$59.5 Million is the total value of SMH CAPITAL ADVISORS INC's 29 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | PDL BIOPHARMA INCnote 2.750%12/0 | $12,973,000 | – | 13,487,000 | +100.0% | 21.82% | – | |
| New | FLUIDIGM CORP DELnote 2.750% 2/0 | $9,740,000 | – | 11,815,000 | +100.0% | 16.38% | – | |
| New | EZCORP INCnote 2.625% 6/1 | $8,215,000 | – | 7,985,000 | +100.0% | 13.82% | – | |
| New | PROSPECT CAPITAL CORPORATIONnote 4.950% 7/1 | $6,502,000 | – | 6,510,000 | +100.0% | 10.93% | – | |
| New | COLONY CAP INCnote 5.000% 4/1 | $4,571,000 | – | 4,441,000 | +100.0% | 7.69% | – | |
| New | ENVESTNET INCnote 1.750%12/1 | $2,904,000 | – | 2,802,000 | +100.0% | 4.88% | – | |
| SLRC | New | SOLAR CAP LTD | $1,244,000 | – | 61,552 | +100.0% | 2.09% | – |
| OCSL | New | OAKTREE SPECIALTY LENDING CO | $1,119,000 | – | 228,836 | +100.0% | 1.88% | – |
| REM | New | ISHARES TRmortge rel etf | $1,012,000 | – | 22,381 | +100.0% | 1.70% | – |
| PSEC | New | PROSPECT CAPITAL CORPORATION | $993,000 | – | 147,385 | +100.0% | 1.67% | – |
| APO | New | APOLLO GLOBAL MGMT LLC | $966,000 | – | 28,870 | +100.0% | 1.62% | – |
| AGG | New | ISHARES TRcore us aggbd et | $943,000 | – | 8,624 | +100.0% | 1.59% | – |
| OZM | New | OCH ZIFF CAP MGMT GROUPcl a | $896,000 | – | 358,380 | +100.0% | 1.51% | – |
| OAK | New | OAKTREE CAP GROUP LLCunit cl a | $870,000 | – | 20,671 | +100.0% | 1.46% | – |
| AINV | New | APOLLO INVT CORP | $811,000 | – | 143,334 | +100.0% | 1.36% | – |
| BX | New | BLACKSTONE GROUP L P | $791,000 | – | 24,718 | +100.0% | 1.33% | – |
| KKR | New | KKR & CO L P DEL | $790,000 | – | 37,509 | +100.0% | 1.33% | – |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $620,000 | – | 13,506 | +100.0% | 1.04% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $617,000 | – | 2,312 | +100.0% | 1.04% | – |
| EFA | New | ISHARES TRmsci eafe etf | $600,000 | – | 8,540 | +100.0% | 1.01% | – |
| ARCC | New | ARES CAP CORP | $577,000 | – | 36,735 | +100.0% | 0.97% | – |
| CODI | New | COMPASS DIVERSIFIED HOLDINGSsh ben int | $329,000 | – | 19,434 | +100.0% | 0.55% | – |
| AWF | New | ALLIANCEBERNSTEIN GBL HGH IN | $225,000 | – | 17,617 | +100.0% | 0.38% | – |
| BTZ | New | BLACKROCK CR ALLCTN INC TR | $224,000 | – | 16,838 | +100.0% | 0.38% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD I | $223,000 | – | 20,351 | +100.0% | 0.38% | – |
| PDLI | New | PDL BIOPHARMA INC | $219,000 | – | 79,937 | +100.0% | 0.37% | – |
| GHY | New | PRUDENTIAL GLB SHT DUR HG YL | $216,000 | – | 14,976 | +100.0% | 0.36% | – |
| CSQ | New | CALAMOS STRATEGIC TOTL RETN | $142,000 | – | 11,772 | +100.0% | 0.24% | – |
| TEI | New | TEMPLETON EMERG MKTS INCOME | $134,000 | – | 11,999 | +100.0% | 0.22% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| COMPASS DIVERSIFIED HOLDINGS | 24 | Q3 2023 | 8.7% |
| PROSPECT CAPITAL CORPORATION | 24 | Q3 2023 | 4.1% |
| BLACKROCK CR ALLOCATION INCO | 24 | Q3 2023 | 1.9% |
| BLACKROCK CORPOR HI YLD FD I | 24 | Q3 2023 | 1.9% |
| ALLIANCEBERNSTEIN GLOBAL HIG | 24 | Q3 2023 | 2.0% |
| CALAMOS STRATEGIC TOTL RETN | 24 | Q3 2023 | 1.8% |
| TEMPLETON EMERG MKTS INCOME | 24 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 23 | Q3 2023 | 2.6% |
| SOLAR CAP LTD | 23 | Q2 2023 | 2.1% |
| ADAMS DIVERSIFIED EQUITY FD | 22 | Q3 2023 | 1.8% |
View SMH CAPITAL ADVISORS INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ASTROTECH Corp \WA\ | February 04, 2013 | 5,467 | - |
| SPACEHAB INC \WA\ | February 06, 2009 | 5,008,136 | 30.6% |
View SMH CAPITAL ADVISORS INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-03 |
| 13F-HR/A | 2022-08-10 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-02 |
View SMH CAPITAL ADVISORS INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.