$1.76 Billion is the total value of WATER ISLAND CAPITAL LLC's 88 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AWHHF | Buy | ALLIED WRLD ASSUR COM HLDG Aequity | $157,102,000 | +575.7% | 2,958,604 | +583.5% | 8.91% | +462.6% |
| WWAV | Buy | WHITEWAVE FOODS COequity | $102,449,000 | +75.9% | 1,824,563 | +74.1% | 5.81% | +46.5% |
| VAL | Buy | VALSPAR CORPequity | $82,856,000 | +58.4% | 746,854 | +47.9% | 4.70% | +31.9% |
| PVTB | Buy | PRIVATEBANCORP INCequity | $81,693,000 | +653.8% | 1,376,003 | +588.0% | 4.63% | +527.9% |
| NXPI | Buy | NXP SEMICONDUCTORS N Vequity | $80,446,000 | +54.8% | 777,256 | +46.6% | 4.56% | +28.9% |
| JOY | Buy | JOY GLOBAL INCequity | $66,502,000 | +47.6% | 2,354,036 | +46.3% | 3.77% | +23.0% |
| CHMT | Buy | CHEMTURA CORPequity | $64,635,000 | +27.4% | 1,935,186 | +26.7% | 3.67% | +6.1% |
| AIRM | New | AIR METHODS CORPequity | $63,050,000 | – | 1,466,290 | +100.0% | 3.58% | – |
| CST | Sell | CST BRANDS INCequity | $58,034,000 | -24.1% | 1,206,773 | -24.0% | 3.29% | -36.8% |
| NSR | Buy | NEUSTAR INCequity | $54,398,000 | +1130.2% | 1,640,977 | +1139.4% | 3.09% | +925.2% |
| CWEI | New | WILLIAMS CLAYTON ENERGY INCequity | $52,428,000 | – | 396,945 | +100.0% | 2.97% | – |
| ZLTQ | New | ZELTIQ AESTHETICS INCequity | $51,507,000 | – | 926,222 | +100.0% | 2.92% | – |
| LVLT | Buy | LEVEL 3 COMMUNICATIONS INCequity | $51,162,000 | +720.0% | 894,127 | +707.7% | 2.90% | +582.8% |
| RAI | New | REYNOLDS AMERICAN INCequity | $50,704,000 | – | 804,568 | +100.0% | 2.88% | – |
| XXIA | New | IXIAequity | $49,289,000 | – | 2,508,361 | +100.0% | 2.80% | – |
| MBBYF | New | MOBILEYE N V AMSTELVEENequity | $48,742,000 | – | 793,840 | +100.0% | 2.76% | – |
| MJN | New | MEAD JOHNSON NUTRITION COequity | $47,199,000 | – | 529,847 | +100.0% | 2.68% | – |
| EVER | Buy | EVERBANK FINL CORPequity | $44,097,000 | +100.8% | 2,263,730 | +100.4% | 2.50% | +67.2% |
| MPSX | New | MULTI PACKAGING SOLUTIONS INequity | $40,593,000 | – | 2,261,434 | +100.0% | 2.30% | – |
| UNH | New | UNITEDHEALTH GROUP INCequity | $40,173,000 | – | 244,942 | +100.0% | 2.28% | – |
| BEAV | New | B/E AEROSPACE INCequity | $39,325,000 | – | 613,400 | +100.0% | 2.23% | – |
| UTEK | New | ULTRATECH INCequity | $38,088,000 | – | 1,285,898 | +100.0% | 2.16% | – |
| SYT | Buy | SYNGENTA AGequity | $37,848,000 | +16.0% | 427,658 | +3.7% | 2.15% | -3.4% |
| FIG | New | FORTRESS INVESTMENT GROUP LLequity | $36,287,000 | – | 4,564,378 | +100.0% | 2.06% | – |
| TWX | Sell | TIME WARNER INCequity | $35,998,000 | -22.6% | 368,421 | -23.5% | 2.04% | -35.5% |
| AF | Buy | ASTORIA FINL CORPequity | $27,693,000 | +396.8% | 1,350,230 | +351.7% | 1.57% | +313.4% |
| NMBL | New | NIMBLE STORAGE INCequity | $22,364,000 | – | 1,789,088 | +100.0% | 1.27% | – |
| HW | Buy | HEADWATERS INCequity | $21,973,000 | +32.1% | 935,820 | +32.3% | 1.25% | +10.1% |
| WOOF | New | VCA INCequity | $19,815,000 | – | 216,562 | +100.0% | 1.12% | – |
| WR | Sell | WESTAR ENERGY INCequity | $17,899,000 | -42.8% | 329,818 | -40.7% | 1.02% | -52.4% |
| CEB | New | CEB INCequity | $16,547,000 | – | 210,517 | +100.0% | 0.94% | – |
| HPE | Buy | HEWLETT PACKARD ENTERPRISE Cequity | $11,589,000 | +36.8% | 488,973 | +33.5% | 0.66% | +13.9% |
| LMOS | New | LUMOS NETWORKS CORPequity | $10,834,000 | – | 612,087 | +100.0% | 0.62% | – |
| UAM | Buy | UNIVERSAL AMERN CORP NEWequity | $9,543,000 | +109.8% | 957,188 | +109.4% | 0.54% | +74.5% |
| HEOP | Buy | HERITAGE OAKS BANCORPequity | $9,296,000 | +43.4% | 696,335 | +32.4% | 0.53% | +19.2% |
| BNCN | New | BNC BANCORPequity | $8,439,000 | – | 240,763 | +100.0% | 0.48% | – |
| CACB | Buy | CASCADE BANCORPequity | $8,401,000 | +7.7% | 1,089,621 | +13.5% | 0.48% | -10.2% |
| TIME | New | TIME INC NEWequity | $5,954,000 | – | 307,720 | +100.0% | 0.34% | – |
| COLB | New | COLUMBIA BKG SYS INCequity | $5,950,000 | – | 152,604 | +100.0% | 0.34% | – |
| DK | New | DELEK US HLDGS INCequity | $5,897,000 | – | 242,993 | +100.0% | 0.34% | – |
| CTXS | Buy | CITRIX SYS INCequity | $5,605,000 | +17.8% | 67,215 | +26.2% | 0.32% | -1.9% |
| APD | Sell | AIR PRODS & CHEMS INCequity | $5,469,000 | -27.4% | 40,422 | -22.9% | 0.31% | -39.6% |
| CSOD | Sell | CORNERSTONE ONDEMAND INCequity | $5,062,000 | -19.3% | 130,166 | -12.2% | 0.29% | -32.8% |
| SBY | New | SILVER BAY RLTY TR CORPequity | $4,844,000 | – | 225,622 | +100.0% | 0.28% | – |
| KATE | Buy | KATE SPADE & COequity | $4,646,000 | +73.0% | 200,000 | +39.1% | 0.26% | +44.3% |
| NBL | New | NOBLE ENERGY INCequity | $4,615,000 | – | 134,396 | +100.0% | 0.26% | – |
| EGAS | GAS NAT INCequity | $4,455,000 | +1.2% | 350,762 | 0.0% | 0.25% | -15.7% | |
| CRM | New | SALESFORCE COM INCequity | $4,363,000 | – | 52,895 | +100.0% | 0.25% | – |
| NSC | New | NORFOLK SOUTHERN CORPequity | $4,372,000 | – | 39,042 | +100.0% | 0.25% | – |
| OKSB | SOUTHWEST BANCORP INC OKLAequity | $3,895,000 | -9.8% | 148,931 | 0.0% | 0.22% | -24.8% | |
| EXAR | New | EXAR CORPequity | $3,253,000 | – | 250,000 | +100.0% | 0.18% | – |
| DGI | New | DIGITALGLOBE INCequity | $3,088,000 | – | 94,296 | +100.0% | 0.18% | – |
| STILLWATER MNG COconvertible bond | $2,660,000 | +4.0% | 2,000,000 | 0.0% | 0.15% | -13.2% | ||
| P | Sell | PANDORA MEDIA INCequity | $2,524,000 | -24.1% | 213,736 | -16.2% | 0.14% | -36.7% |
| Buy | NXP SEMICONDUCTORS N Vconvertible bond | $2,315,000 | +35.7% | 2,000,000 | +33.3% | 0.13% | +12.9% | |
| CMCSA | Sell | COMCAST CORP NEWequity | $2,279,000 | -55.1% | 60,624 | -17.5% | 0.13% | -62.7% |
| TWITTER INCconvertible bond | $2,278,000 | -1.0% | 2,500,000 | 0.0% | 0.13% | -17.8% | ||
| BOXC | New | BROOKFIELD CDA OFFICE PPTYSequity | $2,089,000 | – | 88,902 | +100.0% | 0.12% | – |
| Buy | PANDORA MEDIA INCconvertible bond | $2,005,000 | +30.4% | 2,000,000 | +33.3% | 0.11% | +8.6% | |
| Buy | DEPOMED INCconvertible bond | $1,734,000 | +1.5% | 1,857,000 | +23.8% | 0.10% | -15.5% | |
| XLP | Sell | SELECT SECTOR SPDR TRequity | $1,613,000 | -46.7% | 29,561 | -49.5% | 0.09% | -55.3% |
| SVU | Buy | SUPERVALU INCequity | $1,309,000 | +10.1% | 339,220 | +33.3% | 0.07% | -8.6% |
| Sell | SHUTTERFLY INCconvertible bond | $1,298,000 | -14.5% | 1,300,000 | -13.3% | 0.07% | -28.2% | |
| Sell | FIREEYE INCconvertible bond | $1,177,000 | -12.9% | 1,314,000 | -12.4% | 0.07% | -27.2% | |
| CORNERSTONE ONDEMAND INCconvertible bond | $1,021,000 | -1.8% | 1,000,000 | 0.0% | 0.06% | -18.3% | ||
| MAR | New | MARRIOTT INTL INC NEWequity | $899,000 | – | 9,548 | +100.0% | 0.05% | – |
| CHH | New | CHOICE HOTELS INTL INCequity | $904,000 | – | 14,446 | +100.0% | 0.05% | – |
| MCD | Buy | MCDONALDS CORPequity | $656,000 | +11.4% | 5,059 | +4.5% | 0.04% | -7.5% |
| ORCL | Sell | ORACLE CORPequity | $629,000 | -9.9% | 14,096 | -22.3% | 0.04% | -25.0% |
| DNKN | Buy | DUNKIN BRANDS GROUP INCequity | $643,000 | +6.1% | 11,765 | +1.8% | 0.04% | -12.2% |
| WEN | New | WENDYS COequity | $620,000 | – | 45,562 | +100.0% | 0.04% | – |
| IBM | Sell | INTERNATIONAL BUSINESS MACHSequity | $625,000 | -18.5% | 3,588 | -22.3% | 0.04% | -32.7% |
| INTC | Sell | INTEL CORPequity | $615,000 | -22.7% | 17,050 | -22.4% | 0.04% | -35.2% |
| PZZA | New | PAPA JOHNS INTL INCequity | $598,000 | – | 7,477 | +100.0% | 0.03% | – |
| CA | Sell | CA INCequity | $525,000 | -22.5% | 16,558 | -22.4% | 0.03% | -34.8% |
| New | NOBLE ENERGY INCput | $299,000 | – | 288,600 | +100.0% | 0.02% | – | |
| New | SPDR SERIES TRUSTput | $283,000 | – | 261,400 | +100.0% | 0.02% | – | |
| BOBE | New | BOB EVANS FARMS INCequity | $211,000 | – | 3,255 | +100.0% | 0.01% | – |
| New | PANDORA MEDIA INCput | $165,000 | – | 233,700 | +100.0% | 0.01% | – | |
| New | VALSPAR CORPcall | $117,000 | – | 99,600 | +100.0% | 0.01% | – | |
| New | VALSPAR CORPput | $87,000 | – | 433,100 | +100.0% | 0.01% | – | |
| New | MEAD JOHNSON NUTRITION COput | $61,000 | – | 165,400 | +100.0% | 0.00% | – | |
| New | FREDS INCcall | $11,000 | – | 177,300 | +100.0% | 0.00% | – | |
| New | CENTURYLINK INCput | $21,000 | – | 155,000 | +100.0% | 0.00% | – | |
| New | DEPOMED INCcall | $4,000 | – | 14,500 | +100.0% | 0.00% | – | |
| CSC | Exit | Computer Sciences Corpcall | $0 | – | -21,500 | -100.0% | 0.00% | – |
| New | TIME INC NEWput | $8,000 | – | 63,000 | +100.0% | 0.00% | – | |
| New | MACYS INCcall | $6,000 | – | 116,500 | +100.0% | 0.00% | – | |
| New | HEWLETT PACKARD ENTERPRISE Cput | $6,000 | – | 242,800 | +100.0% | 0.00% | – | |
| CBOE | Exit | CBOE Holdings Incput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| NYCB | Exit | New York Community Bancorp Inccall | $0 | – | -75,000 | -100.0% | -0.00% | – |
| SPY | Exit | SPDR S&P500 ETF Trustput | $0 | – | -75,000 | -100.0% | -0.00% | – |
| AMBC | Exit | Ambac Financial Group Inccall | $0 | – | -90,000 | -100.0% | -0.00% | – |
| BB | Exit | Blackberry Ltdequity | $0 | – | -15,000 | -100.0% | -0.01% | – |
| NOMD | Exit | Nomad Foods Ltdequity | $0 | – | -12,073 | -100.0% | -0.01% | – |
| BABA | Exit | Alibaba Group Holding Ltdput | $0 | – | -16,800 | -100.0% | -0.01% | – |
| COL | Exit | Rockwell Collins Inccall | $0 | – | -63,500 | -100.0% | -0.01% | – |
| LUMN | Exit | CenturyLink Incput | $0 | – | -158,100 | -100.0% | -0.01% | – |
| FREDQ | Exit | Fred's Inccall | $0 | – | -150,000 | -100.0% | -0.01% | – |
| EPAM | Exit | EPAM Systems Incequity | $0 | – | -3,252 | -100.0% | -0.01% | – |
| AVGO | Exit | Broadcom Ltdequity | $0 | – | -1,445 | -100.0% | -0.02% | – |
| MU | Exit | Micron Technology Incequity | $0 | – | -12,000 | -100.0% | -0.02% | – |
| NIHD | Exit | NII Holdings Incequity | $0 | – | -140,000 | -100.0% | -0.02% | – |
| DLTR | Exit | Dollar Tree Incequity | $0 | – | -5,180 | -100.0% | -0.03% | – |
| FCEB | Exit | Forest City Realty Trust Incequity | $0 | – | -15,043 | -100.0% | -0.03% | – |
| DG | Exit | Dollar General Corpequity | $0 | – | -5,706 | -100.0% | -0.03% | – |
| GIB | Exit | CGI Group Incequity | $0 | – | -10,135 | -100.0% | -0.03% | – |
| Exit | Accenture PLCequity | $0 | – | -4,320 | -100.0% | -0.03% | – | |
| QSR | Exit | Restaurant Brands International Incequity | $0 | – | -11,760 | -100.0% | -0.04% | – |
| PLKI | Exit | Popeyes Louisiana Kitchen Incequity | $0 | – | -10,395 | -100.0% | -0.04% | – |
| BTI | Exit | British American Tobacco PLCequity | $0 | – | -7,424 | -100.0% | -0.06% | – |
| XLK | Exit | Technology Select Sector SPDR Fundequity | $0 | – | -20,712 | -100.0% | -0.07% | – |
| IWO | Exit | iShares Russell 2000 Growth ETFequity | $0 | – | -6,584 | -100.0% | -0.07% | – |
| CL | Exit | Colgate-Palmolive Coequity | $0 | – | -17,868 | -100.0% | -0.08% | – |
| KMB | Exit | Kimberly-Clark Corpequity | $0 | – | -10,438 | -100.0% | -0.08% | – |
| CHD | Exit | Church & Dwight Co Incequity | $0 | – | -27,259 | -100.0% | -0.08% | – |
| WBA | Exit | Walgreens Boots Alliance Incequity | $0 | – | -15,312 | -100.0% | -0.09% | – |
| CLX | Exit | Clorox Co/Theequity | $0 | – | -10,483 | -100.0% | -0.09% | – |
| CVS | Exit | CVS Health Corpequity | $0 | – | -16,591 | -100.0% | -0.09% | – |
| MO | Exit | Altria Group Incequity | $0 | – | -20,540 | -100.0% | -0.10% | – |
| CCMP | Exit | Cabot Microelectronics Corpequity | $0 | – | -37,400 | -100.0% | -0.16% | – |
| IQNT | Exit | Inteliquent Incequity | $0 | – | -110,256 | -100.0% | -0.17% | – |
| MWW | Exit | Monster Worldwide Incequity | $0 | – | -1,002,500 | -100.0% | -0.23% | – |
| DEPO | Exit | Depomed Incequity | $0 | – | -203,000 | -100.0% | -0.25% | – |
| COTY | Exit | Coty Incequity | $0 | – | -207,387 | -100.0% | -0.26% | – |
| XHB | Exit | SPDR S&P Homebuilders ETFequity | $0 | – | -113,245 | -100.0% | -0.26% | – |
| QCOM | Exit | QUALCOMM Incequity | $0 | – | -60,000 | -100.0% | -0.27% | – |
| CBOE | Exit | CBOE Holdings Incequity | $0 | – | -56,229 | -100.0% | -0.28% | – |
| DTLK | Exit | Datalink Corpequity | $0 | – | -380,591 | -100.0% | -0.29% | – |
| INVN | Exit | InvenSense Incequity | $0 | – | -467,310 | -100.0% | -0.41% | – |
| AEPI | Exit | AEP Industries Incequity | $0 | – | -58,077 | -100.0% | -0.46% | – |
| XRX | Exit | Xerox Corpequity | $0 | – | -933,500 | -100.0% | -0.56% | – |
| AMCC | Exit | Applied Micro Circuits Corpequity | $0 | – | -1,036,736 | -100.0% | -0.58% | – |
| ISIL | Exit | Intersil Corpequity | $0 | – | -410,800 | -100.0% | -0.62% | – |
| CLC | Exit | CLARCOR Incequity | $0 | – | -137,345 | -100.0% | -0.77% | – |
| HLT | Exit | Hilton Worldwide Holdings Incequity | $0 | – | -447,536 | -100.0% | -0.83% | – |
| VASC | Exit | Vascular Solutions Incequity | $0 | – | -218,139 | -100.0% | -0.83% | – |
| WCIC | Exit | WCI Communities Incequity | $0 | – | -567,092 | -100.0% | -0.91% | – |
| IL | Exit | IntraLinks Holdings Incequity | $0 | – | -1,000,400 | -100.0% | -0.92% | – |
| EDE | Exit | Empire District Electric Co/Theequity | $0 | – | -457,669 | -100.0% | -1.06% | – |
| BRCD | Exit | Brocade Communications Systems Incequity | $0 | – | -1,339,811 | -100.0% | -1.14% | – |
| YHOO | Exit | Yahoo! Incequity | $0 | – | -456,312 | -100.0% | -1.20% | – |
| CPPL | Exit | Columbia Pipeline Partners LPequity | $0 | – | -1,124,788 | -100.0% | -1.31% | – |
| MEG | Exit | Media General Incequity | $0 | – | -1,091,793 | -100.0% | -1.40% | – |
| STRZA | Exit | Starzequity | $0 | – | -743,467 | -100.0% | -1.76% | – |
| MENT | Exit | Mentor Graphics Corpequity | $0 | – | -728,442 | -100.0% | -1.83% | – |
| NILE | Exit | Blue Nile Incequity | $0 | – | -666,977 | -100.0% | -1.85% | – |
| LLTC | Exit | Linear Technology Corpequity | $0 | – | -712,740 | -100.0% | -3.03% | – |
| SE | Exit | Spectra Energy Corpequity | $0 | – | -1,138,223 | -100.0% | -3.19% | – |
| LOCK | Exit | LifeLock Incequity | $0 | – | -1,976,634 | -100.0% | -3.22% | – |
| IOC | Exit | InterOil Corpequity | $0 | – | -1,021,361 | -100.0% | -3.31% | – |
| TMH | Exit | Team Health Holdings Incequity | $0 | – | -1,221,499 | -100.0% | -3.62% | – |
| HAR | Exit | Harman International Industries Incequity | $0 | – | -555,947 | -100.0% | -4.21% | – |
| Exit | Endurance Specialty Holdings Ltdequity | $0 | – | -805,873 | -100.0% | -5.07% | – | |
| STJ | Exit | St Jude Medical Incequity | $0 | – | -1,872,298 | -100.0% | -10.23% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PARATEK PHARMACEUTICALS INC | 23 | Q2 2023 | 0.2% |
| TEGNA INC | 14 | Q3 2023 | 5.9% |
| NOBLE ENERGY INC | 13 | Q3 2020 | 6.1% |
| CONSOL ENERGY INC | 13 | Q3 2017 | 0.7% |
| Pacific Biosciences of Califor | 12 | Q3 2023 | 1.7% |
| PARATEK PHARMACEUTICALS INC | 12 | Q2 2023 | 0.4% |
| BAYTEX ENERGY CORP | 12 | Q3 2023 | 0.2% |
| GLOBALSTAR INC | 12 | Q4 2019 | 0.1% |
| BLACKBERRY LTD | 12 | Q1 2020 | 0.0% |
| VMWARE INC | 11 | Q3 2023 | 7.9% |
View WATER ISLAND CAPITAL LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PERRY ELLIS INTERNATIONAL, INC | September 06, 2018 | 867,606 | 5.5% |
| BLUE NILE INC | February 14, 2017 | 666,997 | 5.7% |
| Journal Media Group, Inc. | May 09, 2016 | ? | ? |
| AMERICAN REALTY CAPITAL HEALTHCARE TRUST INC | February 17, 2015 | 14,277,913 | 8.4% |
| AMREIT | February 17, 2015 | 1,100,064 | 5.6% |
| ANAREN INCSold out | February 17, 2015 | 0 | 0.0% |
| ARTHROCARE CORP | February 17, 2015 | 3,798,820 | 11.0% |
| Black Knight InfoServ, LLCSold out | February 17, 2015 | 0 | 0.0% |
| HARRIS TEETER SUPERMARKETS, INC.Sold out | February 17, 2015 | 0 | 0.0% |
| SANTARUS INCSold out | February 17, 2015 | 0 | 0.0% |
View WATER ISLAND CAPITAL LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-25 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View WATER ISLAND CAPITAL LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.