WATER ISLAND CAPITAL LLC - Q3 2020 holdings

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$1.18 Billion is the total value of WATER ISLAND CAPITAL LLC's 96 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 64.2% .

All

			Value		Shares		↓ Weighting
ETFC	Sell	ETRADE Financial Corpequity	$127,877,000	-1.4%	2,554,978	-2.0%	10.86%	-8.9%
AMTD	Sell	TD Ameritrade Holding Corpequity	$91,974,000	-19.0%	2,349,279	-24.7%	7.81%	-25.1%
WMGI	Sell	Wright Medical Group NVequity	$48,050,000	-49.2%	1,573,338	-50.6%	4.08%	-53.1%
UN	Sell	Unilever NVequity	$18,199,000	-20.2%	301,303	-29.7%	1.55%	-26.3%
QGEN	Sell	QIAGEN NVequity	$17,792,000	-4.6%	342,651	-20.9%	1.51%	-11.8%
PACB	Sell	Pacific Biosciences of Califorequity	$15,001,000	-19.6%	1,519,832	-71.9%	1.27%	-25.7%
TIF	Sell	Tiffany & Coequity	$12,592,000	-89.8%	108,690	-89.3%	1.07%	-90.6%
RESI	Sell	Front Yard Residential Corpequity	$4,644,000	0.0%	531,333	-0.5%	0.39%	-7.7%
CHX	Sell	ChampionX Corpequity	$1,593,000	-26.8%	199,419	-10.5%	0.14%	-32.5%
PRTK	Sell	Paratek Pharmaceuticals Incequity	$1,219,000	-26.1%	225,409	-28.7%	0.10%	-31.6%
LOAK	Sell	Live Oak Acquisition Corpequity	$1,160,000	-17.0%	170,001	-15.9%	0.10%	-22.7%
HCAC	Sell	Hennessy Capital Acquisition Cequity	$1,011,000	-62.4%	90,750	-63.7%	0.09%	-65.2%
SOAC	Sell	Sustainable Opportunities Acquequity	$915,000	-39.6%	125,000	-16.7%	0.08%	-43.9%
ARCH	Sell	Arch Resources Incequity	$527,000	+9.8%	12,400	-26.6%	0.04%	+2.3%
WCC	Sell	WESCO International Incequity	$352,000	-41.0%	8,000	-52.9%	0.03%	-45.5%
MTNB	Sell	Matinas BioPharma Holdings Incequity	$268,000	-30.7%	350,000	-30.0%	0.02%	-36.1%
AVYA	Sell	Avaya Holdings Corpequity	$198,000	-55.2%	36,455	-40.1%	0.02%	-58.5%
BTEGF	Sell	Baytex Energy Corpequity	$169,000	-35.0%	480,000	-6.8%	0.01%	-41.7%
FIT	Sell	Fitbit Incequity	$151,000	-97.6%	21,699	-97.8%	0.01%	-97.8%
	Sell	Triumph Group Inccall	$49,000	-67.3%	50,000	-33.3%	0.00%	-71.4%
	Exit	NCR CORP NEWcall	$0	–	-40,000	-100.0%	0.00%	–
	Exit	ECHOSTAR CORPcall	$0	–	-10,000	-100.0%	0.00%	–
	Exit	QEP RESOURCES INCcall	$0	–	-54,000	-100.0%	-0.00%	–
	Exit	CINCINNATI BELL INC NEWcall	$0	–	-30,000	-100.0%	-0.00%	–
	Exit	NUSTAR ENERGY LPcall	$0	–	-45,000	-100.0%	-0.01%	–
	Exit	BAUSCH HEALTH COS INCcall	$0	–	-30,000	-100.0%	-0.01%	–
MEET	Exit	MEET GROUP INCequity	$0	–	-11,503	-100.0%	-0.01%	–
CNXM	Exit	CNX MIDSTREAM PARTNERS LPequity	$0	–	-14,000	-100.0%	-0.01%	–
	Exit	SPDR S&P 500 ETF TRcall	$0	–	-12,500	-100.0%	-0.01%	–
TPCO	Exit	TRIBUNE PUBG CO NEWequity	$0	–	-11,000	-100.0%	-0.01%	–
TECK	Exit	TECK RESOURCES LTDequity	$0	–	-10,000	-100.0%	-0.01%	–
	Exit	EDGEWELL PERS CARE COcall	$0	–	-39,000	-100.0%	-0.01%	–
	Exit	FORESCOUT TECHNOLOGIES INCput	$0	–	-87,500	-100.0%	-0.01%	–
DPHC	Exit	DIAMONDPEAK HLDGS CORequity	$0	–	-19,715	-100.0%	-0.02%	–
HRI	Exit	HERC HLDGS INCequity	$0	–	-7,500	-100.0%	-0.02%	–
UBER	Exit	UBER TECHNOLOGIES INCequity	$0	–	-8,000	-100.0%	-0.02%	–
FNF	Exit	FIDELITY NATIONAL FINANCIALequity	$0	–	-8,702	-100.0%	-0.02%	–
PCG	Exit	PG&E CORPequity	$0	–	-43,800	-100.0%	-0.04%	–
CCH	Exit	COLLIER CREEK HOLDINGSequity	$0	–	-53,932	-100.0%	-0.07%	–
SPAQWS	Exit	SPARTAN ENERGY ACQUISITION Cwarrant	$0	–	-100,000	-100.0%	-0.07%	–
GIKU	Exit	GIGCAPITAL3 INCequity	$0	–	-105,000	-100.0%	-0.10%	–
WPFU	Exit	FOLEY TRASIMENE ACQUISTN CORequity	$0	–	-100,000	-100.0%	-0.10%	–
FVACU	Exit	FORTRESS VALUE ACQUISITION Cequity	$0	–	-105,000	-100.0%	-0.10%	–
TREBU	Exit	TREBIA ACQUISITION CORPequity	$0	–	-120,000	-100.0%	-0.12%	–
ARB	Exit	ALTSHARES TRUSTequity	$0	–	-72,459	-100.0%	-0.16%	–
HECCU	Exit	HUDSON EXECUTIVE INVT CORPequity	$0	–	-200,000	-100.0%	-0.19%	–
FSCT	Exit	FORESCOUT TECHNOLOGIES INCequity	$0	–	-114,623	-100.0%	-0.22%	–
GRAF	Exit	GRAF INDL CORPequity	$0	–	-286,699	-100.0%	-0.32%	–
IBKC	Exit	IBERIABANK CORPequity	$0	–	-445,248	-100.0%	-1.86%	–
PTLA	Exit	PORTOLA PHARMACEUTICALS INCequity	$0	–	-2,347,489	-100.0%	-3.88%	–
WLTW	Exit	WILLIS TOWERS WATSON PLC LTDequity	$0	–	-263,064	-100.0%	-4.76%	–
ADSW	Exit	ADVANCED DISP SVCS INC DELequity	$0	–	-1,724,525	-100.0%	-4.78%	–
LM	Exit	LEGG MASON INCequity	$0	–	-2,107,836	-100.0%	-9.64%	–
LOGM	Exit	LOGMEIN INCequity	$0	–	-1,581,143	-100.0%	-12.32%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-11-12

Signatures

The EDGAR filing(s) were signed by:

Stephanie Butler — Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
PARATEK PHARMACEUTICALS INC	23	Q2 2023	0.2%
TEGNA INC	14	Q3 2023	5.9%
NOBLE ENERGY INC	13	Q3 2020	6.1%
CONSOL ENERGY INC	13	Q3 2017	0.7%
Pacific Biosciences of Califor	12	Q3 2023	1.7%
PARATEK PHARMACEUTICALS INC	12	Q2 2023	0.4%
BAYTEX ENERGY CORP	12	Q3 2023	0.2%
GLOBALSTAR INC	12	Q4 2019	0.1%
BLACKBERRY LTD	12	Q1 2020	0.0%
VMWARE INC	11	Q3 2023	7.9%

View WATER ISLAND CAPITAL LLC's complete holdings history.

Latest significant ownerships (13-D/G)

WATER ISLAND CAPITAL LLC Q3 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PERRY ELLIS INTERNATIONAL, INC	September 06, 2018	867,606	5.5%
BLUE NILE INC	February 14, 2017	666,997	5.7%
Journal Media Group, Inc.	May 09, 2016	?	?
AMERICAN REALTY CAPITAL HEALTHCARE TRUST INC	February 17, 2015	14,277,913	8.4%
AMREIT	February 17, 2015	1,100,064	5.6%
ANAREN INC^{Sold out}	February 17, 2015	0	0.0%
ARTHROCARE CORP	February 17, 2015	3,798,820	11.0%
Black Knight InfoServ, LLC^{Sold out}	February 17, 2015	0	0.0%
HARRIS TEETER SUPERMARKETS, INC.^{Sold out}	February 17, 2015	0	0.0%
SANTARUS INC^{Sold out}	February 17, 2015	0	0.0%

View WATER ISLAND CAPITAL LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-13
13F-HR	2023-11-14
13F-HR	2023-08-14
13F-HR	2023-05-25
13F-HR	2023-02-14
13F-HR	2022-11-14
13F-HR	2022-08-15
13F-HR	2022-05-13
13F-HR	2022-02-14
13F-HR	2021-11-12

View WATER ISLAND CAPITAL LLC's complete filings history.

All filings

View complete filings history.

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