$2.82 Billion is the total value of WATER ISLAND CAPITAL LLC's 91 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 125.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BEAM | New | BEAM Inc. | $297,569,000 | – | 3,572,263 | +100.0% | 10.57% | – |
| BRE | Buy | BRE Propertiescl a | $193,859,000 | +567.6% | 3,087,914 | +481.8% | 6.89% | +326.9% |
| FRX | New | Forest Laboratories Inc. | $181,061,000 | – | 1,962,306 | +100.0% | 6.43% | – |
| JOSB | New | Jos A Bank Clothiers Inc. | $160,215,000 | – | 2,491,684 | +100.0% | 5.69% | – |
| LSI | Buy | LSI Corp. | $152,548,000 | +204.2% | 13,780,319 | +202.8% | 5.42% | +94.5% |
| CSE | Buy | Capitalsource Inc. | $150,269,000 | +12.0% | 10,299,477 | +10.3% | 5.34% | -28.4% |
| UNS | Buy | UNS Energy Corp. | $146,143,000 | +2261.7% | 2,434,513 | +2254.5% | 5.19% | +1409.0% |
| FWLT | New | Foster Wheeler AG | $138,356,000 | – | 4,267,634 | +100.0% | 4.92% | – |
| New | Time Water Cable Inc. | $137,297,000 | – | 1,000,858 | +100.0% | 4.88% | – | |
| STSA | Buy | Sterling Financial Corp. / WA | $119,378,000 | +21.9% | 3,581,723 | +24.6% | 4.24% | -22.1% |
| SWY | New | Safeway Inc. | $112,349,000 | – | 3,041,411 | +100.0% | 3.99% | – |
| KFN | Buy | KKR Financial Holdings LLC | $91,676,000 | +761.1% | 7,923,634 | +807.2% | 3.26% | +451.1% |
| ARTC | New | ArthroCare Corp. | $91,241,000 | – | 1,893,366 | +100.0% | 3.24% | – |
| HCBK | Sell | Hudson City Bancorp Inc. | $86,868,000 | -22.4% | 8,837,107 | -25.6% | 3.09% | -50.4% |
| JNY | Buy | Jones Group Inc. / The | $81,050,000 | +803.0% | 5,414,218 | +802.4% | 2.88% | +477.0% |
| ESC | New | Emeritus Corp. | $72,695,000 | – | 2,312,212 | +100.0% | 2.58% | – |
| SIRI | New | Sirius XM Holdings Inc. | $67,857,000 | – | 21,205,405 | +100.0% | 2.41% | – |
| ACO | New | AMCOL International Corp. | $59,598,000 | – | 1,301,846 | +100.0% | 2.12% | – |
| EPL | New | EPL Oil & Gas Inc. | $47,876,000 | – | 1,240,314 | +100.0% | 1.70% | – |
| ACCL | New | Accelrys Inc. | $46,051,000 | – | 3,695,943 | +100.0% | 1.64% | – |
| ATMI | New | ATMI Inc. | $39,340,000 | – | 1,156,734 | +100.0% | 1.40% | – |
| XRTX | Buy | Xyratex Ltd. | $32,074,000 | +284.9% | 2,422,518 | +286.3% | 1.14% | +146.0% |
| NDZ | New | NDZ US | $25,967,000 | – | 2,254,151 | +100.0% | 0.92% | – |
| SUPX | New | Supertex Inc. | $25,659,000 | – | 778,046 | +100.0% | 0.91% | – |
| VZ | Buy | Verizon Communications Inc. | $19,392,000 | +114.2% | 407,653 | +121.3% | 0.69% | +37.0% |
| TQNT | New | TriQuint Semiconductor Inc. | $18,560,000 | – | 1,386,131 | +100.0% | 0.66% | – |
| SGK | New | Schawk Inc.cl a | $15,859,000 | – | 793,354 | +100.0% | 0.56% | – |
| IR | Buy | Ingersoll-Rand PLC | $15,029,000 | +468.6% | 262,564 | +511.7% | 0.53% | +263.3% |
| ZLC | New | Zale Corp. | $14,530,000 | – | 694,895 | +100.0% | 0.52% | – |
| B108PS | Buy | Actavis Inc. | $12,557,000 | +78.9% | 61,002 | +46.0% | 0.45% | +14.4% |
| CHTR | Buy | Charter Communicationscl a new | $11,231,000 | +301.5% | 91,161 | +345.6% | 0.40% | +157.4% |
| JNPR | New | Juniper Networks Inc. | $10,313,000 | – | 400,369 | +100.0% | 0.37% | – |
| OIS | Buy | Oil States International Inc. | $10,208,000 | +114.4% | 103,539 | +121.2% | 0.36% | +37.5% |
| AAL | Buy | American Airlines Group, Inc. | $10,165,000 | +111.3% | 277,735 | +45.8% | 0.36% | +35.2% |
| DGI | New | DigitalGlobe Inc. | $9,925,000 | – | 342,134 | +100.0% | 0.35% | – |
| Buy | MHGC 2 3/8 10/15/14note 2.375% 10/1 | $9,900,000 | +70.1% | 10,000,000 | +66.7% | 0.35% | +9.0% | |
| COA | New | Coastal Contacts Inc. | $9,728,000 | – | 867,300 | +100.0% | 0.35% | – |
| GNW | Buy | Genworth Financial Inc. - CL A | $8,352,000 | +46.2% | 471,108 | +28.1% | 0.30% | -6.3% |
| CNX | Buy | Consol Energy Inc. | $8,254,000 | +254.7% | 206,611 | +237.7% | 0.29% | +127.1% |
| LIN | New | LIN Media LLC | $6,916,000 | – | 261,016 | +100.0% | 0.25% | – |
| GM | Buy | General Motors Co. | $6,804,000 | +19.6% | 197,703 | +42.0% | 0.24% | -23.4% |
| New | Dryships Inc.note 5.000% 12/0 | $6,732,000 | – | 6,809,000 | +100.0% | 0.24% | – | |
| NRG | Sell | NRG Energy Inc. | $6,649,000 | -20.5% | 209,100 | -28.2% | 0.24% | -49.2% |
| TLM | New | Talisman Energy Inc. (USD) | $4,695,000 | – | 470,515 | +100.0% | 0.17% | – |
| NEBLQ | Buy | Noble Corp. | $4,232,000 | +36.4% | 129,287 | +56.1% | 0.15% | -12.8% |
| New | YRC Worldwide Inc.note 10.000% 3/3 | $4,179,000 | – | 4,018,615 | +100.0% | 0.15% | – | |
| TIBX | Buy | TIBCO Software Inc. | $4,106,000 | +502.1% | 202,098 | +565.3% | 0.15% | +284.2% |
| New | Meritor Inc.note 7.875% 3/0 | $3,711,000 | – | 2,432,000 | +100.0% | 0.13% | – | |
| BTU | Buy | Peabody Energy Corp. | $3,667,000 | +262.4% | 224,444 | +332.7% | 0.13% | +132.1% |
| AGO | Sell | Assured Guaranty Ltd. | $3,610,000 | -12.0% | 142,600 | -18.0% | 0.13% | -43.9% |
| OUTR | Sell | Outerwall Inc. | $3,596,000 | -50.6% | 49,604 | -54.2% | 0.13% | -68.3% |
| X 4 5/15/14note 4.000% 5/1 | $2,579,000 | -5.7% | 2,562,000 | 0.0% | 0.09% | -39.5% | ||
| CBSTZ | Cubist Pharmaceuticals Inc. (CVR)right | $1,943,000 | -51.9% | 2,990,735 | 0.0% | 0.07% | -69.2% | |
| SYMC | New | Symantec Corp. | $1,456,000 | – | 72,922 | +100.0% | 0.05% | – |
| MCK | Sell | McKesson Corp. | $1,477,000 | -55.7% | 8,369 | -59.5% | 0.05% | -71.9% |
| ENTG | New | Entegris Inc. | $1,186,000 | – | 97,989 | +100.0% | 0.04% | – |
| SWC | Sell | Stillwater Mining Co. | $1,075,000 | -58.4% | 72,646 | -65.3% | 0.04% | -73.6% |
| AZC | New | Augusta Resource Corp. | $896,000 | – | 288,900 | +100.0% | 0.03% | – |
| LPX | Buy | Louisiana-Pacific Corp. | $744,000 | +25.0% | 44,160 | +37.2% | 0.03% | -21.2% |
| New | Sirius XM Holdings Inc.put | $610,000 | – | 2,000,000 | +100.0% | 0.02% | – | |
| New | Endeavor International Corp Newput | $600,000 | – | 315,900 | +100.0% | 0.02% | – | |
| Buy | OCR 3.25 12/15/35 OCRdbcv 3.250% 12/1 | $533,000 | +300.8% | 500,000 | +300.0% | 0.02% | +171.4% | |
| New | SPDR S&P 500put | $378,000 | – | 293,200 | +100.0% | 0.01% | – | |
| Sell | RMBS 5 06/15/14note 5.000% 6/1 | $302,000 | -7.1% | 300,000 | -6.2% | 0.01% | -38.9% | |
| New | Liberty Media Corporationcall | $276,000 | – | 101,600 | +100.0% | 0.01% | – | |
| New | AT&Tcall | $148,000 | – | 585,000 | +100.0% | 0.01% | – | |
| New | Charter Communicationsput | $114,000 | – | 106,900 | +100.0% | 0.00% | – | |
| NLY 5 05/15/15note 5.000% 5/1 | $102,000 | +1.0% | 100,000 | 0.0% | 0.00% | -33.3% | ||
| New | Ingersoll-Rand PLCput | $102,000 | – | 146,000 | +100.0% | 0.00% | – | |
| New | Energy XXI Limitedcall | $94,000 | – | 214,900 | +100.0% | 0.00% | – | |
| ANRZQ | New | Alpha Natural Resources Inc. | $85,000 | – | 20,142 | +100.0% | 0.00% | – |
| New | Juniper Networks Inc.put | $87,000 | – | 432,100 | +100.0% | 0.00% | – | |
| New | TIBCO Software Inc.put | $43,000 | – | 194,600 | +100.0% | 0.00% | – | |
| New | Outerwall Inc.put | $51,000 | – | 146,400 | +100.0% | 0.00% | – | |
| CBST | New | Cubist Pharmaceuticals Inc. (CVR) | $55,000 | – | 153,843 | +100.0% | 0.00% | – |
| New | General Motors Co.put | $58,000 | – | 96,700 | +100.0% | 0.00% | – | |
| New | Actavis Inc.put | $60,000 | – | 26,700 | +100.0% | 0.00% | – | |
| New | Verizon Communications Inc.call | $15,000 | – | 194,800 | +100.0% | 0.00% | – | |
| New | TriQuint Semiconductor Inc.put | $27,000 | – | 216,000 | +100.0% | 0.00% | – | |
| New | Sirius XM Holdings Inc.call | $23,000 | – | 741,600 | +100.0% | 0.00% | – | |
| New | Oil States International Inc.put | $41,000 | – | 72,900 | +100.0% | 0.00% | – | |
| New | Symantec Corp.put | $13,000 | – | 194,500 | +100.0% | 0.00% | – | |
| New | Noble Corp.put | $6,000 | – | 73,000 | +100.0% | 0.00% | – | |
| New | Time Water Cable Inc.call | $4,000 | – | 24,300 | +100.0% | 0.00% | – | |
| New | Time Water Cable Inc.put | $7,000 | – | 17,700 | +100.0% | 0.00% | – | |
| AROPQ | Exit | Aeropostale Incput | $0 | – | -200,000 | -100.0% | -0.00% | – |
| GLW | Exit | Corning Incput | $0 | – | -220,000 | -100.0% | -0.00% | – |
| IR | Exit | Ingersoll-Rand PLCput | $0 | – | -44,200 | -100.0% | -0.00% | – |
| CHTR | Exit | Charter Communications Incput | $0 | – | -20,500 | -100.0% | -0.00% | – |
| OIS | Exit | Oil States International Incput | $0 | – | -46,800 | -100.0% | -0.00% | – |
| NEBLQ | Exit | Noble Corp PLCput | $0 | – | -82,900 | -100.0% | -0.00% | – |
| MCK | Exit | McKesson Corpput | $0 | – | -20,700 | -100.0% | -0.00% | – |
| TWC | Exit | Time Warner Cable Incput | $0 | – | -44,100 | -100.0% | -0.00% | – |
| B108PS | Exit | Activis PLCput | $0 | – | -63,000 | -100.0% | -0.00% | – |
| VZ | Exit | Verizon Communications Incput | $0 | – | -184,200 | -100.0% | -0.01% | – |
| Exit | ViroPharma Incnote 2.000% 3/1 | $0 | – | -60,000 | -100.0% | -0.01% | – | |
| ATVI | Exit | Activision Blizzard Inc | $0 | – | -15,355 | -100.0% | -0.02% | – |
| GENTY | Exit | Gentium SpAsponsored adr | $0 | – | -8,407 | -100.0% | -0.03% | – |
| WLTGQ | Exit | WALTER ENERGY INC CMN | $0 | – | -69,869 | -100.0% | -0.06% | – |
| ALLE | Exit | Allegion PLC | $0 | – | -33,546 | -100.0% | -0.08% | – |
| VTNC | Exit | Vitran Corp Inc | $0 | – | -230,342 | -100.0% | -0.08% | – |
| AROPQ | Exit | Aeropostale Inc | $0 | – | -193,067 | -100.0% | -0.10% | – |
| ATX | Exit | Costa Inccl a | $0 | – | -84,464 | -100.0% | -0.10% | – |
| CCIX | Exit | Coleman Cable Inc | $0 | – | -92,500 | -100.0% | -0.14% | – |
| ZOLT | Exit | Zoltek Cos Inc | $0 | – | -199,172 | -100.0% | -0.18% | – |
| GLW | Exit | Corning Inc | $0 | – | -220,112 | -100.0% | -0.22% | – |
| Exit | Stewart Enterprises Incnote 3.375% 7/1 | $0 | – | -4,329,000 | -100.0% | -0.32% | – | |
| TWC | Exit | Time Warner Cable Inc | $0 | – | -44,058 | -100.0% | -0.33% | – |
| MTW | Exit | MANITOWOC CO INC CMN | $0 | – | -287,019 | -100.0% | -0.37% | – |
| HMA | Exit | Health Management Associates Inccl a | $0 | – | -555,478 | -100.0% | -0.40% | – |
| ODP | Exit | Office Depot Inc | $0 | – | -1,455,859 | -100.0% | -0.43% | – |
| VCI | Exit | Valassis Communications Inc | $0 | – | -274,376 | -100.0% | -0.52% | – |
| CGX | Exit | Consolidated Graphics Inc | $0 | – | -192,441 | -100.0% | -0.72% | – |
| COLE | Exit | Cole Real Estate Investments Inc | $0 | – | -960,065 | -100.0% | -0.75% | – |
| TUC | Exit | Mac-Gray Corp | $0 | – | -682,766 | -100.0% | -0.80% | – |
| MKTG | Exit | RESPONSYS INC | $0 | – | -883,440 | -100.0% | -1.34% | – |
| LEAP | Exit | Leap Wireless International Inc | $0 | – | -1,533,327 | -100.0% | -1.48% | – |
| ANEN | Exit | Anaren Inc | $0 | – | -1,093,324 | -100.0% | -1.70% | – |
| GIVN | Exit | Given Imaging Ltd | $0 | – | -1,395,160 | -100.0% | -2.33% | – |
| PXD | Exit | Pioneer Natural Resources Co | $0 | – | -273,739 | -100.0% | -2.80% | – |
| VPHM | Exit | ViroPharma Inc | $0 | – | -2,477,454 | -100.0% | -6.86% | – |
| HTSI | Exit | Harris Teeter Supermarkets Inc | $0 | – | -3,162,936 | -100.0% | -8.67% | – |
| SNTS | Exit | Santarus Inc | $0 | – | -4,946,241 | -100.0% | -8.78% | – |
| LPS | Exit | Lender Processing Services | $0 | – | -4,469,467 | -100.0% | -9.28% | – |
| PRGO | Exit | Perrigo Co | $0 | – | -1,148,075 | -100.0% | -9.79% | – |
| LIFE | Exit | Life Technologies Corp | $0 | – | -2,591,178 | -100.0% | -10.91% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PARATEK PHARMACEUTICALS INC | 23 | Q2 2023 | 0.2% |
| TEGNA INC | 14 | Q3 2023 | 5.9% |
| NOBLE ENERGY INC | 13 | Q3 2020 | 6.1% |
| CONSOL ENERGY INC | 13 | Q3 2017 | 0.7% |
| Pacific Biosciences of Califor | 12 | Q3 2023 | 1.7% |
| PARATEK PHARMACEUTICALS INC | 12 | Q2 2023 | 0.4% |
| BAYTEX ENERGY CORP | 12 | Q3 2023 | 0.2% |
| GLOBALSTAR INC | 12 | Q4 2019 | 0.1% |
| BLACKBERRY LTD | 12 | Q1 2020 | 0.0% |
| VMWARE INC | 11 | Q3 2023 | 7.9% |
View WATER ISLAND CAPITAL LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| PERRY ELLIS INTERNATIONAL, INC | September 06, 2018 | 867,606 | 5.5% |
| BLUE NILE INC | February 14, 2017 | 666,997 | 5.7% |
| Journal Media Group, Inc. | May 09, 2016 | ? | ? |
| AMERICAN REALTY CAPITAL HEALTHCARE TRUST INC | February 17, 2015 | 14,277,913 | 8.4% |
| AMREIT | February 17, 2015 | 1,100,064 | 5.6% |
| ANAREN INCSold out | February 17, 2015 | 0 | 0.0% |
| ARTHROCARE CORP | February 17, 2015 | 3,798,820 | 11.0% |
| Black Knight InfoServ, LLCSold out | February 17, 2015 | 0 | 0.0% |
| HARRIS TEETER SUPERMARKETS, INC.Sold out | February 17, 2015 | 0 | 0.0% |
| SANTARUS INCSold out | February 17, 2015 | 0 | 0.0% |
View WATER ISLAND CAPITAL LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-25 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View WATER ISLAND CAPITAL LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.