$67 Million is the total value of SMH CAPITAL ADVISORS INC's 61 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 9.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | WISDOMTREE INVTS INCnote 3.250% 6/1 | $9,268,000 | -0.9% | 10,396,000 | +0.8% | 13.83% | +9.7% | |
| Buy | DIGITALBRIDGE GROUP INCnote 5.000% 4/1 | $7,777,000 | +0.8% | 7,899,000 | +0.6% | 11.61% | +11.5% | |
| PSEC | Buy | PROSPECT CAP CORP | $714,000 | -11.3% | 115,110 | +0.0% | 1.07% | -1.8% |
| IGSB | Buy | ISHARES TR | $580,000 | -2.4% | 11,766 | +0.1% | 0.87% | +8.1% |
| TIP | Buy | ISHARES TRtips bd etf | $544,000 | -7.3% | 5,188 | +0.6% | 0.81% | +2.5% |
| SCU | Buy | SCULPTOR CAP MGMT | $453,000 | +16.2% | 51,195 | +9.7% | 0.68% | +28.5% |
| NIE | Buy | VIRTUS EQUITY & CONV INCM FD | $408,000 | +6.2% | 20,085 | +8.4% | 0.61% | +17.6% |
| GROW | Buy | U S GLOBAL INVS INCcl a | $401,000 | -32.3% | 139,577 | +4.2% | 0.60% | -25.1% |
| DGX | Buy | QUEST DIAGNOSTICS INC | $399,000 | -7.6% | 3,255 | +0.1% | 0.60% | +2.1% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $359,000 | -24.3% | 9,449 | +1.2% | 0.54% | -16.1% |
| BTZ | Buy | BLACKROCK CR ALLOCATION INCO | $353,000 | -11.8% | 36,997 | +0.6% | 0.53% | -2.2% |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIG | $334,000 | -8.7% | 37,560 | +0.3% | 0.50% | +0.8% |
| BIT | Buy | BLACKROCK MULTI SECTOR INC T | $318,000 | +11.6% | 22,333 | +11.3% | 0.48% | +23.7% |
| O | Buy | REALTY INCOME CORP | $287,000 | -2.7% | 4,937 | +14.4% | 0.43% | +7.5% |
| EVT | Buy | EATON VANCE TAX ADVT DIV INC | $285,000 | -3.4% | 13,081 | +5.8% | 0.42% | +6.8% |
| OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $266,000 | -8.3% | 44,404 | +0.3% | 0.40% | +1.5% |
| New | ORION OFFICE REIT INC | $255,000 | – | 29,134 | +100.0% | 0.38% | – | |
| STOR | New | STORE CAP CORP | $237,000 | – | 7,566 | +100.0% | 0.35% | – |
| PETS | Buy | PETMED EXPRESS INC | $226,000 | +1.8% | 11,559 | +3.7% | 0.34% | +12.7% |
| SLRC | Buy | SLR INVESTMENT CORP | $141,000 | -15.6% | 11,461 | +0.5% | 0.21% | -6.7% |
| NQP | Buy | NUVEEN PENNSYLVANIA QLT MUN | $130,000 | -9.7% | 11,853 | +0.4% | 0.19% | 0.0% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $128,000 | -11.1% | 11,604 | +0.5% | 0.19% | -1.5% |
| MUI | Buy | BLACKROCK MUNICIPAL INCOME | $122,000 | -8.3% | 11,241 | +0.9% | 0.18% | +1.7% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.