$7.96 Billion is the total value of AQR Arbitrage LLC's 528 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 42.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | NOVELLUS SYS INCnote 2.625% 5/1 | $572,674,000 | +27.8% | 103,555,000 | -4.6% | 7.20% | +16.9% | |
| LLL | Buy | L3 TECHNOLOGIES INC | $250,576,000 | +23.3% | 1,214,208 | +3.8% | 3.15% | +12.8% |
| STI | New | SUNTRUST BKS INC | $240,779,000 | – | 4,063,784 | +100.0% | 3.02% | – |
| Sell | ADVANCED MICRO DEVICES INCnote 2.125% 9/0 | $233,212,000 | +12.5% | 71,325,000 | -16.3% | 2.93% | +2.9% | |
| AABA | ALTABA INC | $184,428,000 | +27.9% | 2,488,238 | 0.0% | 2.32% | +17.0% | |
| TRCO | Buy | TRIBUNE MEDIA COcl a | $181,730,000 | +64.8% | 3,938,656 | +62.1% | 2.28% | +50.7% |
| IDTI | Buy | INTEGRATED DEVICE TECHNOLOGY | $179,111,000 | +23.2% | 3,656,069 | +21.8% | 2.25% | +12.7% |
| USG | Buy | U S G CORP | $178,643,000 | +26.2% | 4,125,711 | +24.3% | 2.24% | +15.4% |
| GG | New | GOLDCORP INC NEW | $178,235,000 | – | 15,579,953 | +100.0% | 2.24% | – |
| ARRS | Buy | ARRIS INTERNATIONAL PLC | $170,384,000 | +9.4% | 5,390,189 | +5.8% | 2.14% | +0.1% |
| ANTHEM INCnote 2.750%10/1 | $161,527,000 | +9.7% | 40,654,000 | 0.0% | 2.03% | +0.3% | ||
| Buy | MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $161,106,000 | +18.1% | 99,000,000 | +2.6% | 2.02% | +8.1% | |
| FDC | New | FIRST DATA CORP NEW | $156,189,000 | – | 5,945,520 | +100.0% | 1.96% | – |
| RHT | Buy | RED HAT INC | $150,869,000 | +20.6% | 825,774 | +15.9% | 1.90% | +10.4% |
| WP | New | WORLDPAY INCcl a | $144,871,000 | – | 1,276,400 | +100.0% | 1.82% | – |
| S | Buy | SPRINT CORPORATION | $116,805,000 | +38.6% | 20,673,364 | +42.7% | 1.47% | +26.8% |
| FNSR | Buy | FINISAR CORP | $115,305,000 | +56.2% | 4,976,466 | +45.6% | 1.45% | +42.9% |
| CELG | New | CELGENE CORP | $111,583,000 | – | 1,182,780 | +100.0% | 1.40% | – |
| Sell | MOLINA HEALTHCARE INCnote 1.125% 1/1 | $111,335,000 | +1.0% | 32,325,000 | -15.7% | 1.40% | -7.7% | |
| MLNX | New | MELLANOX TECHNOLOGIES LTD | $111,064,000 | – | 938,354 | +100.0% | 1.40% | – |
| MICRON TECHNOLOGY INCnote 2.125% 2/1 | $103,586,000 | +30.6% | 27,379,000 | 0.0% | 1.30% | +19.5% | ||
| SQUARE INCnote 0.375% 3/0 | $103,567,000 | +33.8% | 31,635,000 | 0.0% | 1.30% | +22.4% | ||
| Sell | PALO ALTO NETWORKS INCnote 7/0 | $97,054,000 | +18.0% | 44,150,000 | -8.8% | 1.22% | +7.9% | |
| BEL | Buy | BELMOND LTDcl a | $92,584,000 | +17.0% | 3,713,774 | +17.4% | 1.16% | +7.0% |
| ONCE | New | SPARK THERAPEUTICS INC | $89,851,000 | – | 788,993 | +100.0% | 1.13% | – |
| VSM | New | VERSUM MATLS INC | $89,312,000 | – | 1,775,230 | +100.0% | 1.12% | – |
| Buy | HERBALIFE LTDnote 2.000% 8/1 | $80,992,000 | +46.6% | 65,000,000 | +62.5% | 1.02% | +34.1% | |
| LXFT | New | LUXOFT HLDG INC | $77,362,000 | – | 1,317,695 | +100.0% | 0.97% | – |
| Buy | MICROCHIP TECHNOLOGY INCnote 2.250% 2/1 | $72,273,000 | +31.4% | 65,441,000 | +17.0% | 0.91% | +20.3% | |
| AVA | Sell | AVISTA CORP | $68,231,000 | -43.0% | 1,679,751 | -40.4% | 0.86% | -47.8% |
| CFXA | New | COLFAX CORPunit 01/15/2022t | $66,424,000 | – | 497,150 | +100.0% | 0.84% | – |
| Buy | CAESARS ENTMT CORPnote 5.000%10/0 | $65,853,000 | +19.6% | 46,250,000 | +4.5% | 0.83% | +9.4% | |
| ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $64,811,000 | +13.5% | 33,950,000 | 0.0% | 0.81% | +3.7% | ||
| WCG | New | WELLCARE HEALTH PLANS INC | $63,391,000 | – | 235,000 | +100.0% | 0.80% | – |
| FTVPRA | Buy | FORTIVE CORP5% pfd cnv ser a | $60,095,000 | +840.9% | 57,025 | +711.7% | 0.76% | +758.0% |
| ULTI | New | ULTIMATE SOFTWARE GROUP INC | $60,076,000 | – | 181,977 | +100.0% | 0.76% | – |
| Sell | CHESAPEAKE ENERGY CORPnote 5.500% 9/1 | $59,927,000 | +9.4% | 64,500,000 | -4.9% | 0.75% | +0.1% | |
| TVPT | Buy | TRAVELPORT WORLDWIDE LTD | $56,601,000 | +173.4% | 3,598,284 | +171.5% | 0.71% | +150.4% |
| WBC | New | WABCO HLDGS INC | $50,767,000 | – | 385,098 | +100.0% | 0.64% | – |
| PACB | Buy | PACIFIC BIOSCIENCES CALIF IN | $48,811,000 | +0.2% | 6,751,127 | +2.5% | 0.61% | -8.4% |
| WORKDAY INCnote 1.500% 7/1 | $47,375,000 | +19.6% | 20,000,000 | 0.0% | 0.60% | +9.4% | ||
| ELLI | New | ELLIE MAE INC | $46,470,000 | – | 470,868 | +100.0% | 0.58% | – |
| CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $45,241,000 | +22.6% | 33,075,000 | 0.0% | 0.57% | +12.0% | ||
| Sell | TERADYNE INCnote 1.250%12/1 | $44,864,000 | +9.6% | 32,050,000 | -7.0% | 0.56% | +0.4% | |
| GNW | Buy | GENWORTH FINL INC | $43,900,000 | -6.6% | 11,462,117 | +13.6% | 0.55% | -14.6% |
| TCF | New | TCF FINL CORP | $40,713,000 | – | 1,967,767 | +100.0% | 0.51% | – |
| Buy | AEROJET ROCKETDYNE HLDGS INCnote 2.250%12/1 | $39,777,000 | +11.4% | 26,750,000 | +10.3% | 0.50% | +2.0% | |
| HIFR | Buy | INFRAREIT INC | $38,284,000 | +26.4% | 1,825,647 | +26.7% | 0.48% | +15.6% |
| New | SERVICENOW INCnote 6/0 | $37,100,000 | – | 20,000,000 | +100.0% | 0.47% | – | |
| New | HERBALIFE LTDnote 2.625% 3/1 | $36,064,000 | – | 34,050,000 | +100.0% | 0.45% | – | |
| New | ARES CAP CORPnote 4.625% 3/0 | $34,913,000 | – | 35,000,000 | +100.0% | 0.44% | – | |
| TTM TECHNOLOGIES INCnote 1.750%12/1 | $34,571,000 | +12.0% | 26,500,000 | 0.0% | 0.43% | +2.4% | ||
| DHRPRA | New | DANAHER CORPORATION4.75 mnd cv pfd | $31,509,000 | – | 30,000 | +100.0% | 0.40% | – |
| Sell | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $29,409,000 | -2.4% | 27,300,000 | -13.4% | 0.37% | -10.9% | |
| Sell | AMAG PHARMACEUTICALS INCnote 3.250% 6/0 | $28,334,000 | -6.3% | 32,475,000 | -1.5% | 0.36% | -14.2% | |
| New | WORKDAY INCnote 0.250%10/0 | $28,338,000 | – | 20,000,000 | +100.0% | 0.36% | – | |
| Buy | NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $27,077,000 | +654.4% | 20,000,000 | +566.7% | 0.34% | +593.9% | |
| Sell | ISTAR INCnote 3.125% 9/1 | $26,611,000 | -3.0% | 28,925,000 | -4.7% | 0.33% | -11.4% | |
| THERAVANCE INCnote 2.125% 1/1 | $25,977,000 | -6.1% | 25,543,000 | 0.0% | 0.33% | -14.2% | ||
| RDC | Buy | ROWAN COMPANIES PLC | $25,887,000 | +165.1% | 2,399,190 | +106.1% | 0.32% | +142.5% |
| New | EXACT SCIENCES CORPnote 0.375% 3/1 | $25,569,000 | – | 25,000,000 | +100.0% | 0.32% | – | |
| RMGU | New | RMG ACQUISITION CORPunit 99/99/9999 | $25,075,000 | – | 2,500,000 | +100.0% | 0.32% | – |
| MFGP | MICRO FOCUS INTERNATIONAL PLspon adr new | $24,897,000 | +49.9% | 965,357 | 0.0% | 0.31% | +37.3% | |
| Sell | WEATHERFORD INTL LTDnote 5.875% 7/0 | $24,862,000 | +22.6% | 30,600,000 | -3.8% | 0.31% | +12.2% | |
| New | DYCOM INDS INCnote 0.750% 9/1 | $23,843,000 | – | 25,773,000 | +100.0% | 0.30% | – | |
| HURON CONSULTING GROUP INCnote 1.250%10/0 | $23,649,000 | +0.2% | 23,955,000 | 0.0% | 0.30% | -8.3% | ||
| SHIP FINANCE INTERNATIONAL Lnote 5.750%10/1 | $23,545,000 | +7.0% | 23,600,000 | 0.0% | 0.30% | -2.0% | ||
| STC | Buy | STEWART INFORMATION SVCS COR | $23,550,000 | +29.2% | 551,658 | +25.3% | 0.30% | +18.4% |
| New | DISH NETWORK CORPnote 3.375% 8/1 | $23,430,000 | – | 27,500,000 | +100.0% | 0.29% | – | |
| TRNEU | New | TRINE ACQUISITION CORPunit 03/31/2021 | $23,046,000 | – | 2,300,000 | +100.0% | 0.29% | – |
| DPHCU | New | DIAMONDPEAK HLDGS CORunit 99/99/9999 | $23,046,000 | – | 2,300,000 | +100.0% | 0.29% | – |
| ACAMU | New | ACAMAR PARTNERS ACQSITION COunit 12/30/2025 | $22,500,000 | – | 2,250,000 | +100.0% | 0.28% | – |
| CTWS | Buy | CONNECTICUT WTR SVC INC | $21,742,000 | +49.9% | 316,701 | +46.0% | 0.27% | +37.2% |
| JBGS | JBG SMITH PPTYS | $21,027,000 | +18.8% | 508,510 | 0.0% | 0.26% | +8.6% | |
| NVT | Buy | NVENT ELECTRIC PLC | $20,842,000 | +21.4% | 772,500 | +1.1% | 0.26% | +11.0% |
| SHLLU | New | TORTOISE ACQUISITION CORPunit 03/04/2024 | $20,759,000 | – | 2,077,939 | +100.0% | 0.26% | – |
| Buy | PRICELINE GRP INCnote 0.350% 6/1 | $20,322,000 | +50.6% | 15,000,000 | +50.0% | 0.26% | +37.8% | |
| Sell | ZILLOW GROUP INCnote 1.500% 7/0 | $20,308,000 | -0.3% | 22,175,000 | -5.9% | 0.26% | -8.9% | |
| HCACU | New | HENNESSY CAP ACQUSTION CORPunit 99/99/9999 | $20,160,000 | – | 2,000,000 | +100.0% | 0.25% | – |
| CRSAU | New | CRESCENT ACQUISITION CORPunit 99/99/9999 | $20,000,000 | – | 2,000,000 | +100.0% | 0.25% | – |
| Sell | NUVASIVE INCnote 2.250% 3/1 | $19,892,000 | -25.8% | 17,826,000 | -29.8% | 0.25% | -32.1% | |
| ATUS | Buy | ALTICE USA INCcl a | $19,794,000 | +31.6% | 921,515 | +1.2% | 0.25% | +20.3% |
| VEECO INSTRS INC DELnote 2.700% 1/1 | $19,734,000 | +13.0% | 23,000,000 | 0.0% | 0.25% | +3.3% | ||
| APY | Buy | APERGY CORP | $19,359,000 | +57.1% | 471,485 | +3.6% | 0.24% | +43.8% |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $19,325,000 | -88.9% | 218,631 | -90.8% | 0.24% | -89.9% |
| Buy | TESLA INCnote 2.375% 3/1 | $19,031,000 | -0.6% | 17,400,000 | +10.5% | 0.24% | -9.1% | |
| New | OPKO HEALTH INCnote 4.500% 2/1 | $18,919,000 | – | 20,000,000 | +100.0% | 0.24% | – | |
| Sell | II VI INCnote 0.250% 9/0 | $18,875,000 | -3.4% | 18,000,000 | -10.0% | 0.24% | -11.6% | |
| Sell | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $18,751,000 | -6.6% | 19,150,000 | -9.5% | 0.24% | -14.5% | |
| Buy | J2 GLOBAL INCnote 3.250% 6/1 | $18,739,000 | +35.6% | 14,000,000 | +16.7% | 0.24% | +23.7% | |
| BLACKSTONE MTG TR INCnote 4.750% 3/1 | $18,684,000 | +3.7% | 18,450,000 | 0.0% | 0.24% | -5.2% | ||
| BMS | Buy | BEMIS CO INC | $18,683,000 | +64.9% | 336,750 | +36.4% | 0.24% | +50.6% |
| APOLLO COML REAL EST FIN INCnote 5.375%10/1 | $18,504,000 | +1.8% | 18,875,000 | 0.0% | 0.23% | -7.2% | ||
| REDWOOD TR INCnote 5.625% 7/1 | $18,469,000 | +4.0% | 18,875,000 | 0.0% | 0.23% | -4.9% | ||
| BWMC | New | BOXWOOD MERGER CORP | $18,411,000 | – | 1,894,115 | +100.0% | 0.23% | – |
| New | SYNAPTICS INCnote 0.500% 6/1 | $18,300,000 | – | 19,778,000 | +100.0% | 0.23% | – | |
| SEACOR HOLDINGS INCnote 2.500%12/1 | $18,229,000 | +6.9% | 19,244,000 | 0.0% | 0.23% | -2.1% | ||
| Sell | INPHI CORPnote 0.750% 9/0 | $17,894,000 | -26.2% | 17,075,000 | -34.7% | 0.22% | -32.4% | |
| REDWOOD TR INCnote 4.750% 8/1 | $17,854,000 | +4.6% | 18,575,000 | 0.0% | 0.22% | -4.3% | ||
| CNPPRB | CENTERPOINT ENERGY INCdep rp pfd cv b | $17,600,000 | +5.3% | 331,450 | 0.0% | 0.22% | -3.9% | |
| PVT | New | PIVOTAL ACQUISITION CORP | $17,604,000 | – | 1,800,000 | +100.0% | 0.22% | – |
| New | MERITOR INCnote 3.250%10/1 | $17,366,000 | – | 18,000,000 | +100.0% | 0.22% | – | |
| WH | Buy | WYNDHAM HOTELS & RESORTS INC | $16,727,000 | +12.1% | 334,600 | +1.7% | 0.21% | +2.4% |
| THCBU | New | TUSCAN HOLDINGS CORPunit 99/99/9999 | $16,624,000 | – | 1,600,000 | +100.0% | 0.21% | – |
| New | CYPRESS SEMICONDUCTOR CORPnote 4.500% 1/1 | $16,641,000 | – | 13,000,000 | +100.0% | 0.21% | – | |
| FOXA | New | FOX CORP | $16,140,000 | – | 439,664 | +100.0% | 0.20% | – |
| FTDR | Buy | FRONTDOOR INC | $16,085,000 | +33.7% | 467,304 | +3.3% | 0.20% | +22.4% |
| INFINERA CORPORATIONnote 2.125% 9/0 | $15,607,000 | +8.7% | 19,700,000 | 0.0% | 0.20% | -0.5% | ||
| IRONWOOD PHARMACEUTICALS INCdbcv 2.250% 6/1 | $15,493,000 | +17.5% | 14,025,000 | 0.0% | 0.20% | +7.7% | ||
| Sell | PROSPECT CAPITAL CORPORATIONnote 4.950% 7/1 | $15,504,000 | -16.1% | 15,675,000 | -18.6% | 0.20% | -23.2% | |
| MNCL | New | MONOCLE ACQUISITION CORP | $15,490,000 | – | 1,580,597 | +100.0% | 0.20% | – |
| RCII | Sell | RENT A CTR INC NEW | $15,316,000 | -54.5% | 733,861 | -64.7% | 0.19% | -58.4% |
| BHBK | Buy | BLUE HILLS BANCORP INC | $15,304,000 | +53.8% | 640,336 | +37.3% | 0.19% | +40.1% |
| EZCORP INCnote 2.125% 6/1 | $15,105,000 | +2.4% | 15,075,000 | 0.0% | 0.19% | -6.4% | ||
| FTAC | New | FINTECH ACQUISITION CORP III | $15,113,000 | – | 1,550,000 | +100.0% | 0.19% | – |
| NAVG | Buy | NAVIGATORS GROUP INC | $14,941,000 | +12.1% | 213,846 | +11.5% | 0.19% | +2.7% |
| CFFA | New | CF FIN ACQUISITION CORP | $14,850,000 | – | 1,500,000 | +100.0% | 0.19% | – |
| CTAC | CHASERG TECHNLGY ACQUISITN Cclass a | $14,213,000 | +2.0% | 1,440,000 | 0.0% | 0.18% | -6.3% | |
| INTEGRATED DEVICE TECHNOLOGYnote 0.875%11/1 | $14,143,000 | +1.3% | 9,000,000 | 0.0% | 0.18% | -7.3% | ||
| REZI | Buy | RESIDEO TECHNOLOGIES INC | $13,823,000 | -3.7% | 716,591 | +2.6% | 0.17% | -11.7% |
| DTV | New | DTE ENERGY COunit 99/99/9999 | $13,870,000 | – | 250,000 | +100.0% | 0.17% | – |
| BKI | BLACK KNIGHT INC | $13,750,000 | +21.0% | 252,288 | 0.0% | 0.17% | +10.9% | |
| ETRN | New | EQUITRANS MIDSTREAM CORPORAT | $13,668,000 | – | 627,558 | +100.0% | 0.17% | – |
| QUOTIENT TECHNOLOGY INCnote 1.750%12/0 | $13,137,000 | -0.7% | 13,950,000 | 0.0% | 0.16% | -9.3% | ||
| SREPRA | Buy | SEMPRA ENERGY6% pfd conv a | $12,835,000 | +87.4% | 121,225 | +70.2% | 0.16% | +71.3% |
| OMAD | ONE MADISON CORP | $12,209,000 | +2.2% | 1,191,100 | 0.0% | 0.15% | -6.7% | |
| VERASTEM INCnote 5.000%11/0 | $11,898,000 | +1.1% | 15,000,000 | 0.0% | 0.15% | -8.0% | ||
| ACA | Buy | ARCOSA INC | $11,797,000 | +15.5% | 386,152 | +4.7% | 0.15% | +5.7% |
| New | LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $11,556,000 | – | 10,000,000 | +100.0% | 0.14% | – | |
| BDXA | New | BECTON DICKINSON & CO | $11,574,000 | – | 186,000 | +100.0% | 0.14% | – |
| GTX | GARRETT MOTION INC | $11,508,000 | +19.4% | 781,284 | 0.0% | 0.14% | +9.8% | |
| BLACKSTONE MTG TR INCnote 4.375% 5/0 | $11,545,000 | +3.5% | 11,400,000 | 0.0% | 0.14% | -5.2% | ||
| INSUU | New | INSURANCE ACQUISITION CORPunit 03/31/2024 | $11,110,000 | – | 1,100,000 | +100.0% | 0.14% | – |
| TBRG | Sell | THUNDER BRIDGE ACQUISITION L | $11,118,000 | -22.0% | 1,090,000 | -24.3% | 0.14% | -28.6% |
| INTREXON CORPnote 3.500% 7/0 | $11,078,000 | -15.8% | 18,800,000 | 0.0% | 0.14% | -23.2% | ||
| APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $11,024,000 | +4.1% | 11,275,000 | 0.0% | 0.14% | -4.1% | ||
| GSAH | Sell | GS ACQUISITION HLDGS CORP | $11,021,000 | -16.7% | 1,099,902 | -18.5% | 0.14% | -24.2% |
| BHF | BRIGHTHOUSE FINL INC | $10,706,000 | +19.1% | 295,024 | 0.0% | 0.14% | +9.8% | |
| SPAQ | Sell | SPARTAN ENERGY ACQUISITON CO | $10,714,000 | -11.0% | 1,089,998 | -12.8% | 0.14% | -18.2% |
| Sell | RETROPHIN INCnote 2.500% 9/1 | $10,750,000 | -4.3% | 11,500,000 | -8.0% | 0.14% | -12.3% | |
| ANDA | New | ANDINA ACQUISITION CORP III | $10,725,000 | – | 1,100,000 | +100.0% | 0.14% | – |
| AMCI | New | AMCI ACQUISITION CORPclass a | $10,430,000 | – | 1,060,000 | +100.0% | 0.13% | – |
| New | NXP SEMICONDUCTORS N Vnote 1.000%12/0 | $10,265,000 | – | 10,000,000 | +100.0% | 0.13% | – | |
| Buy | MEDICINES COnote 2.500% 1/1 | $9,743,000 | +140.2% | 9,700,000 | +106.4% | 0.12% | +117.9% | |
| SAMA | New | SCHULTZE SPL PURP ACQUSTN CO | $9,682,000 | – | 990,000 | +100.0% | 0.12% | – |
| LTHM | New | LIVENT CORP | $9,737,000 | – | 792,875 | +100.0% | 0.12% | – |
| LFAC | LF CAP ACQUISITION CORPcl a | $9,658,000 | +2.7% | 960,000 | 0.0% | 0.12% | -6.2% | |
| AMYRIS INCnote 9.500% 4/1 | $9,628,000 | -0.3% | 9,626,000 | 0.0% | 0.12% | -9.0% | ||
| MUDS | Sell | MUDRICK CAP ACQUISITION CORP | $9,576,000 | -15.6% | 950,000 | -17.4% | 0.12% | -23.1% |
| NMRK | Buy | NEWMARK GROUP INCcl a | $9,546,000 | +41.9% | 1,144,661 | +36.5% | 0.12% | +30.4% |
| GPAQ | Sell | GORDON POINTE ACQUISITION CO | $9,391,000 | -23.6% | 929,800 | -24.4% | 0.12% | -30.2% |
| FMCI | Sell | FORUM MERGER II CORPcl a | $9,306,000 | -33.0% | 940,000 | -34.7% | 0.12% | -38.7% |
| New | CLOVIS ONCOLOGY INCnote 2.500% 9/1 | $9,341,000 | – | 10,000,000 | +100.0% | 0.12% | – | |
| GRAF | Sell | GRAF INDL CORP | $9,004,000 | -43.2% | 916,000 | -44.5% | 0.11% | -48.2% |
| VTIQ | Sell | VECTOIQ ACQUISITION CORP | $8,891,000 | -34.1% | 890,000 | -36.0% | 0.11% | -39.5% |
| VNE | Buy | VEONEER INCORPORATED | $8,748,000 | -0.3% | 382,510 | +2.8% | 0.11% | -8.3% |
| Buy | SCORPIO TANKERS INCnote 3.000% 5/1 | $8,641,000 | +24.0% | 9,750,000 | +11.4% | 0.11% | +13.5% | |
| GRSH | GORES HOLDINGS III INCclass a | $8,381,000 | +2.0% | 849,996 | 0.0% | 0.10% | -7.1% | |
| DLPH | DELPHI TECHNOLOGIES PLC | $8,120,000 | +34.5% | 421,616 | 0.0% | 0.10% | +22.9% | |
| FPAC | FAR PT ACQUISITION CORP | $7,960,000 | +3.1% | 799,998 | 0.0% | 0.10% | -5.7% | |
| New | MEDICINES COnote 2.750% 7/1 | $7,997,000 | – | 9,450,000 | +100.0% | 0.10% | – | |
| ILPT | Buy | INDUSTRIAL LOGISTICS PPTYS T | $7,767,000 | +269.9% | 385,054 | +260.6% | 0.10% | +237.9% |
| AEPPL | New | AMERICAN ELEC PWR CO INCunit 03/15/2022 | $7,744,000 | – | 150,000 | +100.0% | 0.10% | – |
| Sell | ECHO GLOBAL LOGISTICS INCnote 2.500% 5/0 | $7,604,000 | -8.4% | 7,631,000 | -10.5% | 0.10% | -15.8% | |
| TPG SPECIALTY LENDING INCnote 4.500% 8/0 | $7,666,000 | +3.8% | 7,500,000 | 0.0% | 0.10% | -5.0% | ||
| PNR | PENTAIR PLC | $7,483,000 | +17.8% | 168,126 | 0.0% | 0.09% | +8.0% | |
| NFC | Sell | NEW FRONTIER CORP | $7,388,000 | -5.8% | 750,000 | -6.2% | 0.09% | -13.9% |
| QTNA | New | QUANTENNA COMMUNICATIONS INC | $7,439,000 | – | 305,756 | +100.0% | 0.09% | – |
| TMCX | Sell | TRINITY MERGER CORP | $7,154,000 | -10.3% | 700,000 | -12.5% | 0.09% | -18.2% |
| NEW MTN FIN CORPnote 5.750% 8/1 | $7,038,000 | +1.3% | 7,000,000 | 0.0% | 0.09% | -7.4% | ||
| RED HAT INCnote 0.250%10/0 | $6,933,000 | +4.5% | 2,788,000 | 0.0% | 0.09% | -4.4% | ||
| GIG | GIGCAPITAL INC | $6,885,000 | +1.0% | 675,000 | 0.0% | 0.09% | -7.4% | |
| New | PROSPECT CAPITAL CORPORATIONnote 6.375% 3/0 | $6,913,000 | – | 7,000,000 | +100.0% | 0.09% | – | |
| TKKS | Sell | TKK SYMPHONY ACQUISITION COR | $6,689,000 | -54.7% | 675,000 | -55.9% | 0.08% | -58.6% |
| CITRIX SYS INCnote 0.500% 4/1 | $6,568,000 | -0.2% | 4,625,000 | 0.0% | 0.08% | -7.8% | ||
| WRLS | PENSARE ACQUISITION CORP | $6,538,000 | +1.4% | 636,600 | 0.0% | 0.08% | -7.9% | |
| CMSS | Buy | CM SEVEN STAR ACQUISITION CO | $6,554,000 | +67.5% | 637,500 | +64.5% | 0.08% | +51.9% |
| GREEN PLAINS INCnote 4.125% 9/0 | $6,476,000 | +8.6% | 6,750,000 | 0.0% | 0.08% | -1.2% | ||
| HF | New | HFF INCcl a | $6,470,000 | – | 135,506 | +100.0% | 0.08% | – |
| LION | Buy | FIDELITY SOUTHERN CORP NEW | $6,271,000 | +151.0% | 228,941 | +138.5% | 0.08% | +132.4% |
| CARS | CARS COM INC | $6,227,000 | +6.0% | 273,103 | 0.0% | 0.08% | -3.7% | |
| VECTOR GROUP LTDfrnt 4/1 | $6,105,000 | +1.1% | 6,000,000 | 0.0% | 0.08% | -7.2% | ||
| MMDM | MODERN MEDIA ACQUISITION | $6,165,000 | +1.6% | 595,031 | 0.0% | 0.08% | -7.2% | |
| ILMN | Buy | ILLUMINA INC | $6,138,000 | +68.9% | 19,755 | +63.0% | 0.08% | +54.0% |
| VREX | Sell | VAREX IMAGING CORP | $6,073,000 | -49.6% | 179,245 | -64.8% | 0.08% | -53.9% |
| HCI GROUP INCnote 4.250% 3/0 | $5,992,000 | -1.5% | 6,000,000 | 0.0% | 0.08% | -10.7% | ||
| NEBU | NEBULA ACQUISITION CORP | $5,994,000 | +2.5% | 599,996 | 0.0% | 0.08% | -6.2% | |
| CCIPRA | New | CROWN CASTLE INTL CORP NEW6.875% con pfd a | $5,921,000 | – | 5,000 | +100.0% | 0.07% | – |
| FINISAR CORPnote 0.500%12/1 | $5,900,000 | +3.3% | 6,000,000 | 0.0% | 0.07% | -5.1% | ||
| CLOVIS ONCOLOGY INCnote 1.250% 5/0 | $5,774,000 | +11.4% | 7,375,000 | 0.0% | 0.07% | +2.8% | ||
| HELIX ENERGY SOLUTIONS GRP Inote 4.125% 9/1 | $5,619,000 | +21.3% | 5,000,000 | 0.0% | 0.07% | +10.9% | ||
| BROG | Sell | TWELVE SEAS INVESTMENT COMPA | $5,600,000 | -40.6% | 560,000 | -41.7% | 0.07% | -45.7% |
| New | ON SEMICONDUCTOR CORPnote 1.000%12/0 | $5,573,000 | – | 4,500,000 | +100.0% | 0.07% | – | |
| New | VERINT SYS INCnote 1.500% 6/0 | $5,534,000 | – | 5,000,000 | +100.0% | 0.07% | – | |
| New | NUANCE COMMUNICATIONS INCnote 1.250% 4/0 | $5,478,000 | – | 5,509,000 | +100.0% | 0.07% | – | |
| LACQ | LEISURE ACQUISITION CORP | $5,500,000 | +1.5% | 550,000 | 0.0% | 0.07% | -6.8% | |
| DFBH | Sell | DFB HEALTHCARE ACQUISTION CO | $5,494,000 | -23.8% | 549,999 | -26.7% | 0.07% | -30.3% |
| TIBR | TIBERIUS ACQUISITION CORP | $5,443,000 | +2.9% | 540,000 | 0.0% | 0.07% | -6.8% | |
| BMRN | Sell | BIOMARIN PHARMACEUTICAL INC | $5,269,000 | -46.0% | 59,318 | -48.2% | 0.07% | -50.7% |
| GRANITE PT MTG TR INCnote 6.375%10/0 | $5,059,000 | +2.3% | 5,000,000 | 0.0% | 0.06% | -5.9% | ||
| AKAM | New | AKAMAI TECHNOLOGIES INC | $4,928,000 | – | 68,717 | +100.0% | 0.06% | – |
| GMHI | New | GORES METROPOULOS INC | $4,875,000 | – | 499,998 | +100.0% | 0.06% | – |
| MFAC | Sell | MEGALITH FINL ACQUISITION CO | $4,804,000 | -52.0% | 481,400 | -53.4% | 0.06% | -56.2% |
| VIAV | New | VIAVI SOLUTIONS INC | $4,686,000 | – | 378,492 | +100.0% | 0.06% | – |
| ARLO | New | ARLO TECHNOLOGIES INC | $4,580,000 | – | 1,109,016 | +100.0% | 0.06% | – |
| LHC | Sell | LEO HOLDINGS CORP | $4,471,000 | -28.4% | 446,700 | -30.9% | 0.06% | -34.9% |
| LABL | New | MULTI COLOR CORP | $4,395,000 | – | 88,100 | +100.0% | 0.06% | – |
| LGC | Sell | LEGACY ACQUISITION CORP | $4,214,000 | -65.3% | 419,769 | -66.0% | 0.05% | -68.3% |
| TIER | New | TIER REIT INC | $4,108,000 | – | 143,321 | +100.0% | 0.05% | – |
| Buy | LEGACY RESERVES LP/ LEGACY Fnote 8.000% 9/2 | $3,923,000 | +30.8% | 11,208,000 | +12.1% | 0.05% | +19.5% | |
| INVACARE CORPnote 5.000% 2/1 | $3,657,000 | +26.4% | 4,000,000 | 0.0% | 0.05% | +15.0% | ||
| CCH | COLLIER CREEK HOLDINGS | $3,486,000 | +3.3% | 349,998 | 0.0% | 0.04% | -4.3% | |
| Sell | ZILLOW GROUP INCnote 2.000%12/0 | $3,383,000 | -76.1% | 3,300,000 | -77.2% | 0.04% | -77.9% | |
| RIG | Buy | TRANSOCEAN LTD | $3,265,000 | +535.2% | 374,800 | +406.1% | 0.04% | +485.7% |
| TSLA | Buy | TESLA INC | $3,249,000 | +57.6% | 11,610 | +87.3% | 0.04% | +46.4% |
| RWGE | Sell | REGALWOOD GLOBAL ENERGY LTD | $3,260,000 | -36.5% | 322,777 | -38.3% | 0.04% | -42.3% |
| INNOVIVA INCnote 2.500% 8/1 | $3,224,000 | -10.9% | 3,000,000 | 0.0% | 0.04% | -18.0% | ||
| PACQ | Sell | PURE ACQUISITION CORPcl a | $3,006,000 | -66.1% | 300,000 | -66.7% | 0.04% | -68.9% |
| ALGR | Sell | ALLEGRO MERGER CORP | $2,994,000 | -59.1% | 300,000 | -60.0% | 0.04% | -62.0% |
| NEWR | New | NEW RELIC INC | $2,909,000 | – | 29,478 | +100.0% | 0.04% | – |
| QTSPRB | QTS RLTY TR INC6.50% con pfd b | $2,508,000 | +15.3% | 23,000 | 0.0% | 0.03% | +6.7% | |
| COMPUCREDIT HLDGS CORPnote 5.875%11/3 | $2,532,000 | -8.8% | 5,000,000 | 0.0% | 0.03% | -15.8% | ||
| GOPRO INCnote 3.500% 4/1 | $2,464,000 | +19.7% | 2,500,000 | 0.0% | 0.03% | +10.7% | ||
| JAZZ | Buy | JAZZ PHARMACEUTICALS PLC | $2,355,000 | +20.8% | 16,472 | +4.8% | 0.03% | +11.1% |
| BKNG | Sell | BOOKING HLDGS INC | $2,349,000 | -38.5% | 1,346 | -39.3% | 0.03% | -42.3% |
| HARMONIC INCnote 4.000%12/0 | $2,284,000 | +7.9% | 2,000,000 | 0.0% | 0.03% | 0.0% | ||
| MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0 | $2,274,000 | +11.0% | 2,000,000 | 0.0% | 0.03% | +3.6% | ||
| NATIONAL HEALTH INVS INCnote 3.250% 4/0 | $2,297,000 | +4.5% | 2,000,000 | 0.0% | 0.03% | -3.3% | ||
| CCCWS | CHURCHILL CAP CORP*w exp 09/11/202 | $2,288,000 | +276.9% | 697,500 | 0.0% | 0.03% | +262.5% | |
| HCCH | HL ACQUISITIONS CORP | $2,145,000 | +3.4% | 216,000 | 0.0% | 0.03% | -3.6% | |
| SJIU | SOUTH JERSEY INDS INCunit 99/99/9999 | $2,130,000 | +10.0% | 41,200 | 0.0% | 0.03% | 0.0% | |
| BRAC | BLACK RIDGE ACQUISITION CORP | $2,144,000 | +1.7% | 210,000 | 0.0% | 0.03% | -6.9% | |
| ATSG | New | AIR TRANSPORT SERVICES GRP I | $2,111,000 | – | 91,580 | +100.0% | 0.03% | – |
| BRPA | BIG ROCK PARTNERS ACQUISI CO | $2,064,000 | +3.2% | 200,000 | 0.0% | 0.03% | -3.7% | |
| WIX | Sell | WIX COM LTD | $1,887,000 | -44.5% | 15,619 | -58.5% | 0.02% | -48.9% |
| New | PROS HOLDINGS INCnote 2.000%12/0 | $1,936,000 | – | 1,500,000 | +100.0% | 0.02% | – | |
| GWRE | Buy | GUIDEWIRE SOFTWARE INC | $1,776,000 | +47.1% | 18,278 | +21.5% | 0.02% | +29.4% |
| TIMKENSTEEL CORPnote 6.000% 6/0 | $1,757,000 | +13.1% | 1,500,000 | 0.0% | 0.02% | +4.8% | ||
| CORENERGY INFRASTRUCTURE TRnote 7.000% 6/1 | $1,681,000 | +6.3% | 1,500,000 | 0.0% | 0.02% | -4.5% | ||
| INVACARE CORPnote 4.500% 6/0 | $1,681,000 | +27.8% | 1,950,000 | 0.0% | 0.02% | +16.7% | ||
| EXPE | Buy | EXPEDIA GROUP INC | $1,590,000 | +17.4% | 13,364 | +11.2% | 0.02% | +5.3% |
| VRTSP | VIRTUS INVT PARTNERS INCpfd cv ser d | $1,582,000 | +16.2% | 17,975 | 0.0% | 0.02% | +5.3% | |
| New | PTC THERAPEUTICS INCnote 3.000% 8/1 | $1,565,000 | – | 1,500,000 | +100.0% | 0.02% | – | |
| WYNN | WYNN RESORTS LTD | $1,486,000 | +20.7% | 12,450 | 0.0% | 0.02% | +11.8% | |
| SUPN | New | SUPERNUS PHARMACEUTICALS INC | $1,522,000 | – | 43,444 | +100.0% | 0.02% | – |
| FITB | New | FIFTH THIRD BANCORP | $1,469,000 | – | 58,235 | +100.0% | 0.02% | – |
| OMADWS | ONE MADISON CORP*w exp 99/99/999 | $1,294,000 | +47.5% | 1,125,000 | 0.0% | 0.02% | +33.3% | |
| TBRGW | THUNDER BRIDGE ACQUISITION L*w exp 01/01/202 | $1,166,000 | +94.7% | 1,620,000 | 0.0% | 0.02% | +87.5% | |
| ENB | ENBRIDGE INC | $1,232,000 | +16.7% | 33,984 | 0.0% | 0.02% | 0.0% | |
| OKE | ONEOK INC NEW | $1,180,000 | +29.4% | 16,899 | 0.0% | 0.02% | +15.4% | |
| FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $1,167,000 | +6.1% | 1,330,000 | 0.0% | 0.02% | 0.0% | ||
| MUDSW | MUDRICK CAP ACQUISITION CORP*w exp 02/12/202 | $1,148,000 | +13.3% | 2,250,000 | 0.0% | 0.01% | 0.0% | |
| XON | Buy | INTREXON CORP | $1,118,000 | +18.1% | 212,555 | +46.8% | 0.01% | +7.7% |
| EZCORP INCnote 2.875% 7/0 | $1,126,000 | +14.1% | 1,000,000 | 0.0% | 0.01% | 0.0% | ||
| RENEWABLE ENERGY GROUP INCnote 2.750% 6/1 | $1,131,000 | -13.2% | 675,000 | 0.0% | 0.01% | -22.2% | ||
| LIBERTY MEDIA CORP DELAWAREnote 1.375%10/1 | $1,123,000 | +4.7% | 1,000,000 | 0.0% | 0.01% | -6.7% | ||
| ET | ENERGY TRANSFER LP | $1,074,000 | +16.4% | 69,888 | 0.0% | 0.01% | 0.0% | |
| FTV | New | FORTIVE CORP | $1,048,000 | – | 12,496 | +100.0% | 0.01% | – |
| OPES | OPES ACQUISITION CORP | $1,015,000 | +4.6% | 100,000 | 0.0% | 0.01% | 0.0% | |
| FTACW | New | FINTECH ACQUISITION CORP III*w exp 12/01/202 | $1,047,000 | – | 1,150,000 | +100.0% | 0.01% | – |
| CEQP | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $983,000 | +26.0% | 27,936 | 0.0% | 0.01% | +9.1% | |
| BWMCW | New | BOXWOOD MERGER CORP*w exp 11/26/202 | $950,000 | – | 2,500,000 | +100.0% | 0.01% | – |
| ARYA | ARYA SCIENCES ACQUISITION CO | $981,000 | +0.1% | 100,000 | 0.0% | 0.01% | -7.7% | |
| GIGRT | GIGCAPITAL INCright 03/06/2020 | $975,000 | +136.7% | 1,500,000 | 0.0% | 0.01% | +100.0% | |
| PACQW | PURE ACQUISITION CORP*w exp 04/17/202 | $957,000 | -2.6% | 862,500 | 0.0% | 0.01% | -14.3% | |
| LHCWS | LEO HOLDINGS CORP*w exp 02/07/202 | $870,000 | -27.1% | 1,115,000 | 0.0% | 0.01% | -31.2% | |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $898,000 | +80.0% | 120,167 | +48.5% | 0.01% | +57.1% |
| TRGP | TARGA RES CORP | $880,000 | +15.3% | 21,184 | 0.0% | 0.01% | +10.0% | |
| CQP | CHENIERE ENERGY PARTNERS LP | $913,000 | +16.2% | 21,785 | 0.0% | 0.01% | 0.0% | |
| OIS | Buy | OIL STS INTL INC | $909,000 | +34.3% | 53,570 | +13.0% | 0.01% | +22.2% |
| VITAMIN SHOPPE INCnote 2.250%12/0 | $896,000 | -6.0% | 1,000,000 | 0.0% | 0.01% | -15.4% | ||
| MPLX | MPLX LP | $760,000 | +8.6% | 23,115 | 0.0% | 0.01% | 0.0% | |
| PVTWS | New | PIVOTAL ACQUISITION CORP*w exp 12/01/202 | $774,000 | – | 1,800,000 | +100.0% | 0.01% | – |
| GSAHWS | GS ACQUISITION HLDGS CORP*w exp 06/12/202 | $780,000 | +24.8% | 500,000 | 0.0% | 0.01% | +11.1% | |
| EPD | ENTERPRISE PRODS PARTNERS L | $808,000 | +18.3% | 27,760 | 0.0% | 0.01% | +11.1% | |
| MTEC | MTECH ACQUISITION CORP | $757,000 | +0.3% | 75,000 | 0.0% | 0.01% | 0.0% | |
| WMB | WILLIAMS COS INC DEL | $834,000 | +30.3% | 29,037 | 0.0% | 0.01% | +11.1% | |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $778,000 | +40.7% | 71,670 | +33.1% | 0.01% | +25.0% |
| TMCXW | TRINITY MERGER CORP*w exp 05/11/202 | $810,000 | -8.9% | 2,250,000 | 0.0% | 0.01% | -16.7% | |
| TGE | TALLGRASS ENERGY LP | $799,000 | +3.2% | 31,800 | 0.0% | 0.01% | -9.1% | |
| DCP | DCP MIDSTREAM LP | $682,000 | +24.7% | 20,646 | 0.0% | 0.01% | +12.5% | |
| FMCIW | FORUM MERGER II CORP*w exp 09/30/202 | $713,000 | -2.2% | 1,620,000 | 0.0% | 0.01% | -10.0% | |
| PEO | Buy | ADAM NAT RES FD INC | $711,000 | +40.2% | 42,411 | +21.8% | 0.01% | +28.6% |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $749,000 | +59.0% | 69,874 | +44.9% | 0.01% | +50.0% |
| VTIQW | VECTOIQ ACQUISITION CORP*w exp 05/11/202 | $697,000 | -14.0% | 1,620,000 | 0.0% | 0.01% | -18.2% | |
| PAA | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $729,000 | +22.3% | 29,751 | 0.0% | 0.01% | +12.5% | |
| FRA | Buy | BLACKROCK FLOAT RATE OME STR | $733,000 | +55.3% | 58,630 | +47.9% | 0.01% | +50.0% |
| NFJ | Buy | ALLIANZGI NFJ DIVID INT & PR | $611,000 | +32.0% | 50,671 | +16.8% | 0.01% | +33.3% |
| PVAC | Sell | PENN VA CORP NEW | $644,000 | -89.2% | 14,602 | -86.8% | 0.01% | -90.2% |
| CFFAW | New | CF FIN ACQUISITION CORP*w exp 04/30/202 | $645,000 | – | 1,500,000 | +100.0% | 0.01% | – |
| FSD | Buy | FIRST TR HIGH INCOME L/S FD | $618,000 | +10.8% | 42,332 | +0.7% | 0.01% | 0.0% |
| BFZ | Sell | BLACKROCK CALIF MUN INCOME Tsh ben int | $632,000 | -45.8% | 49,239 | -49.5% | 0.01% | -50.0% |
| AMCIW | New | AMCI ACQUISITION CORP*w exp 05/20/202 | $644,000 | – | 2,300,000 | +100.0% | 0.01% | – |
| DFBHW | DFB HEALTHCARE ACQUISTION CO*w exp 04/11/202 | $606,000 | -17.9% | 599,999 | 0.0% | 0.01% | -20.0% | |
| EAD | Buy | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $658,000 | +72.7% | 83,518 | +58.7% | 0.01% | +60.0% |
| TAK | New | TAKEDA PHARMACEUTICAL CO LTDsponsored ads | $598,000 | – | 29,368 | +100.0% | 0.01% | – |
| BOE | Buy | BLACKROCK ENHANCED GBL DIV T | $625,000 | +21.8% | 58,453 | +6.8% | 0.01% | +14.3% |
| HESM | HESS MIDSTREAM PARTNERS LPunit ltd pr int | $642,000 | +24.9% | 30,300 | 0.0% | 0.01% | +14.3% | |
| EFT | Buy | EATON VANCE FLTING RATE INC | $668,000 | +44.9% | 50,662 | +39.2% | 0.01% | +33.3% |
| ENBL | ENABLE MIDSTREAM PARTNERS LP | $672,000 | +5.8% | 46,900 | 0.0% | 0.01% | -11.1% | |
| PSXP | PHILLIPS 66 PARTNERS LP | $667,000 | +24.2% | 12,745 | 0.0% | 0.01% | +14.3% | |
| ETG | Buy | EATON VANCE TX ADV GLBL DIV | $606,000 | +134.9% | 38,968 | +104.7% | 0.01% | +100.0% |
| ATLC | ATLANTICUS HLDGS CORP | $651,000 | -6.6% | 191,430 | 0.0% | 0.01% | -20.0% | |
| PNBK | PATRIOT NATL BANCORP INC | $526,000 | +7.1% | 34,461 | 0.0% | 0.01% | 0.0% | |
| MYN | Sell | BLACKROCK MUNIYIELD NY QLTY | $542,000 | -54.0% | 43,997 | -57.0% | 0.01% | -56.2% |
| HEP | HOLLY ENERGY PARTNERS L P | $596,000 | -5.5% | 22,100 | 0.0% | 0.01% | -22.2% | |
| CNXM | CNX MIDSTREAM PARTNERS LP | $523,000 | -6.6% | 34,400 | 0.0% | 0.01% | -12.5% | |
| GRAFWS | GRAF INDL CORP*w exp 12/31/202 | $588,000 | -17.5% | 1,782,000 | 0.0% | 0.01% | -30.0% | |
| ANDX | ANDEAVOR LOGISTICS LP | $532,000 | +8.4% | 15,100 | 0.0% | 0.01% | 0.0% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $586,000 | +6.4% | 9,657 | 0.0% | 0.01% | -12.5% | |
| AVK | Buy | ADVENT CLAYMORE CV SECS & IN | $534,000 | +34.8% | 36,163 | +14.5% | 0.01% | +40.0% |
| KTF | Sell | DWS MUN INCOME TR NEW | $553,000 | -41.2% | 50,217 | -45.0% | 0.01% | -46.2% |
| HQH | Buy | TEKLA HEALTHCARE INVSsh ben int | $552,000 | +30.2% | 26,889 | +13.9% | 0.01% | +16.7% |
| GEL | GENESIS ENERGY L Punit ltd partn | $563,000 | +26.2% | 24,165 | 0.0% | 0.01% | +16.7% | |
| EFR | Buy | EATON VANCE SR FLTNG RTE TR | $568,000 | +44.5% | 43,599 | +39.3% | 0.01% | +40.0% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $590,000 | -14.5% | 46,647 | -19.5% | 0.01% | -22.2% |
| FCT | Buy | FIRST TR SR FLG RTE INCM FD | $564,000 | +35.3% | 47,709 | +28.0% | 0.01% | +16.7% |
| TCP | TC PIPELINES LP | $587,000 | +16.5% | 15,700 | 0.0% | 0.01% | 0.0% | |
| CTACW | CHASERG TECHNLGY ACQUISITN C*w exp 04/10/202 | $527,000 | -11.0% | 810,000 | 0.0% | 0.01% | -12.5% | |
| MMDMR | MODERN MEDIA ACQUISITIONright 99/99/9999 | $561,000 | +32.0% | 1,700,000 | 0.0% | 0.01% | +16.7% | |
| TKKSR | TKK SYMPHONY ACQUISITION CORright 02/20/2020 | $592,000 | -8.6% | 1,850,000 | 0.0% | 0.01% | -22.2% | |
| MNCLW | New | MONOCLE ACQUISITION CORP*w exp 12/06/202 | $538,000 | – | 1,680,597 | +100.0% | 0.01% | – |
| MUJ | Sell | BLACKROCK MUNIHLDGS NJ QLTY | $567,000 | -37.8% | 41,478 | -42.8% | 0.01% | -46.2% |
| GDV | Sell | GABELLI DIVD & INCOME TR | $527,000 | +12.4% | 24,766 | -3.4% | 0.01% | +16.7% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $594,000 | +45.6% | 39,999 | +35.1% | 0.01% | +16.7% |
| USWSW | Sell | U S WELL SVCS INC*w exp 03/15/202 | $563,000 | +23.7% | 557,700 | -26.4% | 0.01% | +16.7% |
| ENLC | New | ENLINK MIDSTREAM LLC | $584,000 | – | 45,666 | +100.0% | 0.01% | – |
| DNIF | DIVIDEND & INCOME FUND | $533,000 | +19.2% | 46,948 | 0.0% | 0.01% | +16.7% | |
| WES | New | WESTERN MIDSTREAM PARTNERS L | $590,000 | – | 18,821 | +100.0% | 0.01% | – |
| JRI | Buy | NUVEEN REAL ASSET INM AND GW | $575,000 | +36.3% | 35,876 | +15.8% | 0.01% | +16.7% |
| BLW | Buy | BLACKROCK LTD DURATION INC T | $584,000 | +36.8% | 39,704 | +24.3% | 0.01% | +16.7% |
| NESRW | Sell | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $449,000 | -8.6% | 394,100 | -3.8% | 0.01% | -14.3% |
| SPAQWS | SPARTAN ENERGY ACQUISITON CO*w exp 08/27/202 | $478,000 | +13.3% | 434,999 | 0.0% | 0.01% | 0.0% | |
| HYT | Sell | BLACKROCK CORPOR HI YLD FD I | $498,000 | -5.5% | 48,555 | -14.4% | 0.01% | -14.3% |
| MHN | Sell | BLACKROCK MUNIHLDGS NY QLTY | $489,000 | -50.5% | 37,887 | -54.0% | 0.01% | -57.1% |
| MYJ | Sell | BLACKROCK MUNIYIELD N J FD I | $494,000 | -44.4% | 34,286 | -50.1% | 0.01% | -50.0% |
| MIY | Sell | BLACKROCK MUNIYLD MICH QLTY | $468,000 | -44.5% | 34,999 | -48.5% | 0.01% | -50.0% |
| AOD | Sell | ABERDEEN TOTAL DYNAMIC DIVD | $461,000 | -0.6% | 55,918 | -13.2% | 0.01% | 0.0% |
| AFB | Sell | ALLIANCEBERNSTEIN NATL MUNI | $457,000 | -47.9% | 35,325 | -51.1% | 0.01% | -50.0% |
| BCX | Buy | BLACKROCK RES & COMM STRAT T | $515,000 | +26.2% | 63,044 | +9.2% | 0.01% | 0.0% |
| TGP | TEEKAY LNG PARTNERS L Pprtnrsp units | $510,000 | +35.6% | 34,119 | 0.0% | 0.01% | +20.0% | |
| MMLP | MARTIN MIDSTREAM PRTNRS L Punit l p int | $508,000 | +21.2% | 40,794 | 0.0% | 0.01% | 0.0% | |
| AM | New | ANTERO MIDSTREAM CORP | $449,000 | – | 32,600 | +100.0% | 0.01% | – |
| AFT | Buy | APOLLO SR FLOATING RATE FD I | $476,000 | +39.6% | 32,073 | +35.5% | 0.01% | +20.0% |
| EVF | Buy | EATON VANCE SR INCOME TRsh ben int | $453,000 | +25.5% | 73,615 | +22.4% | 0.01% | +20.0% |
| EQM | EQM MIDSTREAM PARTNERS LPunit ltd partn | $461,000 | +6.7% | 9,980 | 0.0% | 0.01% | 0.0% | |
| SBI | Sell | WESTERN ASSET INTM MUNI FD I | $443,000 | -21.0% | 50,267 | -25.2% | 0.01% | -25.0% |
| NS | NUSTAR ENERGY LP | $469,000 | +28.5% | 17,439 | 0.0% | 0.01% | +20.0% | |
| BGT | Buy | BLACKROCK FLOATING RATE INCO | $503,000 | +79.0% | 41,202 | +69.3% | 0.01% | +50.0% |
| NPV | Sell | NUVEEN VIRGINIA QLTY MUNCPL | $477,000 | -27.2% | 37,570 | -32.7% | 0.01% | -33.3% |
| NKX | Sell | NUVEEN CALIFORNIA AMT QLT MU | $506,000 | -56.0% | 36,320 | -59.9% | 0.01% | -62.5% |
| GRSHW | GORES HOLDINGS III INC*w exp 09/11/202 | $487,000 | +12.5% | 333,332 | 0.0% | 0.01% | 0.0% | |
| NUM | Sell | NUVEEN MICHIGAN QLT MUN INC | $487,000 | -35.2% | 36,757 | -39.0% | 0.01% | -40.0% |
| PHD | Buy | PIONEER FLOATING RATE TR | $461,000 | +28.1% | 44,295 | +21.0% | 0.01% | +20.0% |
| MQY | Sell | BLACKROCK MUNIYIELD QUALITY | $463,000 | -48.1% | 32,885 | -52.2% | 0.01% | -50.0% |
| TIBRW | TIBERIUS ACQUISITION CORP*w exp 02/28/202 | $465,000 | +12.9% | 1,057,500 | 0.0% | 0.01% | 0.0% | |
| MUC | Sell | BLACKROCK MUNIHLDNGS CALI QL | $443,000 | -59.1% | 33,443 | -61.9% | 0.01% | -60.0% |
| BPL | BUCKEYE PARTNERS L Punit ltd partn | $469,000 | +17.2% | 13,800 | 0.0% | 0.01% | +20.0% | |
| SAMAW | New | SCHULTZE SPL PURP ACQUSTN CO*w exp 12/31/202 | $504,000 | – | 1,440,000 | +100.0% | 0.01% | – |
| SHLX | SHELL MIDSTREAM PARTNERS L Punit ltd int | $458,000 | +24.5% | 22,409 | 0.0% | 0.01% | +20.0% | |
| MYI | Sell | BLACKROCK MUNIYIELD QLTY FD | $369,000 | -69.5% | 28,550 | -71.6% | 0.01% | -70.6% |
| NAN | Sell | NUVEEN NEW YORK QLT MUN INC | $421,000 | -48.8% | 31,415 | -53.2% | 0.01% | -54.5% |
| SEMG | SEMGROUP CORPcl a | $359,000 | +7.2% | 24,333 | 0.0% | 0.01% | 0.0% | |
| RQI | Sell | COHEN & STEERS QUALITY RLTY | $387,000 | -14.4% | 30,221 | -30.7% | 0.01% | -16.7% |
| NMY | Sell | NUVEEN MARYLAND QLT MUN INC | $414,000 | -43.8% | 33,188 | -47.3% | 0.01% | -50.0% |
| NNC | Sell | NUVEEN NORTH CAROLINA QLTY M | $395,000 | -37.0% | 30,898 | -41.9% | 0.01% | -44.4% |
| NTC | Sell | NUVEEN CONNECTICUT QLTY MUN | $383,000 | -26.8% | 31,771 | -31.5% | 0.01% | -28.6% |
| ANDAR | New | ANDINA ACQUISITION CORP IIIright 07/31/2020 | $408,000 | – | 1,200,000 | +100.0% | 0.01% | – |
| BIT | Sell | BLACKROCK MULTI-SECTOR INC T | $402,000 | -5.6% | 24,257 | -12.5% | 0.01% | -16.7% |
| THWWW | New | TARGET HOSPITALITY CORP*w exp 03/15/202 | $413,000 | – | 266,666 | +100.0% | 0.01% | – |
| AIF | Buy | APOLLO TACTICAL INCOME FD IN | $425,000 | +48.1% | 28,939 | +38.9% | 0.01% | +25.0% |
| BIOX | New | BIOCERES CROP SOLUTIONS CORP | $421,000 | – | 80,557 | +100.0% | 0.01% | – |
| EIM | Sell | EATON VANCE MUN BD FD | $403,000 | -65.7% | 32,492 | -68.8% | 0.01% | -68.8% |
| LYFT | New | LYFT INC | $391,000 | – | 5,000 | +100.0% | 0.01% | – |
| LACQW | LEISURE ACQUISITION CORP*w exp 12/05/201 | $375,000 | -24.1% | 625,000 | 0.0% | 0.01% | -28.6% | |
| LGCWS | LEGACY ACQUISITION CORP*w exp 11/30/202 | $375,000 | -9.4% | 1,250,000 | 0.0% | 0.01% | -16.7% | |
| LFACW | LF CAP ACQUISITION CORP*w exp 06/22/202 | $420,000 | -16.7% | 1,200,000 | 0.0% | 0.01% | -28.6% | |
| BTT | Sell | BLACKROCK MUN 2030 TAR TERM | $382,000 | -71.0% | 17,174 | -73.2% | 0.01% | -72.2% |
| RA | Sell | BROOKFIELD REAL ASSETS INCOM | $364,000 | -21.0% | 16,855 | -30.3% | 0.01% | -16.7% |
| RVI | Buy | RETAIL VALUE INC | $431,000 | +24.9% | 13,830 | +2.7% | 0.01% | 0.0% |
| MYC | Sell | BLACKROCK MUNIYIELD CALIF FD | $384,000 | -54.8% | 28,751 | -56.3% | 0.01% | -58.3% |
| APU | AMERIGAS PARTNERS L Punit l p int | $428,000 | +21.9% | 13,864 | 0.0% | 0.01% | 0.0% | |
| MCA | Sell | BLACKROCK MUNIYIELD CALI QLT | $403,000 | -63.0% | 29,942 | -65.2% | 0.01% | -66.7% |
| FPACWS | FAR PT ACQUISITION CORP*w exp 06/01/202 | $402,000 | +3.1% | 299,999 | 0.0% | 0.01% | 0.0% | |
| MPA | Sell | BLACKROCK MUNIYIELD PA QLTY | $391,000 | -19.7% | 28,745 | -26.0% | 0.01% | -28.6% |
| GPAQW | GORDON POINTE ACQUISITION CO*w exp 07/30/202 | $410,000 | -4.9% | 1,106,820 | 0.0% | 0.01% | -16.7% | |
| MUI | Sell | BLACKROCK MUNI INTER DR FD I | $423,000 | -63.4% | 30,744 | -66.4% | 0.01% | -68.8% |
| MUE | Sell | BLACKROCK MUNIHLDNGS QLTY II | $376,000 | -29.2% | 30,590 | -33.9% | 0.01% | -28.6% |
| RWGEWS | REGALWOOD GLOBAL ENERGY LTD*w exp 12/05/202 | $428,000 | -10.1% | 440,925 | 0.0% | 0.01% | -28.6% | |
| ISD | Sell | PGIM HIGH YIELD BOND FUND IN | $413,000 | -35.8% | 29,094 | -41.1% | 0.01% | -44.4% |
| NUO | Sell | NUVEEN OHIO QLTY MUN INCOME | $436,000 | -37.8% | 30,124 | -42.8% | 0.01% | -50.0% |
| NQP | Sell | NUVEEN PENNSYLVANIA QLT MUN | $404,000 | -44.9% | 30,571 | -49.1% | 0.01% | -50.0% |
| BYM | Sell | BLACKROCK MUNICIPL INC QLTY | $406,000 | -49.5% | 30,271 | -53.0% | 0.01% | -54.5% |
| NSL | Buy | NUVEEN SR INCOME FD | $313,000 | +24.7% | 53,980 | +18.4% | 0.00% | +33.3% |
| GPRO | Sell | GOPRO INCcl a | $331,000 | +0.9% | 50,893 | -34.2% | 0.00% | -20.0% |
| GIGWS | GIGCAPITAL INC*w exp 06/08/202 | $320,000 | +17.6% | 1,125,000 | 0.0% | 0.00% | 0.0% | |
| GAM | Sell | GENERAL AMERN INVS INC | $355,000 | +12.7% | 10,646 | -3.7% | 0.00% | 0.0% |
| VGM | Sell | INVESCO TR INVT GRADE MUNS | $336,000 | -69.9% | 27,135 | -72.1% | 0.00% | -73.3% |
| FMN | Sell | FEDERATED PREM MUN INC FD | $318,000 | -17.2% | 23,706 | -24.2% | 0.00% | -20.0% |
| KLXE | KLX ENERGY SERVICS HOLDNGS I | $315,000 | +7.1% | 12,542 | 0.0% | 0.00% | 0.0% | |
| MGU | Buy | MACQUARIE GLBL INFRA TOTL RE | $308,000 | +26.7% | 13,893 | +7.7% | 0.00% | +33.3% |
| MGYWS | MAGNOLIA OIL & GAS CORP*w exp 07/31/202 | $282,000 | +11.9% | 83,333 | 0.0% | 0.00% | +33.3% | |
| MFACWS | MEGALITH FINL ACQUISITION CO*w exp 08/26/202 | $317,000 | -31.4% | 1,153,800 | 0.0% | 0.00% | -33.3% | |
| EVM | Sell | EATON VANCE CALIF MUN BD FD | $322,000 | -57.3% | 30,504 | -59.9% | 0.00% | -60.0% |
| EVN | Sell | EATON VANCE MUNI INCOME TRUSsh ben int | $358,000 | -50.3% | 29,333 | -54.0% | 0.00% | -60.0% |
| VMM | Sell | DELAWARE INV MN MUN INC FD I | $314,000 | -27.6% | 24,819 | -32.2% | 0.00% | -33.3% |
| NRK | Sell | NUVEEN NEW YORK AMT QLT MUNI | $283,000 | -75.7% | 22,250 | -77.7% | 0.00% | -75.0% |
| NXJ | Sell | NUVEEN NEW JERSEY QULT MUN F | $329,000 | -67.0% | 23,762 | -69.7% | 0.00% | -71.4% |
| WRLSR | PENSARE ACQUISITION CORPright 99/99/9999 | $290,000 | 0.0% | 1,000,000 | 0.0% | 0.00% | 0.0% | |
| RVT | Sell | ROYCE VALUE TR INC | $329,000 | -4.1% | 23,883 | -17.9% | 0.00% | -20.0% |
| INF | Buy | BROOKFIELD GLOBL LISTED INFR | $336,000 | +47.4% | 27,273 | +21.2% | 0.00% | +33.3% |
| SMLP | SUMMIT MIDSTREAM PARTNERS LP | $338,000 | -3.2% | 34,700 | 0.0% | 0.00% | -20.0% | |
| MQT | Sell | BLACKROCK MUNIY QUALITY FD I | $283,000 | -51.3% | 23,033 | -54.7% | 0.00% | -50.0% |
| BGY | Sell | BLACKROCK ENHANCED INTL DIV | $342,000 | +4.9% | 61,565 | -5.8% | 0.00% | 0.0% |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $348,000 | -40.1% | 28,045 | -46.0% | 0.00% | -50.0% |
| BNY | Sell | BLACKROCK N Y MUN INCOME TRsh ben int | $287,000 | -29.0% | 22,021 | -33.3% | 0.00% | -33.3% |
| BIOXWS | New | BIOCERES CROP SOLUTIONS CORP*w exp 07/01/202 | $338,000 | – | 1,250,000 | +100.0% | 0.00% | – |
| NFCWS | NEW FRONTIER CORP*w exp 99/99/999 | $315,000 | -22.2% | 450,000 | 0.0% | 0.00% | -33.3% | |
| TKKSW | TKK SYMPHONY ACQUISITION COR*w exp 02/20/202 | $323,000 | +16.2% | 1,850,000 | 0.0% | 0.00% | 0.0% | |
| BROGW | TWELVE SEAS INVESTMENT COMPA*w exp 12/22/202 | $312,000 | 0.0% | 1,200,000 | 0.0% | 0.00% | 0.0% | |
| BROGR | TWELVE SEAS INVESTMENT COMPAright 12/22/2019 | $324,000 | -22.9% | 1,200,000 | 0.0% | 0.00% | -33.3% | |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FD | $264,000 | -7.7% | 27,574 | -13.1% | 0.00% | -25.0% |
| DEX | Buy | DELAWARE ENHANCED GBL DIV & | $232,000 | +64.5% | 23,948 | +47.4% | 0.00% | +50.0% |
| KBLMR | KBL MERGER CORP IVright 06/07/2019 | $230,000 | -41.0% | 1,000,000 | 0.0% | 0.00% | -40.0% | |
| MEN | Sell | BLACKROCK MUNIENHANCED FD IN | $257,000 | -66.8% | 23,983 | -69.3% | 0.00% | -72.7% |
| GMHIW | New | GORES METROPOULOS INC*w exp 01/28/202 | $233,000 | – | 166,666 | +100.0% | 0.00% | – |
| JRS | Sell | NUVEEN REAL ESTATE INCOME FD | $237,000 | +17.3% | 22,833 | -4.6% | 0.00% | 0.0% |
| BPMP | BP MIDSTREAM PARTNERS LPunit ltd ptnr | $253,000 | -7.0% | 17,500 | 0.0% | 0.00% | -25.0% | |
| NBH | Sell | NEUBERGER BERMAN MUNI FD INC | $232,000 | -51.4% | 16,136 | -57.2% | 0.00% | -57.1% |
| GAIN CAP HLDGS INCnote 5.000% 8/1 | $225,000 | -3.0% | 225,000 | 0.0% | 0.00% | 0.0% | ||
| MFL | Sell | BLACKROCK MUNIHLDS INVSTM QL | $217,000 | -79.7% | 16,821 | -80.0% | 0.00% | -80.0% |
| BKN | Sell | BLACKROCK INVT QUALITY MUN T | $236,000 | -55.0% | 16,667 | -58.0% | 0.00% | -57.1% |
| ANDAW | New | ANDINA ACQUISITION CORP III*w exp 07/31/202 | $240,000 | – | 1,200,000 | +100.0% | 0.00% | – |
| LEVI | New | LEVI STRAUSS & CO NEW | $236,000 | – | 10,000 | +100.0% | 0.00% | – |
| IVH | Sell | IVY HIGH INC OPPORTUNITIES F | $275,000 | -6.8% | 20,346 | -16.3% | 0.00% | -25.0% |
| IQI | Sell | INVESCO QUALITY MUNI INC TRS | $225,000 | -79.7% | 18,581 | -81.2% | 0.00% | -80.0% |
| MUS | Sell | BLACKROCK MUNIHOLDNGS QLTY I | $265,000 | -28.8% | 21,870 | -33.5% | 0.00% | -40.0% |
| HNTWF | New | HUNTER MARITIME ACQUISITION*w exp 11/17/202 | $219,000 | – | 470,000 | +100.0% | 0.00% | – |
| WSFS | New | WSFS FINL CORP | $266,000 | – | 6,879 | +100.0% | 0.00% | – |
| ENX | Sell | EATON VANCE NEW YORK MUN BD | $219,000 | -46.3% | 18,635 | -49.7% | 0.00% | -50.0% |
| ALGRR | ALLEGRO MERGER CORPright 12/31/2023 | $243,000 | -6.9% | 900,000 | 0.0% | 0.00% | -25.0% | |
| ALGRW | ALLEGRO MERGER CORP*w exp 01/06/202 | $234,000 | -13.3% | 900,000 | 0.0% | 0.00% | -25.0% | |
| NAZ | Sell | NUVEEN ARIZONA QLTY MUN INC | $257,000 | -39.2% | 20,042 | -43.7% | 0.00% | -50.0% |
| EVG | Buy | EATON VANCE SH TM DR DIVR IN | $242,000 | +17.5% | 18,670 | +12.7% | 0.00% | 0.0% |
| FALCON MINERALS CORP*w exp 07/21/202 | $205,000 | +36.7% | 250,000 | 0.0% | 0.00% | +50.0% | ||
| CMSSR | CM SEVEN STAR ACQUISITION COright 08/21/2022 | $248,000 | -17.3% | 750,000 | 0.0% | 0.00% | -25.0% | |
| ZF | VIRTUS TOTAL RETURN FUND INC | $223,000 | +16.1% | 22,175 | 0.0% | 0.00% | 0.0% | |
| HIX | Sell | WESTERN ASSET HIGH INCM FD I | $205,000 | -59.8% | 31,704 | -64.2% | 0.00% | -57.1% |
| New | PRIORITY TECHNOLOGY HLDGS IN | $212,000 | – | 30,736 | +100.0% | 0.00% | – | |
| DTF | Sell | DTF TAX-FREE INCOME INC | $277,000 | -23.3% | 20,923 | -28.2% | 0.00% | -40.0% |
| MNP | Sell | WESTERN ASST MN PRT FD INC | $201,000 | -38.5% | 13,901 | -41.0% | 0.00% | -25.0% |
| XEC | New | CIMAREX ENERGY CO | $270,000 | – | 3,867 | +100.0% | 0.00% | – |
| INB | Buy | COHEN & STEERS GLOBAL INC BL | $157,000 | +33.1% | 18,380 | +15.7% | 0.00% | 0.0% |
| EFF | Buy | EATON VANCE FLTG RATE INCOM | $194,000 | +32.9% | 13,066 | +26.9% | 0.00% | 0.0% |
| CCHWS | COLLIER CREEK HOLDINGS*w exp 99/99/999 | $135,000 | -3.6% | 116,666 | 0.0% | 0.00% | 0.0% | |
| BGR | Sell | BLACKROCK ENERGY & RES TR | $122,000 | -27.8% | 10,076 | -37.7% | 0.00% | 0.0% |
| SMTA | SPIRIT MTA REIT | $174,000 | -8.9% | 26,740 | 0.0% | 0.00% | -33.3% | |
| GHY | Sell | PGIM GLOBAL HIGH YIELD FD IN | $176,000 | -71.5% | 12,595 | -73.6% | 0.00% | -75.0% |
| BBK | Sell | BLACKROCK MUNICIPAL BOND TR | $182,000 | -44.8% | 12,550 | -49.1% | 0.00% | -60.0% |
| KSM | Sell | DWS STRATEGIC MUN INCOME TR | $150,000 | -55.1% | 13,363 | -58.8% | 0.00% | -60.0% |
| NKG | Sell | NUVEEN GEORGIA QLTY MUN INC | $197,000 | -38.4% | 16,513 | -43.6% | 0.00% | -50.0% |
| AGD | ABERDEEN GLOBAL DYNAMIC DIVI | $166,000 | +11.4% | 17,500 | 0.0% | 0.00% | 0.0% | |
| GTYHW | New | GTY TECHNOLOGY HOLDINGS INC*w exp 02/19/202 | $189,000 | – | 314,900 | +100.0% | 0.00% | – |
| JDD | Buy | NUVEEN DIVERSIFIED DIV INCM | $169,000 | +24.3% | 16,290 | +10.7% | 0.00% | 0.0% |
| TSLF | New | THL CR SR LN FD | $172,000 | – | 11,224 | +100.0% | 0.00% | – |
| FTF | Sell | FRANKLIN LTD DURATION INC TR | $196,000 | -21.6% | 20,329 | -26.6% | 0.00% | -33.3% |
| AKP | Sell | ALLIANCE CALIF MUN INCOME FD | $195,000 | -24.7% | 13,221 | -30.3% | 0.00% | -50.0% |
| FDEU | Sell | FIRST TR DYNAMIC EUROPE EQT | $184,000 | -31.9% | 12,842 | -39.8% | 0.00% | -50.0% |
| VKI | Sell | INVESCO ADVANTAGE MUNICIPALsh ben int | $120,000 | -85.0% | 11,110 | -86.3% | 0.00% | -81.8% |
| VTN | Sell | INVESCO TR INVT GRADE NY MUN | $157,000 | -56.0% | 12,053 | -59.7% | 0.00% | -60.0% |
| VKQ | Sell | INVESCO MUN TR | $141,000 | -86.5% | 11,737 | -87.5% | 0.00% | -85.7% |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP F | $185,000 | +3.4% | 18,400 | -3.5% | 0.00% | 0.0% |
| PHT | Sell | PIONEER HIGH INCOME TR | $186,000 | -40.2% | 20,827 | -46.6% | 0.00% | -50.0% |
| IEAWW | INFRA AND ENERGY ALTRNTIVE I*w exp 05/20/202 | $154,000 | -50.6% | 343,006 | 0.0% | 0.00% | -50.0% | |
| IGD | Sell | VOYA GLBL EQTY DIV & PREM OP | $171,000 | -36.2% | 26,296 | -42.5% | 0.00% | -50.0% |
| IDE | Sell | VOYA INFRASTRUCTURE INDLS & | $198,000 | +6.5% | 15,677 | -6.7% | 0.00% | -33.3% |
| PHUNW | Sell | PHUNWARE INC*w exp 12/26/202 | $126,000 | -27.6% | 75,315 | -87.4% | 0.00% | 0.0% |
| NCA | Sell | NUVEEN CALIF MUN VALUE FD | $141,000 | +0.7% | 14,712 | -4.0% | 0.00% | 0.0% |
| MFM | Sell | MFS MUN INCOME TRsh ben int | $138,000 | -67.8% | 19,957 | -71.4% | 0.00% | -66.7% |
| EOD | Buy | WELLS FARGO GLOBAL DIVIDEND | $160,000 | +26.0% | 30,481 | +11.7% | 0.00% | 0.0% |
| DSKEW | DASEKE INC*w exp 02/27/202 | $122,000 | +103.3% | 378,003 | 0.0% | 0.00% | +100.0% | |
| HYB | Sell | NEW AMER HIGH INCOME FD INC | $177,000 | +2.9% | 20,788 | -8.4% | 0.00% | 0.0% |
| NHS | Sell | NEUBERGER BERMAN HGH YLD FD | $130,000 | -70.2% | 11,487 | -74.5% | 0.00% | -66.7% |
| LEO | Sell | DREYFUS STRATEGIC MUNS INC | $153,000 | -81.2% | 19,345 | -83.0% | 0.00% | -81.8% |
| NRCGWS | NRC GROUP HLDGS CORP*w exp 10/17/202 | $169,000 | +11.2% | 187,500 | 0.0% | 0.00% | 0.0% | |
| NEBUW | NEBULA ACQUISITION CORP*w exp 03/12/202 | $175,000 | -44.3% | 233,332 | 0.0% | 0.00% | -50.0% | |
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $189,000 | +32.2% | 19,521 | +12.7% | 0.00% | 0.0% |
| BDJ | Sell | BLACKROCK ENHANCED EQT DIV T | $176,000 | -55.6% | 20,611 | -59.6% | 0.00% | -60.0% |
| MMDMW | MODERN MEDIA ACQUISITION*w exp 05/17/202 | $132,000 | +55.3% | 425,000 | 0.0% | 0.00% | +100.0% | |
| CPLG | COREPOINT LODGING INC | $135,000 | -9.4% | 12,125 | 0.0% | 0.00% | 0.0% | |
| STNLW | SENTINEL ENERGY SVCS INC*w exp 11/02/202 | $91,000 | -18.0% | 133,333 | 0.0% | 0.00% | -50.0% | |
| WRLSW | PENSARE ACQUISITION CORP*w exp 07/27/202 | $50,000 | 0.0% | 250,000 | 0.0% | 0.00% | 0.0% | |
| VEACW | VANTAGE ENERGY ACQUISITION*w exp 04/12/202 | $58,000 | -50.8% | 250,000 | 0.0% | 0.00% | -50.0% | |
| OPESW | OPES ACQUISITION CORP*w exp 03/13/202 | $60,000 | -17.8% | 250,000 | 0.0% | 0.00% | 0.0% | |
| IGA | Sell | VOYA GLBL ADV & PREM OPP FD | $117,000 | +8.3% | 10,844 | -7.7% | 0.00% | 0.0% |
| BRACR | BLACK RIDGE ACQUISITION CORPright 07/10/2019 | $74,000 | -9.8% | 210,000 | 0.0% | 0.00% | 0.0% | |
| BRACW | BLACK RIDGE ACQUISITION CORP*w exp 07/10/202 | $63,000 | 0.0% | 210,000 | 0.0% | 0.00% | 0.0% | |
| BRPAR | BIG ROCK PARTNERS ACQUISI COright 12/01/2022 | $52,000 | -27.8% | 200,000 | 0.0% | 0.00% | 0.0% | |
| DMF | Sell | DREYFUS MUN INCOME INC | $105,000 | -65.1% | 12,447 | -68.5% | 0.00% | -75.0% |
| DSM | Sell | DREYFUS STRATEGIC MUN BD FD | $105,000 | -84.0% | 13,594 | -85.6% | 0.00% | -88.9% |
| TST | Sell | THESTREET INC | $92,000 | -66.9% | 39,405 | -71.2% | 0.00% | -75.0% |
| BCACR | BISON CAP ACQUISITION CORPright 03/20/2019 | $53,000 | +26.2% | 150,000 | 0.0% | 0.00% | 0.0% | |
| CICWS | CAPITOL INVT CORP IV*w exp 01/01/202 | $115,000 | +38.6% | 83,333 | 0.0% | 0.00% | 0.0% | |
| CMSSW | New | CM SEVEN STAR ACQUISITION CO*w exp 08/21/202 | $64,000 | – | 375,000 | +100.0% | 0.00% | – |
| CNACW | CONSTELLATION ALPHA CAP CORP*w exp 03/23/202 | $84,000 | +13.5% | 700,000 | 0.0% | 0.00% | 0.0% | |
| CNACR | CONSTELLATION ALPHA CAP CORPright 99/99/9999 | $88,000 | -33.8% | 700,000 | 0.0% | 0.00% | -50.0% | |
| MCN | Buy | MADISON CVRED CALL & EQ STR | $95,000 | +46.2% | 13,899 | +30.9% | 0.00% | 0.0% |
| MTECW | MTECH ACQUISITION CORP*w exp 08/01/202 | $40,000 | +8.1% | 62,500 | 0.0% | 0.00% | 0.0% | |
| ARYAW | ARYA SCIENCES ACQUISITION CO*w exp 10/10/202 | $60,000 | -25.0% | 50,000 | 0.0% | 0.00% | 0.0% | |
| ESTWF | ESTRE AMBIENTAL INC*w exp 12/21/202 | $78,000 | +116.7% | 661,870 | 0.0% | 0.00% | – | |
| HCCHW | HL ACQUISITIONS CORP*w exp 06/21/202 | $68,000 | -16.0% | 270,000 | 0.0% | 0.00% | 0.0% | |
| HCCHR | HL ACQUISITIONS CORPright 07/17/2023 | $78,000 | -61.8% | 270,000 | 0.0% | 0.00% | -66.7% | |
| KBLMW | KBL MERGER CORP IV*w exp 01/15/202 | $56,000 | +24.4% | 500,000 | 0.0% | 0.00% | 0.0% | |
| JSYNR | JENSYN ACQUISITION CORPright 99/99/9999 | $48,000 | +37.1% | 174,000 | 0.0% | 0.00% | – | |
| IPOAWS | SOCIAL CAP HEDOSOPHIA HLDGS*w exp 09/14/202 | $67,000 | +11.7% | 83,334 | 0.0% | 0.00% | 0.0% | |
| TZACW | TENZING ACQUISITION CORP*w exp 02/23/202 | $40,000 | -51.8% | 250,000 | 0.0% | 0.00% | 0.0% | |
| PMM | Sell | PUTNAM MANAGED MUN INCOM TR | $79,000 | -86.2% | 10,550 | -87.6% | 0.00% | -87.5% |
| TPGHWS | Sell | TPG PACE HLDGS CORP*w exp 06/27/202 | $113,000 | +11.9% | 66,666 | -84.9% | 0.00% | 0.0% |
| ROSWQ | ROSEHILL RES INC*w exp 09/16/202 | $100,000 | +13.6% | 244,800 | 0.0% | 0.00% | 0.0% | |
| GNT | Buy | GAMCO NAT RES GOLD & INCOMEsh ben int | $74,000 | +34.5% | 13,098 | +17.6% | 0.00% | 0.0% |
| RBZ | Exit | REEBONZ HLDG LTD | $0 | – | -15,000 | -100.0% | 0.00% | – |
| CYHHZ | Exit | COMMUNITY HEALTH SYS INC NEWright 12/31/2019 | $0 | – | -9,282,097 | -100.0% | 0.00% | – |
| AMRWW | ALTA MESA RES INC*w exp 03/28/202 | $11,000 | -57.7% | 308,333 | 0.0% | 0.00% | – | |
| LOACR | LONGEVITY ACQUISITION CORPright 07/31/2020 | $24,000 | -52.0% | 125,000 | 0.0% | 0.00% | -100.0% | |
| LOACW | LONGEVITY ACQUISITION CORP*w exp 07/31/202 | $15,000 | -21.1% | 125,000 | 0.0% | 0.00% | – | |
| RBZWF | Exit | REEBONZ HLDG LTD*w exp 12/19/202 | $0 | – | -75,000 | -100.0% | 0.00% | – |
| BCACW | BISON CAP ACQUISITION CORP*w exp 06/20/202 | $15,000 | -16.7% | 75,000 | 0.0% | 0.00% | – | |
| BRPAW | BIG ROCK PARTNERS ACQUISI CO*w exp 12/01/202 | $18,000 | -52.6% | 100,000 | 0.0% | 0.00% | -100.0% | |
| SCACW | SABAN CAP ACQUISITION CORP*w exp 09/21/202 | $0 | -100.0% | 42,000 | 0.0% | 0.00% | – | |
| JASNW | JASON INDS INC*w exp 06/30/201 | $33,000 | 0.0% | 1,933,070 | 0.0% | 0.00% | – | |
| JSYNW | JENSYN ACQUISITION CORP*w exp 03/07/202 | $12,000 | 0.0% | 174,000 | 0.0% | 0.00% | – | |
| CHW | Exit | CALAMOS GBL DYN INCOME FUND | $0 | – | -13,820 | -100.0% | -0.00% | – |
| MHF | Exit | WESTERN ASSET MUN HI INCM FD | $0 | – | -10,830 | -100.0% | -0.00% | – |
| SMSH | Exit | SMAAASH ENTERTAINMENT INC | $0 | – | -18,800 | -100.0% | -0.00% | – |
| MMT | Exit | MFS MULTIMARKET INCOME TRsh ben int | $0 | – | -20,458 | -100.0% | -0.00% | – |
| SMSHW | Exit | SMAAASH ENTERTAINMENT INC*w exp 05/22/202 | $0 | – | -225,000 | -100.0% | -0.00% | – |
| RMT | Exit | ROYCE MICRO-CAP TR INC | $0 | – | -12,349 | -100.0% | -0.00% | – |
| GRX | Exit | GABELLI HLTHCARE & WELLNESS | $0 | – | -11,066 | -100.0% | -0.00% | – |
| IHD | Exit | VOYA EMERGING MKTS HIGH DIVI | $0 | – | -15,217 | -100.0% | -0.00% | – |
| ACP | Exit | ABERDEEN INCOME CR STRATEGIE | $0 | – | -11,867 | -100.0% | -0.00% | – |
| NIQ | Exit | NUVEEN INT DUR QUAL MUN TRM | $0 | – | -11,413 | -100.0% | -0.00% | – |
| CHY | Exit | CALAMOS CONV & HIGH INCOME F | $0 | – | -18,310 | -100.0% | -0.00% | – |
| BGX | Exit | BLACKSTONE GSO LNG SHRT CR I | $0 | – | -10,310 | -100.0% | -0.00% | – |
| BIF | Exit | BOULDER GROWTH & INCOME FD I | $0 | – | -11,830 | -100.0% | -0.00% | – |
| CXH | Exit | MFS INVT GRADE MUN TRsh ben int | $0 | – | -13,134 | -100.0% | -0.00% | – |
| FSACW | Exit | FEDERAL STR ACQUISITION CORP*w exp 07/24/202 | $0 | – | -187,500 | -100.0% | -0.00% | – |
| EXD | Exit | EATON VANCE TAX ADV BD OPT S | $0 | – | -13,033 | -100.0% | -0.00% | – |
| BAF | Exit | BLACKROCK MUNI INCOME INV QL | $0 | – | -12,844 | -100.0% | -0.00% | – |
| EIV | Exit | EATON VANCE MUN BD FD II | $0 | – | -11,478 | -100.0% | -0.00% | – |
| JPS | Exit | NUVEEN PFD & INCM SECURTIES | $0 | – | -15,011 | -100.0% | -0.00% | – |
| KIO | Exit | KKR INCOME OPPORTUNITIES FD | $0 | – | -13,418 | -100.0% | -0.00% | – |
| GTYHW | Exit | GTY TECHNOLOGY HOLDINGS INC*w exp 10/25/202 | $0 | – | -324,900 | -100.0% | -0.00% | – |
| LITE | Exit | LUMENTUM HLDGS INC | $0 | – | -5,077 | -100.0% | -0.00% | – |
| ORGOW | Exit | ORGANOGENESIS HLDGS INC*w exp 10/07/202 | $0 | – | -1,000,000 | -100.0% | -0.00% | – |
| NEV | Exit | NUVEEN ENHANCED MUN VALUE FD | $0 | – | -17,907 | -100.0% | -0.00% | – |
| GDO | Exit | WESTERN ASSET GLOBAL CP DEFI | $0 | – | -14,568 | -100.0% | -0.00% | – |
| JPC | Exit | NUVEEN PFD & INCM OPPORTNYS | $0 | – | -22,742 | -100.0% | -0.00% | – |
| NTX | Exit | NUVEEN TEXAS QLTY MUN INCME | $0 | – | -17,536 | -100.0% | -0.00% | – |
| MMU | Exit | WESTERN ASST MNGD MUN FD INC | $0 | – | -17,136 | -100.0% | -0.00% | – |
| BFK | Exit | BLACKROCK MUN INCOME TRsh ben int | $0 | – | -20,215 | -100.0% | -0.00% | – |
| HYI | Exit | WESTERN ASSET HGH YLD DFNDFD | $0 | – | -19,042 | -100.0% | -0.00% | – |
| UTF | Exit | COHEN & STEERS INFRASTRUCTUR | $0 | – | -16,464 | -100.0% | -0.00% | – |
| HTD | Exit | HANCOCK JOHN TAX-ADV DIV INC | $0 | – | -14,149 | -100.0% | -0.00% | – |
| CHI | Exit | CALAMOS CONV OPP AND INC FDsh ben int | $0 | – | -29,464 | -100.0% | -0.00% | – |
| STWD | Exit | STARWOOD PPTY TR INC | $0 | – | -13,533 | -100.0% | -0.00% | – |
| DMB | Exit | DREYFUS MUN BD INFRSTRCTR FD | $0 | – | -26,442 | -100.0% | -0.00% | – |
| PRTHW | Exit | PRIORITY TECHNOLOGY HLDGS IN*w exp 11/15/202 | $0 | – | -250,000 | -100.0% | -0.00% | – |
| LTNWS | Exit | UNION ACQUISITION CORP*w exp 07/01/202 | $0 | – | -1,250,000 | -100.0% | -0.00% | – |
| BGH | Exit | BARINGS GLOBAL SHORT DURATIO | $0 | – | -18,497 | -100.0% | -0.00% | – |
| NID | Exit | NUVEEN INTER DURATION MN TMF | $0 | – | -25,136 | -100.0% | -0.00% | – |
| ERC | Exit | WELLS FARGO MULTI SECTOR INC | $0 | – | -23,423 | -100.0% | -0.00% | – |
| BBCPW | Exit | CONCRETE PUMPING HLDGS INC*w exp 08/01/202 | $0 | – | -500,000 | -100.0% | -0.01% | – |
| CVS | Exit | CVS HEALTH CORP | $0 | – | -6,084 | -100.0% | -0.01% | – |
| AMGP | Exit | ANTERO MIDSTREAM GP LP | $0 | – | -32,600 | -100.0% | -0.01% | – |
| VCV | Exit | INVESCO CALIF VALUE MUN INC | $0 | – | -32,726 | -100.0% | -0.01% | – |
| BGB | Exit | BLACKSTONE GSO STRATEGIC CR | $0 | – | -26,702 | -100.0% | -0.01% | – |
| EHI | Exit | WESTERN ASSET GLB HI INCOME | $0 | – | -45,105 | -100.0% | -0.01% | – |
| MUH | Exit | BLACKROCK MUNIHLDGS FD II IN | $0 | – | -27,377 | -100.0% | -0.01% | – |
| EAGLW | Exit | PLATINUM EAGLE ACQUISITIN CO*w exp 01/17/202 | $0 | – | -266,666 | -100.0% | -0.01% | – |
| ENLK | Exit | ENLINK MIDSTREAM PARTNERS LP | $0 | – | -39,709 | -100.0% | -0.01% | – |
| MHI | Exit | PIONEER MUN HIGH INCOME TR | $0 | – | -40,950 | -100.0% | -0.01% | – |
| RNP | Exit | COHEN & STEERS REIT & PFD IN | $0 | – | -23,338 | -100.0% | -0.01% | – |
| WES | Exit | WESTERN GAS PARTNERS LP | $0 | – | -12,341 | -100.0% | -0.01% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FD | $0 | – | -81,749 | -100.0% | -0.01% | – |
| LTNRT | Exit | UNION ACQUISITION CORPright 12/02/2019 | $0 | – | -1,250,000 | -100.0% | -0.01% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCM FD | $0 | – | -73,400 | -100.0% | -0.01% | – |
| HYACW | Exit | HAYMAKER ACQUISITION CORP*w exp 10/27/202 | $0 | – | -599,990 | -100.0% | -0.01% | – |
| BLE | Exit | BLACKROCK MUNI INCOME TR II | $0 | – | -45,845 | -100.0% | -0.01% | – |
| AWF | Exit | ALLIANCEBERNSTEIN GBL HGH IN | $0 | – | -57,266 | -100.0% | -0.01% | – |
| VLP | Exit | VALERO ENERGY PARTNERS LP | $0 | – | -13,821 | -100.0% | -0.01% | – |
| DISCK | Exit | DISCOVERY INC | $0 | – | -28,190 | -100.0% | -0.01% | – |
| JSYN | Exit | JENSYN ACQUISITION CORP | $0 | – | -69,000 | -100.0% | -0.01% | – |
| TLP | Exit | TRANSMONTAIGNE PARTNERS L P | $0 | – | -20,221 | -100.0% | -0.01% | – |
| CI | Exit | CIGNA CORP NEW | $0 | – | -4,541 | -100.0% | -0.01% | – |
| NZF | Exit | NUVEEN MUNICIPAL CREDIT INC | $0 | – | -66,695 | -100.0% | -0.01% | – |
| PMO | Exit | PUTNAM MUN OPPORTUNITIES TRsh ben int | $0 | – | -86,829 | -100.0% | -0.01% | – |
| HUNTF | Exit | HUNTER MARITIME ACQUISITIONcl a | $0 | – | -100,000 | -100.0% | -0.01% | – |
| IIM | Exit | INVESCO VALUE MUN INCOME TR | $0 | – | -87,748 | -100.0% | -0.02% | – |
| NVG | Exit | NUVEEN AMT FREE MUN CR INC F | $0 | – | -84,668 | -100.0% | -0.02% | – |
| VMO | Exit | INVESCO MUN OPPORTUNITY TR | $0 | – | -110,704 | -100.0% | -0.02% | – |
| NEA | Exit | NUVEEN AMT FREE QLTY MUN INC | $0 | – | -101,697 | -100.0% | -0.02% | – |
| NAD | Exit | NUVEEN QUALITY MUNCP INCOME | $0 | – | -103,744 | -100.0% | -0.02% | – |
| NCOM | Exit | NATIONAL COMM CORP | $0 | – | -37,002 | -100.0% | -0.02% | – |
| NAC | Exit | NUVEEN CA QUALTY MUN INCOME | $0 | – | -101,257 | -100.0% | -0.02% | – |
| AKRXQ | Exit | AKORN INC | $0 | – | -408,656 | -100.0% | -0.02% | – |
| MDCO | Exit | MEDICINES CO | $0 | – | -80,854 | -100.0% | -0.02% | – |
| NWSA | Exit | NEWS CORP NEWcl a | $0 | – | -134,116 | -100.0% | -0.02% | – |
| DELL | Exit | DELL TECHNOLOGIES INCcl c | $0 | – | -38,200 | -100.0% | -0.03% | – |
| T | Exit | AT&T INC | $0 | – | -69,601 | -100.0% | -0.03% | – |
| SIR | Exit | SELECT INCOME REIT | $0 | – | -327,361 | -100.0% | -0.03% | – |
| Exit | CARBONITE INCnote 2.500% 4/0 | $0 | – | -2,000,000 | -100.0% | -0.03% | – | |
| GNBC | Exit | GREEN BANCORP INC | $0 | – | -151,640 | -100.0% | -0.04% | – |
| Exit | TESARO INCnote 3.000%10/0 | $0 | – | -1,200,000 | -100.0% | -0.04% | – | |
| Exit | PRA GROUP INCnote 3.500% 6/0 | $0 | – | -3,275,000 | -100.0% | -0.04% | – | |
| CNAC | Exit | CONSTELLATION ALPHA CAP CORP | $0 | – | -349,500 | -100.0% | -0.05% | – |
| Exit | NEW YORK MTG TR INCnote 6.250% 1/1 | $0 | – | -3,725,000 | -100.0% | -0.05% | – | |
| Exit | INTERDIGITAL INCnote 1.500% 3/0 | $0 | – | -3,500,000 | -100.0% | -0.05% | – | |
| Exit | PROS HOLDINGS INCnote 2.000% 6/0 | $0 | – | -5,000,000 | -100.0% | -0.06% | – | |
| Exit | ENCORE CAP GROUP INCnote 3.250% 3/1 | $0 | – | -7,000,000 | -100.0% | -0.08% | – | |
| AIZP | Exit | ASSURANT INC6.50% conv pfd d | $0 | – | -62,125 | -100.0% | -0.08% | – |
| REN | Exit | RESOLUTE ENERGY CORP | $0 | – | -218,298 | -100.0% | -0.09% | – |
| EGL | Exit | ENGILITY HLDGS INC NEW | $0 | – | -236,216 | -100.0% | -0.09% | – |
| Exit | TELADOC HEALTH INCnote 3.000%12/1 | $0 | – | -5,000,000 | -100.0% | -0.10% | – | |
| Exit | INPHI CORPnote 1.125%12/0 | $0 | – | -7,325,000 | -100.0% | -0.11% | – | |
| Exit | PACIRA PHARMACEUTICALS INCnote 2.375% 4/0 | $0 | – | -8,150,000 | -100.0% | -0.11% | – | |
| EAGL | Exit | PLATINUM EAGLE ACQUISITIN CO | $0 | – | -799,998 | -100.0% | -0.11% | – |
| GBNK | Exit | GUARANTY BANCORP DEL | $0 | – | -396,709 | -100.0% | -0.11% | – |
| HYAC | Exit | HAYMAKER ACQUISITION CORP | $0 | – | -899,960 | -100.0% | -0.12% | – |
| TAHO | Exit | TAHOE RES INC | $0 | – | -2,519,027 | -100.0% | -0.13% | – |
| HGV | Exit | HILTON GRAND VACATIONS INC | $0 | – | -351,225 | -100.0% | -0.13% | – |
| CNDT | Exit | CONDUENT INC | $0 | – | -934,760 | -100.0% | -0.14% | – |
| P | Exit | PANDORA MEDIA INC | $0 | – | -1,224,188 | -100.0% | -0.14% | – |
| Exit | AKAMAI TECHNOLOGIES INCdbcv 2/1 | $0 | – | -10,000,000 | -100.0% | -0.14% | – | |
| Exit | OSI SYSTEMS INCnote 1.250% 9/0 | $0 | – | -11,500,000 | -100.0% | -0.15% | – | |
| Exit | VECTOR GROUP LTDfrnt 1/1 | $0 | – | -10,878,000 | -100.0% | -0.15% | – | |
| Exit | TRANSOCEAN INCdeb 0.500% 1/3 | $0 | – | -12,000,000 | -100.0% | -0.16% | – | |
| BNCL | Exit | BENEFICIAL BANCORP INC | $0 | – | -845,356 | -100.0% | -0.17% | – |
| CCC | Exit | CHURCHILL CAP CORP | $0 | – | -1,300,000 | -100.0% | -0.17% | – |
| LTN | Exit | UNION ACQUISITION CORP | $0 | – | -1,250,000 | -100.0% | -0.17% | – |
| PK | Exit | PARK HOTELS RESORTS INC | $0 | – | -509,892 | -100.0% | -0.18% | – |
| Exit | ILLUMINA INCnote 6/1 | $0 | – | -10,879,000 | -100.0% | -0.18% | – | |
| SAMAU | Exit | SCHULTZE SPL PURP ACQUISITIOunit 12/31/2023 | $0 | – | -1,440,000 | -100.0% | -0.20% | – |
| Exit | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $0 | – | -20,325,000 | -100.0% | -0.23% | – | |
| CFFAU | Exit | CF FIN ACQUISITION CORPunit 04/30/2025 | $0 | – | -2,000,000 | -100.0% | -0.28% | – |
| ITG | Exit | INVESTMENT TECHNOLOGY GRP NE | $0 | – | -717,037 | -100.0% | -0.30% | – |
| WRD | Exit | WILDHORSE RESOURCE DEV CORP | $0 | – | -1,547,421 | -100.0% | -0.30% | – |
| HDP | Exit | HORTONWORKS INC | $0 | – | -1,567,016 | -100.0% | -0.31% | – |
| AMCIU | Exit | AMCI ACQUISITION CORPunit 01/07/2019 | $0 | – | -2,300,000 | -100.0% | -0.31% | – |
| FTACU | Exit | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $0 | – | -2,300,000 | -100.0% | -0.32% | – |
| BWMCU | Exit | BOXWOOD MERGER CORPunit 11/26/2025 | $0 | – | -2,500,000 | -100.0% | -0.34% | – |
| STBZ | Exit | STATE BK FINL CORP | $0 | – | -1,175,187 | -100.0% | -0.35% | – |
| Exit | RESTORATION HARDWARE HLDGS Idbcv 7/1 | $0 | – | -23,900,000 | -100.0% | -0.38% | – | |
| MB | Exit | MINDBODY INC | $0 | – | -773,975 | -100.0% | -0.39% | – |
| SHPG | Exit | SHIRE PLCsponsored adr | $0 | – | -162,242 | -100.0% | -0.39% | – |
| FCB | Exit | FCB FINL HLDGS INCcl a | $0 | – | -939,124 | -100.0% | -0.43% | – |
| SEND | Exit | SENDGRID INC | $0 | – | -767,534 | -100.0% | -0.46% | – |
| NSU | Exit | NEVSUN RES LTD | $0 | – | -7,986,500 | -100.0% | -0.48% | – |
| IMPV | Exit | IMPERVA INC | $0 | – | -756,364 | -100.0% | -0.58% | – |
| ESIO | Exit | ELECTRO SCIENTIFIC INDS | $0 | – | -1,487,372 | -100.0% | -0.61% | – |
| APTI | Exit | APPTIO INCcl a | $0 | – | -1,207,846 | -100.0% | -0.63% | – |
| MBFI | Exit | MB FINANCIAL INC NEW | $0 | – | -1,232,585 | -100.0% | -0.67% | – |
| NTRI | Exit | NUTRI SYS INC NEW | $0 | – | -1,214,326 | -100.0% | -0.73% | – |
| NFX | Exit | NEWFIELD EXPL CO | $0 | – | -5,554,579 | -100.0% | -1.12% | – |
| TSRO | Exit | TESARO INC | $0 | – | -1,226,783 | -100.0% | -1.25% | – |
| AHL | Exit | ASPEN INSURANCE HOLDINGS LTD | $0 | – | -2,502,153 | -100.0% | -1.44% | – |
| NXTM | Exit | NXSTAGE MEDICAL INC | $0 | – | -3,684,861 | -100.0% | -1.45% | – |
| ORBK | Exit | ORBOTECH LTDord | $0 | – | -1,949,327 | -100.0% | -1.51% | – |
| ATHN | Exit | ATHENAHEALTH INC | $0 | – | -855,380 | -100.0% | -1.55% | – |
| DNB | Exit | DUN & BRADSTREET CORP DEL NE | $0 | – | -790,822 | -100.0% | -1.55% | – |
| SCG | Exit | SCANA CORP NEW | $0 | – | -2,474,877 | -100.0% | -1.62% | – |
| FOXA | Exit | TWENTY FIRST CENTY FOX INCcl a | $0 | – | -2,620,384 | -100.0% | -1.73% | – |
| GOLD | Exit | RANDGOLD RES LTDadr | $0 | – | -1,506,772 | -100.0% | -1.77% | – |
| VVC | Exit | VECTREN CORP | $0 | – | -1,815,310 | -100.0% | -1.80% | – |
| ESL | Exit | ESTERLINE TECHNOLOGIES CORP | $0 | – | -1,158,960 | -100.0% | -1.93% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WELLPOINT INC | 29 | Q1 2022 | 2.4% |
| ATLANTICUS HOLDINGS CORP | 26 | Q2 2021 | 0.4% |
| COMPUCREDIT HLDGS CORP | 24 | Q4 2020 | 0.2% |
| NOVELLUS SYS INC | 23 | Q1 2021 | 8.5% |
| BOOKING HOLDINGS INC | 23 | Q3 2023 | 0.8% |
| BLACKROCK RES & COMM STRAT T | 22 | Q3 2023 | 0.2% |
| PATRIOT NATL BANCORP INC | 22 | Q3 2023 | 0.1% |
| NATIONAL ENERGY SERVICES REU | 22 | Q3 2022 | 0.0% |
| THERAVANCE INC | 21 | Q3 2021 | 0.7% |
| NUVEEN NJ DIV ADVANTAGE MUN | 21 | Q3 2023 | 0.1% |
View AQR Arbitrage LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CIS Acquisition Ltd. | July 21, 2014 | 990,000 | 14.5% |
| Intermec, Inc.Sold out | February 11, 2014 | 0 | 0.0% |
| WILD OATS MARKETS INCSold out | February 14, 2013 | 0 | 0.0% |
| KAYAK Software Corp | January 09, 2013 | 589,972 | 12.9% |
| Hyde Park Acquisition Corp. II | September 06, 2012 | 1,264,900 | 12.6% |
| China Networks International Holdings Ltd | February 14, 2012 | 3,049,704 | 7.4% |
| BELL MICROPRODUCTS INC | February 14, 2008 | 375 | 1.9% |
| CRA INTERNATIONAL, INC.Sold out | February 14, 2008 | 0 | 0.0% |
| ENCORE CAPITAL GROUP INCSold out | February 14, 2008 | 0 | 0.0% |
| EVERGREEN SOLAR INC | February 14, 2008 | 4,375 | 0.3% |
View AQR Arbitrage LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 4 | 2023-04-19 |
| 3 | 2023-04-18 |
| 4 | 2023-03-23 |
| 4 | 2023-03-13 |
| 13F-HR | 2023-02-14 |
| 3 | 2022-11-21 |
View AQR Arbitrage LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.