$50.4 Million is the total value of SMH CAPITAL ADVISORS INC's 43 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 12.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | PDL BIOPHARMA INCnote 2.750%12/0 | $10,640,000 | +11.4% | 9,901,000 | -0.4% | 21.09% | +0.6% | |
| Sell | COLONY CAP INCnote 5.000% 4/1 | $8,417,000 | +1.2% | 8,460,000 | -0.3% | 16.68% | -8.6% | |
| Sell | PROSPECT CAPITAL CORPORATIONnote 4.950% 7/1 | $5,628,000 | -0.8% | 5,490,000 | -0.5% | 11.16% | -10.4% | |
| EFA | Sell | ISHARES TRmsci eafe etf | $404,000 | +4.9% | 5,825 | -1.3% | 0.80% | -5.2% |
| APO | Sell | APOLLO GLOBAL MGMT INC | $308,000 | -17.0% | 6,451 | -34.3% | 0.61% | -25.0% |
| PDLI | Sell | PDL BIOPHARMA INC | $260,000 | +47.7% | 80,063 | -2.0% | 0.52% | +33.4% |
| Sell | FLUIDIGM CORP DELnote 2.750% 2/0 | $88,000 | -20.0% | 93,000 | -19.1% | 0.17% | -28.1% | |
| AAPL | Exit | APPLE INC | $0 | – | -1,710 | -100.0% | -0.84% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-04
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.