$697 Million is the total value of Radcliffe Capital Management, L.P.'s 26 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 17.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | Twitter, Inc.convrt bond | $111,059,000 | +5.7% | 117,184,000 | +5.4% | 15.93% | +1.7% | |
| Buy | PROSPECT CAPITAL CORPconvrt bond | $74,670,000 | +19.8% | 72,753,000 | +20.7% | 10.71% | +15.3% | |
| Buy | Brookdale Senior Living Inc.convrt bond | $70,961,000 | +157.8% | 71,193,000 | +157.2% | 10.18% | +148.0% | |
| Buy | New Mountain Finance Corporationconvrt bond | $48,005,000 | +0.8% | 46,234,000 | +1.1% | 6.89% | -3.0% | |
| Buy | Chart Industries, Inc.convrt bond | $45,728,000 | +11.2% | 45,795,000 | +10.7% | 6.56% | +7.0% | |
| TICC Capital Corporationconvrt bond | $45,150,000 | -0.9% | 44,880,000 | 0.0% | 6.48% | -4.7% | ||
| PROSPECT CAPITAL CORPconvrt bond | $34,946,000 | +0.3% | 35,000,000 | 0.0% | 5.01% | -3.5% | ||
| Buy | PROSPECT CAPITAL CORPconvrt bond | $31,539,000 | +34.2% | 31,238,000 | +33.7% | 4.52% | +29.2% | |
| TCP Capital Corpconvrt bond | $31,389,000 | -1.0% | 29,800,000 | 0.0% | 4.50% | -4.7% | ||
| Sell | Web.com Group Incconvrt bond | $30,854,000 | -14.5% | 30,943,000 | -13.9% | 4.43% | -17.7% | |
| Ares Capital Corporationconvrt bond | $30,721,000 | -0.6% | 29,940,000 | 0.0% | 4.41% | -4.4% | ||
| New | TCP Capital Corpconvrt bond | $21,512,000 | – | 20,750,000 | +100.0% | 3.09% | – | |
| Sell | NAVISTAR INTERNATIONALconvrt bond | $21,024,000 | +0.8% | 20,144,000 | -3.8% | 3.02% | -3.0% | |
| BlackRock Capital Investment Corpconvrt bond | $20,992,000 | +2.4% | 20,000,000 | 0.0% | 3.01% | -1.5% | ||
| Buy | PDL BioPharma, Incconvrt bond | $19,738,000 | +70.5% | 19,703,000 | +69.9% | 2.83% | +64.0% | |
| TPG Specialty Lending, Inc.convrt bond | $19,441,000 | -0.4% | 18,710,000 | 0.0% | 2.79% | -4.2% | ||
| Buy | Ares Capital Corporationconvrt bond | $16,610,000 | +7.3% | 16,466,000 | +8.0% | 2.38% | +3.2% | |
| Buy | Twitter, Inc.convrt bond | $10,863,000 | +492.3% | 11,809,000 | +490.4% | 1.56% | +471.1% | |
| PROSPECT CAPITAL CORPconvrt bond | $4,966,000 | -0.7% | 4,949,000 | 0.0% | 0.71% | -4.6% | ||
| Sell | Nuance Communications, Inc.convrt bond | $2,961,000 | -44.7% | 2,955,000 | -44.6% | 0.42% | -46.7% | |
| Buy | Ryland Group Incconvrt bond | $1,923,000 | +102.0% | 2,000,000 | +100.0% | 0.28% | +94.4% | |
| TiVo Corporationconvrt bond | $1,211,000 | +1.8% | 1,204,000 | 0.0% | 0.17% | -1.7% | ||
| SVVC | Firsthand Technology Value Fund, Inc. | $367,000 | -4.7% | 45,844 | 0.0% | 0.05% | -7.0% | |
| FSC | Fifth Street Finance Corporation | $139,000 | +13.0% | 25,400 | 0.0% | 0.02% | +11.1% | |
| ICON | Iconix Brand Group, Inc. | $123,000 | -18.0% | 21,700 | 0.0% | 0.02% | -18.2% | |
| MFIN | Medallion Financial Corp | $99,000 | -9.2% | 45,430 | 0.0% | 0.01% | -12.5% | |
| Exit | Envestnet, Inc.convrt bond | $0 | – | -5,000,000 | -100.0% | -0.73% | – | |
| Exit | Toll Brothersconvrt bond | $0 | – | -15,142,000 | -100.0% | -2.26% | – | |
| Exit | BlackRock Capital Investment Corpconvrt bond | $0 | – | -28,443,000 | -100.0% | -4.34% | – | |
| Exit | Iconix Brand Group, Inc.convrt bond | $0 | – | -33,050,000 | -100.0% | -4.80% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PROSPECT CAPITAL CORP | 21 | Q2 2022 | 18.0% |
| New Mountain Finance Corporation | 20 | Q2 2023 | 9.5% |
| PROSPECT CAPITAL CORP | 20 | Q1 2020 | 12.3% |
| BlackRock Capital Investment Corp | 20 | Q1 2022 | 8.8% |
| PROSPECT CAPITAL CORP | 19 | Q3 2023 | 7.1% |
| TPG Specialty Lending, Inc. | 18 | Q3 2019 | 5.9% |
| Goldman Sachs BDC Inc. | 18 | Q1 2022 | 5.5% |
| TCP Capital Corp | 18 | Q4 2021 | 4.2% |
| Ares Capital Corporation | 17 | Q4 2018 | 9.5% |
| TCP Capital Corp | 17 | Q3 2019 | 7.7% |
View Radcliffe Capital Management, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Andretti Acquisition Corp. | September 29, 2023 | 637,652 | 8.1% |
| Cartica Acquisition Corp | September 28, 2023 | 461,205 | 5.1% |
| Chain Bridge I | August 11, 2023 | 400,000 | 9.6% |
| Pegasus Digital Mobility Acquisition Corp. | July 28, 2023 | 475,006 | 9.5% |
| PORTAGE FINTECH ACQUISITION CORP. | July 27, 2023 | 200,000 | 5.1% |
| Power & Digital Infrastructure Acquisition II Corp. | June 14, 2023 | 727,998 | 6.9% |
| Battery Future Acquisition Corp. | June 13, 2023 | 634,751 | 5.6% |
| Valuence Merger Corp. I | June 05, 2023 | 500,000 | 8.0% |
| GSR II Meteora Acquisition Corp. | May 31, 2023 | 667,000 | 9.3% |
| DP Cap Acquisition Corp I | May 16, 2023 | 400,000 | 9.8% |
View Radcliffe Capital Management, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
View Radcliffe Capital Management, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.