$200 Million is the total value of SHEPHERD KAPLAN KROCHUK, LLC's 146 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 34.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EQT | EQT CORP | $19,487,000 | +18.5% | 478,207 | 0.0% | 9.76% | +35.8% | |
| CRC | Sell | CALIFORNIA RES CORP | $11,664,000 | -6.4% | 303,500 | -6.3% | 5.84% | +7.2% |
| ANGL | Sell | VANECK ETF TRUSTfallen angel hg | $8,045,000 | -9.2% | 306,701 | -6.4% | 4.03% | +4.1% |
| SPLV | Sell | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $8,021,000 | -25.3% | 138,699 | -19.9% | 4.02% | -14.3% |
| DVN | Sell | DEVON ENERGY CORP NEW | $7,251,000 | +9.0% | 120,592 | -0.1% | 3.63% | +24.9% |
| AAPL | Buy | APPLE INC | $6,818,000 | +1.1% | 49,333 | +0.0% | 3.41% | +15.8% |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $5,902,000 | -24.7% | 57,604 | -15.6% | 2.96% | -13.7% |
| JMBS | Sell | JANUS DETROIT STR TRhenderson mtg | $5,586,000 | -17.7% | 124,049 | -12.3% | 2.80% | -5.7% |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $5,313,000 | -20.5% | 90,804 | -15.2% | 2.66% | -8.8% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $5,016,000 | -5.7% | 18,785 | -3.5% | 2.51% | +8.1% |
| CPB | Buy | CAMPBELL SOUP CO | $4,947,000 | +131.6% | 104,989 | +136.2% | 2.48% | +165.5% |
| MTUM | Buy | ISHARES TRmsci usa mmentm | $4,658,000 | +17.7% | 35,508 | +22.3% | 2.33% | +34.9% |
| OAS | New | CHORD ENERGY CORPORATION | $4,522,000 | – | 33,063 | +100.0% | 2.26% | – |
| SCHD | Sell | SCHWAB STRATEGIC TRus dividend eq | $4,104,000 | -13.1% | 61,785 | -6.3% | 2.06% | -0.4% |
| JQUA | Sell | J P MORGAN EXCHANGE TRADED Fus qualty fctr | $4,040,000 | -21.4% | 115,304 | -16.4% | 2.02% | -9.9% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $3,245,000 | -20.8% | 37,218 | -16.0% | 1.62% | -9.2% |
| HDEF | Buy | DBX ETF TRxtrack msci eafe | $3,125,000 | -9.9% | 171,896 | +3.3% | 1.56% | +3.3% |
| ET | Sell | ENERGY TRANSFER L P | $3,026,000 | +0.4% | 274,337 | -9.2% | 1.52% | +15.0% |
| NBR | Buy | NABORS INDUSTRIES LTD | $3,013,000 | -20.8% | 29,700 | +4.6% | 1.51% | -9.2% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $3,009,000 | -17.2% | 37,538 | -5.9% | 1.51% | -5.2% |
| SHV | Sell | ISHARES TRshort treas bd | $2,940,000 | -18.1% | 26,723 | -18.1% | 1.47% | -6.2% |
| GIGB | Sell | GOLDMAN SACHS ETF TRaccess invt gr | $2,922,000 | -17.1% | 67,609 | -11.7% | 1.46% | -5.1% |
| TRQ | Buy | TURQUOISE HILL RES LTD | $2,789,000 | +15.8% | 94,321 | +4.9% | 1.40% | +32.7% |
| PXD | Sell | PIONEER NAT RES CO | $2,539,000 | -16.8% | 11,725 | -14.3% | 1.27% | -4.7% |
| TBF | Sell | PROSHARES TRshrt 20+yr tre | $2,374,000 | +1.7% | 106,451 | -8.6% | 1.19% | +16.6% |
| CPE | New | CALLON PETE CO DEL | $2,300,000 | – | 65,700 | +100.0% | 1.15% | – |
| PGX | Sell | INVESCO EXCH TRADED FD TR IIpfd etf | $2,056,000 | -15.5% | 173,060 | -12.2% | 1.03% | -3.1% |
| FANG | Sell | DIAMONDBACK ENERGY INC | $2,048,000 | -37.7% | 17,002 | -37.3% | 1.03% | -28.6% |
| CPRT | Buy | COPART INC | $2,028,000 | -2.1% | 19,059 | +0.0% | 1.02% | +12.3% |
| DVA | DAVITA INC | $1,986,000 | +3.5% | 24,000 | 0.0% | 1.00% | +18.6% | |
| COG | Sell | COTERRA ENERGY INC | $1,746,000 | -30.7% | 66,832 | -31.6% | 0.87% | -20.7% |
| KMI | Buy | KINDER MORGAN INC DEL | $1,509,000 | +132.5% | 90,688 | +134.3% | 0.76% | +166.2% |
| GEM | Sell | GOLDMAN SACHS ETF TRactivebeta eme | $1,494,000 | -28.5% | 57,821 | -17.7% | 0.75% | -18.1% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $1,447,000 | -4.2% | 7,696 | +0.4% | 0.72% | +9.8% |
| AEM | Buy | AGNICO EAGLE MINES LTD | $1,446,000 | +127.4% | 34,236 | +146.3% | 0.72% | +160.4% |
| SPGI | S&P GLOBAL INC | $1,402,000 | -9.4% | 4,590 | 0.0% | 0.70% | +3.8% | |
| AMGN | Buy | AMGEN INC | $1,391,000 | -3.3% | 6,171 | +4.3% | 0.70% | +10.8% |
| CAH | Buy | CARDINAL HEALTH INC | $1,385,000 | +30.5% | 20,776 | +2.3% | 0.69% | +49.6% |
| GSIE | Sell | GOLDMAN SACHS ETF TRactivebeta int | $1,374,000 | -38.4% | 55,512 | -30.9% | 0.69% | -29.4% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $1,230,000 | -6.6% | 2,426 | +0.0% | 0.62% | +7.1% |
| MSFT | Sell | MICROSOFT CORP | $1,224,000 | -18.8% | 5,254 | -10.5% | 0.61% | -7.0% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $1,218,000 | -11.9% | 12,665 | +1904.0% | 0.61% | +1.0% |
| GD | Sell | GENERAL DYNAMICS CORP | $1,216,000 | -6.6% | 5,730 | -2.7% | 0.61% | +7.0% |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $1,006,000 | -11.0% | 17,388 | -7.2% | 0.50% | +2.0% |
| BAX | New | BAXTER INTL INC | $875,000 | – | 16,238 | +100.0% | 0.44% | – |
| VIOO | VANGUARD ADMIRAL FDS INCsmllcp 600 idx | $867,000 | -5.0% | 5,368 | 0.0% | 0.43% | +8.8% | |
| SII | SPROTT INC | $855,000 | -3.5% | 25,500 | 0.0% | 0.43% | +10.6% | |
| MAG | MAG SILVER CORP | $842,000 | +2.6% | 67,500 | 0.0% | 0.42% | +17.5% | |
| PEP | PEPSICO INC | $833,000 | -2.0% | 5,100 | 0.0% | 0.42% | +12.4% | |
| UNH | UNITEDHEALTH GROUP INC | $817,000 | -1.7% | 1,617 | 0.0% | 0.41% | +12.7% | |
| RMNI | Buy | RIMINI STR INC DEL | $778,000 | -10.0% | 167,000 | +16.1% | 0.39% | +3.2% |
| ABBV | Buy | ABBVIE INC | $742,000 | -11.8% | 5,529 | +0.7% | 0.37% | +1.4% |
| CRK | Sell | COMSTOCK RES INC | $738,000 | -12.2% | 42,700 | -38.7% | 0.37% | +0.8% |
| PPL | Sell | PPL CORP | $725,000 | -45.0% | 28,606 | -41.1% | 0.36% | -37.0% |
| VLO | Sell | VALERO ENERGY CORP | $711,000 | -3.3% | 6,651 | -3.8% | 0.36% | +10.9% |
| SILV | Buy | SILVERCREST METALS INC | $707,000 | -4.3% | 127,925 | +5.7% | 0.35% | +9.6% |
| SSPY | SYNTAX ETF TRstratifd lrg cap | $706,000 | -4.5% | 12,196 | 0.0% | 0.35% | +9.6% | |
| ANTM | ELEVANCE HEALTH INC | $681,000 | -5.9% | 1,500 | 0.0% | 0.34% | +7.9% | |
| CVE | Buy | CENOVUS ENERGY INC | $669,000 | +17.4% | 43,500 | +45.0% | 0.34% | +34.5% |
| KO | Buy | COCA COLA CO | $645,000 | -10.8% | 11,515 | +0.1% | 0.32% | +2.2% |
| UCTT | Buy | ULTRA CLEAN HLDGS INC | $644,000 | -12.0% | 25,000 | +1.6% | 0.32% | +0.6% |
| NUV | NUVEEN MUN VALUE FD INC | $582,000 | -5.2% | 68,793 | 0.0% | 0.29% | +8.6% | |
| SHUS | SYNTAX ETF TRstratified us tt | $577,000 | -2.0% | 15,625 | 0.0% | 0.29% | +12.5% | |
| EPD | ENTERPRISE PRODS PARTNERS L | $560,000 | -2.4% | 23,538 | 0.0% | 0.28% | +11.6% | |
| WMT | WALMART INC | $545,000 | +6.7% | 4,200 | 0.0% | 0.27% | +22.4% | |
| FB | Buy | META PLATFORMS INCcl a | $519,000 | +23.3% | 3,823 | +46.4% | 0.26% | +41.3% |
| SYUS | New | SYNTAX ETF TRstratified us tt | $510,000 | – | 13,945 | +100.0% | 0.26% | – |
| AAWW | ATLAS AIR WORLDWIDE HLDGS IN | $507,000 | +55.0% | 5,300 | 0.0% | 0.25% | +77.6% | |
| MDLZ | MONDELEZ INTL INCcl a | $493,000 | -11.8% | 9,000 | 0.0% | 0.25% | +1.2% | |
| NEM | Buy | NEWMONT CORP | $492,000 | -27.8% | 11,711 | +2.6% | 0.25% | -17.4% |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $492,000 | -0.6% | 10,366 | 0.0% | 0.25% | +13.9% | |
| PSX | PHILLIPS 66 | $488,000 | -1.6% | 6,050 | 0.0% | 0.24% | +12.4% | |
| GPI | GROUP 1 AUTOMOTIVE INC | $471,000 | -15.9% | 3,300 | 0.0% | 0.24% | -3.7% | |
| ABT | ABBOTT LABS | $464,000 | -11.1% | 4,800 | 0.0% | 0.23% | +1.8% | |
| PG | Buy | PROCTER AND GAMBLE CO | $461,000 | -12.0% | 3,651 | +0.2% | 0.23% | +0.9% |
| OXYWS | OCCIDENTAL PETE CORP*w exp 08/03/202 | $440,000 | +7.3% | 11,100 | 0.0% | 0.22% | +22.9% | |
| ERF | ENERPLUS CORP | $425,000 | +7.1% | 30,000 | 0.0% | 0.21% | +23.1% | |
| FCN | Sell | FTI CONSULTING INC | $425,000 | -27.5% | 2,565 | -20.8% | 0.21% | -16.8% |
| NFLX | NETFLIX INC | $408,000 | +34.7% | 1,735 | 0.0% | 0.20% | +54.5% | |
| WPM | WHEATON PRECIOUS METALS CORP | $408,000 | -10.1% | 12,600 | 0.0% | 0.20% | +3.0% | |
| AXP | AMERICAN EXPRESS CO | $405,000 | -2.6% | 3,000 | 0.0% | 0.20% | +11.5% | |
| V | Buy | VISA INC | $405,000 | -9.8% | 2,281 | +0.1% | 0.20% | +3.6% |
| JNJ | Sell | JOHNSON & JOHNSON | $398,000 | -22.6% | 2,438 | -15.8% | 0.20% | -11.6% |
| TGB | Buy | TASEKO MINES LTD | $397,000 | +30.2% | 348,500 | +23.4% | 0.20% | +49.6% |
| VET | VERMILION ENERGY INC | $386,000 | +12.5% | 18,000 | 0.0% | 0.19% | +28.7% | |
| CRC | CALIFORNIA RES CORPcall | $384,000 | -0.3% | 10,000 | 0.0% | 0.19% | +14.3% | |
| VOO | Sell | VANGUARD INDEX FDS | $380,000 | -10.8% | 1,159 | -5.6% | 0.19% | +2.2% |
| BHVN | New | BIOHAVEN PHARMACTL HLDG CO L | $378,000 | – | 2,500 | +100.0% | 0.19% | – |
| PYPL | PAYPAL HLDGS INC | $361,000 | +23.2% | 4,200 | 0.0% | 0.18% | +41.4% | |
| VTNR | Buy | VERTEX ENERGY INC | $355,000 | +12.3% | 57,000 | +90.0% | 0.18% | +29.0% |
| EQAL | Sell | INVESCO EXCH TRADED FD TR IIrusel 1000 eql | $352,000 | -20.9% | 9,530 | -15.9% | 0.18% | -9.3% |
| TRV | TRAVELERS COMPANIES INC | $352,000 | -9.5% | 2,300 | 0.0% | 0.18% | +3.5% | |
| C | Sell | CITIGROUP INC | $338,000 | -18.4% | 8,100 | -10.0% | 0.17% | -6.6% |
| FMC | FMC CORP | $328,000 | -1.2% | 3,100 | 0.0% | 0.16% | +13.1% | |
| CVE | Sell | CENOVUS ENERGY INCcall | $323,000 | -69.2% | 21,000 | -62.0% | 0.16% | -64.6% |
| DHT | Sell | DHT HOLDINGS INC | $323,000 | -36.3% | 42,765 | -48.3% | 0.16% | -27.0% |
| AGI | Sell | ALAMOS GOLD INC NEW | $319,000 | -2.1% | 43,100 | -7.1% | 0.16% | +12.7% |
| NTR | NUTRIEN LTD | $300,000 | +4.5% | 3,600 | 0.0% | 0.15% | +20.0% | |
| STX | SEAGATE TECHNOLOGY HLDNGS PL | $293,000 | -25.4% | 5,500 | 0.0% | 0.15% | -14.5% | |
| FIS | FIDELITY NATL INFORMATION SV | $294,000 | -17.6% | 3,897 | 0.0% | 0.15% | -5.8% | |
| BK | Buy | BANK NEW YORK MELLON CORP | $285,000 | +22.3% | 7,401 | +32.5% | 0.14% | +40.2% |
| DLN | WISDOMTREE TRus largecap divd | $286,000 | -6.5% | 5,181 | 0.0% | 0.14% | +6.7% | |
| IVV | ISHARES TRcore s&p500 etf | $262,000 | -5.4% | 731 | 0.0% | 0.13% | +8.3% | |
| GSM | Buy | FERROGLOBE PLC | $259,000 | +107.2% | 49,000 | +133.3% | 0.13% | +136.4% |
| BAC | BK OF AMERICA CORP | $254,000 | -2.7% | 8,400 | 0.0% | 0.13% | +11.4% | |
| AIMC | Sell | ALTRA INDL MOTION CORP | $249,000 | -11.7% | 7,400 | -7.5% | 0.12% | +1.6% |
| BWXT | Sell | BWX TECHNOLOGIES INC | $247,000 | -18.5% | 4,900 | -10.9% | 0.12% | -6.1% |
| CGAU | Buy | CENTERRA GOLD INC | $246,000 | +173.3% | 55,800 | +318.0% | 0.12% | +215.4% |
| GLD | Sell | SPDR GOLD TR | $243,000 | -42.7% | 1,574 | -37.4% | 0.12% | -34.1% |
| Sell | TRICON RESIDENTIAL INC | $242,000 | -17.4% | 28,000 | -3.1% | 0.12% | -5.5% | |
| GILD | GILEAD SCIENCES INC | $228,000 | -0.4% | 3,700 | 0.0% | 0.11% | +14.0% | |
| MMSI | MERIT MED SYS INC | $226,000 | +4.1% | 4,000 | 0.0% | 0.11% | +18.9% | |
| ENB | Sell | ENBRIDGE INC | $223,000 | -26.6% | 6,000 | -16.7% | 0.11% | -15.8% |
| LUMN | LUMEN TECHNOLOGIES INC | $220,000 | -33.3% | 30,205 | 0.0% | 0.11% | -23.6% | |
| HONE | HARBORONE BANCORP INC NEW | $217,000 | -2.7% | 16,200 | 0.0% | 0.11% | +12.4% | |
| T | AT&T INC | $216,000 | -26.8% | 14,076 | 0.0% | 0.11% | -16.3% | |
| SU | Sell | SUNCOR ENERGY INC NEW | $211,000 | -25.7% | 7,500 | -7.4% | 0.11% | -14.5% |
| BERY | BERRY GLOBAL GROUP INC | $209,000 | -15.0% | 4,500 | 0.0% | 0.10% | -1.9% | |
| VMC | New | VULCAN MATLS CO | $205,000 | – | 1,300 | +100.0% | 0.10% | – |
| KRNY | Sell | KEARNY FINL CORP MD | $202,000 | -21.1% | 19,000 | -17.4% | 0.10% | -9.8% |
| GT | Buy | GOODYEAR TIRE & RUBR CO | $188,000 | +3.9% | 18,660 | +10.7% | 0.09% | +19.0% |
| OR | Sell | OSISKO GOLD ROYALTIES LTD | $183,000 | -22.8% | 18,000 | -23.4% | 0.09% | -11.5% |
| NXE | NEXGEN ENERGY LTD | $165,000 | +1.9% | 45,000 | 0.0% | 0.08% | +16.9% | |
| METC | New | RAMACO RES INC | $135,000 | – | 14,700 | +100.0% | 0.07% | – |
| Sell | WARNER BROS DISCOVERY INC | $128,000 | -22.9% | 11,100 | -10.5% | 0.06% | -12.3% | |
| AM | Sell | ANTERO MIDSTREAM CORP | $113,000 | -15.7% | 12,300 | -16.9% | 0.06% | -3.4% |
| RSX | Buy | VANECK ETF TRUSTvaneck russia et | $111,000 | +38.8% | 19,600 | +38.0% | 0.06% | +60.0% |
| RMGCU | RMG ACQUISITION CORP IIIunit 02/08/2026 | $109,000 | 0.0% | 11,000 | 0.0% | 0.06% | +14.6% | |
| SDACU | SUSTAINABLE DEVELP ACQU I COunit 02/04/2026 | $108,000 | 0.0% | 11,000 | 0.0% | 0.05% | +14.9% | |
| GTE | Sell | GRAN TIERRA ENERGY INCcall | $103,000 | -54.4% | 85,100 | -56.6% | 0.05% | -47.5% |
| SSSS | Buy | SURO CAPITAL CORP | $66,000 | -34.0% | 17,000 | +9.3% | 0.03% | -25.0% |
| IVC | Sell | INVACARE CORP | $56,000 | -64.3% | 72,000 | -41.2% | 0.03% | -59.4% |
| CGAU | CENTERRA GOLD INCcall | $53,000 | -34.6% | 12,000 | 0.0% | 0.03% | -22.9% | |
| NAK | Sell | NORTHERN DYNASTY MINERALS LT | $51,000 | -50.0% | 210,000 | -46.2% | 0.03% | -42.2% |
| TILRAY BRANDS INCnote 5.000%10/0 | $49,000 | +8.9% | 50,000 | 0.0% | 0.02% | +25.0% | ||
| NGD | Sell | NEW GOLD INC CDAcall | $48,000 | -21.3% | 55,100 | -3.7% | 0.02% | -11.1% |
| CIPHER MINING INC | $45,000 | -8.2% | 36,000 | 0.0% | 0.02% | +9.5% | ||
| GAIA | Sell | GAIA INC NEWcl a | $41,000 | -53.4% | 16,700 | -19.3% | 0.02% | -44.7% |
| FREE | WHOLE EARTH BRANDS INC | $38,000 | -38.7% | 10,000 | 0.0% | 0.02% | -29.6% | |
| NGD | NEW GOLD INC CDA | $32,000 | -17.9% | 36,000 | 0.0% | 0.02% | -5.9% | |
| ATIP | Sell | ATI PHYSICAL THERAPY INC | $24,000 | -71.8% | 24,000 | -60.0% | 0.01% | -67.6% |
| AGI | Sell | ALAMOS GOLD INC NEWcall | $22,000 | -78.6% | 3,000 | -79.6% | 0.01% | -75.6% |
| SRAX | New | SRAX INCcl a | $22,000 | – | 13,000 | +100.0% | 0.01% | – |
| GALT | GALECTIN THERAPEUTICS INC | $20,000 | +25.0% | 12,000 | 0.0% | 0.01% | +42.9% | |
| VGZ | New | VISTA GOLD CORP | $11,000 | – | 20,000 | +100.0% | 0.01% | – |
| GTE | New | GRAN TIERRA ENERGY INC | $4,000 | – | 3,000 | +100.0% | 0.00% | – |
| VGZ | Exit | VISTA GOLD CORPcall | $0 | – | -27,000 | -100.0% | -0.01% | – |
| GSM | Exit | FERROGLOBE PLCcall | $0 | – | -3,000 | -100.0% | -0.01% | – |
| GT | Exit | GOODYEAR TIRE & RUBR COcall | $0 | – | -2,400 | -100.0% | -0.01% | – |
| IMAC | Exit | IMAC HLDGS INC | $0 | – | -30,000 | -100.0% | -0.01% | – |
| RIG | Exit | TRANSOCEAN LTD | $0 | – | -9,000 | -100.0% | -0.01% | – |
| RIG | Exit | TRANSOCEAN LTDcall | $0 | – | -32,700 | -100.0% | -0.05% | – |
| IGD | Exit | VOYA GLBL EQTY DIV & PREM OP | $0 | – | -20,300 | -100.0% | -0.05% | – |
| IGA | Exit | VOYA GLBL ADV & PREM OPP FD | $0 | – | -12,210 | -100.0% | -0.05% | – |
| EMF | Exit | TEMPLETON EMERGING MKTS FD | $0 | – | -10,040 | -100.0% | -0.05% | – |
| JEQ | Exit | ABRDN JAPAN EQUITY FUND INC | $0 | – | -24,320 | -100.0% | -0.06% | – |
| GF | Exit | NEW GERMANY FD INC | $0 | – | -16,580 | -100.0% | -0.06% | – |
| GNT | Exit | GAMCO NAT RES GOLD & INCOMEsh ben int | $0 | – | -30,130 | -100.0% | -0.06% | – |
| BIF | Exit | SRH TOTAL RETURN FUND INC | $0 | – | -12,260 | -100.0% | -0.06% | – |
| PPT | Exit | PUTNAM PREMIER INCOME TRsh ben int | $0 | – | -41,860 | -100.0% | -0.07% | – |
| MSD | Exit | MORGAN STANLEY EMKT DBT FD I | $0 | – | -26,450 | -100.0% | -0.08% | – |
| SMM | Exit | SALIENT MIDSTREAM & MLP FDsh ben int | $0 | – | -23,850 | -100.0% | -0.08% | – |
| ARCH | Exit | ARCH RESOURCES INCcl a | $0 | – | -1,400 | -100.0% | -0.09% | – |
| AEF | Exit | ABRDN EMRG MKTS EQTY INCM FD | $0 | – | -36,680 | -100.0% | -0.09% | – |
| IJK | Exit | ISHARES TRs&p mc 400gr etf | $0 | – | -3,158 | -100.0% | -0.09% | – |
| MEOH | Exit | METHANEX CORP | $0 | – | -5,700 | -100.0% | -0.10% | – |
| GGZ | Exit | GABELLI GLOBAL SMALL & MID C | $0 | – | -20,620 | -100.0% | -0.10% | – |
| VGSH | Exit | VANGUARD SCOTTSDALE FDSshort term treas | $0 | – | -4,000 | -100.0% | -0.10% | – |
| BGR | Exit | BLACKROCK ENERGY & RES TR | $0 | – | -23,010 | -100.0% | -0.11% | – |
| SWZ | Exit | SWISS HELVETIA FD INC | $0 | – | -33,380 | -100.0% | -0.11% | – |
| GRX | Exit | GABELLI HLTHCARE & WELLNESS | $0 | – | -24,760 | -100.0% | -0.12% | – |
| WAB | Exit | WABTEC | $0 | – | -3,300 | -100.0% | -0.12% | – |
| TY | Exit | TRI CONTL CORP | $0 | – | -10,380 | -100.0% | -0.12% | – |
| CLVTPRA | Exit | CLARIVATE PLC5.25% pfd conv a | $0 | – | -4,800 | -100.0% | -0.12% | – |
| IIF | Exit | MORGAN STANLEY INDIA INVT FD | $0 | – | -13,360 | -100.0% | -0.13% | – |
| CNX | Exit | CNX RES CORP | $0 | – | -18,830 | -100.0% | -0.14% | – |
| SRV | Exit | CUSHING MLP & INFRASTRUCT | $0 | – | -11,630 | -100.0% | -0.14% | – |
| MRO | Exit | MARATHON OIL CORPcall | $0 | – | -14,700 | -100.0% | -0.14% | – |
| TWN | Exit | TAIWAN FD INC | $0 | – | -14,200 | -100.0% | -0.16% | – |
| CNR | Exit | CORNERSTONE BLDG BRANDS INC | $0 | – | -15,000 | -100.0% | -0.16% | – |
| GTYH | Exit | GTY TECHNOLOGY HOLDINGS INC | $0 | – | -62,100 | -100.0% | -0.17% | – |
| JOF | Exit | JAPAN SMALLER CAPITALIZATION | $0 | – | -66,610 | -100.0% | -0.18% | – |
| EDD | Exit | MORGAN STANLEY EMERGING MKTS | $0 | – | -103,450 | -100.0% | -0.20% | – |
| RMT | Exit | ROYCE MICRO-CAP TR INC | $0 | – | -56,530 | -100.0% | -0.21% | – |
| MXF | Exit | MEXICO FD INC | $0 | – | -33,210 | -100.0% | -0.21% | – |
| PEO | Exit | ADAM NAT RES FD INC | $0 | – | -27,031 | -100.0% | -0.23% | – |
| ASA | Exit | ASA GOLD AND PRECIOUS MTLS L | $0 | – | -36,045 | -100.0% | -0.23% | – |
| NRGX | Exit | PIMCO ENERGY & TACTICAL CR O | $0 | – | -44,120 | -100.0% | -0.25% | – |
| GAM | Exit | GENERAL AMERN INVS CO INC | $0 | – | -16,330 | -100.0% | -0.25% | – |
| GDV | Exit | GABELLI DIVID & INCOME TR | $0 | – | -28,490 | -100.0% | -0.26% | – |
| CET | Exit | CENTRAL SECS CORP | $0 | – | -16,770 | -100.0% | -0.26% | – |
| NML | Exit | NEUBERGER BERMAN MLP & ENERG | $0 | – | -100,510 | -100.0% | -0.26% | – |
| TFLO | Exit | ISHARES TRtrs flt rt bd | $0 | – | -12,600 | -100.0% | -0.28% | – |
| GBIL | Exit | GOLDMAN SACHS ETF TRacces treasury | $0 | – | -6,410 | -100.0% | -0.28% | – |
| BIL | Exit | SPDR SER TRbloomberg 1-3 mo | $0 | – | -7,052 | -100.0% | -0.28% | – |
| FLTR | Exit | VANECK ETF TRUSTinvestment grd | $0 | – | -26,440 | -100.0% | -0.28% | – |
| Exit | WISDOMTREE TRfloatng rat trea | $0 | – | -13,294 | -100.0% | -0.29% | – | |
| TFC | Exit | TRUIST FINL CORP | $0 | – | -21,637 | -100.0% | -0.45% | – |
| PRU | Exit | PRUDENTIAL FINL INC | $0 | – | -12,877 | -100.0% | -0.54% | – |
| STNG | Exit | SCORPIO TANKERS INC | $0 | – | -40,500 | -100.0% | -0.61% | – |
| WLL | Exit | WHITING PETE CORP NEW | $0 | – | -63,800 | -100.0% | -1.90% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 7.8% |
| AMGEN INC | 41 | Q2 2023 | 1.1% |
| PIONEER NAT RES CO | 39 | Q4 2022 | 6.5% |
| DAVITA INC | 39 | Q4 2022 | 4.1% |
| AGNICO EAGLE MINES LTD | 39 | Q1 2023 | 0.9% |
| COPART INC | 38 | Q3 2022 | 4.5% |
| AMERICAN EXPRESS CO | 38 | Q3 2022 | 1.8% |
| MICROSOFT CORP | 38 | Q3 2022 | 2.5% |
| THERMO FISHER SCIENTIFIC INC | 38 | Q3 2022 | 1.4% |
| UNITEDHEALTH GROUP INC | 38 | Q3 2022 | 1.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Wayside Technology Group, Inc. | April 20, 2020 | ? | ? |
| Energy Services of America CORP | February 13, 2018 | 314,504 | 2.2% |
| ESCALON MEDICAL CORP | February 13, 2018 | 310,171 | 4.1% |
| CLAYTON WILLIAMS ENERGY INC /DE | February 10, 2017 | 273,710 | 1.6% |
| Electromed, Inc. | February 16, 2016 | 353,470 | 4.3% |
| SUNLINK HEALTH SYSTEMS INC | February 16, 2016 | 252,673 | 2.7% |
| IEH CORPORATION | February 17, 2015 | 111,473 | 4.8% |
| DEWEY ELECTRONICS CORP | February 13, 2014 | 28,304 | 2.1% |
| Matador Resources CoSold out | February 13, 2014 | 0 | 0.0% |
| SED INTERNATIONAL HOLDINGS INC | February 13, 2014 | 117,275 | 2.3% |
View SHEPHERD KAPLAN KROCHUK, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-12 |
View SHEPHERD KAPLAN KROCHUK, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.