$2.31 Billion is the total value of WHITEBOX ADVISORS LLC's 349 reported holdings in Q2 2015. The portfolio turnover from Q1 2015 to Q2 2015 was 64.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PARR | PAR PETE CORP | $133,083,000 | -16.8% | 8,616,576 | 0.0% | 5.76% | -6.9% | |
| TESLA MTRS INCnote 1.500% 6/0 | $113,134,000 | +35.7% | 51,956,000 | 0.0% | 4.90% | +51.9% | ||
| ACAS | Buy | AMERICAN CAP LTD | $70,492,000 | +1.5% | 5,202,386 | +10.8% | 3.05% | +13.7% |
| Sell | HERBALIFE LTDnote 2.000% 8/1 | $70,087,000 | -6.0% | 79,250,000 | -12.6% | 3.03% | +5.2% | |
| AGNC | Buy | AMERICAN CAPITAL AGENCY CORP | $66,721,000 | +359.4% | 3,632,088 | +433.4% | 2.89% | +414.6% |
| Buy | PACIRA PHARMACEUTICALS INCnote 3.250% 2/0 | $66,667,000 | +30.3% | 23,397,000 | +63.3% | 2.88% | +46.0% | |
| OCN | Buy | OCWEN FINL CORP | $54,926,000 | +46.7% | 5,384,892 | +18.6% | 2.38% | +64.2% |
| ALLY | Sell | ALLY FINL INC | $46,098,000 | +0.5% | 2,055,206 | -6.0% | 1.99% | +12.5% |
| Sell | TELEFLEX INCnote 3.875% 8/0 | $45,343,000 | -34.5% | 20,558,000 | -41.7% | 1.96% | -26.7% | |
| Buy | ELECTRONIC ARTS INCnote 0.750% 7/1 | $44,162,000 | +52.4% | 21,130,000 | +35.2% | 1.91% | +70.6% | |
| SNR | Buy | NEW SR INVT GROUP INC | $41,130,000 | -7.4% | 3,076,298 | +15.2% | 1.78% | +3.7% |
| Sell | ENCORE CAP GROUP INCnote 3.000%11/2 | $40,727,000 | -2.7% | 28,681,000 | -4.8% | 1.76% | +8.9% | |
| Sell | JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $39,495,000 | -58.9% | 9,259,000 | -61.8% | 1.71% | -54.0% | |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $33,180,000 | -37.7% | 837,454 | -36.9% | 1.44% | -30.2% |
| ENCORE CAP GROUP INCnote 3.000% 7/0 | $32,123,000 | -1.2% | 30,180,000 | 0.0% | 1.39% | +10.6% | ||
| Sell | AMAG PHARMACEUTICALS INCnote 2.500% 2/1 | $29,648,000 | +2.0% | 11,500,000 | -17.9% | 1.28% | +14.1% | |
| YHOO | New | YAHOO INC | $26,914,000 | – | 685,000 | +100.0% | 1.16% | – |
| EBAY | Buy | EBAY INC | $26,216,000 | +212.5% | 435,193 | +199.2% | 1.13% | +250.0% |
| GOL | Buy | GOL LINHAS AEREAS INTLG S Asp adr rep pfd | $26,047,000 | +40.0% | 10,990,157 | +43.5% | 1.13% | +56.7% |
| Sell | ISIS PHARMACEUTICALS INC DELnote 2.750%10/0 | $25,104,000 | -46.6% | 7,228,000 | -40.9% | 1.09% | -40.2% | |
| Buy | CORSICANTO LTDnote 3.500% 1/1 | $22,263,000 | +11.0% | 20,710,000 | +10.0% | 0.96% | +24.3% | |
| GDX | Sell | MARKET VECTORS ETF TRgold miner etf | $21,984,000 | -12.6% | 1,237,830 | -10.2% | 0.95% | -2.2% |
| ODP | Buy | OFFICE DEPOT INC | $20,058,000 | +34.9% | 2,316,133 | +43.3% | 0.87% | +51.2% |
| Sell | CHENIERE ENERGY INCnote 4.250% 3/1 | $19,908,000 | -41.5% | 26,500,000 | -35.4% | 0.86% | -34.5% | |
| BRCM | New | BROADCOM CORPcl a | $19,103,000 | – | 371,000 | +100.0% | 0.83% | – |
| AAL | Buy | AMERICAN AIRLS GROUP INC | $18,112,000 | +72.8% | 453,545 | +128.4% | 0.78% | +93.6% |
| LIBERTY MEDIA CORPdeb 4.000%11/1 | $18,032,000 | -4.8% | 29,201,000 | 0.0% | 0.78% | +6.6% | ||
| Sell | SANDISK CORPnote 1.500% 8/1 | $17,840,000 | -16.8% | 13,796,000 | -12.4% | 0.77% | -6.8% | |
| HLF | Buy | HERBALIFE LTD | $17,089,000 | +121.8% | 310,198 | +72.1% | 0.74% | +148.0% |
| New | JAZZ TECHNOLOGIES INC NEWnote 8.000%12/3 | $16,770,000 | – | 10,114,000 | +100.0% | 0.73% | – | |
| AMBC | Sell | AMBAC FINL GROUP INC | $16,029,000 | -45.3% | 963,299 | -20.5% | 0.69% | -38.8% |
| COBALT INTL ENERGY INCnote 2.625%12/0 | $15,363,000 | +1.5% | 20,814,000 | 0.0% | 0.66% | +13.7% | ||
| EMC | Buy | E M C CORP MASS | $14,958,000 | +55.3% | 566,809 | +50.4% | 0.65% | +73.9% |
| Sell | SPDR S&P 500 ETF TRput | $14,464,000 | +34.8% | 19,000 | -36.0% | 0.63% | +50.8% | |
| GCVRZ | Buy | SANOFIright 12/31/2020 | $14,101,000 | +3.3% | 20,144,257 | +0.0% | 0.61% | +15.7% |
| Sell | TITAN MACHY INCnote 3.750% 5/0 | $13,745,000 | +12.2% | 16,750,000 | -5.6% | 0.60% | +25.8% | |
| Sell | ICONIX BRAND GROUP INCnote 2.500% 6/0 | $13,179,000 | -17.5% | 12,850,000 | -6.2% | 0.57% | -7.6% | |
| GREEN PLAINS INCnote 3.250%10/0 | $13,067,000 | -2.6% | 9,000,000 | 0.0% | 0.56% | +8.9% | ||
| New | COWEN GROUP INC NEWnote 3.000% 3/1 | $13,056,000 | – | 10,000,000 | +100.0% | 0.56% | – | |
| NLY | New | ANNALY CAP MGMT INC | $12,557,000 | – | 1,366,430 | +100.0% | 0.54% | – |
| Buy | CALLAWAY GOLF COnote 3.750% 8/1 | $12,239,000 | -4.7% | 10,173,000 | +1.5% | 0.53% | +6.9% | |
| SCSS | Buy | SELECT COMFORT CORP | $11,725,000 | +11.5% | 389,907 | +27.9% | 0.51% | +24.9% |
| RYAAY | New | RYANAIR HLDGS PLCsponsored adr | $11,260,000 | – | 157,809 | +100.0% | 0.49% | – |
| New | ISHARES TRput | $10,286,000 | – | 17,750 | +100.0% | 0.44% | – | |
| BHI | Buy | BAKER HUGHES INC | $10,109,000 | +14.6% | 163,846 | +18.1% | 0.44% | +28.2% |
| FLR | Buy | FLUOR CORP NEW | $10,013,000 | -7.2% | 188,893 | +0.0% | 0.43% | +3.8% |
| A309PS | New | DIRECTV | $9,975,000 | – | 107,500 | +100.0% | 0.43% | – |
| SFXEQ | New | SFX ENTMT INC | $9,914,000 | – | 2,207,921 | +100.0% | 0.43% | – |
| PIR | Buy | PIER 1 IMPORTS INC | $9,723,000 | +31.8% | 769,840 | +45.9% | 0.42% | +47.7% |
| BXMT | Sell | BLACKSTONE MTG TR INC | $9,577,000 | -18.3% | 344,265 | -16.7% | 0.41% | -8.6% |
| Sell | SAFEGUARD SCIENTIFICS INCdbcv 5.250% 5/1 | $9,537,000 | +3.5% | 7,614,000 | -0.3% | 0.41% | +16.0% | |
| QIHU | New | QIHOO 360 TECHNOLOGY CO LTDads | $9,477,000 | – | 140,000 | +100.0% | 0.41% | – |
| TWC | Buy | TIME WARNER CABLE INC | $9,332,000 | +109.2% | 52,379 | +76.0% | 0.40% | +134.9% |
| UAL | Buy | UNITED CONTL HLDGS INC | $9,188,000 | +74.6% | 173,334 | +121.6% | 0.40% | +96.1% |
| JGWEQ | Buy | J G WENTWORTH COcl a | $9,062,000 | -6.3% | 984,947 | +5.8% | 0.39% | +4.8% |
| EZPW | Buy | EZCORP INCcl a non vtg | $9,003,000 | -18.6% | 1,211,745 | +0.0% | 0.39% | -8.7% |
| ATW | Sell | ATWOOD OCEANICS INC | $9,016,000 | -47.2% | 341,012 | -43.9% | 0.39% | -40.9% |
| New | RESTORATION HARDWARE HLDSi dbcv 7/1 | $8,938,000 | – | 9,000,000 | +100.0% | 0.39% | – | |
| CSL | Buy | CARLISLE COS INC | $8,831,000 | +46.4% | 88,200 | +35.5% | 0.38% | +63.9% |
| WFM | New | WHOLE FOODS MKT INC | $8,633,000 | – | 218,882 | +100.0% | 0.37% | – |
| BID | Sell | SOTHEBYS | $8,249,000 | -31.5% | 182,344 | -36.0% | 0.36% | -23.2% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $8,174,000 | +87.2% | 96,802 | +87.7% | 0.35% | +109.5% |
| RF | Sell | REGIONS FINL CORP NEW | $8,139,000 | -15.9% | 785,647 | -23.3% | 0.35% | -5.9% |
| XOM | Buy | EXXON MOBIL CORP | $8,094,000 | -2.1% | 97,285 | +0.0% | 0.35% | +9.7% |
| TOWR | Sell | TOWER INTL INC | $8,058,000 | -17.3% | 309,338 | -15.6% | 0.35% | -7.4% |
| CVX | Buy | CHEVRON CORP NEW | $8,005,000 | -8.1% | 82,976 | +0.0% | 0.35% | +3.0% |
| ORCL | Sell | ORACLE CORP | $7,884,000 | -27.3% | 195,630 | -22.1% | 0.34% | -18.6% |
| Buy | ENCORE CAP GROUP INCnote 2.875% 3/1 | $7,828,000 | +65.5% | 8,429,000 | +68.6% | 0.34% | +85.2% | |
| COF | Sell | CAPITAL ONE FINL CORP | $7,820,000 | -41.7% | 88,893 | -47.8% | 0.34% | -34.7% |
| BWLD | Buy | BUFFALO WILD WINGS INC | $7,796,000 | +88.8% | 49,757 | +118.3% | 0.34% | +110.6% |
| NRF | Buy | NORTHSTAR RLTY FIN CORP | $7,693,000 | -12.2% | 483,832 | +0.1% | 0.33% | -1.8% |
| NNI | Buy | NELNET INCcl a | $7,586,000 | -8.1% | 175,158 | +0.4% | 0.33% | +2.8% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $7,324,000 | -3.0% | 135,471 | +0.0% | 0.32% | +8.6% |
| CBRL | New | CRACKER BARREL OLD CTRY STOR | $7,150,000 | – | 47,934 | +100.0% | 0.31% | – |
| IMPERIAL HLDGS INCnote 8.500% 2/1 | $7,089,000 | -11.3% | 6,500,000 | 0.0% | 0.31% | -0.6% | ||
| GTE | Sell | GRAN TIERRA ENERGY INC | $7,087,000 | -13.3% | 2,378,318 | -20.6% | 0.31% | -2.8% |
| GILD | Sell | GILEAD SCIENCES INC | $6,975,000 | -28.1% | 59,577 | -39.8% | 0.30% | -19.5% |
| UNH | New | UNITEDHEALTH GROUP INC | $6,957,000 | – | 57,024 | +100.0% | 0.30% | – |
| LUK | Buy | LEUCADIA NATL CORP | $6,908,000 | +9.0% | 284,494 | +0.1% | 0.30% | +22.0% |
| PBF | Buy | PBF ENERGY INCcl a | $6,804,000 | -16.1% | 239,412 | +0.1% | 0.29% | -6.1% |
| JOY | New | JOY GLOBAL INC | $6,700,000 | – | 185,093 | +100.0% | 0.29% | – |
| AME | Buy | AMETEK INC NEW | $6,652,000 | +40.0% | 121,431 | +34.3% | 0.29% | +56.5% |
| SGM | Sell | STONEGATE MTG CORP | $6,632,000 | -15.7% | 658,600 | -9.4% | 0.29% | -5.6% |
| MTGE | Buy | AMERICAN CAP MTG INVT CORP | $6,456,000 | -1.6% | 403,750 | +10.5% | 0.28% | +9.8% |
| ANGI | Sell | ANGIES LIST INC | $6,416,000 | -20.1% | 1,041,504 | -23.8% | 0.28% | -10.3% |
| DPS | Buy | DR PEPPER SNAPPLE GROUP INC | $6,405,000 | +43.2% | 87,863 | +54.2% | 0.28% | +60.1% |
| QCOM | Buy | QUALCOMM INC | $6,388,000 | +3.2% | 101,988 | +14.2% | 0.28% | +15.5% |
| SPLS | Buy | STAPLES INC | $6,301,000 | -5.9% | 411,555 | +0.1% | 0.27% | +5.4% |
| MU | New | MICRON TECHNOLOGY INC | $6,290,000 | – | 333,838 | +100.0% | 0.27% | – |
| EME | New | EMCOR GROUP INC | $6,251,000 | – | 130,850 | +100.0% | 0.27% | – |
| ARES COML REAL ESTATE CORPnote 7.000%12/1 | $6,143,000 | 0.0% | 6,000,000 | 0.0% | 0.27% | +12.2% | ||
| New | ALERE INCnote 3.000% 5/1 | $6,134,000 | – | 4,944,000 | +100.0% | 0.26% | – | |
| AXL | New | AMERICAN AXLE & MFG HLDGS IN | $6,028,000 | – | 288,306 | +100.0% | 0.26% | – |
| RAD | Sell | RITE AID CORP | $5,993,000 | -63.7% | 717,713 | -62.2% | 0.26% | -59.4% |
| MAN | Buy | MANPOWERGROUP INC | $5,853,000 | +5.0% | 65,482 | +1.2% | 0.25% | +17.7% |
| ECPG | Buy | ENCORE CAP GROUP INC | $5,814,000 | +4.7% | 136,042 | +1.9% | 0.25% | +17.2% |
| JNJ | Buy | JOHNSON & JOHNSON | $5,620,000 | +16.7% | 57,663 | +20.5% | 0.24% | +30.6% |
| CX | Sell | CEMEX SAB DE CVspon adr new | $5,621,000 | -29.6% | 613,596 | -27.2% | 0.24% | -21.4% |
| PEP | Buy | PEPSICO INC | $5,535,000 | +73.0% | 59,297 | +77.2% | 0.24% | +92.7% |
| CBPX | Buy | CONTINENTAL BLDG PRODS INC | $5,378,000 | +9.0% | 253,819 | +16.2% | 0.23% | +22.0% |
| WCC | Buy | WESCO INTL INC | $5,364,000 | +2.6% | 78,152 | +4.5% | 0.23% | +14.9% |
| DG | Buy | DOLLAR GEN CORP NEW | $5,344,000 | +74.3% | 68,741 | +69.0% | 0.23% | +95.8% |
| TXRH | Buy | TEXAS ROADHOUSE INC | $5,319,000 | +31.9% | 142,099 | +28.4% | 0.23% | +47.4% |
| NBR | Sell | NABORS INDUSTRIES LTD | $5,208,000 | -37.6% | 360,924 | -41.0% | 0.22% | -30.3% |
| KKR | Buy | KKR & CO L P DEL | $5,179,000 | +0.4% | 226,652 | +0.2% | 0.22% | +12.6% |
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUN | $5,156,000 | -3.6% | 693,047 | +0.1% | 0.22% | +7.7% |
| HUBB | Sell | HUBBELL INCcl b | $5,111,000 | -41.0% | 47,206 | -40.3% | 0.22% | -34.0% |
| DLTR | Sell | DOLLAR TREE INC | $5,074,000 | -16.3% | 64,235 | -14.0% | 0.22% | -6.0% |
| KSS | Buy | KOHLS CORP | $5,087,000 | -8.2% | 81,246 | +14.8% | 0.22% | +2.8% |
| NTAP | Buy | NETAPP INC | $5,043,000 | -10.9% | 159,777 | +0.1% | 0.22% | -0.5% |
| WHR | Buy | WHIRLPOOL CORP | $5,010,000 | +61.6% | 28,953 | +88.7% | 0.22% | +80.8% |
| SYY | Sell | SYSCO CORP | $4,993,000 | -17.3% | 138,319 | -13.5% | 0.22% | -7.3% |
| CASTLE A M & COnote 7.000%12/1 | $4,973,000 | +30.4% | 5,808,000 | 0.0% | 0.22% | +46.3% | ||
| XRX | New | XEROX CORP | $4,847,000 | – | 455,591 | +100.0% | 0.21% | – |
| WMT | New | WAL-MART STORES INC | $4,799,000 | – | 67,664 | +100.0% | 0.21% | – |
| Q | New | QUINTILES TRANSNATIO HLDGS I | $4,817,000 | – | 66,336 | +100.0% | 0.21% | – |
| LH | Sell | LABORATORY CORP AMER HLDGS | $4,691,000 | -15.1% | 38,697 | -11.7% | 0.20% | -4.7% |
| HNT | Buy | HEALTH NET INC | $4,662,000 | +28.9% | 72,700 | +21.6% | 0.20% | +44.3% |
| ALR | Buy | ALERE INC | $4,632,000 | +15.1% | 87,803 | +6.7% | 0.20% | +28.2% |
| IPG | Buy | INTERPUBLIC GROUP COS INC | $4,576,000 | +25.4% | 237,487 | +43.9% | 0.20% | +40.4% |
| NEM | Sell | NEWMONT MINING CORP | $4,551,000 | -6.4% | 194,807 | -13.0% | 0.20% | +4.8% |
| APO | Buy | APOLLO GLOBAL MGMT LLC | $4,490,000 | +2.7% | 202,726 | +0.2% | 0.19% | +14.8% |
| FIG | Sell | FORTRESS INVESTMENT GROUP LLcl a | $4,450,000 | -18.9% | 609,614 | -10.4% | 0.19% | -9.0% |
| PF | Sell | PINNACLE FOODS INC DEL | $4,441,000 | -32.7% | 97,508 | -39.7% | 0.19% | -24.7% |
| POWR | Buy | POWERSECURE INTL INC | $4,416,000 | +129.3% | 299,175 | +104.4% | 0.19% | +158.1% |
| CMI | Buy | CUMMINS INC | $4,275,000 | +1301.6% | 32,584 | +1381.1% | 0.18% | +1441.7% |
| Sell | EXELIXIS INCnote 4.250% 8/1 | $4,245,000 | -40.0% | 4,800,000 | -48.4% | 0.18% | -32.8% | |
| QTM | Buy | QUANTUM CORP | $4,197,000 | +187.5% | 2,498,145 | +173.8% | 0.18% | +225.0% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $4,069,000 | -16.1% | 36,677 | -11.4% | 0.18% | -5.9% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $3,989,000 | +10.8% | 59,945 | +7.4% | 0.17% | +24.5% |
| TACO | Sell | LEVY ACQUISITION CORP | $3,912,000 | -7.5% | 257,051 | -20.1% | 0.17% | +3.7% |
| IDTI | Buy | INTEGRATED DEVICE TECHNOLOGY | $3,915,000 | +39.9% | 180,432 | +29.1% | 0.17% | +56.5% |
| New | TETRALOGIC PHARMACEUTICALSc note 8.000% 6/1 | $3,839,000 | – | 6,500,000 | +100.0% | 0.17% | – | |
| ENS | New | ENERSYS | $3,792,000 | – | 53,944 | +100.0% | 0.16% | – |
| AMGN | Buy | AMGEN INC | $3,709,000 | +5.2% | 24,159 | +9.6% | 0.16% | +17.6% |
| ILMN | Sell | ILLUMINA INC | $3,668,000 | -53.3% | 16,800 | -60.3% | 0.16% | -47.5% |
| RASF | Sell | RAIT FINANCIAL TRUST | $3,649,000 | -16.2% | 597,144 | -5.9% | 0.16% | -6.0% |
| New | INOTEK PHARMACEUTICALS CORPnote 5.000% 2/1 | $3,630,000 | – | 3,750,000 | +100.0% | 0.16% | – | |
| MEI | New | METHODE ELECTRS INC | $3,608,000 | – | 131,448 | +100.0% | 0.16% | – |
| DDS | New | DILLARDS INCcl a | $3,560,000 | – | 33,844 | +100.0% | 0.15% | – |
| HTLD | Sell | HEARTLAND EXPRESS INC | $3,504,000 | -30.8% | 173,210 | -18.8% | 0.15% | -22.4% |
| NSM | Buy | NATIONSTAR MTG HLDGS INC | $3,521,000 | -31.7% | 209,580 | +0.7% | 0.15% | -23.6% |
| CAKE | Buy | CHEESECAKE FACTORY INC | $3,455,000 | +17.2% | 63,351 | +6.0% | 0.15% | +30.7% |
| GSV CAP CORPnote 5.250% 9/1 | $3,358,000 | +1.6% | 3,500,000 | 0.0% | 0.14% | +13.3% | ||
| BX | Buy | BLACKSTONE GROUP L P | $3,357,000 | +5.4% | 82,141 | +0.3% | 0.14% | +17.9% |
| AAPL | Buy | APPLE INC | $3,306,000 | +11.2% | 26,359 | +10.3% | 0.14% | +24.3% |
| GTLS | New | CHART INDS INC | $3,277,000 | – | 91,672 | +100.0% | 0.14% | – |
| BANC | Buy | BANC CALIF INC | $3,252,000 | +991.3% | 236,539 | +877.4% | 0.14% | +1075.0% |
| REMY | New | REMY INTL INC NEW | $3,259,000 | – | 147,399 | +100.0% | 0.14% | – |
| DESTQ | Buy | DESTINATION MATERNITY CORP | $3,186,000 | -22.4% | 273,200 | +0.3% | 0.14% | -13.2% |
| SUNPOWER CORPdbcv 0.750% 6/0 | $3,200,000 | -8.1% | 2,500,000 | 0.0% | 0.14% | +2.2% | ||
| SAH | SONIC AUTOMOTIVE INCcl a | $3,198,000 | -4.3% | 134,200 | 0.0% | 0.14% | +7.0% | |
| SCMP | New | SUCAMPO PHARMACEUTICALS INCcl a | $3,170,000 | – | 192,970 | +100.0% | 0.14% | – |
| CYNO | Buy | CYNOSURE INCcl a | $3,141,000 | +27.4% | 81,414 | +1.3% | 0.14% | +43.2% |
| PCLN | Buy | PRICELINE GRP INC | $3,072,000 | +10.6% | 2,668 | +11.8% | 0.13% | +24.3% |
| FLIR | Sell | FLIR SYS INC | $3,045,000 | -46.8% | 98,786 | -46.0% | 0.13% | -40.3% |
| BRG | Buy | BLUEROCK RESIDENT GR REIT IN | $3,053,000 | +112.9% | 241,158 | +124.2% | 0.13% | +140.0% |
| TRS | Buy | TRIMAS CORP | $3,023,000 | +31.4% | 102,130 | +36.7% | 0.13% | +47.2% |
| OCR | New | OMNICARE INC | $2,997,000 | – | 31,800 | +100.0% | 0.13% | – |
| WLH | Buy | LYON WILLIAM HOMEScl a new | $2,971,000 | +84.5% | 115,736 | +85.6% | 0.13% | +108.1% |
| DLNG | Buy | DYNAGAS LNG PARTNERS LP | $2,975,000 | -12.9% | 187,338 | +5.6% | 0.13% | -2.3% |
| ALTR | New | ALTERA CORP | $2,975,000 | – | 58,100 | +100.0% | 0.13% | – |
| BKE | New | BUCKLE INC | $2,957,000 | – | 64,603 | +100.0% | 0.13% | – |
| CTAS | Sell | CINTAS CORP | $2,954,000 | -36.9% | 34,918 | -39.1% | 0.13% | -29.3% |
| KNX | New | KNIGHT TRANSN INC | $2,949,000 | – | 110,283 | +100.0% | 0.13% | – |
| FRME | Buy | FIRST MERCHANTS CORP | $2,942,000 | +22.5% | 119,098 | +16.8% | 0.13% | +36.6% |
| LSTR | New | LANDSTAR SYS INC | $2,926,000 | – | 43,752 | +100.0% | 0.13% | – |
| CVLG | New | COVENANT TRANSN GROUP INCcl a | $2,920,000 | – | 116,519 | +100.0% | 0.13% | – |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUTIOcl a | $2,877,000 | – | 47,095 | +100.0% | 0.12% | – |
| GCA | Buy | GLOBAL CASH ACCESS HLDGS INC | $2,817,000 | +278.1% | 363,901 | +272.4% | 0.12% | +320.7% |
| BLDR | New | BUILDERS FIRSTSOURCE INC | $2,793,000 | – | 217,524 | +100.0% | 0.12% | – |
| VSI | Sell | VITAMIN SHOPPE INC | $2,765,000 | -47.4% | 74,200 | -41.9% | 0.12% | -40.9% |
| GB | Buy | GREATBATCH INC | $2,754,000 | -4.7% | 51,076 | +2.2% | 0.12% | +6.2% |
| New | CURRENCYSHARES EURO TRput | $2,718,000 | – | 9,000 | +100.0% | 0.12% | – | |
| GT | New | GOODYEAR TIRE & RUBR CO | $2,703,000 | – | 89,653 | +100.0% | 0.12% | – |
| DFRG | New | DEL FRISCOS RESTAURANT GROUP | $2,623,000 | – | 140,816 | +100.0% | 0.11% | – |
| ORBK | Buy | ORBOTECH LTDord | $2,623,000 | +57.1% | 126,099 | +21.0% | 0.11% | +73.8% |
| MLHR | New | MILLER HERMAN INC | $2,610,000 | – | 90,225 | +100.0% | 0.11% | – |
| ARRS | Buy | ARRIS GROUP INC NEW | $2,581,000 | +35.6% | 84,343 | +28.0% | 0.11% | +51.4% |
| AIRM | New | AIR METHODS CORP | $2,581,000 | – | 62,431 | +100.0% | 0.11% | – |
| RTIX | Buy | RTI SURGICAL INC | $2,595,000 | +155.7% | 401,703 | +95.5% | 0.11% | +187.2% |
| AGM | Sell | FEDERAL AGRIC MTG CORPcl c | $2,588,000 | -24.7% | 89,048 | -27.0% | 0.11% | -15.8% |
| STNR | Buy | STEINER LEISURE LTDord | $2,561,000 | +30.4% | 47,622 | +14.9% | 0.11% | +46.1% |
| CYH | Buy | COMMUNITY HEALTH SYS INC NEW | $2,576,000 | +28.1% | 40,911 | +6.4% | 0.11% | +42.3% |
| MPAA | Buy | MOTORCAR PTS AMER INC | $2,577,000 | +198.3% | 85,651 | +175.4% | 0.11% | +236.4% |
| CHMI | Buy | CHERRY HILL MTG INVT CORP | $2,553,000 | -6.9% | 157,369 | +1.2% | 0.11% | +3.8% |
| CIVI | Sell | CIVITAS SOLUTIONS INC | $2,553,000 | -59.8% | 119,700 | -60.6% | 0.11% | -55.3% |
| LPNT | Buy | LIFEPOINT HEALTH INC | $2,521,000 | +26.4% | 28,998 | +6.8% | 0.11% | +41.6% |
| SUPN | Sell | SUPERNUS PHARMACEUTICALS INC | $2,380,000 | -56.7% | 140,147 | -69.2% | 0.10% | -51.4% |
| ASPS | New | ALTISOURCE PORTFOLIO SOLNS S | $2,373,000 | – | 77,075 | +100.0% | 0.10% | – |
| UFS | Buy | DOMTAR CORP | $2,384,000 | -10.2% | 57,585 | +0.2% | 0.10% | 0.0% |
| OI | New | OWENS ILL INC | $2,367,000 | – | 103,181 | +100.0% | 0.10% | – |
| APTS | Sell | PREFERRED APT CMNTYS INC | $2,369,000 | -30.3% | 238,098 | -24.2% | 0.10% | -22.1% |
| RICK | RCI HOSPITALITY HLDGS INC | $2,327,000 | +14.3% | 195,546 | 0.0% | 0.10% | +27.8% | |
| GDXJ | Buy | MARKET VECTORS ETF TRjr gold miners e | $2,337,000 | +6.5% | 96,761 | +0.3% | 0.10% | +18.8% |
| IM | Buy | INGRAM MICRO INCcl a | $2,330,000 | +36.3% | 93,085 | +36.8% | 0.10% | +53.0% |
| New | BANK AMER CORPput | $2,220,000 | – | 30,000 | +100.0% | 0.10% | – | |
| PLNR | Sell | PLANAR SYS INC | $2,224,000 | -30.8% | 510,162 | -0.2% | 0.10% | -22.6% |
| TPC | Sell | TUTOR PERINI CORP | $2,150,000 | -8.0% | 99,646 | -0.4% | 0.09% | +3.3% |
| NWLI | Buy | NATIONAL WESTN LIFE INS COcl a | $2,131,000 | -4.7% | 8,898 | +1.1% | 0.09% | +7.0% |
| PGEM | New | PLY GEM HLDGS INC | $2,106,000 | – | 178,636 | +100.0% | 0.09% | – |
| HMST | Buy | HOMESTREET INC | $2,009,000 | +508.8% | 88,022 | +389.0% | 0.09% | +569.2% |
| SGNT | Sell | SAGENT PHARMACEUTICALS INC | $1,994,000 | -19.5% | 82,019 | -23.0% | 0.09% | -10.4% |
| LEU | CENTRUS ENERGY CORPcl a | $1,982,000 | -19.2% | 479,962 | 0.0% | 0.09% | -9.5% | |
| HDS | Sell | HD SUPPLY HLDGS INC | $1,967,000 | -74.5% | 55,910 | -77.5% | 0.08% | -71.6% |
| AGN | New | ALLERGAN PLC | $1,929,000 | – | 6,358 | +100.0% | 0.08% | – |
| DEPO | New | DEPOMED INC | $1,911,000 | – | 89,028 | +100.0% | 0.08% | – |
| PSIX | New | POWER SOLUTIONS INTL INC | $1,900,000 | – | 35,180 | +100.0% | 0.08% | – |
| TIME | New | TIME INC NEW | $1,889,000 | – | 82,111 | +100.0% | 0.08% | – |
| ANWWQ | Buy | AEGEAN MARINE PETROLEUM NETW | $1,851,000 | -12.8% | 149,747 | +1.3% | 0.08% | -2.4% |
| RCKY | New | ROCKY BRANDS INC | $1,749,000 | – | 93,554 | +100.0% | 0.08% | – |
| AER | Sell | AERCAP HOLDINGS NV | $1,728,000 | -14.4% | 37,730 | -18.4% | 0.08% | -3.8% |
| New | AMERICAN AIRLS GROUP INCcall | $1,740,000 | – | 10,000 | +100.0% | 0.08% | – | |
| PPBI | Buy | PACIFIC PREMIER BANCORP | $1,704,000 | +6.0% | 100,465 | +1.2% | 0.07% | +19.4% |
| NXRT | New | NEXPOINT RESIDENTIAL TR INC | $1,712,000 | – | 127,484 | +100.0% | 0.07% | – |
| JAKK | Buy | JAKKS PAC INC | $1,706,000 | +102.1% | 172,453 | +39.8% | 0.07% | +124.2% |
| CBZ | New | CBIZ INC | $1,643,000 | – | 170,412 | +100.0% | 0.07% | – |
| HOSSQ | Buy | HORNBECK OFFSHORE SVCS INC | $1,634,000 | +9.4% | 79,570 | +0.2% | 0.07% | +22.4% |
| VRTX | Buy | VERTEX PHARMACEUTICALS INC | $1,633,000 | +4.8% | 13,224 | +0.1% | 0.07% | +18.3% |
| CPSS | CONSUMER PORTFOLIO SVCS INC | $1,647,000 | -10.6% | 263,490 | 0.0% | 0.07% | 0.0% | |
| ABCB | Sell | AMERIS BANCORP | $1,623,000 | -11.4% | 64,178 | -7.6% | 0.07% | -1.4% |
| NWBO | New | NORTHWEST BIOTHERAPEUTICS IN | $1,597,000 | – | 160,818 | +100.0% | 0.07% | – |
| OIBRQ | Sell | OI S.A.spn adr pfd new | $1,585,000 | -16.3% | 829,932 | -32.5% | 0.07% | -5.5% |
| ENT | New | GLOBAL EAGLE ENTMT INC | $1,574,000 | – | 120,890 | +100.0% | 0.07% | – |
| LAD | Sell | LITHIA MTRS INCcl a | $1,554,000 | -61.6% | 13,732 | -66.3% | 0.07% | -57.3% |
| FISI | Sell | FINANCIAL INSTNS INC | $1,516,000 | +3.8% | 61,031 | -4.2% | 0.07% | +17.9% |
| PERI | Buy | PERION NETWORK LTD | $1,522,000 | -15.4% | 536,075 | +0.1% | 0.07% | -5.7% |
| MHLD | Sell | MAIDEN HOLDINGS LTD | $1,507,000 | -52.8% | 95,528 | -55.7% | 0.06% | -47.2% |
| SPTN | Sell | SPARTANNASH CO | $1,485,000 | -45.8% | 45,635 | -47.4% | 0.06% | -39.6% |
| JMP | New | JMP GROUP LLC | $1,438,000 | – | 184,300 | +100.0% | 0.06% | – |
| KORS | New | MICHAEL KORS HLDGS LTD | $1,427,000 | – | 33,915 | +100.0% | 0.06% | – |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $1,437,000 | -28.3% | 71,692 | -34.6% | 0.06% | -19.5% |
| AT | New | ATLANTIC PWR CORP | $1,404,000 | – | 455,889 | +100.0% | 0.06% | – |
| RKUS | Sell | RUCKUS WIRELESS INC | $1,396,000 | -51.8% | 134,970 | -40.0% | 0.06% | -46.4% |
| RJETQ | Buy | REPUBLIC AWYS HLDGS INC | $1,356,000 | +77.0% | 147,746 | +165.0% | 0.06% | +96.7% |
| MDVN | New | MEDIVATION INC | $1,365,000 | – | 11,955 | +100.0% | 0.06% | – |
| VPG | Sell | VISHAY PRECISION GROUP INC | $1,317,000 | -11.5% | 87,422 | -6.4% | 0.06% | 0.0% |
| IIIN | Buy | INSTEEL INDUSTRIES INC | $1,276,000 | -12.4% | 68,250 | +1.3% | 0.06% | -1.8% |
| USATP | Buy | USA TECHNOLOGIES INCconv pfd ser a | $1,243,000 | +21.9% | 70,354 | +27.2% | 0.05% | +38.5% |
| SURG | SYNERGETICS USA INC | $1,255,000 | -12.8% | 266,961 | 0.0% | 0.05% | -3.6% | |
| SPCB | Buy | SUPERCOM LTD NEW | $1,244,000 | +278.1% | 98,081 | +149.9% | 0.05% | +315.4% |
| EQT | Buy | EQT CORP | $1,192,000 | -1.5% | 14,655 | +0.3% | 0.05% | +10.6% |
| RRD | Buy | DONNELLEY R R & SONS CO | $1,198,000 | -8.9% | 68,733 | +0.3% | 0.05% | +2.0% |
| FONR | Buy | FONAR CORP | $1,202,000 | -19.2% | 113,675 | +0.1% | 0.05% | -8.8% |
| HBNC | New | HORIZON BANCORP IND | $1,154,000 | – | 46,228 | +100.0% | 0.05% | – |
| SYNA | SYNAPTICS INC | $1,158,000 | +6.6% | 13,353 | 0.0% | 0.05% | +19.0% | |
| AES | AES CORP | $1,077,000 | 0.0% | 51,267 | 0.0% | 0.05% | +11.9% | |
| INFU | INFUSYSTEM HLDGS INC | $1,065,000 | +17.8% | 333,750 | 0.0% | 0.05% | +31.4% | |
| UEPS | Sell | NET 1 UEPS TECHNOLOGIES INC | $1,066,000 | -50.7% | 58,302 | -63.1% | 0.05% | -45.2% |
| LNC | Sell | LINCOLN NATL CORP IND | $1,043,000 | -54.8% | 17,619 | -56.1% | 0.04% | -49.4% |
| NVGS | Sell | NAVIGATOR HOLDINGS LTD | $1,047,000 | -1.9% | 55,271 | -1.0% | 0.04% | +9.8% |
| EAT | BRINKER INTL INC | $1,040,000 | -6.3% | 18,037 | 0.0% | 0.04% | +4.7% | |
| REX | New | REX AMERICAN RESOURCES CORP | $1,025,000 | – | 16,105 | +100.0% | 0.04% | – |
| CPE | New | CALLON PETE CO DEL | $1,026,000 | – | 123,316 | +100.0% | 0.04% | – |
| RRC | Buy | RANGE RES CORP | $967,000 | -4.8% | 19,584 | +0.3% | 0.04% | +7.7% |
| NCT | Sell | NEWCASTLE INVT CORP NEW | $967,000 | -32.6% | 218,788 | -26.1% | 0.04% | -23.6% |
| DTLK | New | DATALINK CORP | $981,000 | – | 109,742 | +100.0% | 0.04% | – |
| OMN | Sell | OMNOVA SOLUTIONS INC | $933,000 | -12.5% | 124,600 | -0.3% | 0.04% | -2.4% |
| SXCP | SUNCOKE ENERGY PARTNERS L P | $911,000 | -19.7% | 53,255 | 0.0% | 0.04% | -11.4% | |
| LMNS | Buy | LUMENIS LTD | $889,000 | +94.1% | 64,786 | +69.2% | 0.04% | +111.1% |
| NRZ | NEW RESIDENTIAL INVT CORP | $833,000 | +1.3% | 54,685 | 0.0% | 0.04% | +12.5% | |
| EXTR | EXTREME NETWORKS INC | $818,000 | -14.9% | 304,260 | 0.0% | 0.04% | -5.4% | |
| MDXG | MIMEDX GROUP INC | $776,000 | +11.5% | 66,922 | 0.0% | 0.03% | +25.9% | |
| XCRA | Sell | XCERRA CORP | $777,000 | -49.3% | 102,589 | -40.5% | 0.03% | -42.4% |
| ELOS | SYNERON MEDICAL LTD | $796,000 | -14.2% | 74,947 | 0.0% | 0.03% | -5.6% | |
| CNTY | New | CENTURY CASINOS INC | $794,000 | – | 126,094 | +100.0% | 0.03% | – |
| EVR | EVERCORE PARTNERS INCclass a | $763,000 | +4.4% | 14,147 | 0.0% | 0.03% | +17.9% | |
| VAC | New | MARRIOTT VACATIONS WRLDWDE C | $765,000 | – | 8,334 | +100.0% | 0.03% | – |
| WD | Sell | WALKER & DUNLOP INC | $755,000 | -45.7% | 28,228 | -64.0% | 0.03% | -38.9% |
| JBSS | Sell | SANFILIPPO JOHN B & SON INC | $766,000 | -23.6% | 14,757 | -36.5% | 0.03% | -15.4% |
| RELYQ | New | REAL IND INC | $771,000 | – | 67,914 | +100.0% | 0.03% | – |
| PGI | PREMIERE GLOBAL SVCS INC | $757,000 | +7.7% | 73,583 | 0.0% | 0.03% | +22.2% | |
| UVSP | New | UNIVEST CORP PA | $733,000 | – | 36,026 | +100.0% | 0.03% | – |
| WIBC | Sell | WILSHIRE BANCORP INC | $744,000 | -33.4% | 58,904 | -47.4% | 0.03% | -25.6% |
| FBNC | New | FIRST BANCORP N C | $706,000 | – | 42,344 | +100.0% | 0.03% | – |
| BIG | Sell | BIG LOTS INC | $728,000 | -32.9% | 16,175 | -28.4% | 0.03% | -26.2% |
| GPK | Sell | GRAPHIC PACKAGING HLDG CO | $716,000 | -4.9% | 51,405 | -0.8% | 0.03% | +6.9% |
| CCS | New | CENTURY CMNTYS INC | $713,000 | – | 35,407 | +100.0% | 0.03% | – |
| GCAP | Buy | GAIN CAP HLDGS INC | $706,000 | +341.2% | 73,887 | +349.8% | 0.03% | +416.7% |
| NM | NAVIOS MARITIME HOLDINGS INC | $704,000 | -11.0% | 189,308 | 0.0% | 0.03% | -3.2% | |
| OPY | Buy | OPPENHEIMER HLDGS INCcl a non vtg | $697,000 | +111.9% | 26,530 | +89.4% | 0.03% | +130.8% |
| RVP | Sell | RETRACTABLE TECHNOLOGIES INC | $682,000 | -5.3% | 179,401 | -3.3% | 0.03% | +7.1% |
| DHX | New | DHI GROUP INC | $695,000 | – | 78,127 | +100.0% | 0.03% | – |
| TNAV | TELENAV INC | $698,000 | +1.6% | 86,728 | 0.0% | 0.03% | +11.1% | |
| BELFB | New | BEL FUSE INCcl b | $688,000 | – | 33,550 | +100.0% | 0.03% | – |
| ATSG | Sell | AIR TRANSPORT SERVICES GRP I | $666,000 | +12.5% | 63,480 | -1.1% | 0.03% | +26.1% |
| WSTC | New | WEST CORP | $667,000 | – | 22,155 | +100.0% | 0.03% | – |
| FSS | FEDERAL SIGNAL CORP | $680,000 | -5.6% | 45,574 | 0.0% | 0.03% | +3.6% | |
| ACXM | ACXIOM CORP | $647,000 | -4.9% | 36,793 | 0.0% | 0.03% | +7.7% | |
| PLPM | PLANET PAYMENT INC | $648,000 | +27.3% | 267,738 | 0.0% | 0.03% | +40.0% | |
| MTSN | New | MATTSON TECHNOLOGY INC | $622,000 | – | 185,725 | +100.0% | 0.03% | – |
| GOGO | New | GOGO INC | $635,000 | – | 29,636 | +100.0% | 0.03% | – |
| CNXR | New | CONNECTURE INC | $628,000 | – | 59,451 | +100.0% | 0.03% | – |
| SUMR | Buy | SUMMER INFANT INC | $614,000 | +283.8% | 303,916 | +411.4% | 0.03% | +350.0% |
| GEO | GEO GROUP INC NEW | $594,000 | -21.9% | 17,402 | 0.0% | 0.03% | -10.3% | |
| PLUS | Buy | EPLUS INC | $604,000 | -7.2% | 7,884 | +5.3% | 0.03% | +4.0% |
| TAXA | New | LIBERTY TAX INCcl a | $612,000 | – | 24,731 | +100.0% | 0.03% | – |
| SQNS | New | SEQUANS COMMUNICATIONS S Asponsored ads | $605,000 | – | 353,953 | +100.0% | 0.03% | – |
| CASH | META FINL GROUP INC | $586,000 | +7.9% | 13,661 | 0.0% | 0.02% | +19.0% | |
| AMBCWS | New | AMBAC FINL GROUP INC*w exp 04/30/202 | $568,000 | – | 74,756 | +100.0% | 0.02% | – |
| CSAL | New | COMMUNICATIONS SALES&LEAS IN | $585,000 | – | 23,658 | +100.0% | 0.02% | – |
| CZZ | COSAN LTD | $532,000 | -2.7% | 86,340 | 0.0% | 0.02% | +9.5% | |
| RH | New | RESTORATION HARDWARE HLDGS I | $537,000 | – | 5,500 | +100.0% | 0.02% | – |
| PCTI | New | PC-TEL INC | $527,000 | – | 73,350 | +100.0% | 0.02% | – |
| CMLS | Sell | CUMULUS MEDIA INCcl a | $472,000 | -19.3% | 232,368 | -1.9% | 0.02% | -13.0% |
| Buy | ALPHA NAT RES INCnote 4.875%12/1 | $466,000 | -62.1% | 6,906,000 | +40.8% | 0.02% | -58.3% | |
| BONTQ | New | BON-TON STORES INC | $455,000 | – | 98,528 | +100.0% | 0.02% | – |
| WYY | WIDEPOINT CORP | $471,000 | +26.6% | 282,165 | 0.0% | 0.02% | +42.9% | |
| BBG | BARRETT BILL CORP | $453,000 | +3.4% | 52,776 | 0.0% | 0.02% | +17.6% | |
| SB | SAFE BULKERS INC | $464,000 | -10.3% | 144,088 | 0.0% | 0.02% | 0.0% | |
| New | SPDR S&P 500 ETF TRcall | $462,000 | – | 6,500 | +100.0% | 0.02% | – | |
| RCAPQ | New | RCS CAP CORP | $393,000 | – | 51,289 | +100.0% | 0.02% | – |
| NAME | Buy | RIGHTSIDE GROUP LTD | $401,000 | +86.5% | 59,194 | +179.3% | 0.02% | +112.5% |
| IMMR | New | IMMERSION CORP | $361,000 | – | 28,462 | +100.0% | 0.02% | – |
| NHTC | Sell | NATURAL HEALTH TRENDS CORP | $372,000 | +5.4% | 8,979 | -54.4% | 0.02% | +14.3% |
| DLR | New | DIGITAL RLTY TR INC | $313,000 | – | 4,700 | +100.0% | 0.01% | – |
| WSM | New | WILLIAMS SONOMA INC | $313,000 | – | 3,800 | +100.0% | 0.01% | – |
| GURE | GULF RESOURCES INC | $315,000 | +24.5% | 152,392 | 0.0% | 0.01% | +40.0% | |
| SHO | New | SUNSTONE HOTEL INVS INC NEW | $312,000 | – | 20,756 | +100.0% | 0.01% | – |
| AMC | New | AMC ENTMT HLDGS INC | $310,000 | – | 10,117 | +100.0% | 0.01% | – |
| Y | New | ALLEGHANY CORP DEL | $298,000 | – | 636 | +100.0% | 0.01% | – |
| AMX | New | AMERICA MOVIL SAB DE CV | $307,000 | – | 14,415 | +100.0% | 0.01% | – |
| ACLS | New | AXCELIS TECHNOLOGIES INC | $308,000 | – | 104,086 | +100.0% | 0.01% | – |
| CMS | New | CMS ENERGY CORP | $306,000 | – | 9,600 | +100.0% | 0.01% | – |
| EIX | New | EDISON INTL | $295,000 | – | 5,300 | +100.0% | 0.01% | – |
| EA | New | ELECTRONIC ARTS INC | $298,000 | – | 4,484 | +100.0% | 0.01% | – |
| FDS | New | FACTSET RESH SYS INC | $301,000 | – | 1,850 | +100.0% | 0.01% | – |
| FIS | New | FIDELITY NATL INFORMATION SV | $297,000 | – | 4,800 | +100.0% | 0.01% | – |
| LOW | New | LOWES COS INC | $298,000 | – | 4,448 | +100.0% | 0.01% | – |
| PPL | New | PPL CORP | $295,000 | – | 10,014 | +100.0% | 0.01% | – |
| PKOH | PARK OHIO HLDGS CORP | $302,000 | -7.9% | 6,230 | 0.0% | 0.01% | 0.0% | |
| RPT | New | RAMCO-GERSHENSON PPTYS TR | $297,000 | – | 18,188 | +100.0% | 0.01% | – |
| UDR | New | UDR INC | $301,000 | – | 9,400 | +100.0% | 0.01% | – |
| WEC | New | WEC ENERGY GROUP INC | $303,000 | – | 6,745 | +100.0% | 0.01% | – |
| WEB | New | WEB COM GROUP INC | $312,000 | – | 12,879 | +100.0% | 0.01% | – |
| PEIX | New | PACIFIC ETHANOL INC | $276,000 | – | 26,718 | +100.0% | 0.01% | – |
| ERJ | New | EMBRAER S A | $288,000 | – | 9,522 | +100.0% | 0.01% | – |
| NMA | Sell | NUVEEN MUN ADVANTAGE FD INC | $246,000 | -89.6% | 18,900 | -89.0% | 0.01% | -87.9% |
| IPCM | New | IPC HEALTHCARE INC | $204,000 | – | 3,690 | +100.0% | 0.01% | – |
| New | YELP INCput | $207,000 | – | 300 | +100.0% | 0.01% | – | |
| AF | New | ASTORIA FINL CORP | $152,000 | – | 11,000 | +100.0% | 0.01% | – |
| PFIE | Buy | PROFIRE ENERGY INC | $173,000 | +90.1% | 154,825 | +130.0% | 0.01% | +75.0% |
| AMTG | APOLLO RESIDENTIAL MTG INC | $147,000 | -8.1% | 10,000 | 0.0% | 0.01% | 0.0% | |
| New | SELECT SECTOR SPDR TRcall | $85,000 | – | 5,000 | +100.0% | 0.00% | – | |
| CRDA | Sell | CRAWFORD & COcl a | $79,000 | -80.8% | 10,336 | -81.0% | 0.00% | -81.2% |
| VTGDF | VANTAGE DRILLING COMPANY | $69,000 | -42.5% | 365,699 | 0.0% | 0.00% | -40.0% | |
| PVAHQ | Sell | PENN VA CORP | $50,000 | -97.9% | 11,500 | -96.9% | 0.00% | -97.8% |
| Buy | UNITED STATES OIL FUND LPput | $34,000 | -73.6% | 2,000 | +100.0% | 0.00% | -80.0% | |
| New | MICRON TECHNOLOGY INCcall | $2,000 | – | 300 | +100.0% | 0.00% | – | |
| ZHNE | Exit | ZHONE TECHNOLOGIES INC NEW | $0 | – | -24,644 | -100.0% | -0.00% | – |
| Exit | HERBALIFE LTDput | $0 | – | -185 | -100.0% | -0.00% | – | |
| Exit | CITIGROUP INCcall | $0 | – | -300 | -100.0% | -0.00% | – | |
| Exit | AMERICAN AIRLS GROUP INCput | $0 | – | -600 | -100.0% | -0.00% | – | |
| NLST | Exit | NETLIST INC | $0 | – | -145,482 | -100.0% | -0.00% | – |
| Exit | TWITTER INCput | $0 | – | -500 | -100.0% | -0.00% | – | |
| Exit | SPDR SERIES TRUSTput | $0 | – | -1,145 | -100.0% | -0.00% | – | |
| Exit | POWERSHARES QQQ TRUSTcall | $0 | – | -800 | -100.0% | -0.00% | – | |
| Exit | ZILLOW GROUP INCput | $0 | – | -150 | -100.0% | -0.00% | – | |
| DRH | Exit | DIAMONDROCK HOSPITALITY CO | $0 | – | -11,150 | -100.0% | -0.01% | – |
| CFFI | Exit | C & F FINL CORP | $0 | – | -6,185 | -100.0% | -0.01% | – |
| HMSY | Exit | HMS HLDGS CORP | $0 | – | -13,650 | -100.0% | -0.01% | – |
| TLOG | Exit | TETRALOGIC PHARMACEUTICALS | $0 | – | -49,800 | -100.0% | -0.01% | – |
| JD | Exit | JD COM INCspon adr cl a | $0 | – | -7,000 | -100.0% | -0.01% | – |
| Exit | TRANSOCEAN LTDput | $0 | – | -1,500 | -100.0% | -0.01% | – | |
| HBIO | Exit | HARVARD BIOSCIENCE INC | $0 | – | -39,739 | -100.0% | -0.01% | – |
| Exit | SELECT SECTOR SPDR TRput | $0 | – | -1,016 | -100.0% | -0.01% | – | |
| SHPG | Exit | SHIRE PLCsponsored adr | $0 | – | -1,200 | -100.0% | -0.01% | – |
| AUQ | Exit | AURICO GOLD INC | $0 | – | -100,100 | -100.0% | -0.01% | – |
| STT | Exit | STATE STR CORP | $0 | – | -4,000 | -100.0% | -0.01% | – |
| PZN | Exit | PZENA INVESTMENT MGMT INCclass a | $0 | – | -30,884 | -100.0% | -0.01% | – |
| ABM | Exit | ABM INDS INC | $0 | – | -8,900 | -100.0% | -0.01% | – |
| HOLX | Exit | HOLOGIC INC | $0 | – | -9,600 | -100.0% | -0.01% | – |
| VRSZQ | Exit | VERSO CORP | $0 | – | -173,847 | -100.0% | -0.01% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -2,800 | -100.0% | -0.01% | – |
| NKE | Exit | NIKE INCcl b | $0 | – | -3,000 | -100.0% | -0.01% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDadr | $0 | – | -4,800 | -100.0% | -0.01% | – |
| PRE | Exit | PARTNERRE LTD | $0 | – | -2,700 | -100.0% | -0.01% | – |
| ZBRA | Exit | ZEBRA TECHNOLOGIES CORPcl a | $0 | – | -3,400 | -100.0% | -0.01% | – |
| BRCD | Exit | BROCADE COMMUNICATIONS SYS I | $0 | – | -25,500 | -100.0% | -0.01% | – |
| WWW | Exit | WOLVERINE WORLD WIDE INC | $0 | – | -9,100 | -100.0% | -0.01% | – |
| EL | Exit | LAUDER ESTEE COS INCcl a | $0 | – | -3,600 | -100.0% | -0.01% | – |
| SKUL | Exit | SKULLCANDY INC | $0 | – | -26,800 | -100.0% | -0.01% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS L | $0 | – | -9,300 | -100.0% | -0.01% | – |
| Exit | HERBALIFE LTDcall | $0 | – | -1,200 | -100.0% | -0.02% | – | |
| AIQ | Exit | ALLIANCE HEALTHCARE SRVCS IN | $0 | – | -19,278 | -100.0% | -0.02% | – |
| SAAS | Exit | INCONTACT INC | $0 | – | -39,421 | -100.0% | -0.02% | – |
| Exit | PFIZER INCcall | $0 | – | -1,580 | -100.0% | -0.02% | – | |
| QLTY | Exit | QUALITY DISTR INC FLA | $0 | – | -58,661 | -100.0% | -0.02% | – |
| ESGR | Exit | ENSTAR GROUP LIMITED | $0 | – | -4,452 | -100.0% | -0.02% | – |
| MGPI | Exit | MGP INGREDIENTS INC NEW | $0 | – | -46,330 | -100.0% | -0.02% | – |
| IILG | Exit | INTERVAL LEISURE GROUP INC | $0 | – | -25,420 | -100.0% | -0.03% | – |
| SFE | Exit | SAFEGUARD SCIENTIFICS INC | $0 | – | -38,564 | -100.0% | -0.03% | – |
| TA | Exit | TRAVELCENTERS AMER LLC | $0 | – | -41,155 | -100.0% | -0.03% | – |
| SPR | Exit | SPIRIT AEROSYSTEMS HLDGS INC | $0 | – | -14,398 | -100.0% | -0.03% | – |
| NEWT | Exit | NEWTEK BUSINESS SVCS CORP | $0 | – | -47,547 | -100.0% | -0.03% | – |
| Exit | UNITED STATES OIL FUND LPcall | $0 | – | -7,000 | -100.0% | -0.03% | – | |
| NAVG | Exit | NAVIGATORS GROUP INC | $0 | – | -10,124 | -100.0% | -0.03% | – |
| CHKE | Exit | CHEROKEE INC DEL NEW | $0 | – | -41,625 | -100.0% | -0.03% | – |
| RIG | Exit | TRANSOCEAN LTD | $0 | – | -55,112 | -100.0% | -0.03% | – |
| PENN | Exit | PENN NATL GAMING INC | $0 | – | -55,876 | -100.0% | -0.03% | – |
| MRLN | Exit | MARLIN BUSINESS SVCS CORP | $0 | – | -48,293 | -100.0% | -0.04% | – |
| SIMO | Exit | SILICON MOTION TECHNOLOGY COsponsored adr | $0 | – | -38,870 | -100.0% | -0.04% | – |
| POZN | Exit | POZEN INC | $0 | – | -138,797 | -100.0% | -0.04% | – |
| DHX | Exit | DICE HLDGS INC | $0 | – | -121,440 | -100.0% | -0.04% | – |
| Exit | COBALT INTL ENERGY INCnote 3.125% 5/1 | $0 | – | -1,500,000 | -100.0% | -0.04% | – | |
| BBOX | Exit | BLACK BOX CORP DEL | $0 | – | -67,372 | -100.0% | -0.05% | – |
| GSM | Exit | GLOBE SPECIALTY METALS INC | $0 | – | -74,384 | -100.0% | -0.05% | – |
| NXZ | Exit | NUVEEN DIV ADVANTAGE MUN FD | $0 | – | -101,252 | -100.0% | -0.06% | – |
| PCRX | Exit | PACIRA PHARMACEUTICALS INC | $0 | – | -16,930 | -100.0% | -0.06% | – |
| NKX | Exit | NUVEEN CAL AMT-FREE MUN INC | $0 | – | -101,252 | -100.0% | -0.06% | – |
| PAG | Exit | PENSKE AUTOMOTIVE GRP INC | $0 | – | -29,742 | -100.0% | -0.06% | – |
| HCI | Exit | HCI GROUP INC | $0 | – | -33,219 | -100.0% | -0.06% | – |
| ADUS | Exit | ADDUS HOMECARE CORP | $0 | – | -70,400 | -100.0% | -0.06% | – |
| SLXP | Exit | SALIX PHARMACEUTICALS INC | $0 | – | -9,578 | -100.0% | -0.06% | – |
| INSYQ | Exit | INSYS THERAPEUTICS INC NEW | $0 | – | -28,666 | -100.0% | -0.06% | – |
| FLY | Exit | FLY LEASING LTDsponsored adr | $0 | – | -120,940 | -100.0% | -0.07% | – |
| AMAG | Exit | AMAG PHARMACEUTICALS INC | $0 | – | -33,184 | -100.0% | -0.07% | – |
| NAV | Exit | NAVISTAR INTL CORP NEW | $0 | – | -62,086 | -100.0% | -0.07% | – |
| XHB | Exit | SPDR SERIES TRUSTs&p homebuild | $0 | – | -50,000 | -100.0% | -0.07% | – |
| TRK | Exit | SPEEDWAY MOTORSPORTS INC | $0 | – | -83,156 | -100.0% | -0.07% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -9,924 | -100.0% | -0.08% | – |
| SYKE | Exit | SYKES ENTERPRISES INC | $0 | – | -85,598 | -100.0% | -0.08% | – |
| EOT | Exit | EATON VANCE NATL MUN | $0 | – | -101,252 | -100.0% | -0.08% | – |
| PRAH | Exit | PRA HEALTH SCIENCES INC | $0 | – | -75,010 | -100.0% | -0.08% | – |
| AKRXQ | Exit | AKORN INC | $0 | – | -52,016 | -100.0% | -0.10% | – |
| HELE | Exit | HELEN OF TROY CORP LTD | $0 | – | -30,472 | -100.0% | -0.10% | – |
| HOFT | Exit | HOOKER FURNITURE CORP | $0 | – | -138,127 | -100.0% | -0.10% | – |
| LXFT | Exit | LUXOFT HLDG INC | $0 | – | -54,662 | -100.0% | -0.11% | – |
| TNK | Exit | TEEKAY TANKERS LTDcl a | $0 | – | -505,869 | -100.0% | -0.11% | – |
| EFC | Exit | ELLINGTON FINANCIAL LLC | $0 | – | -150,000 | -100.0% | -0.12% | – |
| MWA | Exit | MUELLER WTR PRODS INC | $0 | – | -303,464 | -100.0% | -0.12% | – |
| PGTI | Exit | PGT INC | $0 | – | -293,193 | -100.0% | -0.13% | – |
| HZNP | Exit | HORIZON PHARMA PLC | $0 | – | -131,096 | -100.0% | -0.13% | – |
| EPAM | Exit | EPAM SYS INC | $0 | – | -56,226 | -100.0% | -0.13% | – |
| FWRD | Exit | FORWARD AIR CORP | $0 | – | -66,612 | -100.0% | -0.14% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -96,933 | -100.0% | -0.14% | – |
| KATE | Exit | KATE SPADE & CO | $0 | – | -108,215 | -100.0% | -0.14% | – |
| AVY | Exit | AVERY DENNISON CORP | $0 | – | -69,284 | -100.0% | -0.14% | – |
| IG | Exit | IGI LABS INC | $0 | – | -480,627 | -100.0% | -0.15% | – |
| USO | Exit | UNITED STATES OIL FUND LPunits | $0 | – | -244,237 | -100.0% | -0.16% | – |
| AAWW | Exit | ATLAS AIR WORLDWIDE HLDGS IN | $0 | – | -96,748 | -100.0% | -0.16% | – |
| ICAD | Exit | ICAD INC | $0 | – | -439,035 | -100.0% | -0.16% | – |
| KND | Exit | KINDRED HEALTHCARE INC | $0 | – | -178,316 | -100.0% | -0.16% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -50,904 | -100.0% | -0.19% | – |
| TLM | Exit | TALISMAN ENERGY INC | $0 | – | -650,000 | -100.0% | -0.19% | – |
| DAL | Exit | DELTA AIR LINES INC DEL | $0 | – | -114,460 | -100.0% | -0.20% | – |
| NCFT | Exit | NORCRAFT COS INC | $0 | – | -209,307 | -100.0% | -0.21% | – |
| MRK | Exit | MERCK & CO INC NEW | $0 | – | -102,531 | -100.0% | -0.23% | – |
| M | Exit | MACYS INC | $0 | – | -105,678 | -100.0% | -0.26% | – |
| B108PS | Exit | ACTAVIS PLC | $0 | – | -23,483 | -100.0% | -0.27% | – |
| XLE | Exit | SELECT SECTOR SPDR TRsbi int-energy | $0 | – | -101,600 | -100.0% | -0.30% | – |
| VG | Exit | VONAGE HLDGS CORP | $0 | – | -2,067,618 | -100.0% | -0.39% | – |
| DECK | Exit | DECKERS OUTDOOR CORP | $0 | – | -169,755 | -100.0% | -0.48% | – |
| Exit | AV HOMES INCnote 7.500% 2/1 | $0 | – | -14,979,000 | -100.0% | -0.58% | – | |
| Exit | PHH CORPnote 6.000% 6/1 | $0 | – | -15,042,000 | -100.0% | -1.15% | – | |
| Exit | TEREX CORP NEWnote 4.000% 6/0 | $0 | – | -26,190,000 | -100.0% | -1.66% | – | |
| Exit | ENERSYSnote 3.375% 6/0 | $0 | – | -32,227,000 | -100.0% | -2.00% | – | |
| Exit | CADENCE DESIGN SYSTEM INCnote 2.625% 6/0 | $0 | – | -40,212,000 | -100.0% | -3.79% | – | |
| Exit | JETBLUE AIRWAYS CORPdbcv 5.500%10/1 | $0 | – | -31,061,000 | -100.0% | -5.20% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Whitebox Multi-Strategy Advisors, LLC #1
- Whitebox Relative Value Advisors, LLC #2
- Whitebox Credit Advisors, LLC #3
- Whitebox Special Opportunities Advisors, LLC #4
- Whitebox Asymmetric Advisors, LLC #5
- Pandora Select Advisors, LLC #6
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-08-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.