$169 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 72 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 63.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EQT | EQT CORP | $16,177,743 | -17.0% | 478,207 | 0.0% | 9.59% | -1.7% | |
| CRC | CALIFORNIA RES CORP | $13,205,285 | +13.2% | 303,500 | 0.0% | 7.83% | +34.1% | |
| ANGL | Sell | VANECK ETF TRUSTfallen angel hg | $7,801,782 | -3.0% | 288,741 | -5.9% | 4.63% | +14.8% |
| SPLV | Sell | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $7,067,565 | -11.9% | 110,604 | -20.3% | 4.19% | +4.3% |
| AAPL | Buy | APPLE INC | $6,481,688 | -4.9% | 49,886 | +1.1% | 3.84% | +12.6% |
| DVN | Sell | DEVON ENERGY CORP NEW | $6,302,684 | -13.1% | 102,466 | -15.0% | 3.74% | +2.9% |
| MTUM | Buy | ISHARES TRmsci usa mmentm | $6,245,074 | +34.1% | 42,795 | +20.5% | 3.70% | +58.8% |
| CPB | CAMPBELL SOUP CO | $5,958,126 | +20.4% | 104,989 | 0.0% | 3.53% | +42.6% | |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $5,819,003 | +9.5% | 88,140 | -2.9% | 3.45% | +29.7% |
| JMBS | Sell | JANUS DETROIT STR TRhenderson mtg | $5,069,472 | -9.2% | 111,515 | -10.1% | 3.01% | +7.5% |
| NBR | NABORS INDUSTRIES LTD | $4,599,639 | +52.7% | 29,700 | 0.0% | 2.73% | +80.8% | |
| OAS | CHORD ENERGY CORPORATION | $4,523,349 | +0.0% | 33,063 | 0.0% | 2.68% | +18.5% | |
| SCHD | Sell | SCHWAB STRATEGIC TRus dividend eq | $4,428,230 | +7.9% | 58,621 | -5.1% | 2.63% | +27.8% |
| JQUA | Sell | J P MORGAN EXCHANGE TRADED Fus qualty fctr | $4,428,156 | +9.6% | 114,275 | -0.9% | 2.63% | +29.8% |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $4,402,643 | -25.4% | 44,221 | -23.2% | 2.61% | -11.7% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $3,878,631 | +19.5% | 40,983 | +10.1% | 2.30% | +41.5% |
| HDEF | Buy | DBX ETF TRxtrack msci eafe | $3,784,013 | +21.1% | 173,499 | +0.9% | 2.24% | +43.4% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $3,294,911 | +9.5% | 39,948 | +6.4% | 1.95% | +29.7% |
| ET | Sell | ENERGY TRANSFER L P | $3,149,859 | +4.1% | 265,363 | -3.3% | 1.87% | +23.3% |
| SHV | Buy | ISHARES TRshort treas bd | $3,053,907 | +3.9% | 27,783 | +4.0% | 1.81% | +23.0% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $2,806,974 | -44.0% | 9,087 | -51.6% | 1.66% | -33.7% |
| PXD | PIONEER NAT RES CO | $2,677,873 | +5.5% | 11,725 | 0.0% | 1.59% | +24.9% | |
| CORP | New | PIMCO ETF TRinv grd crp bd | $2,664,729 | – | 28,653 | +100.0% | 1.58% | – |
| CPE | CALLON PETE CO DEL | $2,436,813 | +5.9% | 65,700 | 0.0% | 1.44% | +25.4% | |
| FANG | DIAMONDBACK ENERGY INC | $2,325,534 | +13.6% | 17,002 | 0.0% | 1.38% | +34.4% | |
| TBF | Sell | PROSHARES TRshrt 20+yr tre | $2,049,682 | -13.7% | 90,374 | -15.1% | 1.22% | +2.3% |
| PGX | Sell | INVESCO EXCH TRADED FD TR IIpfd etf | $1,719,126 | -16.4% | 153,768 | -11.1% | 1.02% | -1.0% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $1,577,286 | +9.0% | 7,739 | +0.6% | 0.94% | +29.0% |
| KMI | Sell | KINDER MORGAN INC DEL | $1,551,300 | +2.8% | 85,802 | -5.4% | 0.92% | +21.7% |
| JPEM | New | J P MORGAN EXCHANGE TRADED Fdiv rtn em eqt | $1,521,730 | – | 30,873 | +100.0% | 0.90% | – |
| AMLP | New | ALPS ETF TRalerian mlp | $1,520,021 | – | 39,927 | +100.0% | 0.90% | – |
| CAH | Sell | CARDINAL HEALTH INC | $1,494,444 | +7.9% | 19,441 | -6.4% | 0.89% | +27.7% |
| GSIE | Sell | GOLDMAN SACHS ETF TRactivebeta int | $1,463,319 | +6.5% | 50,845 | -8.4% | 0.87% | +26.2% |
| GD | Sell | GENERAL DYNAMICS CORP | $1,384,702 | +13.9% | 5,581 | -2.6% | 0.82% | +34.8% |
| AMGN | Sell | AMGEN INC | $1,330,534 | -4.3% | 5,066 | -17.9% | 0.79% | +13.2% |
| AEM | Sell | AGNICO EAGLE MINES LTD | $1,135,098 | -21.5% | 21,833 | -36.2% | 0.67% | -7.0% |
| SYUS | Buy | SYNTAX ETF TRstratified us tt | $1,092,994 | +114.3% | 27,195 | +95.0% | 0.65% | +154.1% |
| COG | Sell | COTERRA ENERGY INC | $1,081,080 | -38.1% | 44,000 | -34.2% | 0.64% | -26.7% |
| VTNR | Buy | VERTEX ENERGY INC | $1,007,500 | +183.8% | 162,500 | +185.1% | 0.60% | +236.0% |
| VIOO | Buy | VANGUARD ADMIRAL FDS INCsmllcp 600 idx | $944,366 | +8.9% | 5,449 | +1.5% | 0.56% | +29.0% |
| SGOV | New | ISHARES TR0-3 mnth treasry | $928,398 | – | 9,271 | +100.0% | 0.55% | – |
| ABBV | Sell | ABBVIE INC | $873,340 | +17.7% | 5,404 | -2.3% | 0.52% | +39.2% |
| VLO | Sell | VALERO ENERGY CORP | $842,604 | +18.5% | 6,642 | -0.1% | 0.50% | +40.4% |
| PTEN | New | PATTERSON-UTI ENERGY INC | $842,000 | – | 50,000 | +100.0% | 0.50% | – |
| PPL | Buy | PPL CORP | $837,650 | +15.5% | 28,667 | +0.2% | 0.50% | +36.9% |
| BAX | Sell | BAXTER INTL INC | $827,600 | -5.4% | 16,237 | -0.0% | 0.49% | +12.1% |
| SSPY | Buy | SYNTAX ETF TRstratifd lrg cap | $789,115 | +11.8% | 12,391 | +1.6% | 0.47% | +32.2% |
| GLD | Buy | SPDR GOLD TR | $612,061 | +151.9% | 3,608 | +129.2% | 0.36% | +197.5% |
| SHUS | SYNTAX ETF TRstratified us tt | $604,844 | +4.8% | 15,625 | 0.0% | 0.36% | +24.2% | |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $597,753 | -40.6% | 10,218 | -41.2% | 0.35% | -29.8% |
| NUV | NUVEEN MUN VALUE FD INC | $591,620 | +1.7% | 68,793 | 0.0% | 0.35% | +20.6% | |
| CRK | COMSTOCK RES INC | $585,417 | -20.7% | 42,700 | 0.0% | 0.35% | -6.2% | |
| EPD | ENTERPRISE PRODS PARTNERS L | $567,737 | +1.4% | 23,538 | 0.0% | 0.34% | +20.4% | |
| GNR | New | SPDR INDEX SHS FDSglb nat resrce | $550,927 | – | 9,662 | +100.0% | 0.33% | – |
| NEM | Sell | NEWMONT CORP | $538,599 | +9.5% | 11,411 | -2.6% | 0.32% | +29.7% |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $520,477 | +5.8% | 10,366 | 0.0% | 0.31% | +25.6% | |
| NFLX | NETFLIX INC | $511,617 | +25.4% | 1,735 | 0.0% | 0.30% | +48.5% | |
| VOO | Buy | VANGUARD INDEX FDS | $432,449 | +13.8% | 1,231 | +6.2% | 0.26% | +34.7% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $404,189 | +54.3% | 1,052 | +43.9% | 0.24% | +83.2% |
| EQAL | INVESCO EXCH TRADED FD TR IIrusel 1000 eql | $382,915 | +8.8% | 9,530 | 0.0% | 0.23% | +29.0% | |
| VB | New | VANGUARD INDEX FDSsmall cp etf | $351,112 | – | 1,913 | +100.0% | 0.21% | – |
| DLN | Sell | WISDOMTREE TRus largecap divd | $301,325 | +5.4% | 4,864 | -6.1% | 0.18% | +25.2% |
| T | AT&T INC | $259,139 | +20.0% | 14,076 | 0.0% | 0.15% | +42.6% | |
| BIVI | New | BIOVIE INCcl a new | $228,827 | – | 29,450 | +100.0% | 0.14% | – |
| V | Sell | VISA INC | $225,004 | -44.4% | 1,083 | -52.5% | 0.13% | -34.5% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $224,931 | -81.5% | 2,535 | -80.0% | 0.13% | -78.2% |
| DVA | Sell | DAVITA INC | $219,828 | -88.9% | 2,944 | -87.7% | 0.13% | -86.9% |
| IJK | New | ISHARES TRs&p mc 400gr etf | $215,691 | – | 3,158 | +100.0% | 0.13% | – |
| LUMN | LUMEN TECHNOLOGIES INC | $157,670 | -28.3% | 30,205 | 0.0% | 0.09% | -14.5% | |
| RSX | VANECK ETF TRUSTvaneck russia et | $110,740 | -0.2% | 19,600 | 0.0% | 0.07% | +17.9% | |
| GALT | GALECTIN THERAPEUTICS INC | $13,560 | -32.2% | 12,000 | 0.0% | 0.01% | -20.0% | |
| NGD | Sell | NEW GOLD INC CDAcall | $12,642 | -73.7% | 12,900 | -76.6% | 0.01% | -70.8% |
| GTE | Exit | GRAN TIERRA ENERGY INC | $0 | – | -3,000 | -100.0% | -0.00% | – |
| VGZ | Exit | VISTA GOLD CORP | $0 | – | -20,000 | -100.0% | -0.01% | – |
| AGI | Exit | ALAMOS GOLD INC NEWcall | $0 | – | -3,000 | -100.0% | -0.01% | – |
| SRAX | Exit | SRAX INCcl a | $0 | – | -13,000 | -100.0% | -0.01% | – |
| ATIP | Exit | ATI PHYSICAL THERAPY INC | $0 | – | -24,000 | -100.0% | -0.01% | – |
| NGD | Exit | NEW GOLD INC CDA | $0 | – | -36,000 | -100.0% | -0.02% | – |
| FREE | Exit | WHOLE EARTH BRANDS INC | $0 | – | -10,000 | -100.0% | -0.02% | – |
| GAIA | Exit | GAIA INC NEWcl a | $0 | – | -16,700 | -100.0% | -0.02% | – |
| Exit | CIPHER MINING INC | $0 | – | -36,000 | -100.0% | -0.02% | – | |
| Exit | TILRAY BRANDS INCnote 5.000%10/0 | $0 | – | -50,000 | -100.0% | -0.02% | – | |
| NAK | Exit | NORTHERN DYNASTY MINERALS LT | $0 | – | -210,000 | -100.0% | -0.03% | – |
| CGAU | Exit | CENTERRA GOLD INCcall | $0 | – | -12,000 | -100.0% | -0.03% | – |
| IVC | Exit | INVACARE CORP | $0 | – | -72,000 | -100.0% | -0.03% | – |
| SSSS | Exit | SURO CAPITAL CORP | $0 | – | -17,000 | -100.0% | -0.03% | – |
| GTE | Exit | GRAN TIERRA ENERGY INCcall | $0 | – | -85,100 | -100.0% | -0.05% | – |
| SDACU | Exit | SUSTAINABLE DEVELP ACQU I COunit 02/04/2026 | $0 | – | -11,000 | -100.0% | -0.05% | – |
| RMGCU | Exit | RMG ACQUISITION CORP IIIunit 02/08/2026 | $0 | – | -11,000 | -100.0% | -0.06% | – |
| AM | Exit | ANTERO MIDSTREAM CORP | $0 | – | -12,300 | -100.0% | -0.06% | – |
| Exit | WARNER BROS DISCOVERY INC | $0 | – | -11,100 | -100.0% | -0.06% | – | |
| METC | Exit | RAMACO RES INC | $0 | – | -14,700 | -100.0% | -0.07% | – |
| NXE | Exit | NEXGEN ENERGY LTD | $0 | – | -45,000 | -100.0% | -0.08% | – |
| OR | Exit | OSISKO GOLD ROYALTIES LTD | $0 | – | -18,000 | -100.0% | -0.09% | – |
| GT | Exit | GOODYEAR TIRE & RUBR CO | $0 | – | -18,660 | -100.0% | -0.09% | – |
| KRNY | Exit | KEARNY FINL CORP MD | $0 | – | -19,000 | -100.0% | -0.10% | – |
| VMC | Exit | VULCAN MATLS CO | $0 | – | -1,300 | -100.0% | -0.10% | – |
| BERY | Exit | BERRY GLOBAL GROUP INC | $0 | – | -4,500 | -100.0% | -0.10% | – |
| SU | Exit | SUNCOR ENERGY INC NEW | $0 | – | -7,500 | -100.0% | -0.11% | – |
| HONE | Exit | HARBORONE BANCORP INC NEW | $0 | – | -16,200 | -100.0% | -0.11% | – |
| ENB | Exit | ENBRIDGE INC | $0 | – | -6,000 | -100.0% | -0.11% | – |
| MMSI | Exit | MERIT MED SYS INC | $0 | – | -4,000 | -100.0% | -0.11% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -3,700 | -100.0% | -0.11% | – |
| Exit | TRICON RESIDENTIAL INC | $0 | – | -28,000 | -100.0% | -0.12% | – | |
| CGAU | Exit | CENTERRA GOLD INC | $0 | – | -55,800 | -100.0% | -0.12% | – |
| BWXT | Exit | BWX TECHNOLOGIES INC | $0 | – | -4,900 | -100.0% | -0.12% | – |
| AIMC | Exit | ALTRA INDL MOTION CORP | $0 | – | -7,400 | -100.0% | -0.12% | – |
| BAC | Exit | BK OF AMERICA CORP | $0 | – | -8,400 | -100.0% | -0.13% | – |
| GSM | Exit | FERROGLOBE PLC | $0 | – | -49,000 | -100.0% | -0.13% | – |
| BK | Exit | BANK NEW YORK MELLON CORP | $0 | – | -7,401 | -100.0% | -0.14% | – |
| FIS | Exit | FIDELITY NATL INFORMATION SV | $0 | – | -3,897 | -100.0% | -0.15% | – |
| STX | Exit | SEAGATE TECHNOLOGY HLDNGS PL | $0 | – | -5,500 | -100.0% | -0.15% | – |
| NTR | Exit | NUTRIEN LTD | $0 | – | -3,600 | -100.0% | -0.15% | – |
| AGI | Exit | ALAMOS GOLD INC NEW | $0 | – | -43,100 | -100.0% | -0.16% | – |
| DHT | Exit | DHT HOLDINGS INC | $0 | – | -42,765 | -100.0% | -0.16% | – |
| CVE | Exit | CENOVUS ENERGY INCcall | $0 | – | -21,000 | -100.0% | -0.16% | – |
| FMC | Exit | FMC CORP | $0 | – | -3,100 | -100.0% | -0.16% | – |
| C | Exit | CITIGROUP INC | $0 | – | -8,100 | -100.0% | -0.17% | – |
| TRV | Exit | TRAVELERS COMPANIES INC | $0 | – | -2,300 | -100.0% | -0.18% | – |
| PYPL | Exit | PAYPAL HLDGS INC | $0 | – | -4,200 | -100.0% | -0.18% | – |
| BHVN | Exit | BIOHAVEN PHARMACTL HLDG CO L | $0 | – | -2,500 | -100.0% | -0.19% | – |
| CRC | Exit | CALIFORNIA RES CORPcall | $0 | – | -10,000 | -100.0% | -0.19% | – |
| VET | Exit | VERMILION ENERGY INC | $0 | – | -18,000 | -100.0% | -0.19% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -2,438 | -100.0% | -0.20% | – |
| TGB | Exit | TASEKO MINES LTD | $0 | – | -348,500 | -100.0% | -0.20% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -3,000 | -100.0% | -0.20% | – |
| WPM | Exit | WHEATON PRECIOUS METALS CORP | $0 | – | -12,600 | -100.0% | -0.20% | – |
| FCN | Exit | FTI CONSULTING INC | $0 | – | -2,565 | -100.0% | -0.21% | – |
| ERF | Exit | ENERPLUS CORP | $0 | – | -30,000 | -100.0% | -0.21% | – |
| OXYWS | Exit | OCCIDENTAL PETE CORP*w exp 08/03/202 | $0 | – | -11,100 | -100.0% | -0.22% | – |
| PG | Exit | PROCTER AND GAMBLE CO | $0 | – | -3,651 | -100.0% | -0.23% | – |
| ABT | Exit | ABBOTT LABS | $0 | – | -4,800 | -100.0% | -0.23% | – |
| GPI | Exit | GROUP 1 AUTOMOTIVE INC | $0 | – | -3,300 | -100.0% | -0.24% | – |
| PSX | Exit | PHILLIPS 66 | $0 | – | -6,050 | -100.0% | -0.24% | – |
| MDLZ | Exit | MONDELEZ INTL INCcl a | $0 | – | -9,000 | -100.0% | -0.25% | – |
| AAWW | Exit | ATLAS AIR WORLDWIDE HLDGS IN | $0 | – | -5,300 | -100.0% | -0.25% | – |
| FB | Exit | META PLATFORMS INCcl a | $0 | – | -3,823 | -100.0% | -0.26% | – |
| WMT | Exit | WALMART INC | $0 | – | -4,200 | -100.0% | -0.27% | – |
| UCTT | Exit | ULTRA CLEAN HLDGS INC | $0 | – | -25,000 | -100.0% | -0.32% | – |
| KO | Exit | COCA COLA CO | $0 | – | -11,515 | -100.0% | -0.32% | – |
| CVE | Exit | CENOVUS ENERGY INC | $0 | – | -43,500 | -100.0% | -0.34% | – |
| ANTM | Exit | ELEVANCE HEALTH INC | $0 | – | -1,500 | -100.0% | -0.34% | – |
| SILV | Exit | SILVERCREST METALS INC | $0 | – | -127,925 | -100.0% | -0.35% | – |
| RMNI | Exit | RIMINI STR INC DEL | $0 | – | -167,000 | -100.0% | -0.39% | – |
| UNH | Exit | UNITEDHEALTH GROUP INC | $0 | – | -1,617 | -100.0% | -0.41% | – |
| PEP | Exit | PEPSICO INC | $0 | – | -5,100 | -100.0% | -0.42% | – |
| MAG | Exit | MAG SILVER CORP | $0 | – | -67,500 | -100.0% | -0.42% | – |
| SII | Exit | SPROTT INC | $0 | – | -25,500 | -100.0% | -0.43% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -5,254 | -100.0% | -0.61% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INC | $0 | – | -2,426 | -100.0% | -0.62% | – |
| SPGI | Exit | S&P GLOBAL INC | $0 | – | -4,590 | -100.0% | -0.70% | – |
| GEM | Exit | GOLDMAN SACHS ETF TRactivebeta eme | $0 | – | -57,821 | -100.0% | -0.75% | – |
| CPRT | Exit | COPART INC | $0 | – | -19,059 | -100.0% | -1.02% | – |
| TRQ | Exit | TURQUOISE HILL RES LTD | $0 | – | -94,321 | -100.0% | -1.40% | – |
| GIGB | Exit | GOLDMAN SACHS ETF TRaccess invt gr | $0 | – | -67,609 | -100.0% | -1.46% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.