WATER ISLAND CAPITAL LLC - Q4 2018 holdings

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$1.44 Billion is the total value of WATER ISLAND CAPITAL LLC's 134 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 115.5% .

All

			Value		Shares		↓ Weighting
FOXA	Buy	TWENTY FIRST CENTY FOX INCequity	$135,049,000	-7.1%	3,194,802	+1.8%	10.06%	+27.9%
VVC	Buy	VECTREN CORPequity	$104,682,000	+79.0%	1,454,314	+77.8%	7.80%	+146.3%
TRCO	Buy	TRIBUNE MEDIA COequity	$89,843,000	+1306.7%	1,979,797	+1091.3%	6.70%	+1835.0%
DNB	Buy	DUN & BRADSTREET CORP DEL NEequity	$70,498,000	+116.0%	493,893	+115.7%	5.25%	+197.3%
IMPV	New	IMPERVA INCequity	$70,165,000	–	1,259,927	+100.0%	5.23%	–
MBFI	Buy	MB FINANCIAL INC NEWequity	$55,589,000	-6.5%	1,402,697	+8.8%	4.14%	+28.7%
FCB	Buy	FCB FINL HLDGS INCequity	$50,922,000	+356.3%	1,516,433	+544.1%	3.79%	+528.1%
VLP	New	VALERO ENERGY PARTNERS LPequity	$48,357,000	–	1,146,713	+100.0%	3.60%	–
RCII	Buy	RENT A CTR INC NEWequity	$39,496,000	+37.4%	2,439,551	+22.0%	2.94%	+89.0%
IDTI	Buy	INTEGRATED DEVICE TECHNOLOGYequity	$37,621,000	+357.3%	776,802	+343.9%	2.80%	+529.9%
NAVG	Buy	NAVIGATORS GROUP INCequity	$37,169,000	+166.3%	534,876	+164.8%	2.77%	+266.4%
AHL	New	ASPEN INSURANCE HOLDINGS LTDequity	$34,890,000	–	830,910	+100.0%	2.60%	–
RHT	New	RED HAT INCequity	$33,543,000	–	190,976	+100.0%	2.50%	–
STBZ	Buy	STATE BK FINL CORPequity	$28,973,000	+69.4%	1,341,951	+136.8%	2.16%	+133.2%
SCG	New	SCANA CORP NEWequity	$28,967,000	–	606,266	+100.0%	2.16%	–
ESL	New	ESTERLINE TECHNOLOGIES CORPequity	$27,871,000	–	229,484	+100.0%	2.08%	–
TVPT	Buy	TRAVELPORT WORLDWIDE LTDequity	$27,788,000	+167.1%	1,778,991	+188.4%	2.07%	+267.9%
APTI	New	APPTIO INCequity	$27,300,000	–	719,175	+100.0%	2.03%	–
HIFR	New	INFRAREIT INCreit	$26,334,000	–	1,252,799	+100.0%	1.96%	–
BEL	New	BELMOND LTDequity	$23,944,000	–	956,600	+100.0%	1.78%	–
USG	Sell	U S G CORPequity	$23,417,000	-39.2%	548,917	-38.3%	1.74%	-16.3%
MB	New	MINDBODY INCequity	$22,095,000	–	607,000	+100.0%	1.65%	–
P	Buy	PANDORA MEDIA INCequity	$21,210,000	+205.8%	2,621,808	+259.5%	1.58%	+320.2%
TSRO	New	TESARO INCequity	$19,702,000	–	265,350	+100.0%	1.47%	–
NTRI	New	NUTRI SYS INC NEWequity	$16,633,000	–	379,051	+100.0%	1.24%	–
	Buy	RTI INTL METALS INCcorporate bond	$16,331,000	+59.1%	16,298,000	+63.0%	1.22%	+118.9%
BOJA	New	BOJANGLES INCequity	$14,930,000	–	928,503	+100.0%	1.11%	–
ENLK	New	ENLINK MIDSTREAM PARTNERS LPequity	$13,566,000	–	1,232,143	+100.0%	1.01%	–
NTGR	Buy	NETGEAR INCequity	$12,935,000	+69.3%	248,614	+104.5%	0.96%	+132.9%
LLL	New	L3 TECHNOLOGIES INCequity	$12,477,000	–	71,847	+100.0%	0.93%	–
AABA	Sell	ALTABA INCequity	$10,490,000	-58.2%	181,051	-50.9%	0.78%	-42.5%
ITG	New	INVESTMENT TECHNOLOGY GRP NEequity	$10,170,000	–	336,311	+100.0%	0.76%	–
PACB	New	PACIFIC BIOSCIENCES CALIF INequity	$10,098,000	–	1,364,531	+100.0%	0.75%	–
CIVI	New	CIVITAS SOLUTIONS INCequity	$9,200,000	–	525,410	+100.0%	0.69%	–
NXTM	Sell	NXSTAGE MEDICAL INCequity	$8,437,000	-75.0%	294,790	-75.6%	0.63%	-65.5%
CVON	New	CONVERGEONE HLDGS INCequity	$7,686,000	–	620,825	+100.0%	0.57%	–
SPA	Buy	SPARTON CORPequity	$7,412,000	+5047.2%	407,450	+3974.5%	0.55%	+6800.0%
HDP	New	HORTONWORKS INCequity	$7,295,000	–	505,897	+100.0%	0.54%	–
ECA	New	ENCANA CORPequity	$7,307,000	–	1,264,168	+100.0%	0.54%	–
XRX	Buy	XEROX CORPequity	$6,875,000	-6.4%	347,913	+27.8%	0.51%	+28.6%
EGL	Buy	ENGILITY HLDGS INC NEWequity	$6,790,000	+18.0%	238,577	+49.3%	0.51%	+62.7%
WRD	New	WILDHORSE RESOURCE DEV CORPequity	$6,458,000	–	457,679	+100.0%	0.48%	–
ESIO	New	ELECTRO SCIENTIFIC INDSequity	$5,455,000	–	182,086	+100.0%	0.41%	–
DM	New	DOMINION ENERGY MIDSTRM PRTNequity	$4,546,000	–	251,973	+100.0%	0.34%	–
HD	Buy	HOME DEPOT INCequity	$4,271,000	+109.6%	24,857	+152.6%	0.32%	+189.1%
HRI	Buy	HERC HLDGS INCequity	$4,156,000	-48.5%	159,921	+1.5%	0.31%	-29.1%
NCOM	New	NATIONAL COMM CORPequity	$4,014,000	–	111,497	+100.0%	0.30%	–
XLI	Buy	SELECT SECTOR SPDR TRequity	$3,773,000	+210.8%	58,583	+278.2%	0.28%	+325.8%
TRN	Sell	TRINITY INDS INCequity	$3,722,000	-76.2%	180,767	-57.6%	0.28%	-67.3%
PZZA	New	PAPA JOHNS INTL INCequity	$3,511,000	–	88,200	+100.0%	0.26%	–
NSC	Sell	NORFOLK SOUTHERN CORPequity	$2,830,000	-70.3%	18,924	-64.1%	0.21%	-59.1%
L100PS	New	ARCONIC INCequity	$2,709,000	–	160,669	+100.0%	0.20%	–
ANCX	New	ACCESS NATL CORPequity	$2,703,000	–	126,715	+100.0%	0.20%	–
WH	Sell	WYNDHAM HOTELS & RESORTS INCequity	$2,383,000	-84.5%	52,530	-81.1%	0.18%	-78.7%
QUAD	New	QUAD / GRAPHICS INCequity	$2,378,000	–	193,025	+100.0%	0.18%	–
GME	New	GAMESTOP CORP NEWequity	$2,225,000	–	176,305	+100.0%	0.17%	–
NIHD	Buy	NII HLDGS INCequity	$1,961,000	+132.9%	444,712	+209.4%	0.15%	+217.4%
AM	New	ANTERO MIDSTREAM PARTNERS LPequity	$1,951,000	–	91,200	+100.0%	0.14%	–
APD	New	AIR PRODS & CHEMS INCequity	$1,890,000	–	11,807	+100.0%	0.14%	–
ZAYO	New	ZAYO GROUP HLDGS INCequity	$1,880,000	–	82,311	+100.0%	0.14%	–
PRTK	Sell	PARATEK PHARMACEUTICALS INCequity	$1,634,000	-61.7%	318,518	-27.6%	0.12%	-47.2%
		INTEGRATED DEVICE TECHNOLOGYconvertible bond	$1,548,000	+2.8%	1,000,000	0.0%	0.12%	+40.2%
	New	NXP SEMICONDUCTORS N Vconvertible bond	$1,502,000	–	1,500,000	+100.0%	0.11%	–
EQGP	New	EQGP HOLDINGS LPequity	$1,470,000	–	73,665	+100.0%	0.11%	–
		SYNAPTICS INCconvertible bond	$1,315,000	-8.2%	1,500,000	0.0%	0.10%	+25.6%
		ROVI CORPconvertible bond	$950,000	0.0%	1,000,000	0.0%	0.07%	+39.2%
BTEGF	Buy	BAYTEX ENERGY CORPequity	$826,000	-2.9%	469,467	+60.5%	0.06%	+34.8%
	Sell	PAPA JOHNS INTL INCput	$666,000	+274.2%	88,200	-11.8%	0.05%	+400.0%
IIVI	New	II VI INCequity	$651,000	–	20,052	+100.0%	0.05%	–
MGA	New	MAGNA INTL INCequity	$437,000	–	9,604	+100.0%	0.03%	–
	Buy	DISNEY WALT COput	$379,000	+1048.5%	350,200	+1067.3%	0.03%	+1300.0%
LEA	New	LEAR CORPequity	$362,000	–	2,947	+100.0%	0.03%	–
TEN	New	TENNECO INCequity	$341,000	–	12,462	+100.0%	0.02%	–
TPCO	New	TRIBUNE PUBG CO NEWequity	$304,000	–	26,790	+100.0%	0.02%	–
NBL	Buy	NOBLE ENERGY INCequity	$300,000	-19.8%	16,000	+33.3%	0.02%	+10.0%
VC	New	VISTEON CORPequity	$262,000	–	4,343	+100.0%	0.02%	–
RRC	New	RANGE RES CORPequity	$263,000	–	27,500	+100.0%	0.02%	–
CNXM	Sell	CNX MIDSTREAM PARTNERS LPequity	$260,000	-30.7%	16,000	-17.9%	0.02%	-5.0%
TROX	Buy	TRONOX LTDequity	$245,000	+36.9%	31,500	+110.0%	0.02%	+80.0%
CCJ	New	CAMECO CORPequity	$227,000	–	20,000	+100.0%	0.02%	–
	Buy	TWENTY FIRST CENTY FOX INCput	$207,000	-85.9%	2,955,300	+42.9%	0.02%	-81.2%
	New	GOGO INCconvertible bond	$187,000	–	220,000	+100.0%	0.01%	–
AVYA	New	AVAYA HLDGS CORPequity	$135,000	–	39,900	+100.0%	0.01%	–
ARLO	Sell	ARLO TECHNOLOGIES INCequity	$134,000	-87.9%	13,423	-82.4%	0.01%	-83.3%
	New	ARCONIC INCput	$101,000	–	156,400	+100.0%	0.01%	–
	New	HERC HLDGS INCput	$110,000	–	68,700	+100.0%	0.01%	–
	New	TESARO INCput	$92,000	–	262,400	+100.0%	0.01%	–
	New	FINISAR CORPcall	$97,000	–	100,300	+100.0%	0.01%	–
GSAT	Sell	GLOBALSTAR INCequity	$64,000	-37.3%	100,000	-50.0%	0.01%	-16.7%
	New	WYNDHAM HOTELS & RESORTS INCput	$25,000	–	11,100	+100.0%	0.00%	–
	New	UNITED TECHNOLOGIES CORPput	$17,000	–	555,700	+100.0%	0.00%	–
	New	ZAYO GROUP HLDGS INCput	$16,000	–	26,000	+100.0%	0.00%	–
	New	MACERICH COcall	$5,000	–	100,000	+100.0%	0.00%	–
	New	CHESAPEAKE ENERGY CORPcall	$4,000	–	750,800	+100.0%	0.00%	–
	New	UNIVAR INCcall	$5,000	–	41,500	+100.0%	0.00%	–
	New	ARLO TECHNOLOGIES INCcall	$3,000	–	10,000	+100.0%	0.00%	–
	Exit	KEURIG DR PEPPER INCcall	$0	–	-100,000	-100.0%	-0.00%	–
	Exit	ALTRA INDL MOTION CORPcall	$0	–	-82,000	-100.0%	-0.00%	–
	Exit	ASPEN INSURANCE HOLDINGS LTDput	$0	–	-225,000	-100.0%	-0.00%	–
	Exit	ROCKWELL COLLINS INCput	$0	–	-155,400	-100.0%	-0.00%	–
FG	Exit	FGL HLDGSequity	$0	–	-40,000	-100.0%	-0.00%	–
	Exit	ATHENAHEALTH INCput	$0	–	-40,500	-100.0%	-0.00%	–
UNVR	Exit	UNIVAR INCcall	$0	–	-41,500	-100.0%	-0.01%	–
	Exit	AKORN INCput	$0	–	-191,400	-100.0%	-0.04%	–
TSCO	Exit	TRACTOR SUPPLY COequity	$0	–	-12,420	-100.0%	-0.06%	–
MZOR	Exit	MAZOR ROBOTICS LTDequity	$0	–	-21,554	-100.0%	-0.07%	–
SMTA	Exit	SPIRIT MTA REITequity	$0	–	-141,398	-100.0%	-0.09%	–
VIAB	Exit	VIACOM INC NEWequity	$0	–	-57,422	-100.0%	-0.10%	–
GNBC	Exit	GREEN BANCORP INCequity	$0	–	-91,347	-100.0%	-0.11%	–
AXTA	Exit	AXALTA COATING SYS LTDequity	$0	–	-75,000	-100.0%	-0.12%	–
NLSN	Exit	NIELSEN HLDGS PLCequity	$0	–	-81,939	-100.0%	-0.12%	–
CVG	Exit	CONVERGYS CORPequity	$0	–	-100,000	-100.0%	-0.13%	–
AKRXQ	Exit	AKORN INCequity	$0	–	-191,400	-100.0%	-0.13%	–
XLY	Exit	SELECT SECTOR SPDR TRequity	$0	–	-27,540	-100.0%	-0.18%	–
CBS	Exit	CBS CORP NEWequity	$0	–	-77,255	-100.0%	-0.24%	–
IVTY	Exit	INVUITY INCequity	$0	–	-636,000	-100.0%	-0.26%	–
FBNK	Exit	FIRST CONN BANCORP INC MDequity	$0	–	-163,811	-100.0%	-0.26%	–
HUM	Exit	HUMANA INCequity	$0	–	-18,500	-100.0%	-0.34%	–
XLP	Exit	SELECT SECTOR SPDR TRequity	$0	–	-121,140	-100.0%	-0.35%	–
ZOES	Exit	ZOES KITCHEN INCequity	$0	–	-517,139	-100.0%	-0.36%	–
NXEO	Exit	NEXEO SOLUTIONS INCequity	$0	–	-594,970	-100.0%	-0.40%	–
LHO	Exit	LASALLE HOTEL PPTYSreit	$0	–	-211,996	-100.0%	-0.40%	–
REIS	Exit	REIS INCequity	$0	–	-326,800	-100.0%	-0.41%	–
ORBK	Exit	ORBOTECH LTDequity	$0	–	-127,533	-100.0%	-0.41%	–
CPLG	Exit	COREPOINT LODGING INCequity	$0	–	-432,153	-100.0%	-0.46%	–
HAIN	Exit	HAIN CELESTIAL GROUP INCequity	$0	–	-318,820	-100.0%	-0.47%	–
NSU	Exit	NEVSUN RES LTDequity	$0	–	-2,123,500	-100.0%	-0.51%	–
MAC	Exit	MACERICH COreit	$0	–	-173,100	-100.0%	-0.52%	–
SONC	Exit	SONIC CORPequity	$0	–	-233,938	-100.0%	-0.55%	–
XRM	Exit	XERIUM TECHNOLOGIES INCequity	$0	–	-819,460	-100.0%	-0.60%	–
ATHN	Exit	ATHENAHEALTH INCequity	$0	–	-85,280	-100.0%	-0.62%	–
ANDV	Exit	ANDEAVORequity	$0	–	-74,532	-100.0%	-0.62%	–
AFSI	Exit	AMTRUST FINL SVCS INCequity	$0	–	-803,100	-100.0%	-0.63%	–
BMS	Exit	BEMIS INCequity	$0	–	-247,368	-100.0%	-0.65%	–
ASH	Exit	ASHLAND GLOBAL HLDGS INCequity	$0	–	-152,130	-100.0%	-0.69%	–
ASPU	Exit	ASPEN GROUP INCequity	$0	–	-348,394	-100.0%	-0.79%	–
XOXO	Exit	XO GROUP INCequity	$0	–	-474,697	-100.0%	-0.89%	–
KMG	Exit	KMG CHEMICALS INCequity	$0	–	-233,989	-100.0%	-0.96%	–
SVU	Exit	SUPERVALU INCequity	$0	–	-567,291	-100.0%	-0.99%	–
SEP	Exit	SPECTRA ENERGY PARTNERS LPequity	$0	–	-536,918	-100.0%	-1.04%	–
OII	Exit	OCEANEERING INTL INCequity	$0	–	-576,000	-100.0%	-1.08%	–
EGN	Exit	ENERGEN CORPequity	$0	–	-245,251	-100.0%	-1.14%	–
MITL	Exit	MITEL NETWORKS CORPequity	$0	–	-2,087,225	-100.0%	-1.24%	–
SYNT	Exit	SYNTEL INCequity	$0	–	-575,409	-100.0%	-1.28%	–
PERY	Exit	ELLIS PERRY INTL INCequity	$0	–	-876,488	-100.0%	-1.30%	–
KTWO	Exit	K2M GROUP HLDGS INCequity	$0	–	-1,068,624	-100.0%	-1.58%	–
ESRX	Exit	EXPRESS SCRIPTS HLDG COequity	$0	–	-326,799	-100.0%	-1.68%	–
SODA	Exit	SODASTREAM INTERNATIONAL LTDequity	$0	–	-256,396	-100.0%	-1.99%	–
COBZ	Exit	COBIZ FINANCIAL INCequity	$0	–	-1,766,891	-100.0%	-2.12%	–
WEB	Exit	WEB COM GROUP INCequity	$0	–	-1,420,527	-100.0%	-2.15%	–
LPNT	Exit	LIFEPOINT HEALTH INCequity	$0	–	-686,000	-100.0%	-2.39%	–
AET	Exit	AETNA INC NEWequity	$0	–	-241,860	-100.0%	-2.66%	–
KS	Exit	KAPSTONE PAPER & PACKAGING Cequity	$0	–	-1,541,354	-100.0%	-2.83%	–
PNK	Exit	PINNACLE ENTMT INC NEWequity	$0	–	-1,592,811	-100.0%	-2.91%	–
GPT	Exit	GRAMERCY PPTY TRreit	$0	–	-2,891,339	-100.0%	-4.30%	–
KLXI	Exit	KLX INCequity	$0	–	-1,296,363	-100.0%	-4.41%	–
COL	Exit	ROCKWELL COLLINS INCequity	$0	–	-619,205	-100.0%	-4.71%	–
FCEA	Exit	FOREST CITY RLTY TR INCequity	$0	–	-3,765,192	-100.0%	-5.12%	–
PF	Exit	PINNACLE FOODS INC DELequity	$0	–	-2,129,034	-100.0%	-7.47%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2019-02-05

Signatures

The EDGAR filing(s) were signed by:

Stephanie Butler — Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
PARATEK PHARMACEUTICALS INC	23	Q2 2023	0.2%
TEGNA INC	14	Q3 2023	5.9%
NOBLE ENERGY INC	13	Q3 2020	6.1%
CONSOL ENERGY INC	13	Q3 2017	0.7%
Pacific Biosciences of Califor	12	Q3 2023	1.7%
PARATEK PHARMACEUTICALS INC	12	Q2 2023	0.4%
BAYTEX ENERGY CORP	12	Q3 2023	0.2%
GLOBALSTAR INC	12	Q4 2019	0.1%
BLACKBERRY LTD	12	Q1 2020	0.0%
VMWARE INC	11	Q3 2023	7.9%

View WATER ISLAND CAPITAL LLC's complete holdings history.

Latest significant ownerships (13-D/G)

WATER ISLAND CAPITAL LLC Q4 2018 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
PERRY ELLIS INTERNATIONAL, INC	September 06, 2018	867,606	5.5%
BLUE NILE INC	February 14, 2017	666,997	5.7%
Journal Media Group, Inc.	May 09, 2016	?	?
AMERICAN REALTY CAPITAL HEALTHCARE TRUST INC	February 17, 2015	14,277,913	8.4%
AMREIT	February 17, 2015	1,100,064	5.6%
ANAREN INC^{Sold out}	February 17, 2015	0	0.0%
ARTHROCARE CORP	February 17, 2015	3,798,820	11.0%
Black Knight InfoServ, LLC^{Sold out}	February 17, 2015	0	0.0%
HARRIS TEETER SUPERMARKETS, INC.^{Sold out}	February 17, 2015	0	0.0%
SANTARUS INC^{Sold out}	February 17, 2015	0	0.0%

View WATER ISLAND CAPITAL LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-13
13F-HR	2023-11-14
13F-HR	2023-08-14
13F-HR	2023-05-25
13F-HR	2023-02-14
13F-HR	2022-11-14
13F-HR	2022-08-15
13F-HR	2022-05-13
13F-HR	2022-02-14
13F-HR	2021-11-12

View WATER ISLAND CAPITAL LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (1440558000.0 != 1342017000.0)
The reported number of holdings is incorrect (134 != 96)

Export WATER ISLAND CAPITAL LLC's holdings