,000 | -15.8% | 10,500,000 | +5.0% | 0.49% | -12.9% | |
| GREEN PLAINS INCnote 3.250%10/0 | $10,360,000 | -20.7% | 9,000,000 | 0.0% | 0.46% | -18.1% | ||
| CB | New | CHUBB CORP | $9,812,000 | – | 80,000 | +100.0% | 0.44% | – |
| DPS | Buy | DR PEPPER SNAPPLE GROUP INC | $9,365,000 | +46.2% | 118,473 | +34.8% | 0.42% | +51.3% |
| MDT | New | MEDTRONIC PLC | $9,143,000 | – | 136,592 | +100.0% | 0.41% | – |
| MU | Buy | MICRON TECHNOLOGY INC | $8,785,000 | +39.7% | 586,467 | +75.7% | 0.39% | +44.5% |
| Buy | ENCORE CAP GROUP INCnote 2.875% 3/1 | $8,773,000 | +12.1% | 10,429,000 | +23.7% | 0.39% | +15.6% | |
| AAPL | Buy | APPLE INC | $8,686,000 | +162.7% | 78,750 | +198.8% | 0.39% | +171.3% |
| PEP | Buy | PEPSICO INC | $8,681,000 | +56.8% | 92,058 | +55.2% | 0.39% | +62.3% |
| TOWR | Buy | TOWER INTL INC | $8,492,000 | +5.4% | 357,402 | +15.5% | 0.38% | +8.9% |
| SAFEGUARD SCIENTIFICS INCdbcv 5.250% 5/1 | $8,499,000 | -10.9% | 7,614,000 | 0.0% | 0.38% | -8.0% | ||
| AMBC | Sell | AMBAC FINL GROUP INC | $8,201,000 | -48.8% | 566,729 | -41.2% | 0.37% | -47.0% |
| Sell | AMAG PHARMACEUTICALS INCnote 2.500% 2/1 | $8,100,000 | -72.7% | 5,000,000 | -56.5% | 0.36% | -71.8% | |
| BXMT | Sell | BLACKSTONE MTG TR INC | $8,040,000 | -16.0% | 293,000 | -14.9% | 0.36% | -13.3% |
| EZPW | Buy | EZCORP INCcl a non vtg | $7,941,000 | -11.8% | 1,287,044 | +6.2% | 0.36% | -9.0% |
| ASPS | Buy | ALTISOURCE PORTFOLIO SOLNS S | $7,759,000 | +227.0% | 325,441 | +322.2% | 0.35% | +236.9% |
| WHR | Buy | WHIRLPOOL CORP | $7,455,000 | +48.8% | 50,625 | +74.9% | 0.33% | +53.5% |
| BHI | Sell | BAKER HUGHES INC | $7,451,000 | -26.3% | 143,169 | -12.6% | 0.33% | -23.8% |
| CVX | Buy | CHEVRON CORP NEW | $7,358,000 | -8.1% | 93,284 | +12.4% | 0.33% | -4.9% |
| ITW | New | ILLINOIS TOOL WKS INC | $7,289,000 | – | 88,552 | +100.0% | 0.33% | – |
| NSM | Buy | NATIONSTAR MTG HLDGS INC | $7,136,000 | +102.7% | 514,518 | +145.5% | 0.32% | +109.9% |
| IPG | Buy | INTERPUBLIC GROUP COS INC | $7,112,000 | +55.4% | 371,758 | +56.5% | 0.32% | +60.6% |
| PCLN | Buy | PRICELINE GRP INC | $7,007,000 | +128.1% | 5,665 | +112.3% | 0.31% | +135.3% |
| IMPERIAL HLDGS INCnote 8.500% 2/1 | $6,939,000 | -2.1% | 6,500,000 | 0.0% | 0.31% | +1.0% | ||
| DVA | New | DAVITA HEALTHCARE PARTNERS I | $6,873,000 | – | 95,020 | +100.0% | 0.31% | – |
| UNH | Buy | UNITEDHEALTH GROUP INC | $6,876,000 | -1.2% | 59,271 | +3.9% | 0.31% | +2.0% |
| EVRI | New | EVERI HLDGS INC | $6,843,000 | – | 1,333,920 | +100.0% | 0.31% | – |
| FLR | Sell | FLUOR CORP NEW | $6,809,000 | -32.0% | 160,786 | -14.9% | 0.30% | -29.8% |
| New | ENERNOC INCdbcv 2.250% 8/1 | $6,608,000 | – | 9,500,000 | +100.0% | 0.30% | – | |
| Sell | SANDISK CORPnote 1.500% 8/1 | $6,455,000 | -63.8% | 5,200,000 | -62.3% | 0.29% | -62.7% | |
| JOY | Buy | JOY GLOBAL INC | $6,341,000 | -5.4% | 424,685 | +129.4% | 0.28% | -2.4% |
| RAD | Buy | RITE AID CORP | $6,265,000 | +4.5% | 1,032,058 | +43.8% | 0.28% | +8.1% |
| CBRL | Sell | CRACKER BARREL OLD CTRY STOR | $6,198,000 | -13.3% | 42,086 | -12.2% | 0.28% | -10.4% |
| ARES COML REAL ESTATE CORPnote 7.000%12/1 | $5,944,000 | -3.2% | 6,000,000 | 0.0% | 0.27% | 0.0% | ||
| AME | Sell | AMETEK INC NEW | $5,943,000 | -10.7% | 113,591 | -6.5% | 0.27% | -7.6% |
| MEI | Buy | METHODE ELECTRS INC | $5,885,000 | +63.1% | 184,488 | +40.4% | 0.26% | +68.6% |
| ATW | Buy | ATWOOD OCEANICS INC | $5,870,000 | -34.9% | 396,386 | +16.2% | 0.26% | -32.8% |
| ECPG | Buy | ENCORE CAP GROUP INC | $5,850,000 | +0.6% | 158,097 | +16.2% | 0.26% | +3.6% |
| XLI | Sell | SELECT SECTOR SPDR TRsbi int-inds | $5,752,000 | -21.5% | 115,300 | -14.9% | 0.26% | -18.9% |
| PBF | Sell | PBF ENERGY INCcl a | $5,752,000 | -15.5% | 203,762 | -14.9% | 0.26% | -12.6% |
| VMW | New | VMWARE INC | $5,515,000 | – | 70,000 | +100.0% | 0.25% | – |
| CAH | New | CARDINAL HEALTH INC | $5,427,000 | – | 70,647 | +100.0% | 0.24% | – |
| AXL | Sell | AMERICAN AXLE & MFG HLDGS IN | $5,426,000 | -10.0% | 272,132 | -5.6% | 0.24% | -7.3% |
| JNJ | Buy | JOHNSON & JOHNSON | $5,424,000 | -3.5% | 58,108 | +0.8% | 0.24% | -0.4% |
| NBR | Buy | NABORS INDUSTRIES LTD | $5,397,000 | +3.6% | 571,151 | +58.2% | 0.24% | +7.1% |
| UNP | New | UNION PAC CORP | $5,321,000 | – | 60,185 | +100.0% | 0.24% | – |
| NNI | Sell | NELNET INCcl a | $5,271,000 | -30.5% | 152,308 | -13.0% | 0.24% | -28.0% |
| MCK | New | MCKESSON CORP | $5,279,000 | – | 28,530 | +100.0% | 0.24% | – |
| JGWEQ | Buy | J G WENTWORTH COcl a | $5,178,000 | -42.9% | 1,050,364 | +6.6% | 0.23% | -41.1% |
| TXRH | Sell | TEXAS ROADHOUSE INC | $5,091,000 | -4.3% | 136,857 | -3.7% | 0.23% | -0.9% |
| NRF | Sell | NORTHSTAR RLTY FIN CORP | $5,085,000 | -33.9% | 411,781 | -14.9% | 0.23% | -31.8% |
| ETH | New | ETHAN ALLEN INTERIORS INC | $5,004,000 | – | 189,473 | +100.0% | 0.22% | – |
| GM | New | GENERAL MTRS CO | $5,017,000 | – | 167,122 | +100.0% | 0.22% | – |
| TWO | New | TWO HBRS INVT CORP | $4,931,000 | – | 559,043 | +100.0% | 0.22% | – |
| LUK | Sell | LEUCADIA NATL CORP | $4,905,000 | -29.0% | 242,118 | -14.9% | 0.22% | -26.8% |
| DG | Sell | DOLLAR GEN CORP NEW | $4,899,000 | -8.3% | 67,635 | -1.6% | 0.22% | -5.2% |
| CBPX | Sell | CONTINENTAL BLDG PRODS INC | $4,889,000 | -9.1% | 238,023 | -6.2% | 0.22% | -6.4% |
| COF | Sell | CAPITAL ONE FINL CORP | $4,797,000 | -38.7% | 66,142 | -25.6% | 0.21% | -36.7% |
| IWM | New | ISHARES TRrussell 2000 etf | $4,657,000 | – | 42,650 | +100.0% | 0.21% | – |
| POWR | Buy | POWERSECURE INTL INC | $4,622,000 | +4.7% | 401,220 | +34.1% | 0.21% | +8.4% |
| GTE | Sell | GRAN TIERRA ENERGY INC | $4,490,000 | -36.6% | 2,107,918 | -11.4% | 0.20% | -34.5% |
| XRX | Buy | XEROX CORP | $4,488,000 | -7.4% | 461,275 | +1.2% | 0.20% | -4.3% |
| WMT | Buy | WAL-MART STORES INC | $4,400,000 | -8.3% | 67,864 | +0.3% | 0.20% | -5.3% |
| EME | Sell | EMCOR GROUP INC | $4,396,000 | -29.7% | 99,343 | -24.1% | 0.20% | -27.4% |
| DDS | Buy | DILLARDS INCcl a | $4,379,000 | +23.0% | 50,111 | +48.1% | 0.20% | +27.3% |
| XOM | Sell | EXXON MOBIL CORP | $4,371,000 | -46.0% | 58,784 | -39.6% | 0.20% | -44.3% |
| CX | CEMEX SAB DE CVspon adr new | $4,289,000 | -23.7% | 613,596 | 0.0% | 0.19% | -21.0% | |
| NTAP | Sell | NETAPP INC | $4,024,000 | -20.2% | 135,957 | -14.9% | 0.18% | -17.4% |
| GCVRZ | Buy | SANOFIright 12/31/2020 | $4,038,000 | -71.4% | 21,218,178 | +5.3% | 0.18% | -70.5% |
| TPC | Buy | TUTOR PERINI CORP | $4,008,000 | +86.4% | 243,512 | +144.4% | 0.18% | +92.5% |
| New | CHESAPEAKE ENERGY CORPnote 2.250%12/1 | $3,905,000 | – | 5,500,000 | +100.0% | 0.18% | – | |
| HAR | New | HARMAN INTL INDS INC | $3,880,000 | – | 40,424 | +100.0% | 0.17% | – |
| CTSH | Buy | COGNIZANT TECHNOLOGY SOLUTIOcl a | $3,840,000 | +33.5% | 61,327 | +30.2% | 0.17% | +38.7% |
| LABL | New | MULTI COLOR CORP | $3,836,000 | – | 50,152 | +100.0% | 0.17% | – |
| IDTI | Buy | INTEGRATED DEVICE TECHNOLOGY | $3,737,000 | -4.5% | 184,096 | +2.0% | 0.17% | -1.2% |
| SWFT | New | SWIFT TRANSN COcl a | $3,725,000 | – | 248,018 | +100.0% | 0.17% | – |
| HUBB | Sell | HUBBELL INCcl b | $3,662,000 | -28.4% | 43,111 | -8.7% | 0.16% | -25.8% |
| PIR | Sell | PIER 1 IMPORTS INC | $3,644,000 | -62.5% | 528,150 | -31.4% | 0.16% | -61.3% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $3,617,000 | -9.3% | 61,105 | +1.9% | 0.16% | -6.4% |
| PAHC | New | PHIBRO ANIMAL HEALTH CORP | $3,546,000 | – | 112,100 | +100.0% | 0.16% | – |
| SGM | Sell | STONEGATE MTG CORP | $3,546,000 | -46.5% | 498,736 | -24.3% | 0.16% | -44.9% |
| WFM | Sell | WHOLE FOODS MKT INC | $3,512,000 | -59.3% | 110,974 | -49.3% | 0.16% | -58.0% |
| ACM | New | AECOM | $3,447,000 | – | 125,289 | +100.0% | 0.15% | – |
| New | EZCORP INCnote 2.125% 6/1 | $3,455,000 | – | 4,840,000 | +100.0% | 0.15% | – | |
| TETRALOGIC PHARMACEUTICALSc note 8.000% 6/1 | $3,408,000 | -11.2% | 6,500,000 | 0.0% | 0.15% | -8.4% | ||
| UTX | Buy | UNITED TECHNOLOGIES CORP | $3,296,000 | -19.0% | 37,042 | +1.0% | 0.15% | -16.5% |
| SCMP | Sell | SUCAMPO PHARMACEUTICALS INCcl a | $3,252,000 | +2.6% | 163,682 | -15.2% | 0.14% | +5.8% |
| TACO | New | DEL TACO RESTAURANTS INC | $3,227,000 | – | 230,516 | +100.0% | 0.14% | – |
| KKR | Sell | KKR & CO L P DEL | $3,232,000 | -37.6% | 192,620 | -15.0% | 0.14% | -35.7% |
| GSV CAP CORPnote 5.250% 9/1 | $3,183,000 | -5.2% | 3,500,000 | 0.0% | 0.14% | -2.1% | ||
| TTSH | New | TILE SHOP HLDGS INC | $3,144,000 | – | 262,471 | +100.0% | 0.14% | – |
| CASTLE A M & COnote 7.000%12/1 | $2,998,000 | -39.7% | 5,808,000 | 0.0% | 0.13% | -37.7% | ||
| PMCS | New | PMC-SIERRA INC | $2,985,000 | – | 440,950 | +100.0% | 0.13% | – |
| APO | Sell | APOLLO GLOBAL MGMT LLC | $2,960,000 | -34.1% | 172,287 | -15.0% | 0.13% | -32.0% |
| DLTR | Sell | DOLLAR TREE INC | $2,951,000 | -41.8% | 44,267 | -31.1% | 0.13% | -40.0% |
| BANK AMER CORPput | $2,880,000 | +29.7% | 30,000 | 0.0% | 0.13% | +34.4% | ||
| FIG | Sell | FORTRESS INVESTMENT GROUP LLcl a | $2,881,000 | -35.3% | 519,018 | -14.9% | 0.13% | -33.2% |
| GB | Sell | GREATBATCH INC | $2,859,000 | +3.8% | 50,676 | -0.8% | 0.13% | +7.6% |
| HDS | Buy | HD SUPPLY HLDGS INC | $2,867,000 | +45.8% | 100,167 | +79.2% | 0.13% | +50.6% |
| AGM | Buy | FEDERAL AGRIC MTG CORPcl c | $2,840,000 | +9.7% | 109,533 | +23.0% | 0.13% | +13.4% |
| FLIR | Sell | FLIR SYS INC | $2,764,000 | -9.2% | 98,751 | -0.0% | 0.12% | -6.1% |
| RASF | Sell | RAIT FINANCIAL TRUST | $2,730,000 | -25.2% | 550,334 | -7.8% | 0.12% | -22.8% |
| ILMN | Sell | ILLUMINA INC | $2,655,000 | -27.6% | 15,100 | -10.1% | 0.12% | -25.2% |
| BANC | Sell | BANC CALIF INC | $2,670,000 | -17.9% | 217,579 | -8.0% | 0.12% | -15.6% |
| NEM | Sell | NEWMONT MINING CORP | $2,661,000 | -41.5% | 165,557 | -15.0% | 0.12% | -39.6% |
| SUNPOWER CORPdbcv 0.750% 6/0 | $2,655,000 | -17.0% | 2,500,000 | 0.0% | 0.12% | -13.8% | ||
| IVR | New | INVESCO MORTGAGE CAPITAL INC | $2,611,000 | – | 213,339 | +100.0% | 0.12% | – |
| MLHR | Sell | MILLER HERMAN INC | $2,599,000 | -0.4% | 90,105 | -0.1% | 0.12% | +2.7% |
| PDCO | New | PATTERSON COMPANIES INC | $2,557,000 | – | 59,116 | +100.0% | 0.11% | – |
| PLNR | Sell | PLANAR SYS INC | $2,489,000 | +11.9% | 429,219 | -15.9% | 0.11% | +15.6% |
| CPSS | Buy | CONSUMER PORTFOLIO SVCS INC | $2,460,000 | +49.4% | 493,916 | +87.5% | 0.11% | +54.9% |
| APTS | Sell | PREFERRED APT CMNTYS INC | $2,429,000 | +2.5% | 223,294 | -6.2% | 0.11% | +6.9% |
| AER | Buy | AERCAP HOLDINGS NV | $2,430,000 | +40.6% | 63,547 | +68.4% | 0.11% | +45.3% |
| BKE | Sell | BUCKLE INC | $2,381,000 | -19.5% | 64,403 | -0.3% | 0.11% | -17.2% |
| New | TESLA MTRS INCnote 1.250% 3/0 | $2,353,000 | – | 2,500,000 | +100.0% | 0.10% | – | |
| BAC | New | BANK AMER CORP | $2,337,000 | – | 150,000 | +100.0% | 0.10% | – |
| IM | Sell | INGRAM MICRO INCcl a | $2,333,000 | +0.1% | 85,655 | -8.0% | 0.10% | +3.0% |
| TEN | New | TENNECO INC | $2,299,000 | – | 51,350 | +100.0% | 0.10% | – |
| ENT | Buy | GLOBAL EAGLE ENTMT INC | $2,240,000 | +42.3% | 195,123 | +61.4% | 0.10% | +47.1% |
| ORBK | Buy | ORBOTECH LTDord | $2,229,000 | -15.0% | 144,267 | +14.4% | 0.10% | -11.5% |
| CHMI | Sell | CHERRY HILL MTG INVT CORP | $2,211,000 | -13.4% | 145,205 | -7.7% | 0.10% | -10.0% |
| SAH | Sell | SONIC AUTOMOTIVE INCcl a | $2,222,000 | -30.5% | 108,825 | -18.9% | 0.10% | -28.3% |
| New | CARRIAGE SVCS INCnote 2.750% 3/1 | $2,219,000 | – | 2,000,000 | +100.0% | 0.10% | – | |
| LPNT | Buy | LIFEPOINT HEALTH INC | $2,211,000 | -12.3% | 31,191 | +7.6% | 0.10% | -9.2% |
| WLH | Sell | LYON WILLIAM HOMEScl a new | $2,202,000 | -25.9% | 106,916 | -7.6% | 0.10% | -24.0% |
| HMST | Buy | HOMESTREET INC | $2,147,000 | +6.9% | 92,945 | +5.6% | 0.10% | +10.3% |
| DESTQ | Sell | DESTINATION MATERNITY CORP | $2,141,000 | -32.8% | 232,181 | -15.0% | 0.10% | -30.4% |
| New | ASCENT CAP GROUP INCnote 4.000% 7/1 | $2,088,000 | – | 2,900,000 | +100.0% | 0.09% | – | |
| New | CHARTER COMMUNICATIONS INC Dput | $2,052,000 | – | 484 | +100.0% | 0.09% | – | |
| MOD | New | MODINE MFG CO | $2,066,000 | – | 262,515 | +100.0% | 0.09% | – |
| RICK | RCI HOSPITALITY HLDGS INC | $2,038,000 | -12.4% | 195,546 | 0.0% | 0.09% | -9.9% | |
| OI | Sell | OWENS ILL INC | $1,984,000 | -16.2% | 95,741 | -7.2% | 0.09% | -12.7% |
| AIRM | Sell | AIR METHODS CORP | $1,995,000 | -22.7% | 58,511 | -6.3% | 0.09% | -20.5% |
| BEAT | New | BIOTELEMETRY INC | $1,951,000 | – | 159,390 | +100.0% | 0.09% | – |
| New | MENTOR GRAPHICS CORPsdcv 4.000% 4/0 | $1,887,000 | – | 1,497,000 | +100.0% | 0.08% | – | |
| PPBI | Sell | PACIFIC PREMIER BANCORP | $1,871,000 | +9.8% | 92,075 | -8.4% | 0.08% | +13.5% |
| ANGI | Sell | ANGIES LIST INC | $1,885,000 | -70.6% | 373,912 | -64.1% | 0.08% | -69.8% |
| RCKY | Buy | ROCKY BRANDS INC | $1,855,000 | +6.1% | 130,726 | +39.7% | 0.08% | +9.2% |
| ARC | New | ARC DOCUMENT SOLUTIONS INC | $1,858,000 | – | 312,257 | +100.0% | 0.08% | – |
| UFS | Sell | DOMTAR CORP | $1,826,000 | -23.4% | 51,071 | -11.3% | 0.08% | -20.4% |
| WIFI | New | BOINGO WIRELESS INC | $1,830,000 | – | 221,004 | +100.0% | 0.08% | – |
| AMTG | Buy | APOLLO RESIDENTIAL MTG INC | $1,804,000 | +1127.2% | 142,515 | +1325.2% | 0.08% | +1250.0% |
| DFRG | Sell | DEL FRISCOS RESTAURANT GROUP | $1,805,000 | -31.2% | 129,946 | -7.7% | 0.08% | -28.3% |
| NWLI | Sell | NATIONAL WESTN LIFE INS COcl a | $1,808,000 | -15.2% | 8,118 | -8.8% | 0.08% | -12.0% |
| INSYQ | New | INSYS THERAPEUTICS INC NEW | $1,793,000 | – | 62,997 | +100.0% | 0.08% | – |
| RTIX | Sell | RTI SURGICAL INC | $1,801,000 | -30.6% | 317,140 | -21.1% | 0.08% | -28.6% |
| New | VMWARE INCput | $1,763,000 | – | 1,500 | +100.0% | 0.08% | – | |
| CYNO | Sell | CYNOSURE INCcl a | $1,772,000 | -43.6% | 58,987 | -27.5% | 0.08% | -41.9% |
| WSTC | Buy | WEST CORP | $1,735,000 | +160.1% | 77,448 | +249.6% | 0.08% | +169.0% |
| CVLG | Sell | COVENANT TRANSN GROUP INCcl a | $1,742,000 | -40.3% | 96,965 | -16.8% | 0.08% | -38.1% |
| EXTR | Buy | EXTREME NETWORKS INC | $1,731,000 | +111.6% | 515,269 | +69.4% | 0.08% | +120.0% |
| CBZ | CBIZ INC | $1,673,000 | +1.8% | 170,412 | 0.0% | 0.08% | +5.6% | |
| DEPO | Sell | DEPOMED INC | $1,670,000 | -12.6% | 88,598 | -0.5% | 0.08% | -9.6% |
| CURRENCYSHARES EURO TRput | $1,674,000 | -38.4% | 9,000 | 0.0% | 0.08% | -36.4% | ||
| QTM | Sell | QUANTUM CORP | $1,645,000 | -60.8% | 2,358,722 | -5.6% | 0.07% | -59.3% |
| SVU | New | SUPERVALU INC | $1,650,000 | – | 229,853 | +100.0% | 0.07% | – |
| GDXJ | Sell | MARKET VECTORS ETF TRjr gold miners e | $1,611,000 | -31.1% | 82,232 | -15.0% | 0.07% | -28.7% |
| RKUS | Sell | RUCKUS WIRELESS INC | $1,502,000 | +7.6% | 126,420 | -6.3% | 0.07% | +11.7% |
| MDVN | Buy | MEDIVATION INC | $1,406,000 | +3.0% | 33,077 | +176.7% | 0.06% | +6.8% |
| LEU | Sell | CENTRUS ENERGY CORPcl a | $1,413,000 | -28.7% | 457,286 | -4.7% | 0.06% | -26.7% |
| FONR | Sell | FONAR CORP | $1,370,000 | +14.0% | 102,173 | -10.1% | 0.06% | +17.3% |
| HBNC | Buy | HORIZON BANCORP IND | $1,340,000 | +16.1% | 56,409 | +22.0% | 0.06% | +20.0% |
| MDXG | Buy | MIMEDX GROUP INC | $1,347,000 | +73.6% | 139,591 | +108.6% | 0.06% | +76.5% |
| CBM | New | CAMBREX CORP | $1,340,000 | – | 33,766 | +100.0% | 0.06% | – |
| MPAA | Sell | MOTORCAR PTS AMER INC | $1,287,000 | -50.1% | 41,055 | -52.1% | 0.06% | -47.7% |
| ANIP | New | ANI PHARMACEUTICALS INC | $1,303,000 | – | 32,981 | +100.0% | 0.06% | – |
| MRTN | New | MARTEN TRANS LTD | $1,305,000 | – | 80,678 | +100.0% | 0.06% | – |
| SGNT | Sell | SAGENT PHARMACEUTICALS INC | $1,250,000 | -37.3% | 81,509 | -0.6% | 0.06% | -34.9% |
| AEM | New | AGNICO EAGLE MINES LTD | $1,177,000 | – | 46,497 | +100.0% | 0.05% | – |
| BELFB | Buy | BEL FUSE INCcl b | $1,145,000 | +66.4% | 58,906 | +75.6% | 0.05% | +70.0% |
| TIME | Sell | TIME INC NEW | $1,125,000 | -40.4% | 59,036 | -28.1% | 0.05% | -39.0% |
| AES | AES CORP | $1,077,000 | 0.0% | 51,267 | 0.0% | 0.05% | +2.1% | |
| MOH | New | MOLINA HEALTHCARE INC | $1,073,000 | – | 15,590 | +100.0% | 0.05% | – |
| PERI | Sell | PERION NETWORK LTD | $1,040,000 | -31.7% | 495,435 | -7.6% | 0.05% | -30.3% |
| AMAG | New | AMAG PHARMACEUTICALS INC | $1,038,000 | – | 26,125 | +100.0% | 0.05% | – |
| RM | New | REGIONAL MGMT CORP | $999,000 | – | 64,479 | +100.0% | 0.04% | – |
| IIIN | Sell | INSTEEL INDUSTRIES INC | $1,005,000 | -21.2% | 62,490 | -8.4% | 0.04% | -18.2% |
| GOGO | Buy | GOGO INC | $984,000 | +55.0% | 64,425 | +117.4% | 0.04% | +63.0% |
| USATP | Buy | USA TECHNOLOGIES INCconv pfd ser a | $995,000 | -20.0% | 71,104 | +1.1% | 0.04% | -18.5% |
| GCAP | Buy | GAIN CAP HLDGS INC | $967,000 | +37.0% | 132,861 | +79.8% | 0.04% | +38.7% |
| FISI | Sell | FINANCIAL INSTNS INC | $944,000 | -37.7% | 38,078 | -37.6% | 0.04% | -36.4% |
| NXRT | Sell | NEXPOINT RESIDENTIAL TR INC | $934,000 | -45.4% | 69,900 | -45.2% | 0.04% | -43.2% |
| HOSSQ | Sell | HORNBECK OFFSHORE SVCS INC N | $915,000 | -44.0% | 67,627 | -15.0% | 0.04% | -42.3% |
| TNP | New | TSAKOS ENERGY NAVIGATION LTD | $887,000 | – | 109,070 | +100.0% | 0.04% | – |
| YRCW | New | YRC WORLDWIDE INC | $845,000 | – | 63,734 | +100.0% | 0.04% | – |
| SPTN | Sell | SPARTANNASH CO | $860,000 | -42.1% | 33,273 | -27.1% | 0.04% | -40.6% |
| ALR | Sell | ALERE INC | $854,000 | -81.6% | 17,729 | -79.8% | 0.04% | -81.0% |
| RRD | Sell | DONNELLEY R R & SONS CO | $852,000 | -28.9% | 58,515 | -14.9% | 0.04% | -26.9% |
| TAXA | Buy | LIBERTY TAX INCcl a | $813,000 | +32.8% | 34,900 | +41.1% | 0.04% | +38.5% |
| EQT | Sell | EQT CORP | $808,000 | -32.2% | 12,476 | -14.9% | 0.04% | -30.8% |
| FSS | Buy | FEDERAL SIGNAL CORP | $811,000 | +19.3% | 59,183 | +29.9% | 0.04% | +24.1% |
| CNTY | Buy | CENTURY CASINOS INC | $776,000 | -2.3% | 126,192 | +0.1% | 0.04% | +2.9% |
| Buy | AMERICAN AIRLS GROUP INCcall | $790,000 | -54.6% | 10,500 | +5.0% | 0.04% | -53.3% | |
| LNC | Sell | LINCOLN NATL CORP IND | $764,000 | -26.7% | 16,099 | -8.6% | 0.03% | -24.4% |
| BRG | Sell | BLUEROCK RESIDENT GR REIT IN | $705,000 | -76.9% | 58,886 | -75.6% | 0.03% | -75.8% |
| SPCB | Sell | SUPERCOM LTD NEW | $720,000 | -42.1% | 89,981 | -8.3% | 0.03% | -40.7% |
| SYNA | Sell | SYNAPTICS INC | $708,000 | -38.9% | 8,586 | -35.7% | 0.03% | -36.0% |
| NVGS | Sell | NAVIGATOR HOLDINGS LTD | $684,000 | -34.7% | 51,271 | -7.2% | 0.03% | -31.1% |
| NSAM | New | NORTHSTAR ASSET MGMT GROUP I | $689,000 | – | 48,014 | +100.0% | 0.03% | – |
| FBNC | Sell | FIRST BANCORP N C | $666,000 | -5.7% | 39,164 | -7.5% | 0.03% | -3.2% |
| MRVL | New | MARVELL TECHNOLOGY GROUP LTDord | $664,000 | – | 73,361 | +100.0% | 0.03% | – |
| ACXM | Sell | ACXIOM CORP | $664,000 | +2.6% | 33,593 | -8.7% | 0.03% | +7.1% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $665,000 | -20.2% | 50,775 | -7.2% | 0.03% | -16.7% |
| USAT | New | USA TECHNOLOGIES INC | $639,000 | – | 256,443 | +100.0% | 0.03% | – |
| ATTU | New | ATTUNITY LTD | $638,000 | – | 46,663 | +100.0% | 0.03% | – |
| LDOS | New | LEIDOS HLDGS INC | $650,000 | – | 15,729 | +100.0% | 0.03% | – |
| RVP | RETRACTABLE TECHNOLOGIES INC | $649,000 | -4.8% | 179,401 | 0.0% | 0.03% | -3.3% | |
| EVR | Sell | EVERCORE PARTNERS INCclass a | $646,000 | -15.3% | 12,867 | -9.0% | 0.03% | -12.1% |
| CCS | Sell | CENTURY CMNTYS INC | $652,000 | -8.6% | 32,847 | -7.2% | 0.03% | -6.5% |
| UVSP | Sell | UNIVEST CORP PA | $643,000 | -12.3% | 33,446 | -7.2% | 0.03% | -9.4% |
| NNA | New | NAVIOS MARITIME ACQUIS CORP | $624,000 | – | 177,135 | +100.0% | 0.03% | – |
| OMN | Sell | OMNOVA SOLUTIONS INC | $636,000 | -31.8% | 114,850 | -7.8% | 0.03% | -30.0% |
| TRK | New | SPEEDWAY MOTORSPORTS INC | $629,000 | – | 34,841 | +100.0% | 0.03% | – |
| TNAV | Sell | TELENAV INC | $629,000 | -9.9% | 80,568 | -7.1% | 0.03% | -6.7% |
| DTLK | Sell | DATALINK CORP | $608,000 | -38.0% | 101,872 | -7.2% | 0.03% | -35.7% |
| EAT | Sell | BRINKER INTL INC | $583,000 | -43.9% | 11,061 | -38.7% | 0.03% | -42.2% |
| MHLD | Sell | MAIDEN HOLDINGS LTD | $580,000 | -61.5% | 41,800 | -56.2% | 0.03% | -60.0% |
| CMLS | Buy | CUMULUS MEDIA INCcl a | $580,000 | +22.9% | 823,563 | +254.4% | 0.03% | +30.0% |
| NHTC | Buy | NATURAL HEALTH TRENDS CORP | $576,000 | +54.8% | 17,635 | +96.4% | 0.03% | +62.5% |
| PLUS | Sell | EPLUS INC | $580,000 | -4.0% | 7,334 | -7.0% | 0.03% | 0.0% |
| CSAL | Buy | COMMUNICATIONS SALES&LEAS IN | $574,000 | -1.9% | 32,053 | +35.5% | 0.03% | +4.0% |
| New | ISHARES TRput | $550,000 | – | 1,000 | +100.0% | 0.02% | – | |
| WIBC | Sell | WILSHIRE BANCORP INC | $570,000 | -23.4% | 54,254 | -7.9% | 0.02% | -21.9% |
| NCT | Sell | NEWCASTLE INVT CORP NEW | $556,000 | -42.5% | 126,668 | -42.1% | 0.02% | -40.5% |
| New | TRANSOCEAN LTDput | $540,000 | – | 2,500 | +100.0% | 0.02% | – | |
| CASH | Sell | META FINL GROUP INC | $527,000 | -10.1% | 12,621 | -7.6% | 0.02% | -4.0% |
| UEPS | Sell | NET 1 UEPS TECHNOLOGIES INC | $541,000 | -49.2% | 32,330 | -44.5% | 0.02% | -47.8% |
| RRC | Sell | RANGE RES CORP | $536,000 | -44.6% | 16,672 | -14.9% | 0.02% | -42.9% |
| AMBCWS | AMBAC FINL GROUP INC*w exp 04/30/202 | $514,000 | -9.5% | 74,756 | 0.0% | 0.02% | -8.0% | |
| OPY | Sell | OPPENHEIMER HLDGS INCcl a non vtg | $506,000 | -27.4% | 25,290 | -4.7% | 0.02% | -23.3% |
| VAC | Sell | MARRIOTT VACATIONS WRLDWDE C | $523,000 | -31.6% | 7,679 | -7.9% | 0.02% | -30.3% |
| INFU | Sell | INFUSYSTEM HLDGS INC | $512,000 | -51.9% | 187,372 | -43.9% | 0.02% | -50.0% |
| SB | Buy | SAFE BULKERS INC | $499,000 | +7.5% | 180,694 | +25.4% | 0.02% | +10.0% |
| LCI | New | LANNET INC | $494,000 | – | 11,894 | +100.0% | 0.02% | – |
| SUMR | Sell | SUMMER INFANT INC | $485,000 | -21.0% | 282,206 | -7.1% | 0.02% | -18.5% |
| ELOS | Sell | SYNERON MEDICAL LTD | $497,000 | -37.6% | 69,537 | -7.2% | 0.02% | -35.3% |
| OUTR | New | OUTERWALL INC | $468,000 | – | 8,223 | +100.0% | 0.02% | – |
| GEO | Sell | GEO GROUP INC NEW | $476,000 | -19.9% | 16,022 | -7.9% | 0.02% | -19.2% |
| NM | NAVIOS MARITIME HOLDINGS INC | $471,000 | -33.1% | 189,308 | 0.0% | 0.02% | -30.0% | |
| NAME | Sell | RIGHTSIDE GROUP LTD | $425,000 | +6.0% | 55,414 | -6.4% | 0.02% | +11.8% |
| VPG | Sell | VISHAY PRECISION GROUP INC | $418,000 | -68.3% | 36,089 | -58.7% | 0.02% | -66.7% |
| SGMS | New | SCIENTIFIC GAMES CORPcl a | $402,000 | – | 38,460 | +100.0% | 0.02% | – |
| OIBRQ | Sell | OI S.A.spn adr pfd new | $392,000 | -75.3% | 579,932 | -30.1% | 0.02% | -73.9% |
| New | GILEAD SCIENCES INCput | $391,000 | – | 425 | +100.0% | 0.02% | – | |
| New | NETFLIX INCput | $354,000 | – | 500 | +100.0% | 0.02% | – | |
| New | ISHARES TRput | $357,000 | – | 1,500 | +100.0% | 0.02% | – | |
| SQNS | Sell | SEQUANS COMMUNICATIONS S Asponsored ads | $369,000 | -39.0% | 335,268 | -5.3% | 0.02% | -38.5% |
| SFXEQ | Sell | SFX ENTMT INC | $344,000 | -96.5% | 674,450 | -69.5% | 0.02% | -96.5% |
| LTC | New | LTC PPTYS INC | $305,000 | – | 7,152 | +100.0% | 0.01% | – |
| JCI | New | JOHNSON CTLS INC | $307,000 | – | 7,431 | +100.0% | 0.01% | – |
| PCL | New | PLUM CREEK TIMBER CO INC | $309,000 | – | 7,821 | +100.0% | 0.01% | – |
| CNXR | Buy | CONNECTURE INC | $324,000 | -48.4% | 71,148 | +19.7% | 0.01% | -48.1% |
| DHX | Sell | DHI GROUP INC | $308,000 | -55.7% | 42,067 | -46.2% | 0.01% | -53.3% |
| AIV | New | APARTMENT INVT & MGMT COcl a | $321,000 | – | 8,669 | +100.0% | 0.01% | – |
| EPR | New | EPR PPTYS | $303,000 | – | 5,884 | +100.0% | 0.01% | – |
| VRNT | New | VERINT SYS INC | $315,000 | – | 7,292 | +100.0% | 0.01% | – |
| EXC | New | EXELON CORP | $307,000 | – | 10,332 | +100.0% | 0.01% | – |
| GS | New | GOLDMAN SACHS GROUP INC | $289,000 | – | 1,662 | +100.0% | 0.01% | – |
| DEI | New | DOUGLAS EMMETT INC | $292,000 | – | 10,153 | +100.0% | 0.01% | – |
| WBMD | New | WEBMD HEALTH CORP | $297,000 | – | 7,447 | +100.0% | 0.01% | – |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $283,000 | -96.5% | 3,403 | -96.5% | 0.01% | -96.3% |
| PLPM | Sell | PLANET PAYMENT INC | $284,000 | -56.2% | 100,471 | -62.5% | 0.01% | -53.6% |
| New | APPLE INCput | $260,000 | – | 2,000 | +100.0% | 0.01% | – | |
| FMC | New | F M C CORP | $270,000 | – | 7,953 | +100.0% | 0.01% | – |
| LDR | New | LANDAUER INC | $248,000 | – | 6,715 | +100.0% | 0.01% | – |
| BUFF | New | BLUE BUFFALO PET PRODS INC | $253,000 | – | 14,138 | +100.0% | 0.01% | – |
| New | VALERO ENERGY CORP NEWput | $236,000 | – | 1,000 | +100.0% | 0.01% | – | |
| CZZ | Sell | COSAN LTD | $232,000 | -56.4% | 80,150 | -7.2% | 0.01% | -56.5% |
| NLS | New | NAUTILUS INC | $202,000 | – | 13,483 | +100.0% | 0.01% | – |
| BLDR | Sell | BUILDERS FIRSTSOURCE INC | $199,000 | -92.9% | 15,720 | -92.8% | 0.01% | -92.6% |
| PEIX | PACIFIC ETHANOL INC | $173,000 | -37.3% | 26,718 | 0.0% | 0.01% | -33.3% | |
| BBG | Sell | BARRETT BILL CORP | $149,000 | -67.1% | 45,080 | -14.6% | 0.01% | -65.0% |
| GURE | Sell | GULF RESOURCES INC | $162,000 | -48.6% | 114,774 | -24.7% | 0.01% | -50.0% |
| New | ALTERA CORPcall | $155,000 | – | 500 | +100.0% | 0.01% | – | |
| PFIE | Sell | PROFIRE ENERGY INC | $140,000 | -19.1% | 145,435 | -6.1% | 0.01% | -14.3% |
| New | UNITED RENTALS INCput | $125,000 | – | 185 | +100.0% | 0.01% | – | |
| DLNG | Sell | DYNAGAS LNG PARTNERS LP | $136,000 | -95.4% | 10,252 | -94.5% | 0.01% | -95.3% |
| New | HERBALIFE LTDput | $116,000 | – | 287 | +100.0% | 0.01% | – | |
| NWBO | Sell | NORTHWEST BIOTHERAPEUTICS IN | $94,000 | -94.1% | 15,078 | -90.6% | 0.00% | -94.2% |
| JMP | Sell | JMP GROUP LLC | $86,000 | -94.0% | 13,795 | -92.5% | 0.00% | -93.5% |
| New | ISHARESput | $65,000 | – | 1,000 | +100.0% | 0.00% | – | |
| RCAPQ | Sell | RCS CAP CORP | $39,000 | -90.1% | 47,889 | -6.6% | 0.00% | -88.2% |
| New | FACEBOOK INCput | $41,000 | – | 1,000 | +100.0% | 0.00% | – | |
| New | SELECT SECTOR SPDR TRcall | $31,000 | – | 1,500 | +100.0% | 0.00% | – | |
| Exit | MICRON TECHNOLOGY INCcall | $0 | – | -300 | -100.0% | 0.00% | – | |
| New | ISHARES TRcall | $10,000 | – | 1,000 | +100.0% | 0.00% | – | |
| Sell | SELECT SECTOR SPDR TRcall | $7,000 | -91.8% | 2,000 | -60.0% | 0.00% | -100.0% | |
| New | ISHARES TRcall | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| Exit | UNITED STATES OIL FUND LPput | $0 | – | -2,000 | -100.0% | -0.00% | – | |
| PVAHQ | Exit | PENN VA CORP | $0 | – | -11,500 | -100.0% | -0.00% | – |
| VTGDF | Exit | VANTAGE DRILLING COMPANY | $0 | – | -365,699 | -100.0% | -0.00% | – |
| CRDA | Exit | CRAWFORD & COcl a | $0 | – | -10,336 | -100.0% | -0.00% | – |
| AF | Exit | ASTORIA FINL CORP | $0 | – | -11,000 | -100.0% | -0.01% | – |
| IPCM | Exit | IPC HEALTHCARE INC | $0 | – | -3,690 | -100.0% | -0.01% | – |
| Exit | YELP INCput | $0 | – | -300 | -100.0% | -0.01% | – | |
| NMA | Exit | NUVEEN MUN ADVANTAGE FD INC | $0 | – | -18,900 | -100.0% | -0.01% | – |
| ERJ | Exit | EMBRAER S A | $0 | – | -9,522 | -100.0% | -0.01% | – |
| UDR | Exit | UDR INC | $0 | – | -9,400 | -100.0% | -0.01% | – |
| RPT | Exit | RAMCO-GERSHENSON PPTYS TR | $0 | – | -18,188 | -100.0% | -0.01% | – |
| EA | Exit | ELECTRONIC ARTS INC | $0 | – | -4,484 | -100.0% | -0.01% | – |
| WEB | Exit | WEB COM GROUP INC | $0 | – | -12,879 | -100.0% | -0.01% | – |
| EIX | Exit | EDISON INTL | $0 | – | -5,300 | -100.0% | -0.01% | – |
| PKOH | Exit | PARK OHIO HLDGS CORP | $0 | – | -6,230 | -100.0% | -0.01% | – |
| Y | Exit | ALLEGHANY CORP DEL | $0 | – | -636 | -100.0% | -0.01% | – |
| WEC | Exit | WEC ENERGY GROUP INC | $0 | – | -6,745 | -100.0% | -0.01% | – |
| AMC | Exit | AMC ENTMT HLDGS INC | $0 | – | -10,117 | -100.0% | -0.01% | – |
| SHO | Exit | SUNSTONE HOTEL INVS INC NEW | $0 | – | -20,756 | -100.0% | -0.01% | – |
| AMX | Exit | AMERICA MOVIL SAB DE CV | $0 | – | -14,415 | -100.0% | -0.01% | – |
| PPL | Exit | PPL CORP | $0 | – | -10,014 | -100.0% | -0.01% | – |
| LOW | Exit | LOWES COS INC | $0 | – | -4,448 | -100.0% | -0.01% | – |
| FIS | Exit | FIDELITY NATL INFORMATION SV | $0 | – | -4,800 | -100.0% | -0.01% | – |
| CMS | Exit | CMS ENERGY CORP | $0 | – | -9,600 | -100.0% | -0.01% | – |
| FDS | Exit | FACTSET RESH SYS INC | $0 | – | -1,850 | -100.0% | -0.01% | – |
| ACLS | Exit | AXCELIS TECHNOLOGIES INC | $0 | – | -104,086 | -100.0% | -0.01% | – |
| DLR | Exit | DIGITAL RLTY TR INC | $0 | – | -4,700 | -100.0% | -0.01% | – |
| WSM | Exit | WILLIAMS SONOMA INC | $0 | – | -3,800 | -100.0% | -0.01% | – |
| IMMR | Exit | IMMERSION CORP | $0 | – | -28,462 | -100.0% | -0.02% | – |
| WYY | Exit | WIDEPOINT CORP | $0 | – | -282,165 | -100.0% | -0.02% | – |
| Exit | SPDR S&P 500 ETF TRcall | $0 | – | -6,500 | -100.0% | -0.02% | – | |
| BONTQ | Exit | BON-TON STORES INC | $0 | – | -98,528 | -100.0% | -0.02% | – |
| Exit | ALPHA NAT RES INCnote 4.875%12/1 | $0 | – | -6,906,000 | -100.0% | -0.02% | – | |
| RH | Exit | RESTORATION HARDWARE HLDGS I | $0 | – | -5,500 | -100.0% | -0.02% | – |
| PCTI | Exit | PC-TEL INC | $0 | – | -73,350 | -100.0% | -0.02% | – |
| MTSN | Exit | MATTSON TECHNOLOGY INC | $0 | – | -185,725 | -100.0% | -0.03% | – |
| ATSG | Exit | AIR TRANSPORT SERVICES GRP I | $0 | – | -63,480 | -100.0% | -0.03% | – |
| BIG | Exit | BIG LOTS INC | $0 | – | -16,175 | -100.0% | -0.03% | – |
| GPK | Exit | GRAPHIC PACKAGING HLDG CO | $0 | – | -51,405 | -100.0% | -0.03% | – |
| JBSS | Exit | SANFILIPPO JOHN B & SON INC | $0 | – | -14,757 | -100.0% | -0.03% | – |
| RELYQ | Exit | REAL IND INC | $0 | – | -67,914 | -100.0% | -0.03% | – |
| WD | Exit | WALKER & DUNLOP INC | $0 | – | -28,228 | -100.0% | -0.03% | – |
| PGI | Exit | PREMIERE GLOBAL SVCS INC | $0 | – | -73,583 | -100.0% | -0.03% | – |
| XCRA | Exit | XCERRA CORP | $0 | – | -102,589 | -100.0% | -0.03% | – |
| LMNS | Exit | LUMENIS LTD | $0 | – | -64,786 | -100.0% | -0.04% | – |
| SXCP | Exit | SUNCOKE ENERGY PARTNERS L P | $0 | – | -53,255 | -100.0% | -0.04% | – |
| REX | Exit | REX AMERICAN RESOURCES CORP | $0 | – | -16,105 | -100.0% | -0.04% | – |
| CPE | Exit | CALLON PETE CO DEL | $0 | – | -123,316 | -100.0% | -0.04% | – |
| SURG | Exit | SYNERGETICS USA INC | $0 | – | -266,961 | -100.0% | -0.05% | – |
| RJETQ | Exit | REPUBLIC AWYS HLDGS INC | $0 | – | -147,746 | -100.0% | -0.06% | – |
| AT | Exit | ATLANTIC PWR CORP | $0 | – | -455,889 | -100.0% | -0.06% | – |
| HASI | Exit | HANNON ARMSTRONG SUST INFR C | $0 | – | -71,692 | -100.0% | -0.06% | – |
| KORS | Exit | MICHAEL KORS HLDGS LTD | $0 | – | -33,915 | -100.0% | -0.06% | – |
| LAD | Exit | LITHIA MTRS INCcl a | $0 | – | -13,732 | -100.0% | -0.07% | – |
| ABCB | Exit | AMERIS BANCORP | $0 | – | -64,178 | -100.0% | -0.07% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INC | $0 | – | -13,224 | -100.0% | -0.07% | – |
| JAKK | Exit | JAKKS PAC INC | $0 | – | -172,453 | -100.0% | -0.07% | – |
| ANWWQ | Exit | AEGEAN MARINE PETROLEUM NETW | $0 | – | -149,747 | -100.0% | -0.08% | – |
| PSIX | Exit | POWER SOLUTIONS INTL INC | $0 | – | -35,180 | -100.0% | -0.08% | – |
| AGN | Exit | ALLERGAN PLC | $0 | – | -6,358 | -100.0% | -0.08% | – |
| PGEM | Exit | PLY GEM HLDGS INC | $0 | – | -178,636 | -100.0% | -0.09% | – |
| SUPN | Exit | SUPERNUS PHARMACEUTICALS INC | $0 | – | -140,147 | -100.0% | -0.10% | – |
| CIVI | Exit | CIVITAS SOLUTIONS INC | $0 | – | -119,700 | -100.0% | -0.11% | – |
| CYH | Exit | COMMUNITY HEALTH SYS INC NEW | $0 | – | -40,911 | -100.0% | -0.11% | – |
| STNR | Exit | STEINER LEISURE LTDord | $0 | – | -47,622 | -100.0% | -0.11% | – |
| ARRS | Exit | ARRIS GROUP INC NEW | $0 | – | -84,343 | -100.0% | -0.11% | – |
| GT | Exit | GOODYEAR TIRE & RUBR CO | $0 | – | -89,653 | -100.0% | -0.12% | – |
| VSI | Exit | VITAMIN SHOPPE INC | $0 | – | -74,200 | -100.0% | -0.12% | – |
| GCA | Exit | GLOBAL CASH ACCESS HLDGS INC | $0 | – | -363,901 | -100.0% | -0.12% | – |
| LSTR | Exit | LANDSTAR SYS INC | $0 | – | -43,752 | -100.0% | -0.13% | – |
| FRME | Exit | FIRST MERCHANTS CORP | $0 | – | -119,098 | -100.0% | -0.13% | – |
| CTAS | Exit | CINTAS CORP | $0 | – | -34,918 | -100.0% | -0.13% | – |
| KNX | Exit | KNIGHT TRANSN INC | $0 | – | -110,283 | -100.0% | -0.13% | – |
| OCR | Exit | OMNICARE INC | $0 | – | -31,800 | -100.0% | -0.13% | – |
| TRS | Exit | TRIMAS CORP | $0 | – | -102,130 | -100.0% | -0.13% | – |
| REMY | Exit | REMY INTL INC NEW | $0 | – | -147,399 | -100.0% | -0.14% | – |
| GTLS | Exit | CHART INDS INC | $0 | – | -91,672 | -100.0% | -0.14% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -82,141 | -100.0% | -0.14% | – |
| CAKE | Exit | CHEESECAKE FACTORY INC | $0 | – | -63,351 | -100.0% | -0.15% | – |
| HTLD | Exit | HEARTLAND EXPRESS INC | $0 | – | -173,210 | -100.0% | -0.15% | – |
| Exit | INOTEK PHARMACEUTICALS CORPnote 5.000% 2/1 | $0 | – | -3,750,000 | -100.0% | -0.16% | – | |
| AMGN | Exit | AMGEN INC | $0 | – | -24,159 | -100.0% | -0.16% | – |
| ENS | Exit | ENERSYS | $0 | – | -53,944 | -100.0% | -0.16% | – |
| TACO | Exit | LEVY ACQUISITION CORP | $0 | – | -257,051 | -100.0% | -0.17% | – |
| Exit | EXELIXIS INCnote 4.250% 8/1 | $0 | – | -4,800,000 | -100.0% | -0.18% | – | |
| CMI | Exit | CUMMINS INC | $0 | – | -32,584 | -100.0% | -0.18% | – |
| PF | Exit | PINNACLE FOODS INC DEL | $0 | – | -97,508 | -100.0% | -0.19% | – |
| HNT | Exit | HEALTH NET INC | $0 | – | -72,700 | -100.0% | -0.20% | – |
| LH | Exit | LABORATORY CORP AMER HLDGS | $0 | – | -38,697 | -100.0% | -0.20% | – |
| Q | Exit | QUINTILES TRANSNATIO HLDGS I | $0 | – | -66,336 | -100.0% | -0.21% | – |
| SYY | Exit | SYSCO CORP | $0 | – | -138,319 | -100.0% | -0.22% | – |
| KSS | Exit | KOHLS CORP | $0 | – | -81,246 | -100.0% | -0.22% | – |
| ACG | Exit | ALLIANCEBERNSTEIN INCOME FUN | $0 | – | -693,047 | -100.0% | -0.22% | – |
| WCC | Exit | WESCO INTL INC | $0 | – | -78,152 | -100.0% | -0.23% | – |
| MAN | Exit | MANPOWERGROUP INC | $0 | – | -65,482 | -100.0% | -0.25% | – |
| SPLS | Exit | STAPLES INC | $0 | – | -411,555 | -100.0% | -0.27% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -101,988 | -100.0% | -0.28% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -59,577 | -100.0% | -0.30% | – |
| BWLD | Exit | BUFFALO WILD WINGS INC | $0 | – | -49,757 | -100.0% | -0.34% | – |
| ORCL | Exit | ORACLE CORP | $0 | – | -195,630 | -100.0% | -0.34% | – |
| RF | Exit | REGIONS FINL CORP NEW | $0 | – | -785,647 | -100.0% | -0.35% | – |
| BID | Exit | SOTHEBYS | $0 | – | -182,344 | -100.0% | -0.36% | – |
| CSL | Exit | CARLISLE COS INC | $0 | – | -88,200 | -100.0% | -0.38% | – |
| Exit | RESTORATION HARDWARE HLDSi dbcv 7/1 | $0 | – | -9,000,000 | -100.0% | -0.39% | – | |
| QIHU | Exit | QIHOO 360 TECHNOLOGY CO LTDads | $0 | – | -140,000 | -100.0% | -0.41% | – |
| A309PS | Exit | DIRECTV | $0 | – | -107,500 | -100.0% | -0.43% | – |
| Exit | CALLAWAY GOLF COnote 3.750% 8/1 | $0 | – | -10,173,000 | -100.0% | -0.53% | – | |
| NLY | Exit | ANNALY CAP MGMT INC | $0 | – | -1,366,430 | -100.0% | -0.54% | – |
| HLF | Exit | HERBALIFE LTD | $0 | – | -310,198 | -100.0% | -0.74% | – |
| EBAY | Exit | EBAY INC | $0 | – | -435,193 | -100.0% | -1.13% | – |
| EEM | Exit | ISHARES TRmsci emg mkt etf | $0 | – | -837,454 | -100.0% | -1.44% | – |
| Exit | ELECTRONIC ARTS INCnote 0.750% 7/1 | $0 | – | -21,130,000 | -100.0% | -1.91% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.