$1.74 Billion is the total value of WATER ISLAND CAPITAL LLC's 70 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 122.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WLFC | New | WILLIS LEASE FIN CORPequity | $138,033,000 | – | 593,794 | +100.0% | 7.94% | – |
| INFO | Buy | IHS MARKIT LTDequity | $133,995,000 | +11.9% | 1,148,987 | +8.1% | 7.71% | +22.0% |
| KSU | Buy | KANSAS CITY SOUTHERNequity | $123,354,000 | +46.2% | 455,788 | +53.1% | 7.10% | +59.3% |
| FIVN | New | FIVE9 INCequity | $109,709,000 | – | 686,798 | +100.0% | 6.32% | – |
| NUAN | Buy | NUANCE COMMUNICATIONS INCequity | $108,313,000 | +37.4% | 1,967,894 | +35.9% | 6.24% | +49.8% |
| PPD | Buy | PPD INCequity | $101,666,000 | +30.3% | 2,172,818 | +28.3% | 5.85% | +42.0% |
| XLNX | Buy | XILINX INCequity | $99,640,000 | +34.9% | 659,912 | +29.2% | 5.74% | +47.0% |
| COHR | Sell | COHERENT INCequity | $88,233,000 | -9.7% | 352,804 | -4.6% | 5.08% | -1.6% |
| WBT | Buy | WELBILT INCequity | $76,118,000 | +27.3% | 3,275,296 | +26.8% | 4.38% | +38.7% |
| CHNG | Buy | CHANGE HEALTHCARE INCequity | $67,317,000 | -3.7% | 3,214,759 | +6.0% | 3.88% | +5.0% |
| HRC | New | HILL-ROM HLDGS INCequity | $52,614,000 | – | 350,757 | +100.0% | 3.03% | – |
| CSOD | New | CORNERSTONE ONDEMAND INCequity | $45,702,000 | – | 798,143 | +100.0% | 2.63% | – |
| AJRD | Buy | AEROJET ROCKETDYNE HLDGS INCequity | $45,555,000 | +39.2% | 1,046,040 | +54.4% | 2.62% | +51.7% |
| MNR | Buy | MONMOUTH REAL ESTATE INVT COequity | $39,297,000 | +24.2% | 2,107,070 | +24.6% | 2.26% | +35.4% |
| MDLA | New | MEDALLIA INCequity | $39,103,000 | – | 1,154,515 | +100.0% | 2.25% | – |
| SAFM | New | SANDERSON FARMS INCequity | $39,096,000 | – | 207,739 | +100.0% | 2.25% | – |
| CVA | New | COVANTA HLDG CORPequity | $33,503,000 | – | 1,665,163 | +100.0% | 1.93% | – |
| CXP | New | COLUMBIA PPTY TR INCequity | $32,691,000 | – | 1,718,772 | +100.0% | 1.88% | – |
| ATC | New | ATOTECH LTDequity | $28,951,000 | – | 1,198,797 | +100.0% | 1.67% | – |
| DSPG | New | DSP GROUPS INCequity | $26,144,000 | – | 1,193,259 | +100.0% | 1.50% | – |
| INOV | New | INOVALON HLDGS INCequity | $25,984,000 | – | 644,922 | +100.0% | 1.50% | – |
| GSKY | New | GREENSKY INCequity | $24,713,000 | – | 2,210,506 | +100.0% | 1.42% | – |
| FRTA | Buy | FORTERRA INCequity | $23,509,000 | +0.6% | 997,824 | +0.4% | 1.35% | +9.6% |
| MGP | New | MGM GROWTH PPTYS LLCequity | $22,836,000 | – | 596,247 | +100.0% | 1.31% | – |
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORPequity | $21,096,000 | +62.6% | 1,187,839 | +118.5% | 1.21% | +77.2% |
| QADA | Buy | QAD INCequity | $20,916,000 | +22.4% | 239,336 | +21.8% | 1.20% | +33.3% |
| FOE | Sell | FERRO CORPequity | $20,708,000 | -36.5% | 1,018,104 | -32.7% | 1.19% | -30.8% |
| KRA | New | KRATON CORPequity | $16,317,000 | – | 357,518 | +100.0% | 0.94% | – |
| ECHO | New | ECHO GLOBAL LOGISTICS INCequity | $15,396,000 | – | 322,703 | +100.0% | 0.89% | – |
| XLRN | New | ACCELERON PHARMA INCequity | $15,346,000 | – | 89,140 | +100.0% | 0.88% | – |
| VNE | New | VEONEER INCequity | $12,249,000 | – | 359,619 | +100.0% | 0.70% | – |
| New | Moneylion Incequity | $11,529,000 | – | 1,703,000 | +100.0% | 0.66% | – | |
| GNOG | New | GOLDEN NUGGET ONLINE GAMINequity | $7,534,000 | – | 433,747 | +100.0% | 0.43% | – |
| New | TRILLIUM THERAPEUTICS INCequity | $7,433,000 | – | 423,290 | +100.0% | 0.43% | – | |
| SCR | New | SCORE MEDIA & GAMING INCequity | $6,704,000 | – | 195,861 | +100.0% | 0.39% | – |
| JOBS | New | 51JOB INCequity | $6,482,000 | – | 93,225 | +100.0% | 0.37% | – |
| New | Medallia Incconvertible bond | $5,345,000 | – | 5,000,000 | +100.0% | 0.31% | – | |
| New | Lightning eMotors Incconvertible bond | $5,067,000 | – | 5,700,000 | +100.0% | 0.29% | – | |
| ITMR | New | ITAMAR MED LTDequity | $5,063,000 | – | 167,525 | +100.0% | 0.29% | – |
| ATH | New | ATHENE HOLDING LTDequity | $4,247,000 | – | 61,669 | +100.0% | 0.24% | – |
| ANAT | New | AMERICAN NATIONAL GROUP INCequity | $4,215,000 | – | 22,300 | +100.0% | 0.24% | – |
| New | FIVE9 INCcorporate bond | $4,051,000 | – | 3,000,000 | +100.0% | 0.23% | – | |
| New | KAMAN CORPcorporate bond | $3,083,000 | – | 3,000,000 | +100.0% | 0.18% | – | |
| KLR | KALEYRA INCequity | $2,642,000 | -10.1% | 240,000 | 0.0% | 0.15% | -1.9% | |
| NUANCE COMMUNICATIONS INCconvertible bond | $2,271,000 | +0.9% | 1,000,000 | 0.0% | 0.13% | +10.1% | ||
| Buy | PARATEK PHARMACEUTICALS INCcorporate bond | $2,016,000 | +44.1% | 2,250,000 | +50.0% | 0.12% | +56.8% | |
| TWITTER INCconvertible bond | $1,889,000 | -8.2% | 1,500,000 | 0.0% | 0.11% | 0.0% | ||
| PURE STORAGE INCconvertible bond | $1,735,000 | +10.6% | 1,500,000 | 0.0% | 0.10% | +20.5% | ||
| New | Stryve Foods Incequity | $1,605,000 | – | 300,000 | +100.0% | 0.09% | – | |
| BHSEU | BULL HORN HLDGS CORPequity | $1,527,000 | -1.3% | 150,000 | 0.0% | 0.09% | +7.3% | |
| HIG | Sell | HARTFORD FINL SVCS GROUP INCequity | $1,257,000 | +4.8% | 17,900 | -7.5% | 0.07% | +14.3% |
| STMP | New | STAMPS COM INCequity | $1,091,000 | – | 3,308 | +100.0% | 0.06% | – |
| UFS | Sell | DOMTAR CORPequity | $543,000 | -98.4% | 9,953 | -98.4% | 0.03% | -98.3% |
| New | S&P GLOBAL INCcall | $341,000 | – | 197,900 | +100.0% | 0.02% | – | |
| UPH | UPHEALTH INCequity | $285,000 | -53.0% | 97,623 | 0.0% | 0.02% | -50.0% | |
| VER | Sell | VEREIT INCequity | $232,000 | -99.6% | 5,132 | -99.6% | 0.01% | -99.6% |
| PRTK | Buy | PARATEK PHARMACEUTICALS INCequity | $212,000 | -8.2% | 43,596 | +28.8% | 0.01% | 0.0% |
| CNI | New | CANADIAN NATL RY COcall | $216,000 | – | 297,400 | +100.0% | 0.01% | – |
| KDMN | New | KADMON HLDGS INCequity | $179,000 | – | 20,534 | +100.0% | 0.01% | – |
| New | VICI PPTYS INCcall | $79,000 | – | 451,000 | +100.0% | 0.01% | – | |
| New | ACCELERON PHARMA INCcall | $66,000 | – | 73,000 | +100.0% | 0.00% | – | |
| Sell | SCIENTIFIC GAMES CORPcall | $63,000 | -40.6% | 11,500 | -48.9% | 0.00% | -33.3% | |
| New | CIT Group Inccorporate bond | $54,000 | – | 50,000 | +100.0% | 0.00% | – | |
| KOR | New | CORVUS GOLD INCequity | $36,000 | – | 11,172 | +100.0% | 0.00% | – |
| New | ZOOM VIDEO COMMUNICATIONS INcall | $32,000 | – | 374,600 | +100.0% | 0.00% | – | |
| DSEY | New | DIVERSEY HLDGS LTDcall | $9,000 | – | 13,000 | +100.0% | 0.00% | – |
| New | KAR AUCTION SVCS INCcall | $20,000 | – | 21,500 | +100.0% | 0.00% | – | |
| SPDR S&P 500 ETF TRcall | $19,000 | -78.2% | 20,000 | 0.0% | 0.00% | -80.0% | ||
| New | KRATON CORPcall | $9,000 | – | 13,200 | +100.0% | 0.00% | – | |
| Exit | DUN & BRADSTREET HLDGS INCcall | $0 | – | -11,400 | -100.0% | 0.00% | – | |
| New | TRILLIUM THERAPEUTICS INCcall | $7,000 | – | 273,200 | +100.0% | 0.00% | – | |
| Exit | STEM INCput | $0 | – | -135,000 | -100.0% | -0.00% | – | |
| Exit | PAR PAC HOLDINGS INCcall | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| Exit | CHARGEPOINT HOLDINGS INCput | $0 | – | -104,900 | -100.0% | -0.00% | – | |
| USCR | Exit | U S CONCRETE INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| Exit | CONSTELLATION PHARMCETICLS Icall | $0 | – | -300,000 | -100.0% | -0.00% | – | |
| Exit | AT HOME GROUP INCcall | $0 | – | -600,000 | -100.0% | -0.00% | – | |
| Exit | MEREDITH CORPcall | $0 | – | -11,500 | -100.0% | -0.00% | – | |
| Exit | ETF SER SOLUTIONSput | $0 | – | -290,200 | -100.0% | -0.00% | – | |
| KIN | Exit | KINDRED BIOSCIENCES INCequity | $0 | – | -11,387 | -100.0% | -0.01% | – |
| VIH | Exit | VPC IMPACT ACQUISITION HLDNGequity | $0 | – | -20,200 | -100.0% | -0.01% | – |
| Exit | PERFORMANCE FOOD GROUP COcall | $0 | – | -275,700 | -100.0% | -0.01% | – | |
| ACM | Exit | AECOMequity | $0 | – | -4,500 | -100.0% | -0.02% | – |
| DISCA | Exit | DISCOVERY INCequity | $0 | – | -12,450 | -100.0% | -0.02% | – |
| Exit | CANADIAN NATL RY COcall | $0 | – | -255,900 | -100.0% | -0.02% | – | |
| Exit | CABOT OIL & GAS CORPcall | $0 | – | -787,400 | -100.0% | -0.03% | – | |
| Exit | MIDDLEBY CORPcall | $0 | – | -146,800 | -100.0% | -0.04% | – | |
| Exit | AON PLCcall | $0 | – | -222,700 | -100.0% | -0.04% | – | |
| Exit | JAZZ INVESTMENTS I LTDconvertible bond | $0 | – | -1,500,000 | -100.0% | -0.08% | – | |
| Exit | SLACK TECHNOLOGIES INCconvertible bond | $0 | – | -1,500,000 | -100.0% | -0.12% | – | |
| SNR | Exit | NEW SR INVT GROUP INCequity | $0 | – | -598,227 | -100.0% | -0.28% | – |
| SOLY | Exit | SOLITON INCequity | $0 | – | -315,069 | -100.0% | -0.37% | – |
| CADE | Exit | CADENCE BANCORPORATIONequity | $0 | – | -369,400 | -100.0% | -0.41% | – |
| KNL | Exit | KNOLL INCequity | $0 | – | -321,378 | -100.0% | -0.44% | – |
| LDL | Exit | LYDALL INCequity | $0 | – | -140,777 | -100.0% | -0.45% | – |
| RAVN | Exit | RAVEN INDS INCequity | $0 | – | -184,870 | -100.0% | -0.56% | – |
| USCR | Exit | U S CONCRETE INCequity | $0 | – | -233,014 | -100.0% | -0.91% | – |
| CNST | Exit | CONSTELLATION PHARMCETICLS Iequity | $0 | – | -514,137 | -100.0% | -0.92% | – |
| QTS | Exit | QTS RLTY TR INCequity | $0 | – | -274,939 | -100.0% | -1.12% | – |
| SYKE | Exit | SYKES ENTERPRISES INCequity | $0 | – | -399,086 | -100.0% | -1.13% | – |
| CAI | Exit | CAI INTERNATIONAL INCequity | $0 | – | -462,026 | -100.0% | -1.37% | – |
| CORE | Exit | CORE-MARK HLDG CO INCequity | $0 | – | -629,881 | -100.0% | -1.50% | – |
| XEC | Exit | CIMAREX ENERGY COequity | $0 | – | -392,600 | -100.0% | -1.50% | – |
| PRAH | Exit | PRA HEALTH SCIENCES INCequity | $0 | – | -190,523 | -100.0% | -1.66% | – |
| LMNX | Exit | LUMINEX CORP DELequity | $0 | – | -875,166 | -100.0% | -1.70% | – |
| ORBC | Exit | ORBCOMM INCequity | $0 | – | -3,084,462 | -100.0% | -1.83% | – |
| TLND | Exit | TALEND S Aequity | $0 | – | -597,749 | -100.0% | -2.07% | – |
| HOME | Exit | AT HOME GROUP INCequity | $0 | – | -1,131,545 | -100.0% | -2.20% | – |
| CLDR | Exit | CLOUDERA INCequity | $0 | – | -2,735,365 | -100.0% | -2.29% | – |
| PFPT | Exit | PROOFPOINT INCequity | $0 | – | -323,370 | -100.0% | -2.97% | – |
| GRA | Exit | GRACE W R & CO DEL NEWequity | $0 | – | -1,063,494 | -100.0% | -3.88% | – |
| WLTW | Exit | WILLIS TOWERS WATSON PLC LTDequity | $0 | – | -427,516 | -100.0% | -5.19% | – |
| WORK | Exit | SLACK TECHNOLOGIES INCequity | $0 | – | -2,258,495 | -100.0% | -5.28% | – |
| MXIM | Exit | MAXIM INTEGRATED PRODS INCequity | $0 | – | -991,949 | -100.0% | -5.52% | – |
| ALXN | Exit | ALEXION PHARMACEUTICALS INCequity | $0 | – | -571,247 | -100.0% | -5.54% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PARATEK PHARMACEUTICALS INC | 23 | Q2 2023 | 0.2% |
| TEGNA INC | 14 | Q3 2023 | 5.9% |
| NOBLE ENERGY INC | 13 | Q3 2020 | 6.1% |
| CONSOL ENERGY INC | 13 | Q3 2017 | 0.7% |
| Pacific Biosciences of Califor | 12 | Q3 2023 | 1.7% |
| PARATEK PHARMACEUTICALS INC | 12 | Q2 2023 | 0.4% |
| BAYTEX ENERGY CORP | 12 | Q3 2023 | 0.2% |
| GLOBALSTAR INC | 12 | Q4 2019 | 0.1% |
| BLACKBERRY LTD | 12 | Q1 2020 | 0.0% |
| VMWARE INC | 11 | Q3 2023 | 7.9% |
View WATER ISLAND CAPITAL LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PERRY ELLIS INTERNATIONAL, INC | September 06, 2018 | 867,606 | 5.5% |
| BLUE NILE INC | February 14, 2017 | 666,997 | 5.7% |
| Journal Media Group, Inc. | May 09, 2016 | ? | ? |
| AMERICAN REALTY CAPITAL HEALTHCARE TRUST INC | February 17, 2015 | 14,277,913 | 8.4% |
| AMREIT | February 17, 2015 | 1,100,064 | 5.6% |
| ANAREN INCSold out | February 17, 2015 | 0 | 0.0% |
| ARTHROCARE CORP | February 17, 2015 | 3,798,820 | 11.0% |
| Black Knight InfoServ, LLCSold out | February 17, 2015 | 0 | 0.0% |
| HARRIS TEETER SUPERMARKETS, INC.Sold out | February 17, 2015 | 0 | 0.0% |
| SANTARUS INCSold out | February 17, 2015 | 0 | 0.0% |
View WATER ISLAND CAPITAL LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-25 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View WATER ISLAND CAPITAL LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.