WATER ISLAND CAPITAL LLC - Q3 2019 holdings

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$1.61 Billion is the total value of WATER ISLAND CAPITAL LLC's 78 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 82.4% .

All

			Value		Shares		↓ Weighting
CELG	Sell	CELGENE CORPequity	$155,726,000	-32.4%	1,568,238	-37.0%	9.68%	+81.5%
WCG	Buy	WELLCARE HEALTH PLANS INCequity	$154,387,000	-2.1%	595,699	+7.6%	9.60%	+162.6%
STI	Sell	SUNTRUST BKS INCequity	$125,780,000	-2.5%	1,828,193	-10.9%	7.82%	+161.7%
BPL	Buy	BUCKEYE PARTNERS L Pequity	$108,261,000	+78.3%	2,634,740	+78.1%	6.73%	+378.4%
ZAYO	Buy	ZAYO GROUP HLDGS INCequity	$98,419,000	+90.5%	2,903,223	+84.9%	6.12%	+411.2%
MLNX	Sell	MELLANOX TECHNOLOGIES LTDequity	$88,651,000	-39.1%	808,933	-38.5%	5.51%	+63.4%
ADSW	Sell	ADVANCED DISP SVCS INC DELequity	$87,842,000	-27.7%	2,697,032	-29.2%	5.46%	+94.0%
MDSO	Buy	MEDIDATA SOLUTIONS INCequity	$82,416,000	+78.2%	900,726	+76.3%	5.12%	+378.0%
AGN	Buy	ALLERGAN PLCequity	$82,344,000	+89.9%	489,298	+88.9%	5.12%	+409.5%
WBC	Sell	WABCO HLDGS INCequity	$59,611,000	-21.6%	445,689	-22.2%	3.71%	+110.4%
ISCA	Buy	INTERNATIONAL SPEEDWAY CORPequity	$51,356,000	+106.1%	1,140,991	+29.1%	3.19%	+453.4%
GWR	New	GENESEE & WYO INCequity	$50,318,000	–	455,324	+100.0%	3.13%	–
MCRN	New	MILACRON HLDGS CORPequity	$44,809,000	–	2,688,005	+100.0%	2.79%	–
NCI	New	NAVIGANT CONSULTING INCequity	$41,400,000	–	1,481,220	+100.0%	2.57%	–
BID	Buy	SOTHEBYSequity	$37,574,000	-0.2%	659,419	+1.9%	2.34%	+167.9%
TYPE	New	MONOTYPE IMAGING HOLDINGS INequity	$32,583,000	–	1,644,786	+100.0%	2.03%	–
CBLK	New	CARBON BLACK INCequity	$28,745,000	–	1,106,000	+100.0%	1.79%	–
PACB	Sell	PACIFIC BIOSCIENCES CALIF INequity	$23,685,000	-49.5%	4,590,150	-40.8%	1.47%	+35.5%
SEMG	New	SEMGROUP CORPequity	$23,592,000	–	1,443,846	+100.0%	1.47%	–
LTXB	Buy	LEGACY TEX FINL GROUP INCequity	$21,978,000	+34.6%	504,904	+25.8%	1.37%	+261.4%
VIAB	New	VIACOM INC NEWequity	$21,242,000	–	883,967	+100.0%	1.32%	–
UBNK	New	UNITED FINL BANCORP INC NEWequity	$20,571,000	–	1,509,249	+100.0%	1.28%	–
CZR	Sell	CAESARS ENTMT CORPequity	$18,957,000	-29.2%	1,625,825	-28.2%	1.18%	+90.2%
WAIR	New	WESCO AIRCRAFT HLDGS INCequity	$17,612,000	–	1,599,673	+100.0%	1.10%	–
GCI	New	GANNETT CO INCequity	$13,725,000	–	1,277,942	+100.0%	0.85%	–
OMN	New	OMNOVA SOLUTIONS INCequity	$13,039,000	–	1,294,800	+100.0%	0.81%	–
OLBK	New	OLD LINE BANCSHARES INCequity	$10,184,000	–	351,043	+100.0%	0.63%	–
CVRS	New	CORINDUS VASCULAR ROBOTICS Iequity	$9,804,000	–	2,290,735	+100.0%	0.61%	–
ALDR	New	ALDER BIOPHARMACEUTICALS INCequity	$9,529,000	–	505,250	+100.0%	0.59%	–
PVTL	New	PIVOTAL SOFTWARE INCequity	$8,731,000	–	585,200	+100.0%	0.54%	–
PSDO	New	PRESIDIO INCequity	$8,448,000	–	499,876	+100.0%	0.52%	–
ONCE	Buy	SPARK THERAPEUTICS INCequity	$7,945,000	+133.7%	81,925	+146.8%	0.49%	+525.3%
LOW	Sell	LOWES COS INCequity	$4,460,000	-43.3%	40,558	-48.0%	0.28%	+52.2%
AVYA	Sell	AVAYA HLDGS CORPequity	$4,419,000	-39.1%	463,500	-31.2%	0.28%	+63.7%
DOVA	New	DOVA PHARMACEUTICALS INCequity	$3,913,000	–	140,000	+100.0%	0.24%	–
MAS	Sell	MASCO CORPequity	$3,424,000	-3.1%	82,160	-8.7%	0.21%	+159.8%
VSI	New	VITAMIN SHOPPE INCequity	$3,097,000	–	475,000	+100.0%	0.19%	–
AXTA	New	AXALTA COATING SYS LTDequity	$3,015,000	–	100,000	+100.0%	0.19%	–
WH	Sell	WYNDHAM HOTELS & RESORTS INCequity	$2,515,000	-69.7%	48,600	-67.4%	0.16%	-18.8%
QUAD	Sell	QUAD / GRAPHICS INCequity	$2,198,000	-36.7%	209,100	-52.4%	0.14%	+71.2%
HRI	Sell	HERC HLDGS INCequity	$2,070,000	-76.9%	44,509	-77.2%	0.13%	-38.0%
LOGM	Sell	LOGMEIN INCequity	$2,032,000	-71.4%	28,640	-70.3%	0.13%	-23.2%
LBTYA	New	LIBERTY GLOBAL PLCequity	$1,943,000	–	78,500	+100.0%	0.12%	–
PRTK	Sell	PARATEK PHARMACEUTICALS INCequity	$1,865,000	-42.4%	431,724	-46.8%	0.12%	+54.7%
HDS	New	HD SUPPLY HLDGS INCequity	$1,567,000	–	40,000	+100.0%	0.10%	–
	Sell	SYNAPTICS INCconvertible bond	$1,399,000	-47.8%	1,500,000	-50.0%	0.09%	+40.3%
RAMP	Sell	LIVERAMP HLDGS INCequity	$1,036,000	-84.6%	24,112	-82.6%	0.06%	-59.0%
	Sell	ROVI CORPconvertible bond	$982,000	-49.6%	1,000,000	-50.0%	0.06%	+35.6%
DISCK	Sell	DISCOVERY INCequity	$851,000	-88.0%	34,578	-86.2%	0.05%	-67.9%
	Sell	MELLANOX TECHNOLOGIESput	$815,000	-73.2%	383,100	-50.6%	0.05%	-28.2%
	Sell	AVAYA HLDGS CORPput	$828,000	+73.9%	345,000	-30.4%	0.05%	+363.6%
	New	ISHARES TRput	$770,000	–	198,400	+100.0%	0.05%	–
NIHD	Sell	NII HLDGS INCequity	$659,000	-50.7%	336,379	-57.5%	0.04%	+32.3%
BE	New	BLOOM ENERGY CORPequity	$658,000	–	202,340	+100.0%	0.04%	–
	Sell	NXP SEMICONDUCTORS N Vconvertible bond	$578,000	-81.7%	1,500,000	-50.0%	0.04%	-50.7%
RCII	Sell	RENT A CTR INC NEWequity	$563,000	-46.3%	21,835	-44.5%	0.04%	+45.8%
BTEGF	Sell	BAYTEX ENERGY CORPequity	$445,000	-41.0%	300,700	-38.5%	0.03%	+64.7%
BB	Buy	BLACKBERRY LTDequity	$448,000	+33.3%	85,400	+89.8%	0.03%	+250.0%
ICPT	Sell	INTERCEPT PHARMACEUTICALS INequity	$441,000	-54.2%	6,650	-45.0%	0.03%	+22.7%
FOXA	Sell	FOX CORPequity	$410,000	-98.7%	13,000	-98.5%	0.02%	-96.7%
TPCO	Sell	TRIBUNE PUBG CO NEWequity	$389,000	-66.5%	45,294	-68.9%	0.02%	-11.1%
ET	New	ENERGY TRANSFER LPequity	$285,000	–	21,800	+100.0%	0.02%	–
	Sell	ABBVIE INCcall	$191,000	-73.4%	232,900	-49.6%	0.01%	-29.4%
GSAT	Sell	GLOBALSTAR INCequity	$129,000	-62.9%	312,100	-56.9%	0.01%	0.0%
LTRPA	New	LIBERTY TRIPADVISOR HLDGS INequity	$132,000	–	14,000	+100.0%	0.01%	–
	Sell	QUAD / GRAPHICS INCput	$119,000	-65.2%	280,200	-24.1%	0.01%	-12.5%
	Sell	WYNDHAM HOTELS & RESORTS INCput	$93,000	+173.5%	39,000	-47.6%	0.01%	+500.0%
	Sell	SPARK THERAPEUTICS INCput	$84,000	-60.0%	16,600	-50.0%	0.01%	0.0%
RRC	Sell	RANGE RES CORPequity	$69,000	-79.5%	18,000	-62.5%	0.00%	-50.0%
	Buy	NIELSEN HLDGS PLCcall	$41,000	+36.7%	45,000	+12.5%	0.00%	+200.0%
	New	LOWES COS INCput	$47,000	–	17,200	+100.0%	0.00%	–
	New	AMARIN CORP PLCcall	$31,000	–	11,000	+100.0%	0.00%	–
	New	ZAYO GROUP HLDGS INCput	$34,000	–	112,400	+100.0%	0.00%	–
	Sell	LIVERAMP HLDGS INCput	$15,000	-96.5%	10,800	-90.5%	0.00%	-90.0%
	New	PARATEK PHARMACEUTICALS INCcall	$15,000	–	22,500	+100.0%	0.00%	–
	Sell	INVESCO QQQ TRcall	$16,000	-81.8%	23,800	-32.0%	0.00%	-50.0%
	New	BLOOM ENERGY CORPcall	$2,000	–	10,000	+100.0%	0.00%	–
	Sell	MASCO CORPput	$5,000	-75.0%	32,800	-27.1%	0.00%	–
	Exit	FIDELITY NATIONAL FINANCIcall	$0	–	-588,000	-100.0%	-0.00%	–
	Exit	QEP RES INCcall	$0	–	-457,600	-100.0%	-0.00%	–
	Exit	RED HAT INCput	$0	–	-196,200	-100.0%	-0.00%	–
	Exit	BB&T CORPcall	$0	–	-1,214,600	-100.0%	-0.00%	–
	Exit	WELLCARE HEALTH PLANS INCput	$0	–	-105,600	-100.0%	-0.00%	–
	Exit	ELDORADO RESORTS INCcall	$0	–	-264,600	-100.0%	-0.00%	–
	Exit	LOGMEIN INCput	$0	–	-95,600	-100.0%	-0.01%	–
CNXM	Exit	CNX MIDSTREAM PARTNERS LPequity	$0	–	-31,000	-100.0%	-0.01%	–
	Exit	DXC TECHNOLOGY COcall	$0	–	-130,000	-100.0%	-0.01%	–
	Exit	OCCIDENTAL PETE CORPcall	$0	–	-1,172,800	-100.0%	-0.02%	–
	Exit	FOX CORPput	$0	–	-863,400	-100.0%	-0.02%	–
	Exit	HERC HLDGS INCcorporate bond	$0	–	-750,000	-100.0%	-0.02%	–
	Exit	PARATEK PHARMACEUTICALS INCcorporate bond	$0	–	-2,000,000	-100.0%	-0.03%	–
	Exit	JAZZ INVESTMENTS I LTDcorporate bond	$0	–	-2,000,000	-100.0%	-0.05%	–
IMI	Exit	INTERMOLECULAR INCequity	$0	–	-1,994,168	-100.0%	-0.05%	–
	Exit	ANADARKO PETE CORPput	$0	–	-3,682,800	-100.0%	-0.08%	–
NSC	Exit	NORFOLK SOUTHERN CORPequity	$0	–	-17,556	-100.0%	-0.08%	–
APD	Exit	AIR PRODS & CHEMS INCequity	$0	–	-24,096	-100.0%	-0.13%	–
PCMI	Exit	PCM INCequity	$0	–	-168,418	-100.0%	-0.14%	–
PRSP	Exit	PERSPECTA INCequity	$0	–	-265,602	-100.0%	-0.14%	–
HIVE	Exit	AEROHIVE NETWORKS INCequity	$0	–	-1,696,000	-100.0%	-0.17%	–
TSS	Exit	TOTAL SYS SVCS INCequity	$0	–	-79,272	-100.0%	-0.24%	–
PETX	Exit	ARATANA THERAPEUTICS INCequity	$0	–	-2,843,118	-100.0%	-0.34%	–
DFRG	Exit	DEL FRISCOS RESTAURANT GROUPequity	$0	–	-2,016,000	-100.0%	-0.37%	–
BNED	Exit	BARNES & NOBLE ED INCequity	$0	–	-2,448,880	-100.0%	-0.38%	–
AQ	Exit	AQUANTIA CORPequity	$0	–	-1,327,540	-100.0%	-0.40%	–
	Exit	SPARK THERAPEUTICS INCcorporate bond	$0	–	-19,196,000	-100.0%	-0.46%	–
AMBR	Exit	AMBER RD INCequity	$0	–	-1,579,000	-100.0%	-0.48%	–
CY	Exit	CYPRESS SEMICONDUCTOR CORPequity	$0	–	-947,464	-100.0%	-0.49%	–
CTRL	Exit	CONTROL4 CORPequity	$0	–	-888,430	-100.0%	-0.49%	–
CHSP	Exit	CHESAPEAKE LODGING TRequity	$0	–	-813,402	-100.0%	-0.54%	–
LABL	Exit	MULTI COLOR CORPequity	$0	–	-635,568	-100.0%	-0.74%	–
SFLY	Exit	SHUTTERFLY INCequity	$0	–	-645,694	-100.0%	-0.76%	–
	Exit	RTI INTL METALS INCcorporate bond	$0	–	-32,368,000	-100.0%	-0.76%	–
CRAY	Exit	CRAY INCequity	$0	–	-1,101,468	-100.0%	-0.89%	–
EE	Exit	EL PASO ELEC COequity	$0	–	-638,868	-100.0%	-0.97%	–
L100PS	Exit	ARCONIC INCequity	$0	–	-259,010	-100.0%	-1.00%	–
TCF	Exit	TCF FINL CORPequity	$0	–	-2,239,055	-100.0%	-1.08%	–
HF	Exit	HFF INCequity	$0	–	-1,040,252	-100.0%	-1.10%	–
ANDX	Exit	ANDEAVOR LOGISTICS LPequity	$0	–	-1,327,758	-100.0%	-1.12%	–
WAGE	Exit	WAGEWORKS INCequity	$0	–	-1,002,768	-100.0%	-1.18%	–
EFII	Exit	ELECTRONICS FOR IMAGING INCequity	$0	–	-1,398,744	-100.0%	-1.20%	–
OAK	Exit	OAKTREE CAP GROUP LLCequity	$0	–	-1,493,234	-100.0%	-1.71%	–
ARRY	Exit	ARRAY BIOPHARMA INCequity	$0	–	-1,638,000	-100.0%	-1.76%	–
BRSS	Exit	GLOBAL BRASS & COPPR HLDGS Iequity	$0	–	-2,056,326	-100.0%	-2.08%	–
WP	Exit	WORLDPAY INCequity	$0	–	-840,006	-100.0%	-2.38%	–
DATA	Exit	TABLEAU SOFTWARE INCequity	$0	–	-838,330	-100.0%	-3.22%	–
APU	Exit	AMERIGAS PARTNERS L Pequity	$0	–	-4,248,684	-100.0%	-3.43%	–
LEXEA	Exit	LIBERTY EXPEDIA HLDGS INCequity	$0	–	-3,160,874	-100.0%	-3.50%	–
FDC	Exit	FIRST DATA CORP NEWequity	$0	–	-9,649,220	-100.0%	-6.05%	–
TRCO	Exit	TRIBUNE MEDIA COequity	$0	–	-5,765,180	-100.0%	-6.17%	–
APC	Exit	ANADARKO PETE CORPequity	$0	–	-4,192,264	-100.0%	-6.85%	–
RHT	Exit	RED HAT INCequity	$0	–	-1,821,620	-100.0%	-7.92%	–
LLL	Exit	L3 TECHNOLOGIES INCequity	$0	–	-1,418,092	-100.0%	-8.06%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2019-11-12

Signatures

The EDGAR filing(s) were signed by:

Stephanie Butler — Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
PARATEK PHARMACEUTICALS INC	23	Q2 2023	0.2%
TEGNA INC	14	Q3 2023	5.9%
NOBLE ENERGY INC	13	Q3 2020	6.1%
CONSOL ENERGY INC	13	Q3 2017	0.7%
Pacific Biosciences of Califor	12	Q3 2023	1.7%
PARATEK PHARMACEUTICALS INC	12	Q2 2023	0.4%
BAYTEX ENERGY CORP	12	Q3 2023	0.2%
GLOBALSTAR INC	12	Q4 2019	0.1%
BLACKBERRY LTD	12	Q1 2020	0.0%
VMWARE INC	11	Q3 2023	7.9%

View WATER ISLAND CAPITAL LLC's complete holdings history.

Latest significant ownerships (13-D/G)

WATER ISLAND CAPITAL LLC Q3 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PERRY ELLIS INTERNATIONAL, INC	September 06, 2018	867,606	5.5%
BLUE NILE INC	February 14, 2017	666,997	5.7%
Journal Media Group, Inc.	May 09, 2016	?	?
AMERICAN REALTY CAPITAL HEALTHCARE TRUST INC	February 17, 2015	14,277,913	8.4%
AMREIT	February 17, 2015	1,100,064	5.6%
ANAREN INC^{Sold out}	February 17, 2015	0	0.0%
ARTHROCARE CORP	February 17, 2015	3,798,820	11.0%
Black Knight InfoServ, LLC^{Sold out}	February 17, 2015	0	0.0%
HARRIS TEETER SUPERMARKETS, INC.^{Sold out}	February 17, 2015	0	0.0%
SANTARUS INC^{Sold out}	February 17, 2015	0	0.0%

View WATER ISLAND CAPITAL LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-13
13F-HR	2023-11-14
13F-HR	2023-08-14
13F-HR	2023-05-25
13F-HR	2023-02-14
13F-HR	2022-11-14
13F-HR	2022-08-15
13F-HR	2022-05-13
13F-HR	2022-02-14
13F-HR	2021-11-12

View WATER ISLAND CAPITAL LLC's complete filings history.

All filings

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