$49.7 Million is the total value of SMH CAPITAL ADVISORS INC's 58 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 43.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $10,176,000 | +115.7% | 9,611,000 | +108.3% | 20.46% | +94.2% | |
| Buy | COLONY CAPITAL INCnote 5.000% 4/1 | $9,495,000 | +13.2% | 9,206,000 | +10.4% | 19.09% | +1.9% | |
| Sell | PROSPECT CAP CORPnote 4.950% 7/1 | $5,344,000 | -0.5% | 5,220,000 | -0.5% | 10.75% | -10.4% | |
| Buy | EZCORP INCnote 2.375% 5/0 | $2,221,000 | +25.9% | 2,520,000 | +15.6% | 4.47% | +13.4% | |
| CODI | Buy | COMPASS DIVERSIFIEDsh ben int | $1,827,000 | +58.3% | 71,635 | +43.7% | 3.67% | +42.6% |
| PSEC | Sell | PROSPECT CAP CORP | $1,109,000 | -12.0% | 132,196 | -19.5% | 2.23% | -20.8% |
| SCU | Buy | SCULPTOR CAP MGMT | $942,000 | +14.7% | 38,291 | +2.0% | 1.89% | +3.3% |
| PSTH | Buy | PERSHING SQUARE TONTINE HLDG | $868,000 | +82.0% | 38,140 | +92.0% | 1.74% | +63.8% |
| VICI | New | VICI PPTYS INC | $842,000 | – | 27,128 | +100.0% | 1.69% | – |
| DHI | Buy | D R HORTON INC | $836,000 | +3.9% | 9,250 | +2.3% | 1.68% | -6.5% |
| APO | New | APOLLO GLOBAL MGMT INC | $833,000 | – | 13,399 | +100.0% | 1.68% | – |
| NHF | Buy | NEXPOINT STRATEGIC OPPORTES | $814,000 | +59.6% | 59,139 | +32.1% | 1.64% | +43.7% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $784,000 | +16.8% | 8,900 | +15.6% | 1.58% | +5.2% |
| GROW | New | U S GLOBAL INVS INCcl a | $740,000 | – | 119,604 | +100.0% | 1.49% | – |
| IRM | Buy | IRON MTN INC NEW | $589,000 | +14.4% | 13,917 | +0.0% | 1.18% | +3.0% |
| AFCG | New | AFC GAMMA INC | $537,000 | – | 26,000 | +100.0% | 1.08% | – |
| T | New | AT&T INC | $533,000 | – | 18,523 | +100.0% | 1.07% | – |
| NIE | Sell | VIRTUS ALLIANZGI EQUITY & CO | $483,000 | +6.4% | 15,975 | -1.5% | 0.97% | -4.2% |
| IIPR | INNOVATIVE INDL PPTYS INC | $457,000 | +6.0% | 2,390 | 0.0% | 0.92% | -4.6% | |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $454,000 | +9.9% | 3,095 | -0.3% | 0.91% | -1.0% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $446,000 | +13.5% | 7,960 | +17.8% | 0.90% | +2.2% |
| CVX | Buy | CHEVRON CORP NEW | $420,000 | +0.2% | 4,007 | +0.2% | 0.84% | -9.7% |
| PBI | PITNEY BOWES INC | $414,000 | +6.4% | 47,154 | 0.0% | 0.83% | -4.3% | |
| BTZ | Sell | BLACKROCK CR ALLOCATION INCO | $412,000 | +5.4% | 26,454 | -0.6% | 0.83% | -5.2% |
| PWP | New | PERELLA WEINBERG PARTNERS | $406,000 | – | 31,532 | +100.0% | 0.82% | – |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $401,000 | +4.7% | 32,574 | -0.3% | 0.81% | -5.7% |
| HPQ | Buy | HP INC | $370,000 | -4.9% | 12,264 | +0.2% | 0.74% | -14.4% |
| AWF | Buy | ALLIANCEBERNSTEIN GLOBAL HIG | $367,000 | +6.4% | 29,307 | +0.5% | 0.74% | -4.2% |
| EFA | Buy | ISHARES TRmsci eafe etf | $359,000 | +4.4% | 4,547 | +0.2% | 0.72% | -6.0% |
| CSQ | Buy | CALAMOS STRATEGIC TOTAL RETU | $334,000 | +6.4% | 18,361 | +0.6% | 0.67% | -4.1% |
| DGX | Buy | QUEST DIAGNOSTICS INC | $333,000 | +7.4% | 2,521 | +4.3% | 0.67% | -3.2% |
| KHC | Buy | KRAFT HEINZ CO | $328,000 | +2.2% | 8,049 | +0.3% | 0.66% | -7.9% |
| OCSL | Sell | OAKTREE SPECIALTY LENDING CO | $308,000 | +7.7% | 46,016 | -0.4% | 0.62% | -3.1% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FD | $302,000 | +9.0% | 15,283 | +0.8% | 0.61% | -1.9% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $292,000 | +4.7% | 5,374 | +0.1% | 0.59% | -5.8% |
| EVT | Sell | EATON VANCE TAX ADVT DIV INC | $279,000 | +4.9% | 10,082 | -0.4% | 0.56% | -5.6% |
| GDV | Buy | GABELLI DIVID & INCOME TR | $279,000 | +10.7% | 10,615 | +1.0% | 0.56% | -0.4% |
| RQI | Buy | COHEN & STEERS QUALITY INCOM | $268,000 | +14.0% | 17,058 | +0.9% | 0.54% | +2.7% |
| XOM | Buy | EXXON MOBIL CORP | $255,000 | +18.1% | 4,039 | +4.6% | 0.51% | +6.4% |
| BIT | Buy | BLACKROCK MULTI SECTOR INC T | $252,000 | +4.6% | 13,509 | +1.2% | 0.51% | -5.8% |
| LDP | Buy | COHEN & STEERS LTD DURATION | $249,000 | +5.5% | 9,103 | +0.7% | 0.50% | -4.9% |
| HTD | Buy | HANCOCK JOHN TAX-ADVANTAGED | $240,000 | +7.1% | 9,652 | +1.2% | 0.48% | -3.4% |
| PETS | New | PETMED EXPRESS INC | $236,000 | – | 7,419 | +100.0% | 0.48% | – |
| VCTR | New | VICTORY CAP HLDGS INC | $228,000 | – | 7,050 | +100.0% | 0.46% | – |
| SPY | SPDR S&P 500 ETF TRtr unit | $222,000 | +7.8% | 519 | 0.0% | 0.45% | -3.0% | |
| SLRC | Buy | SLR INVESTMENT CORP | $220,000 | +6.8% | 11,788 | +1.5% | 0.44% | -3.9% |
| NAD | New | NUVEEN QUALITY MUNCP INCOME | $202,000 | – | 12,645 | +100.0% | 0.41% | – |
| AFB | New | ALLIANCEBERNSTEIN NATL MUN I | $200,000 | – | 13,166 | +100.0% | 0.40% | – |
| NEA | New | NUVEEN AMT FREE QLTY MUN INC | $199,000 | – | 12,701 | +100.0% | 0.40% | – |
| EIM | Buy | EATON VANCE MUN BD FD | $191,000 | +30.8% | 13,940 | +26.8% | 0.38% | +17.8% |
| TEI | Buy | TEMPLETON EMERGING MKTS INCO | $186,000 | +10.1% | 23,385 | +1.7% | 0.37% | -0.8% |
| MUI | New | BLACKROCK MUNI INTER DR FD I | $186,000 | – | 11,871 | +100.0% | 0.37% | – |
| FTCV | New | FINTECH ACQUISITION CORP V | $144,000 | – | 11,796 | +100.0% | 0.29% | – |
| WETF | Buy | WISDOMTREE INVTS INC | $120,000 | +0.8% | 19,324 | +1.1% | 0.24% | -9.4% |
| LNSR | Sell | LENSAR INC | $101,000 | +18.8% | 11,676 | -0.3% | 0.20% | +6.8% |
| New | PDL BIOPHARMA INCnote 2.750%12/0 | $54,000 | – | 53,000 | +100.0% | 0.11% | – | |
| FLUIDIGM CORP DELnote 2.750% 2/0 | $30,000 | 0.0% | 31,000 | 0.0% | 0.06% | -10.4% | ||
| ENVESTNET INCnote 1.750% 6/0 | $13,000 | -7.1% | 11,000 | 0.0% | 0.03% | -16.1% | ||
| EZPW | Exit | EZCORP INCcl a non vtg | $0 | – | -10,710 | -100.0% | -0.12% | – |
| CAT | Exit | CATERPILLAR INC | $0 | – | -921 | -100.0% | -0.48% | – |
| FTIV | Exit | FINTECH ACQUISITION CORP IVcl a | $0 | – | -19,172 | -100.0% | -0.48% | – |
| CLNC | Exit | COLONY CR REAL ESTATE INC | $0 | – | -36,450 | -100.0% | -0.70% | – |
| RMR | Exit | RMR GROUP INCcl a | $0 | – | -10,039 | -100.0% | -0.92% | – |
| SPG | Exit | SIMON PPTY GROUP INC NEW | $0 | – | -3,998 | -100.0% | -1.02% | – |
| STOR | Exit | STORE CAP CORP | $0 | – | -14,350 | -100.0% | -1.07% | – |
| MPC | Exit | MARATHON PETE CORP | $0 | – | -10,897 | -100.0% | -1.30% | – |
| Exit | TUTOR PERINI CORPnote 2.875% 6/1 | $0 | – | -6,787,000 | -100.0% | -15.22% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-07-29
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-02 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.