$675 Million is the total value of Radcliffe Capital Management, L.P.'s 25 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 34.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | Twitter, Inc.convrt bond | $108,345,000 | -2.4% | 113,255,000 | -3.4% | 16.04% | +0.7% | |
| Buy | Brookdale Senior Living Inc.convrt bond | $81,201,000 | +14.4% | 81,353,000 | +14.3% | 12.02% | +18.1% | |
| Sell | PROSPECT CAPITAL CORPconvrt bond | $74,227,000 | -0.6% | 72,503,000 | -0.3% | 10.99% | +2.6% | |
| New Mountain Finance Corporationconvrt bond | $47,637,000 | -0.8% | 46,234,000 | 0.0% | 7.05% | +2.4% | ||
| Buy | Ares Capital Corporationconvrt bond | $36,780,000 | +121.4% | 36,716,000 | +123.0% | 5.45% | +128.5% | |
| Buy | Ares Capital Corporationconvrt bond | $35,717,000 | +16.3% | 34,926,000 | +16.7% | 5.29% | +20.0% | |
| PROSPECT CAPITAL CORPconvrt bond | $34,954,000 | +0.0% | 35,000,000 | 0.0% | 5.18% | +3.2% | ||
| New | Iconix Brand Group, Inc.convrt bond | $32,708,000 | – | 39,950,000 | +100.0% | 4.84% | – | |
| Buy | PROSPECT CAPITAL CORPconvrt bond | $32,323,000 | +2.5% | 32,148,000 | +2.9% | 4.79% | +5.8% | |
| TCP Capital Corpconvrt bond | $31,144,000 | -0.8% | 29,800,000 | 0.0% | 4.61% | +2.4% | ||
| Sell | Web.com Group Incconvrt bond | $30,393,000 | -1.5% | 30,723,000 | -0.7% | 4.50% | +1.6% | |
| New | Goldman Sachs BDC Inc.convrt bond | $21,779,000 | – | 21,050,000 | +100.0% | 3.22% | – | |
| TCP Capital Corpconvrt bond | $21,287,000 | -1.0% | 20,750,000 | 0.0% | 3.15% | +2.1% | ||
| Buy | PDL BioPharma, Incconvrt bond | $20,907,000 | +5.9% | 20,913,000 | +6.1% | 3.10% | +9.3% | |
| BlackRock Capital Investment Corpconvrt bond | $20,769,000 | -1.1% | 20,000,000 | 0.0% | 3.08% | +2.1% | ||
| Buy | TPG Specialty Lending, Inc.convrt bond | $19,793,000 | +1.8% | 19,210,000 | +2.7% | 2.93% | +5.1% | |
| Buy | Twitter, Inc.convrt bond | $13,341,000 | +22.8% | 14,309,000 | +21.2% | 1.98% | +26.7% | |
| Sell | NAVISTAR INTERNATIONALconvrt bond | $6,889,000 | -67.2% | 6,644,000 | -67.0% | 1.02% | -66.2% | |
| CalAtlantic Group, Inc.convrt bond | $2,017,000 | +4.9% | 2,000,000 | 0.0% | 0.30% | +8.3% | ||
| New | Shutterfly, Inc.convrt bond | $1,292,000 | – | 1,300,000 | +100.0% | 0.19% | – | |
| TiVo Corporationconvrt bond | $1,149,000 | -5.1% | 1,204,000 | 0.0% | 0.17% | -2.3% | ||
| SVVC | Firsthand Technology Value Fund, Inc. | $411,000 | +12.0% | 45,844 | 0.0% | 0.06% | +15.1% | |
| MFIN | Medallion Financial Corp | $160,000 | +61.6% | 45,430 | 0.0% | 0.02% | +71.4% | |
| OCSL | New | Oaktree Specialty Lending Corp | $124,000 | – | 25,400 | +100.0% | 0.02% | – |
| ICON | Iconix Brand Group, Inc. | $28,000 | -77.2% | 21,700 | 0.0% | 0.00% | -77.8% | |
| FSC | Exit | Fifth Street Finance Corporation | $0 | – | -25,400 | -100.0% | -0.02% | – |
| Exit | Nuance Communications, Inc.convrt bond | $0 | – | -2,955,000 | -100.0% | -0.42% | – | |
| Exit | PROSPECT CAPITAL CORPconvrt bond | $0 | – | -4,949,000 | -100.0% | -0.71% | – | |
| Exit | TICC Capital Corporationconvrt bond | $0 | – | -44,880,000 | -100.0% | -6.48% | – | |
| Exit | Chart Industries, Inc.convrt bond | $0 | – | -45,795,000 | -100.0% | -6.56% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PROSPECT CAPITAL CORP | 21 | Q2 2022 | 18.0% |
| New Mountain Finance Corporation | 20 | Q2 2023 | 9.5% |
| PROSPECT CAPITAL CORP | 20 | Q1 2020 | 12.3% |
| BlackRock Capital Investment Corp | 20 | Q1 2022 | 8.8% |
| PROSPECT CAPITAL CORP | 19 | Q3 2023 | 7.1% |
| TPG Specialty Lending, Inc. | 18 | Q3 2019 | 5.9% |
| Goldman Sachs BDC Inc. | 18 | Q1 2022 | 5.5% |
| TCP Capital Corp | 18 | Q4 2021 | 4.2% |
| Ares Capital Corporation | 17 | Q4 2018 | 9.5% |
| TCP Capital Corp | 17 | Q3 2019 | 7.7% |
View Radcliffe Capital Management, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Andretti Acquisition Corp. | September 29, 2023 | 637,652 | 8.1% |
| Cartica Acquisition Corp | September 28, 2023 | 461,205 | 5.1% |
| Chain Bridge I | August 11, 2023 | 400,000 | 9.6% |
| Pegasus Digital Mobility Acquisition Corp. | July 28, 2023 | 475,006 | 9.5% |
| PORTAGE FINTECH ACQUISITION CORP. | July 27, 2023 | 200,000 | 5.1% |
| Power & Digital Infrastructure Acquisition II Corp. | June 14, 2023 | 727,998 | 6.9% |
| Battery Future Acquisition Corp. | June 13, 2023 | 634,751 | 5.6% |
| Valuence Merger Corp. I | June 05, 2023 | 500,000 | 8.0% |
| GSR II Meteora Acquisition Corp. | May 31, 2023 | 667,000 | 9.3% |
| DP Cap Acquisition Corp I | May 16, 2023 | 400,000 | 9.8% |
View Radcliffe Capital Management, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Radcliffe Capital Management, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.