$7.28 Billion is the total value of AQR Arbitrage LLC's 574 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 61.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | NOVELLUS SYS INCnote 2.625% 5/1 | $448,202,000 | -12.3% | 108,555,000 | -2.6% | 6.16% | +4.5% | |
| ADVANCED MICRO DEVICES INCnote 2.125% 9/0 | $207,356,000 | -37.3% | 85,200,000 | 0.0% | 2.85% | -25.4% | ||
| LLL | New | L3 TECHNOLOGIES INC | $203,233,000 | – | 1,170,292 | +100.0% | 2.79% | – |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $174,757,000 | -15.6% | 2,384,779 | -1.5% | 2.40% | +0.5% |
| ARRS | New | ARRIS INTL INC | $155,766,000 | – | 5,095,389 | +100.0% | 2.14% | – |
| Sell | ANTHEM INCnote 2.750%10/1 | $147,203,000 | -28.0% | 40,654,000 | -24.9% | 2.02% | -14.3% | |
| IDTI | Buy | INTEGRATED DEVICE TECHNOLOGY | $145,337,000 | +115.5% | 3,000,963 | +109.2% | 2.00% | +156.6% |
| AABA | ALTABA INC | $144,169,000 | -14.9% | 2,488,238 | 0.0% | 1.98% | +1.3% | |
| USG | Buy | U S G CORP | $141,545,000 | +33.7% | 3,317,976 | +35.8% | 1.94% | +59.2% |
| ESL | New | ESTERLINE TECHNOLOGIES CORP | $140,756,000 | – | 1,158,960 | +100.0% | 1.93% | – |
| MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $136,397,000 | -6.8% | 96,500,000 | 0.0% | 1.87% | +11.0% | ||
| VVC | Buy | VECTREN CORP | $130,666,000 | +10.4% | 1,815,310 | +9.6% | 1.80% | +31.5% |
| GOLD | Buy | RANDGOLD RES LTDadr | $129,075,000 | +622.9% | 1,506,772 | +495.4% | 1.77% | +760.7% |
| FOXA | Sell | TWENTY FIRST CENTY FOX INCcl a | $126,093,000 | +2.7% | 2,620,384 | -1.2% | 1.73% | +22.2% |
| RHT | New | RED HAT INC | $125,102,000 | – | 712,262 | +100.0% | 1.72% | – |
| AVA | Buy | AVISTA CORP | $119,639,000 | -13.4% | 2,816,358 | +3.1% | 1.64% | +3.1% |
| SCG | Sell | SCANA CORP NEW | $118,250,000 | +14.0% | 2,474,877 | -7.2% | 1.62% | +35.8% |
| ATHN | Buy | ATHENAHEALTH INC | $112,850,000 | +806.9% | 855,380 | +818.4% | 1.55% | +983.9% |
| DNB | Buy | DUN & BRADSTREET CORP DEL NE | $112,882,000 | +15.5% | 790,822 | +15.3% | 1.55% | +37.5% |
| TRCO | Buy | TRIBUNE MEDIA COcl a | $110,285,000 | +147.9% | 2,430,253 | +109.9% | 1.52% | +195.3% |
| Sell | MOLINA HEALTHCARE INCnote 1.125% 1/1 | $110,281,000 | -45.6% | 38,325,000 | -31.0% | 1.52% | -35.2% | |
| ORBK | Buy | ORBOTECH LTDord | $110,215,000 | +10.0% | 1,949,327 | +15.6% | 1.51% | +31.0% |
| NXTM | Buy | NXSTAGE MEDICAL INC | $105,461,000 | +15.9% | 3,684,861 | +12.9% | 1.45% | +38.0% |
| AHL | Buy | ASPEN INSURANCE HOLDINGS LTD | $105,065,000 | +59.8% | 2,502,153 | +59.1% | 1.44% | +90.4% |
| TSRO | New | TESARO INC | $91,089,000 | – | 1,226,783 | +100.0% | 1.25% | – |
| S | Buy | SPRINT CORP | $84,301,000 | -8.9% | 14,484,662 | +2.4% | 1.16% | +8.5% |
| PALO ALTO NETWORKS INCnote 7/0 | $82,257,000 | -16.6% | 48,400,000 | 0.0% | 1.13% | -0.6% | ||
| NFX | New | NEWFIELD EXPL CO | $81,430,000 | – | 5,554,579 | +100.0% | 1.12% | – |
| Sell | MICRON TECHNOLOGY INCnote 2.125% 2/1 | $79,311,000 | -34.4% | 27,379,000 | -6.6% | 1.09% | -21.9% | |
| BEL | New | BELMOND LTDcl a | $79,163,000 | – | 3,162,731 | +100.0% | 1.09% | – |
| SQUARE INCnote 0.375% 3/0 | $77,386,000 | -43.5% | 31,635,000 | 0.0% | 1.06% | -32.7% | ||
| FNSR | New | FINISAR CORP | $73,835,000 | – | 3,418,268 | +100.0% | 1.01% | – |
| ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $57,125,000 | -22.3% | 33,950,000 | 0.0% | 0.78% | -7.4% | ||
| New | HERBALIFE LTDnote 2.000% 8/1 | $55,264,000 | – | 40,000,000 | +100.0% | 0.76% | – | |
| CAESARS ENTMT CORPnote 5.000%10/0 | $55,068,000 | -23.7% | 44,275,000 | 0.0% | 0.76% | -9.2% | ||
| MICROCHIP TECHNOLOGY INCnote 2.250% 2/1 | $54,994,000 | -7.0% | 55,941,000 | 0.0% | 0.76% | +10.7% | ||
| Sell | CHESAPEAKE ENERGY CORPnote 5.500% 9/1 | $54,759,000 | -31.5% | 67,825,000 | -16.0% | 0.75% | -18.4% | |
| NTRI | New | NUTRI SYS INC NEW | $53,285,000 | – | 1,214,326 | +100.0% | 0.73% | – |
| MBFI | Buy | MB FINANCIAL INC NEW | $48,847,000 | +94.6% | 1,232,585 | +126.4% | 0.67% | +132.2% |
| PACB | New | PACIFIC BIOSCIENCES CALIF IN | $48,728,000 | – | 6,584,898 | +100.0% | 0.67% | – |
| GNW | Buy | GENWORTH FINL INC | $47,024,000 | +12.7% | 10,091,078 | +0.9% | 0.65% | +34.3% |
| APTI | New | APPTIO INCcl a | $45,850,000 | – | 1,207,846 | +100.0% | 0.63% | – |
| ESIO | New | ELECTRO SCIENTIFIC INDS | $44,562,000 | – | 1,487,372 | +100.0% | 0.61% | – |
| IMPV | New | IMPERVA INC | $42,122,000 | – | 756,364 | +100.0% | 0.58% | – |
| Sell | TERADYNE INCnote 1.250%12/1 | $40,931,000 | -36.1% | 34,450,000 | -30.0% | 0.56% | -24.0% | |
| WORKDAY INCnote 1.500% 7/1 | $39,609,000 | +9.8% | 20,000,000 | 0.0% | 0.54% | +30.8% | ||
| CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $36,910,000 | -32.1% | 33,075,000 | 0.0% | 0.51% | -19.1% | ||
| Buy | AEROJET ROCKETDYNE HLDGS INCnote 2.250%12/1 | $35,696,000 | +25.6% | 24,250,000 | +22.0% | 0.49% | +49.4% | |
| NSU | Buy | NEVSUN RES LTD | $35,026,000 | +214.7% | 7,986,500 | +218.1% | 0.48% | +275.8% |
| RCII | Sell | RENT A CTR INC NEW | $33,626,000 | -9.1% | 2,076,937 | -19.3% | 0.46% | +8.2% |
| SEND | New | SENDGRID INC | $33,134,000 | – | 767,534 | +100.0% | 0.46% | – |
| FCB | Buy | FCB FINL HLDGS INCcl a | $31,536,000 | +25.6% | 939,124 | +77.3% | 0.43% | +49.8% |
| TTM TECHNOLOGIES INCnote 1.750%12/1 | $30,873,000 | -31.1% | 26,500,000 | 0.0% | 0.42% | -18.0% | ||
| HIFR | New | INFRAREIT INC | $30,295,000 | – | 1,441,225 | +100.0% | 0.42% | – |
| AMAG PHARMACEUTICALS INCnote 3.250% 6/0 | $30,227,000 | -12.9% | 32,975,000 | 0.0% | 0.42% | +3.8% | ||
| ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $30,131,000 | -21.0% | 31,525,000 | 0.0% | 0.41% | -5.9% | ||
| SHPG | SHIRE PLCsponsored adr | $28,237,000 | -4.0% | 162,242 | 0.0% | 0.39% | +14.5% | |
| MB | New | MINDBODY INC | $28,173,000 | – | 773,975 | +100.0% | 0.39% | – |
| Buy | RESTORATION HARDWARE HLDGS Idbcv 7/1 | $27,845,000 | +33.0% | 23,900,000 | +41.4% | 0.38% | +58.5% | |
| THERAVANCE INCnote 2.125% 1/1 | $27,666,000 | +6.6% | 25,543,000 | 0.0% | 0.38% | +27.1% | ||
| New | ISTAR INCnote 3.125% 9/1 | $27,422,000 | – | 30,350,000 | +100.0% | 0.38% | – | |
| Sell | NUVASIVE INCnote 2.250% 3/1 | $26,797,000 | -49.6% | 25,401,000 | -39.4% | 0.37% | -40.1% | |
| STBZ | Buy | STATE BK FINL CORP | $25,372,000 | -19.7% | 1,175,187 | +12.3% | 0.35% | -4.4% |
| BWMCU | New | BOXWOOD MERGER CORPunit 11/26/2025 | $24,825,000 | – | 2,500,000 | +100.0% | 0.34% | – |
| INPHI CORPnote 0.750% 9/0 | $24,240,000 | -6.1% | 26,150,000 | 0.0% | 0.33% | +11.7% | ||
| HURON CONSULTING GROUP INCnote 1.250%10/0 | $23,593,000 | +0.9% | 23,955,000 | 0.0% | 0.32% | +20.0% | ||
| FTACU | New | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $23,069,000 | – | 2,300,000 | +100.0% | 0.32% | – |
| AMCIU | New | AMCI ACQUISITION CORPunit 01/07/2019 | $22,885,000 | – | 2,300,000 | +100.0% | 0.31% | – |
| HDP | New | HORTONWORKS INC | $22,596,000 | – | 1,567,016 | +100.0% | 0.31% | – |
| SHIP FINANCE INTERNATIONAL Lnote 5.750%10/1 | $21,999,000 | -6.4% | 23,600,000 | 0.0% | 0.30% | +11.4% | ||
| WRD | New | WILDHORSE RESOURCE DEV CORP | $21,834,000 | – | 1,547,421 | +100.0% | 0.30% | – |
| ITG | New | INVESTMENT TECHNOLOGY GRP NE | $21,683,000 | – | 717,037 | +100.0% | 0.30% | – |
| TVPT | New | TRAVELPORT WORLDWIDE LTD | $20,704,000 | – | 1,325,466 | +100.0% | 0.28% | – |
| ZILLOW GROUP INCnote 1.500% 7/0 | $20,369,000 | -6.7% | 23,575,000 | 0.0% | 0.28% | +11.1% | ||
| Sell | WEATHERFORD INTL LTDnote 5.875% 7/0 | $20,271,000 | -35.3% | 31,825,000 | -4.1% | 0.28% | -23.0% | |
| HERCULES CAPITAL INCdbcv 4.375% 2/0 | $20,069,000 | -2.3% | 21,150,000 | 0.0% | 0.28% | +16.5% | ||
| CFFAU | New | CF FIN ACQUISITION CORPunit 04/30/2025 | $20,000,000 | – | 2,000,000 | +100.0% | 0.28% | – |
| New | II VI INCnote 0.250% 9/0 | $19,532,000 | – | 20,000,000 | +100.0% | 0.27% | – | |
| Sell | TESLA INCnote 2.375% 3/1 | $19,149,000 | -15.6% | 15,750,000 | -29.0% | 0.26% | +0.4% | |
| PROSPECT CAPITAL CORPORATIONnote 4.950% 7/1 | $18,481,000 | -3.2% | 19,250,000 | 0.0% | 0.25% | +15.5% | ||
| STC | STEWART INFORMATION SVCS COR | $18,221,000 | -8.0% | 440,124 | 0.0% | 0.25% | +9.6% | |
| New | APOLLO COML REAL EST FIN INCnote 5.375%10/1 | $18,173,000 | – | 18,875,000 | +100.0% | 0.25% | – | |
| BLACKSTONE MTG TR INCnote 4.750% 3/1 | $18,022,000 | -2.2% | 18,450,000 | 0.0% | 0.25% | +16.4% | ||
| REDWOOD TR INCnote 5.625% 7/1 | $17,764,000 | -4.9% | 18,875,000 | 0.0% | 0.24% | +13.5% | ||
| JBGS | Sell | JBG SMITH PPTYS | $17,701,000 | -5.8% | 508,510 | -0.3% | 0.24% | +12.0% |
| VEECO INSTRS INC DELnote 2.700% 1/1 | $17,460,000 | -10.9% | 23,000,000 | 0.0% | 0.24% | +6.2% | ||
| NVT | Buy | NVENT ELECTRIC PLC | $17,161,000 | -17.2% | 764,088 | +0.1% | 0.24% | -1.3% |
| SEACOR HOLDINGS INCnote 2.500%12/1 | $17,045,000 | -11.9% | 19,244,000 | 0.0% | 0.23% | +4.9% | ||
| REDWOOD TR INCnote 4.750% 8/1 | $17,065,000 | -4.2% | 18,575,000 | 0.0% | 0.23% | +13.6% | ||
| ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $16,918,000 | -2.0% | 20,325,000 | 0.0% | 0.23% | +16.6% | ||
| CNPPRB | New | CENTERPOINT ENERGY INCdep rp pfd cv b | $16,720,000 | – | 331,450 | +100.0% | 0.23% | – |
| MFGP | Sell | MICRO FOCUS INTERNATIONAL PLspon adr new | $16,614,000 | -22.8% | 965,357 | -17.1% | 0.23% | -8.1% |
| GRAF | New | GRAF INDL CORP | $15,840,000 | – | 1,650,000 | +100.0% | 0.22% | – |
| ATUS | Buy | ALTICE USA INCcl a | $15,038,000 | +29.6% | 910,298 | +42.3% | 0.21% | +54.5% |
| WH | Sell | WYNDHAM HOTELS & RESORTS INC | $14,927,000 | -19.3% | 329,003 | -1.2% | 0.20% | -3.8% |
| TKKS | Sell | TKK SYMPHONY ACQUISITION COR | $14,765,000 | -16.0% | 1,530,000 | -17.3% | 0.20% | 0.0% |
| EZCORP INCnote 2.125% 6/1 | $14,751,000 | -1.5% | 15,075,000 | 0.0% | 0.20% | +17.3% | ||
| CTWS | Buy | CONNECTICUT WTR SVC INC | $14,501,000 | +53.1% | 216,851 | +58.8% | 0.20% | +82.6% |
| REZI | New | RESIDEO TECHNOLOGIES INC | $14,355,000 | – | 698,537 | +100.0% | 0.20% | – |
| SAMAU | New | SCHULTZE SPL PURP ACQUISITIOunit 12/31/2023 | $14,328,000 | – | 1,440,000 | +100.0% | 0.20% | – |
| Sell | INFINERA CORPORATIONnote 2.125% 9/0 | $14,357,000 | -32.6% | 19,700,000 | -6.2% | 0.20% | -19.9% | |
| TBRG | Sell | THUNDER BRIDGE ACQUISITION L | $14,256,000 | -17.5% | 1,440,000 | -20.0% | 0.20% | -1.5% |
| Sell | ZILLOW GROUP INCnote 2.000%12/0 | $14,163,000 | -13.1% | 14,500,000 | -3.3% | 0.20% | +3.7% | |
| INTEGRATED DEVICE TECHNOLOGYnote 0.875%11/1 | $13,964,000 | +3.1% | 9,000,000 | 0.0% | 0.19% | +23.1% | ||
| CTAC | New | CHASERG TECHNLGY ACQUISITN Cclass a | $13,939,000 | – | 1,440,000 | +100.0% | 0.19% | – |
| FMCI | Sell | FORUM MERGER II CORPcl a | $13,896,000 | -19.2% | 1,440,000 | -20.0% | 0.19% | -3.5% |
| New | J2 GLOBAL INCnote 3.250% 6/1 | $13,819,000 | – | 12,000,000 | +100.0% | 0.19% | – | |
| PRICELINE GRP INCnote 0.350% 6/1 | $13,494,000 | -11.2% | 10,000,000 | 0.0% | 0.18% | +5.7% | ||
| VTIQ | Sell | VECTOIQ ACQUISITION CORP | $13,483,000 | -8.1% | 1,390,000 | -9.7% | 0.18% | +9.5% |
| Sell | ILLUMINA INCnote 6/1 | $13,322,000 | -64.3% | 10,879,000 | -57.6% | 0.18% | -57.4% | |
| NAVG | Buy | NAVIGATORS GROUP INC | $13,331,000 | +48.4% | 191,845 | +47.6% | 0.18% | +76.0% |
| New | QUOTIENT TECHNOLOGY INCnote 1.750%12/0 | $13,226,000 | – | 13,950,000 | +100.0% | 0.18% | – | |
| GSAH | Sell | GS ACQUISITION HLDGS CORP | $13,230,000 | -9.5% | 1,350,000 | -10.0% | 0.18% | +7.7% |
| PK | PARK HOTELS RESORTS INC | $13,247,000 | -20.8% | 509,892 | 0.0% | 0.18% | -5.7% | |
| IRONWOOD PHARMACEUTICALS INCdbcv 2.250% 6/1 | $13,182,000 | -27.9% | 14,025,000 | 0.0% | 0.18% | -14.2% | ||
| INTREXON CORPnote 3.500% 7/0 | $13,159,000 | -41.3% | 18,800,000 | 0.0% | 0.18% | -30.1% | ||
| LTN | UNION ACQUISITION CORP | $12,588,000 | +3.6% | 1,250,000 | 0.0% | 0.17% | +23.6% | |
| CCC | New | CHURCHILL CAP CORP | $12,415,000 | – | 1,300,000 | +100.0% | 0.17% | – |
| APY | Sell | APERGY CORP | $12,326,000 | -38.4% | 455,155 | -0.9% | 0.17% | -26.8% |
| GPAQ | GORDON POINTE ACQUISITION CO | $12,298,000 | +1.5% | 1,229,800 | 0.0% | 0.17% | +20.7% | |
| LGC | LEGACY ACQUISITION CORP | $12,128,000 | +0.9% | 1,235,000 | 0.0% | 0.17% | +20.1% | |
| BNCL | Buy | BENEFICIAL BANCORP INC | $12,080,000 | +30.6% | 845,356 | +54.4% | 0.17% | +55.1% |
| FTDR | New | FRONTDOOR INC | $12,034,000 | – | 452,254 | +100.0% | 0.16% | – |
| VREX | VAREX IMAGING CORP | $12,046,000 | -17.4% | 508,718 | 0.0% | 0.16% | -1.8% | |
| SPAQ | New | SPARTAN ENERGY ACQUISITON CO | $12,037,000 | – | 1,249,996 | +100.0% | 0.16% | – |
| OMAD | ONE MADISON CORP | $11,947,000 | +3.2% | 1,191,100 | 0.0% | 0.16% | +22.4% | |
| New | VERASTEM INCnote 5.000%11/0 | $11,772,000 | – | 15,000,000 | +100.0% | 0.16% | – | |
| New | TRANSOCEAN INCdeb 0.500% 1/3 | $11,398,000 | – | 12,000,000 | +100.0% | 0.16% | – | |
| MUDS | Sell | MUDRICK CAP ACQUISITION CORP | $11,351,000 | -13.1% | 1,150,000 | -14.8% | 0.16% | +3.3% |
| BKI | BLACK KNIGHT INC | $11,368,000 | -13.3% | 252,288 | 0.0% | 0.16% | +3.3% | |
| BMS | Sell | BEMIS INC | $11,333,000 | -8.2% | 246,917 | -2.8% | 0.16% | +9.9% |
| Sell | VECTOR GROUP LTDfrnt 1/1 | $11,202,000 | -18.7% | 10,878,000 | -14.9% | 0.15% | -3.1% | |
| New | RETROPHIN INCnote 2.500% 9/1 | $11,232,000 | – | 12,500,000 | +100.0% | 0.15% | – | |
| Sell | BLACKSTONE MTG TR INCnote 4.375% 5/0 | $11,150,000 | -30.5% | 11,400,000 | -28.8% | 0.15% | -17.3% | |
| OSI SYSTEMS INCnote 1.250% 9/0 | $10,717,000 | -2.7% | 11,500,000 | 0.0% | 0.15% | +15.7% | ||
| APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $10,585,000 | -5.6% | 11,275,000 | 0.0% | 0.14% | +12.4% | ||
| ACA | New | ARCOSA INC | $10,212,000 | – | 368,787 | +100.0% | 0.14% | – |
| New | AKAMAI TECHNOLOGIES INCdbcv 2/1 | $9,963,000 | – | 10,000,000 | +100.0% | 0.14% | – | |
| BHBK | Buy | BLUE HILLS BANCORP INC | $9,952,000 | +368.1% | 466,340 | +428.7% | 0.14% | +448.0% |
| MFAC | Sell | MEGALITH FINL ACQUISITION CO | $10,010,000 | -17.9% | 1,032,000 | -19.5% | 0.14% | -2.8% |
| CNDT | CONDUENT INC | $9,936,000 | -52.8% | 934,760 | 0.0% | 0.14% | -44.0% | |
| P | Buy | PANDORA MEDIA INC | $9,904,000 | +968.4% | 1,224,188 | +1156.2% | 0.14% | +1136.4% |
| RDC | New | ROWAN COMPANIES PLC | $9,765,000 | – | 1,163,866 | +100.0% | 0.13% | – |
| BMRN | Buy | BIOMARIN PHARMACEUTICAL INC | $9,756,000 | +271.7% | 114,571 | +323.3% | 0.13% | +346.7% |
| AMYRIS INCnote 9.500% 4/1 | $9,656,000 | +0.3% | 9,626,000 | 0.0% | 0.13% | +19.8% | ||
| GTX | New | GARRETT MOTION INC | $9,641,000 | – | 781,284 | +100.0% | 0.13% | – |
| LFAC | Sell | LF CAP ACQUISITION CORPcl a | $9,408,000 | -18.0% | 960,000 | -20.0% | 0.13% | -2.3% |
| BROG | Sell | TWELVE SEAS INVESTMENT COMPA | $9,427,000 | -17.5% | 960,000 | -20.0% | 0.13% | -2.3% |
| HGV | Sell | HILTON GRAND VACATIONS INC | $9,269,000 | -71.1% | 351,225 | -63.7% | 0.13% | -65.7% |
| TAHO | New | TAHOE RES INC | $9,194,000 | – | 2,519,027 | +100.0% | 0.13% | – |
| HYAC | HAYMAKER ACQUISITION CORP | $9,009,000 | +2.6% | 899,960 | 0.0% | 0.12% | +22.8% | |
| BHF | BRIGHTHOUSE FINL INC | $8,992,000 | -31.1% | 295,024 | 0.0% | 0.12% | -18.5% | |
| PACQ | Sell | PURE ACQUISITION CORPcl a | $8,856,000 | -26.7% | 900,000 | -27.7% | 0.12% | -12.2% |
| VNE | Buy | VEONEER INCORPORATED | $8,773,000 | -56.3% | 372,209 | +2.2% | 0.12% | -48.1% |
| Sell | ECHO GLOBAL LOGISTICS INCnote 2.500% 5/0 | $8,302,000 | -32.2% | 8,531,000 | -26.0% | 0.11% | -19.1% | |
| GRSH | New | GORES HOLDINGS III INCclass a | $8,219,000 | – | 849,996 | +100.0% | 0.11% | – |
| GBNK | Buy | GUARANTY BANCORP DEL | $8,232,000 | -14.1% | 396,709 | +23.0% | 0.11% | +2.7% |
| New | PACIRA PHARMACEUTICALS INCnote 2.375% 4/0 | $8,104,000 | – | 8,150,000 | +100.0% | 0.11% | – | |
| EAGL | PLATINUM EAGLE ACQUISITIN CO | $8,064,000 | +3.0% | 799,998 | 0.0% | 0.11% | +23.3% | |
| TMCX | Sell | TRINITY MERGER CORP | $7,976,000 | -22.6% | 800,000 | -23.8% | 0.11% | -7.6% |
| NFC | Sell | NEW FRONTIER CORP | $7,840,000 | -18.5% | 800,000 | -20.0% | 0.11% | -2.7% |
| FPAC | Sell | FAR PT ACQUISITION CORP | $7,720,000 | -19.7% | 799,998 | -20.0% | 0.11% | -4.5% |
| Sell | INPHI CORPnote 1.125%12/0 | $7,722,000 | -60.9% | 7,325,000 | -57.1% | 0.11% | -53.5% | |
| TPG SPECIALTY LENDING INCnote 4.500% 8/0 | $7,384,000 | -2.5% | 7,500,000 | 0.0% | 0.10% | +16.1% | ||
| ALGR | Sell | ALLEGRO MERGER CORP | $7,313,000 | -14.6% | 750,000 | -16.7% | 0.10% | +1.0% |
| DFBH | Sell | DFB HEALTHCARE ACQUISTION CO | $7,207,000 | -16.7% | 749,999 | -16.7% | 0.10% | -1.0% |
| SCORPIO TANKERS INCnote 3.000% 5/1 | $6,967,000 | -6.8% | 8,750,000 | 0.0% | 0.10% | +11.6% | ||
| New | TELADOC HEALTH INCnote 3.000%12/1 | $6,881,000 | – | 5,000,000 | +100.0% | 0.10% | – | |
| NEW MTN FIN CORPnote 5.750% 8/1 | $6,945,000 | -1.5% | 7,000,000 | 0.0% | 0.10% | +17.3% | ||
| SREPRA | Buy | SEMPRA ENERGY6% pfd conv a | $6,849,000 | +30.6% | 71,225 | +36.6% | 0.09% | +56.7% |
| GIG | Sell | GIGCAPITAL INC | $6,818,000 | -11.4% | 675,000 | -12.9% | 0.09% | +5.6% |
| EGL | Buy | ENGILITY HLDGS INC NEW | $6,723,000 | +111.1% | 236,216 | +167.0% | 0.09% | +148.6% |
| NMRK | New | NEWMARK GROUP INCcl a | $6,727,000 | – | 838,808 | +100.0% | 0.09% | – |
| New | RED HAT INCnote 0.250%10/0 | $6,636,000 | – | 2,788,000 | +100.0% | 0.09% | – | |
| CITRIX SYS INCnote 0.500% 4/1 | $6,578,000 | -7.5% | 4,625,000 | 0.0% | 0.09% | +9.8% | ||
| WRLS | PENSARE ACQUISITION CORP | $6,449,000 | +1.7% | 636,600 | 0.0% | 0.09% | +21.9% | |
| FTVPRA | FORTIVE CORP5% pfd cnv ser a | $6,387,000 | -14.8% | 7,025 | 0.0% | 0.09% | +2.3% | |
| REN | New | RESOLUTE ENERGY CORP | $6,326,000 | – | 218,298 | +100.0% | 0.09% | – |
| PNR | PENTAIR PLC | $6,352,000 | -12.8% | 168,126 | 0.0% | 0.09% | +3.6% | |
| LHC | Sell | LEO HOLDINGS CORP | $6,241,000 | -14.3% | 646,700 | -13.4% | 0.09% | +2.4% |
| AIZP | ASSURANT INC6.50% conv pfd d | $6,104,000 | -14.1% | 62,125 | 0.0% | 0.08% | +2.4% | |
| HCI GROUP INCnote 4.250% 3/0 | $6,082,000 | +1.6% | 6,000,000 | 0.0% | 0.08% | +21.7% | ||
| MMDM | MODERN MEDIA ACQUISITION | $6,069,000 | +1.4% | 595,031 | 0.0% | 0.08% | +20.3% | |
| VECTOR GROUP LTDfrnt 4/1 | $6,041,000 | -3.6% | 6,000,000 | 0.0% | 0.08% | +15.3% | ||
| DLPH | DELPHI TECHNOLOGIES PLC | $6,038,000 | -54.3% | 421,616 | 0.0% | 0.08% | -45.4% | |
| PVAC | New | PENN VA CORP NEW | $5,971,000 | – | 110,459 | +100.0% | 0.08% | – |
| GREEN PLAINS INCnote 4.125% 9/0 | $5,965,000 | -7.8% | 6,750,000 | 0.0% | 0.08% | +9.3% | ||
| CARS | CARS COM INC | $5,872,000 | -22.1% | 273,103 | 0.0% | 0.08% | -6.9% | |
| NEBU | NEBULA ACQUISITION CORP | $5,850,000 | +0.7% | 599,996 | 0.0% | 0.08% | +19.4% | |
| ENCORE CAP GROUP INCnote 3.250% 3/1 | $5,757,000 | -17.7% | 7,000,000 | 0.0% | 0.08% | -2.5% | ||
| New | FINISAR CORPnote 0.500%12/1 | $5,710,000 | – | 6,000,000 | +100.0% | 0.08% | – | |
| LACQ | LEISURE ACQUISITION CORP | $5,418,000 | +1.7% | 550,000 | 0.0% | 0.07% | +21.3% | |
| TIBR | Sell | TIBERIUS ACQUISITION CORP | $5,292,000 | -29.2% | 540,000 | -30.3% | 0.07% | -15.1% |
| Sell | CLOVIS ONCOLOGY INCnote 1.250% 5/0 | $5,184,000 | -27.8% | 7,375,000 | -20.3% | 0.07% | -14.5% | |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | $5,134,000 | +0.6% | 522,777 | 0.0% | 0.07% | +20.3% | |
| New | GRANITE PT MTG TR INCnote 6.375%10/0 | $4,944,000 | – | 5,000,000 | +100.0% | 0.07% | – | |
| Buy | HELIX ENERGY SOLUTIONS GRP Inote 4.125% 9/1 | $4,631,000 | +18.7% | 5,000,000 | +66.7% | 0.06% | +42.2% | |
| PROS HOLDINGS INCnote 2.000% 6/0 | $4,664,000 | -5.0% | 5,000,000 | 0.0% | 0.06% | +12.3% | ||
| New | MEDICINES COnote 2.500% 1/1 | $4,056,000 | – | 4,700,000 | +100.0% | 0.06% | – | |
| CMSS | Sell | CM SEVEN STAR ACQUISITION CO | $3,914,000 | -39.0% | 387,500 | -39.2% | 0.05% | -27.0% |
| BKNG | Sell | BOOKING HLDGS INC | $3,817,000 | -33.7% | 2,216 | -23.6% | 0.05% | -21.2% |
| New | INTERDIGITAL INCnote 1.500% 3/0 | $3,686,000 | – | 3,500,000 | +100.0% | 0.05% | – | |
| ILMN | Sell | ILLUMINA INC | $3,634,000 | -25.7% | 12,116 | -9.0% | 0.05% | -10.7% |
| NEW YORK MTG TR INCnote 6.250% 1/1 | $3,676,000 | -1.4% | 3,725,000 | 0.0% | 0.05% | +16.3% | ||
| Buy | INNOVIVA INCnote 2.500% 8/1 | $3,619,000 | +62.8% | 3,000,000 | +50.0% | 0.05% | +92.3% | |
| CNAC | CONSTELLATION ALPHA CAP CORP | $3,572,000 | +1.0% | 349,500 | 0.0% | 0.05% | +19.5% | |
| New | NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $3,589,000 | – | 3,000,000 | +100.0% | 0.05% | – | |
| WIX | New | WIX COM LTD | $3,400,000 | – | 37,633 | +100.0% | 0.05% | – |
| CCH | New | COLLIER CREEK HOLDINGS | $3,374,000 | – | 349,998 | +100.0% | 0.05% | – |
| LEGACY RESERVES LP/ LEGACY Fnote 8.000% 9/2 | $3,000,000 | -66.4% | 10,000,000 | 0.0% | 0.04% | -60.2% | ||
| INVACARE CORPnote 5.000% 2/1 | $2,894,000 | -33.4% | 4,000,000 | 0.0% | 0.04% | -20.0% | ||
| PRA GROUP INCnote 3.500% 6/0 | $2,771,000 | -17.6% | 3,275,000 | 0.0% | 0.04% | -2.6% | ||
| COMPUCREDIT HLDGS CORPnote 5.875%11/3 | $2,775,000 | +4.0% | 5,000,000 | 0.0% | 0.04% | +22.6% | ||
| New | TESARO INCnote 3.000%10/0 | $2,616,000 | – | 1,200,000 | +100.0% | 0.04% | – | |
| GNBC | Buy | GREEN BANCORP INC | $2,599,000 | +11.0% | 151,640 | +43.1% | 0.04% | +33.3% |
| LION | New | FIDELITY SOUTHERN CORP NEW | $2,498,000 | – | 96,000 | +100.0% | 0.03% | – |
| SIR | Buy | SELECT INCOME REIT | $2,409,000 | -58.1% | 327,361 | +24.9% | 0.03% | -50.0% |
| CARBONITE INCnote 2.500% 4/0 | $2,388,000 | -20.7% | 2,000,000 | 0.0% | 0.03% | -5.7% | ||
| New | NATIONAL HEALTH INVS INCnote 3.250% 4/0 | $2,199,000 | – | 2,000,000 | +100.0% | 0.03% | – | |
| QTSPRB | QTS RLTY TR INC6.50% con pfd b | $2,176,000 | -10.6% | 23,000 | 0.0% | 0.03% | +7.1% | |
| BRAC | BLACK RIDGE ACQUISITION CORP | $2,108,000 | +2.9% | 210,000 | 0.0% | 0.03% | +20.8% | |
| ILPT | New | INDUSTRIAL LOGISTICS PPTYS T | $2,100,000 | – | 106,783 | +100.0% | 0.03% | – |
| HARMONIC INCnote 4.000%12/0 | $2,116,000 | -7.6% | 2,000,000 | 0.0% | 0.03% | +11.5% | ||
| GOPRO INCnote 3.500% 4/1 | $2,059,000 | -14.0% | 2,500,000 | 0.0% | 0.03% | 0.0% | ||
| MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0 | $2,048,000 | -26.8% | 2,000,000 | 0.0% | 0.03% | -12.5% | ||
| HCCH | Sell | HL ACQUISITIONS CORP | $2,074,000 | -19.1% | 216,000 | -20.0% | 0.03% | -6.7% |
| TSLA | Sell | TESLA INC | $2,062,000 | -83.8% | 6,197 | -87.1% | 0.03% | -81.0% |
| T | AT&T INC | $1,986,000 | -15.0% | 69,601 | 0.0% | 0.03% | 0.0% | |
| SJIU | SOUTH JERSEY INDS INCunit 99/99/9999 | $1,937,000 | -16.6% | 41,200 | 0.0% | 0.03% | 0.0% | |
| BRPA | BIG ROCK PARTNERS ACQUISI CO | $2,000,000 | 0.0% | 200,000 | 0.0% | 0.03% | +17.4% | |
| JAZZ | Buy | JAZZ PHARMACEUTICALS PLC | $1,949,000 | -5.3% | 15,719 | +28.3% | 0.03% | +12.5% |
| DELL | New | DELL TECHNOLOGIES INCcl c | $1,867,000 | – | 38,200 | +100.0% | 0.03% | – |
| CORENERGY INFRASTRUCTURE TRnote 7.000% 6/1 | $1,582,000 | -9.3% | 1,500,000 | 0.0% | 0.02% | +10.0% | ||
| MDCO | New | MEDICINES CO | $1,548,000 | – | 80,854 | +100.0% | 0.02% | – |
| NWSA | Sell | NEWS CORP NEWcl a | $1,522,000 | -40.3% | 134,116 | -30.6% | 0.02% | -27.6% |
| New | TIMKENSTEEL CORPnote 6.000% 6/0 | $1,554,000 | – | 1,500,000 | +100.0% | 0.02% | – | |
| VRTSP | VIRTUS INVT PARTNERS INCpfd cv ser d | $1,361,000 | -23.4% | 17,975 | 0.0% | 0.02% | -5.0% | |
| EXPE | Sell | EXPEDIA GROUP INC | $1,354,000 | -40.1% | 12,022 | -30.6% | 0.02% | -26.9% |
| AKRXQ | Sell | AKORN INC | $1,385,000 | -95.0% | 408,656 | -80.9% | 0.02% | -94.1% |
| RENEWABLE ENERGY GROUP INCnote 2.750% 6/1 | $1,303,000 | -11.3% | 675,000 | 0.0% | 0.02% | +5.9% | ||
| NCOM | New | NATIONAL COMM CORP | $1,332,000 | – | 37,002 | +100.0% | 0.02% | – |
| INVACARE CORPnote 4.500% 6/0 | $1,315,000 | -40.5% | 1,950,000 | 0.0% | 0.02% | -28.0% | ||
| NAC | Buy | NUVEEN CA QUALTY MUN INCOME | $1,291,000 | +243.4% | 101,257 | +248.2% | 0.02% | +350.0% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME | $1,301,000 | +237.0% | 103,744 | +244.1% | 0.02% | +350.0% |
| BTT | Buy | BLACKROCK MUN 2030 TAR TERM | $1,316,000 | +246.3% | 64,165 | +250.1% | 0.02% | +350.0% |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $1,252,000 | +293.7% | 101,697 | +305.4% | 0.02% | +325.0% |
| MYI | Buy | BLACKROCK MUNIYIELD QLTY FD | $1,211,000 | +284.4% | 100,475 | +285.4% | 0.02% | +325.0% |
| WYNN | New | WYNN RESORTS LTD | $1,231,000 | – | 12,450 | +100.0% | 0.02% | – |
| VMO | Buy | INVESCO MUN OPPORTUNITY TR | $1,238,000 | +217.4% | 110,704 | +224.9% | 0.02% | +325.0% |
| GWRE | Sell | GUIDEWIRE SOFTWARE INC | $1,207,000 | -40.3% | 15,046 | -24.8% | 0.02% | -26.1% |
| MYN | Buy | BLACKROCK MUNIYIELD NY QLTY | $1,178,000 | +239.5% | 102,289 | +239.1% | 0.02% | +300.0% |
| BFZ | Buy | BLACKROCK CALIF MUN INCOME Tsh ben int | $1,167,000 | +204.7% | 97,494 | +214.6% | 0.02% | +300.0% |
| MUI | Buy | BLACKROCK MUNI INTER DR FD I | $1,157,000 | +201.3% | 91,454 | +211.3% | 0.02% | +300.0% |
| EIM | Buy | EATON VANCE MUN BD FD | $1,176,000 | +372.3% | 104,185 | +382.3% | 0.02% | +433.3% |
| IIM | Buy | INVESCO VALUE MUN INCOME TR | $1,186,000 | +292.7% | 87,748 | +302.7% | 0.02% | +433.3% |
| NKX | Buy | NUVEEN CALIFORNIA AMT QLT MU | $1,149,000 | +307.4% | 90,630 | +312.9% | 0.02% | +433.3% |
| NRK | Buy | NUVEEN NEW YORK AMT QLT MUNI | $1,164,000 | +261.5% | 99,906 | +269.6% | 0.02% | +300.0% |
| NVG | New | NUVEEN AMT FREE MUN CR INC F | $1,184,000 | – | 84,668 | +100.0% | 0.02% | – |
| LHCWS | Sell | LEO HOLDINGS CORP*w exp 02/07/202 | $1,193,000 | -24.3% | 1,115,000 | -10.1% | 0.02% | -11.1% |
| MCA | Buy | BLACKROCK MUNIYIELD CALI QLT | $1,088,000 | +260.3% | 86,094 | +265.5% | 0.02% | +400.0% |
| MUC | Buy | BLACKROCK MUNIHLDNGS CALI QL | $1,082,000 | +250.2% | 87,754 | +256.8% | 0.02% | +275.0% |
| New | LIBERTY MEDIA CORP DELAWAREnote 1.375%10/1 | $1,073,000 | – | 1,000,000 | +100.0% | 0.02% | – | |
| ENB | New | ENBRIDGE INC | $1,056,000 | – | 33,984 | +100.0% | 0.02% | – |
| IQI | Buy | INVESCO QUALITY MUNI INC TRS | $1,108,000 | +284.7% | 98,731 | +296.7% | 0.02% | +400.0% |
| New | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $1,100,000 | – | 1,330,000 | +100.0% | 0.02% | – | |
| MFL | Buy | BLACKROCK MUNIHLDS INVSTM QL | $1,069,000 | +331.0% | 83,928 | +324.1% | 0.02% | +400.0% |
| VGM | Buy | INVESCO TR INVT GRADE MUNS | $1,117,000 | +306.2% | 97,325 | +321.0% | 0.02% | +400.0% |
| EZCORP INCnote 2.875% 7/0 | $987,000 | -20.7% | 1,000,000 | 0.0% | 0.01% | 0.0% | ||
| PACQW | PURE ACQUISITION CORP*w exp 04/17/202 | $983,000 | -15.5% | 862,500 | 0.0% | 0.01% | +7.7% | |
| VKQ | Buy | INVESCO MUN TR | $1,046,000 | +348.9% | 93,910 | +365.8% | 0.01% | +366.7% |
| NXJ | Buy | NUVEEN NEW JERSEY QULT MUN F | $998,000 | +210.9% | 78,343 | +213.2% | 0.01% | +250.0% |
| MHN | Buy | BLACKROCK MUNIHLDGS NY QLTY | $987,000 | +245.1% | 82,388 | +243.5% | 0.01% | +366.7% |
| HUNTF | HUNTER MARITIME ACQUISITIONcl a | $1,004,000 | +0.9% | 100,000 | 0.0% | 0.01% | +27.3% | |
| MUDSW | Sell | MUDRICK CAP ACQUISITION CORP*w exp 02/12/202 | $1,013,000 | -42.1% | 2,250,000 | -10.0% | 0.01% | -30.0% |
| VITAMIN SHOPPE INCnote 2.250%12/0 | $953,000 | +9.7% | 1,000,000 | 0.0% | 0.01% | +30.0% | ||
| MUJ | Buy | BLACKROCK MUNIHLDGS NJ QLTY | $912,000 | +201.0% | 72,493 | +200.7% | 0.01% | +333.3% |
| ET | New | ENERGY TRANSFER LP | $923,000 | – | 69,888 | +100.0% | 0.01% | – |
| XON | New | INTREXON CORP | $947,000 | – | 144,759 | +100.0% | 0.01% | – |
| OPES | Sell | OPES ACQUISITION CORP | $970,000 | -60.3% | 100,000 | -60.0% | 0.01% | -53.6% |
| PMO | Buy | PUTNAM MUN OPPORTUNITIES TRsh ben int | $975,000 | +304.6% | 86,829 | +310.6% | 0.01% | +333.3% |
| KTF | Buy | DWS MUN INCOME TR NEW | $940,000 | +209.2% | 91,267 | +214.4% | 0.01% | +225.0% |
| OKE | ONEOK INC NEW | $912,000 | -20.4% | 16,899 | 0.0% | 0.01% | 0.0% | |
| ARYA | New | ARYA SCIENCES ACQUISITION CO | $980,000 | – | 100,000 | +100.0% | 0.01% | – |
| TMCXW | Sell | TRINITY MERGER CORP*w exp 05/11/202 | $889,000 | -28.9% | 2,250,000 | -10.0% | 0.01% | -14.3% |
| NZF | New | NUVEEN MUNICIPAL CREDIT INC | $895,000 | – | 66,695 | +100.0% | 0.01% | – |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUNI | $877,000 | +204.5% | 72,280 | +211.3% | 0.01% | +300.0% |
| OMADWS | Sell | ONE MADISON CORP*w exp 99/99/999 | $877,000 | -39.6% | 1,125,000 | -10.0% | 0.01% | -29.4% |
| MQY | Buy | BLACKROCK MUNIYIELD QUALITY | $892,000 | +278.0% | 68,746 | +293.2% | 0.01% | +300.0% |
| MYC | Buy | BLACKROCK MUNIYIELD CALIF FD | $850,000 | +266.4% | 65,803 | +260.9% | 0.01% | +300.0% |
| MIY | Buy | BLACKROCK MUNIYLD MICH QLTY | $844,000 | +219.7% | 67,970 | +219.7% | 0.01% | +300.0% |
| MYJ | Buy | BLACKROCK MUNIYIELD N J FD I | $889,000 | +296.9% | 68,652 | +297.0% | 0.01% | +300.0% |
| CI | New | CIGNA CORP NEW | $862,000 | – | 4,541 | +100.0% | 0.01% | – |
| CEQP | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $780,000 | -24.1% | 27,936 | 0.0% | 0.01% | -8.3% | |
| MEN | Buy | BLACKROCK MUNIENHANCED FD IN | $773,000 | +231.8% | 78,131 | +237.0% | 0.01% | +266.7% |
| CQP | CHENIERE ENERGY PARTNERS LP | $786,000 | -8.6% | 21,785 | 0.0% | 0.01% | +10.0% | |
| VKI | Buy | INVESCO ADVANTAGE MUNICIPALsh ben int | $799,000 | +245.9% | 80,959 | +269.6% | 0.01% | +266.7% |
| TGE | TALLGRASS ENERGY LP | $774,000 | +3.2% | 31,800 | 0.0% | 0.01% | +22.2% | |
| BYM | Buy | BLACKROCK MUNICIPL INC QLTY | $804,000 | +212.8% | 64,384 | +220.3% | 0.01% | +266.7% |
| TLP | TRANSMONTAIGNE PARTNERS L P | $821,000 | +5.4% | 20,221 | 0.0% | 0.01% | +22.2% | |
| NAN | Buy | NUVEEN NEW YORK QLT MUN INC | $822,000 | +217.4% | 67,079 | +218.5% | 0.01% | +266.7% |
| LEO | Buy | DREYFUS STRATEGIC MUNS INC | $816,000 | +242.9% | 113,706 | +258.0% | 0.01% | +266.7% |
| VTIQW | Sell | VECTOIQ ACQUISITION CORP*w exp 05/11/202 | $810,000 | -26.2% | 1,620,000 | -10.0% | 0.01% | -15.4% |
| NMY | Buy | NUVEEN MARYLAND QLT MUN INC | $737,000 | +189.0% | 62,917 | +191.0% | 0.01% | +233.3% |
| MPLX | MPLX LP | $700,000 | -12.7% | 23,115 | 0.0% | 0.01% | +11.1% | |
| MTEC | Sell | MTECH ACQUISITION CORP | $755,000 | -40.8% | 75,000 | -40.0% | 0.01% | -33.3% |
| NUO | Buy | NUVEEN OHIO QLTY MUN INCOME | $701,000 | +187.3% | 52,696 | +191.8% | 0.01% | +233.3% |
| NUM | Buy | NUVEEN MICHIGAN QLT MUN INC | $751,000 | +193.4% | 60,254 | +190.8% | 0.01% | +233.3% |
| TRGP | TARGA RES CORP | $763,000 | -36.0% | 21,184 | 0.0% | 0.01% | -28.6% | |
| FMCIW | Sell | FORUM MERGER II CORP*w exp 09/30/202 | $729,000 | -30.2% | 1,620,000 | -10.0% | 0.01% | -16.7% |
| DFBHW | Sell | DFB HEALTHCARE ACQUISTION CO*w exp 04/11/202 | $738,000 | -27.6% | 599,999 | -10.0% | 0.01% | -16.7% |
| ATLC | ATLANTICUS HLDGS CORP | $697,000 | +22.9% | 191,430 | 0.0% | 0.01% | +42.9% | |
| JSYN | JENSYN ACQUISITION CORP | $759,000 | -3.6% | 69,000 | 0.0% | 0.01% | +11.1% | |
| GRAFWS | New | GRAF INDL CORP*w exp 12/31/202 | $713,000 | – | 1,782,000 | +100.0% | 0.01% | – |
| NQP | Buy | NUVEEN PENNSYLVANIA QLT MUN | $733,000 | +159.9% | 60,046 | +165.5% | 0.01% | +233.3% |
| EVM | Buy | EATON VANCE CALIF MUN BD FD | $754,000 | +238.1% | 76,155 | +239.4% | 0.01% | +233.3% |
| EVN | Buy | EATON VANCE MUNI INCOME TRUSsh ben int | $721,000 | +148.6% | 63,735 | +152.1% | 0.01% | +233.3% |
| EPD | ENTERPRISE PRODS PARTNERS L | $683,000 | -14.4% | 27,760 | 0.0% | 0.01% | 0.0% | |
| ISD | Buy | PGIM SHORT DURATION HIGH YIE | $643,000 | +132.1% | 49,371 | +152.2% | 0.01% | +200.0% |
| NPV | Buy | NUVEEN VIRGINIA QLTY MUNCPL | $655,000 | +107.3% | 55,855 | +109.2% | 0.01% | +125.0% |
| OIS | Sell | OIL STS INTL INC | $677,000 | -82.6% | 47,387 | -59.7% | 0.01% | -80.0% |
| DISCK | DISCOVERY INC | $651,000 | -21.9% | 28,190 | 0.0% | 0.01% | -10.0% | |
| NNC | Buy | NUVEEN NORTH CAROLINA QLTY M | $627,000 | +172.6% | 53,154 | +177.5% | 0.01% | +200.0% |
| EVV | Buy | EATON VANCE LTD DUR INCOME F | $690,000 | +138.8% | 57,915 | +154.0% | 0.01% | +200.0% |
| TKKSR | TKK SYMPHONY ACQUISITION CORright 02/20/2020 | $648,000 | -23.0% | 1,850,000 | 0.0% | 0.01% | -10.0% | |
| GSAHWS | GS ACQUISITION HLDGS CORP*w exp 06/12/202 | $625,000 | -24.2% | 500,000 | 0.0% | 0.01% | -10.0% | |
| HEP | HOLLY ENERGY PARTNERS L P | $631,000 | -9.2% | 22,100 | 0.0% | 0.01% | +12.5% | |
| WMB | WILLIAMS COS INC DEL | $640,000 | -19.0% | 29,037 | 0.0% | 0.01% | 0.0% | |
| ENBL | ENABLE MIDSTREAM PARTNERS LP | $635,000 | -19.6% | 46,900 | 0.0% | 0.01% | 0.0% | |
| DSM | Buy | DREYFUS STRATEGIC MUN BD FD | $657,000 | +195.9% | 94,169 | +211.5% | 0.01% | +200.0% |
| FSD | New | FIRST TR HIGH INCOME L/S FD | $558,000 | – | 42,042 | +100.0% | 0.01% | – |
| CTACW | New | CHASERG TECHNLGY ACQUISITN C*w exp 04/10/202 | $592,000 | – | 810,000 | +100.0% | 0.01% | – |
| CCCWS | New | CHURCHILL CAP CORP*w exp 09/11/202 | $607,000 | – | 697,500 | +100.0% | 0.01% | – |
| MQT | Buy | BLACKROCK MUNIY QUALITY FD I | $581,000 | +174.1% | 50,864 | +181.2% | 0.01% | +300.0% |
| BLE | New | BLACKROCK MUNI INCOME TR II | $592,000 | – | 45,845 | +100.0% | 0.01% | – |
| DCP | DCP MIDSTREAM LP | $547,000 | -33.0% | 20,646 | 0.0% | 0.01% | -11.1% | |
| AWF | Buy | ALLIANCEBERNSTEIN GBL HGH IN | $603,000 | +321.7% | 57,266 | +365.9% | 0.01% | +300.0% |
| PMM | Buy | PUTNAM MANAGED MUN INCOM TR | $573,000 | +129.2% | 85,222 | +135.7% | 0.01% | +166.7% |
| TBRGW | Sell | THUNDER BRIDGE ACQUISITION L*w exp 01/01/202 | $599,000 | -26.0% | 1,620,000 | -10.0% | 0.01% | -11.1% |
| VLP | VALERO ENERGY PARTNERS LP | $583,000 | +11.3% | 13,821 | 0.0% | 0.01% | +33.3% | |
| PAA | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $596,000 | -19.9% | 29,751 | 0.0% | 0.01% | -11.1% | |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $553,000 | +332.0% | 53,856 | +382.4% | 0.01% | +700.0% |
| GHY | Buy | PGIM GLOBAL SHORT DURATION H | $617,000 | +108.4% | 47,761 | +124.0% | 0.01% | +166.7% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $581,000 | +189.1% | 51,939 | +216.9% | 0.01% | +300.0% |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $551,000 | -15.7% | 9,657 | 0.0% | 0.01% | 0.0% | |
| SBI | Buy | WESTERN ASSET INTM MUNI FD I | $561,000 | +125.3% | 67,179 | +127.8% | 0.01% | +166.7% |
| CNXM | CNX MIDSTREAM PARTNERS LP | $560,000 | -15.4% | 34,400 | 0.0% | 0.01% | 0.0% | |
| HYACW | Sell | HAYMAKER ACQUISITION CORP*w exp 10/27/202 | $492,000 | -45.9% | 599,990 | -14.3% | 0.01% | -30.0% |
| LFACW | LF CAP ACQUISITION CORP*w exp 06/22/202 | $504,000 | -23.6% | 1,200,000 | 0.0% | 0.01% | -12.5% | |
| LACQW | Sell | LEISURE ACQUISITION CORP*w exp 12/05/201 | $494,000 | -38.5% | 625,000 | -16.7% | 0.01% | -22.2% |
| NBH | Buy | NEUBERGER BERMAN MUNI FD INC | $477,000 | +245.7% | 37,689 | +267.8% | 0.01% | +250.0% |
| NTC | Buy | NUVEEN CONNECTICUT QLTY MUN | $523,000 | +74.3% | 46,405 | +75.9% | 0.01% | +133.3% |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $543,000 | – | 73,400 | +100.0% | 0.01% | – |
| PNBK | Sell | PATRIOT NATL BANCORP INC | $491,000 | -33.5% | 34,461 | -0.3% | 0.01% | -22.2% |
| PSXP | PHILLIPS 66 PARTNERS LP | $537,000 | -17.6% | 12,745 | 0.0% | 0.01% | -12.5% | |
| IGR | New | CBRE CLARION GLOBAL REAL EST | $499,000 | – | 80,943 | +100.0% | 0.01% | – |
| TCP | TC PIPELINES LP | $504,000 | +5.9% | 15,700 | 0.0% | 0.01% | +40.0% | |
| GIM | New | TEMPLETON GLOBAL INCOME FD | $493,000 | – | 81,749 | +100.0% | 0.01% | – |
| HYT | New | BLACKROCK CORPOR HI YLD FD I | $527,000 | – | 56,755 | +100.0% | 0.01% | – |
| MPA | Buy | BLACKROCK MUNIYIELD PA QLTY | $487,000 | +122.4% | 38,842 | +126.2% | 0.01% | +133.3% |
| MUE | Buy | BLACKROCK MUNIHLDNGS QLTY II | $531,000 | +149.3% | 46,278 | +161.9% | 0.01% | +250.0% |
| BOE | New | BLACKROCK ENHANCED GBL DIV T | $513,000 | – | 54,753 | +100.0% | 0.01% | – |
| HIX | New | WESTERN ASSET HIGH INCM FD I | $510,000 | – | 88,508 | +100.0% | 0.01% | – |
| WES | WESTERN GAS PARTNERS LP | $521,000 | -3.3% | 12,341 | 0.0% | 0.01% | +16.7% | |
| BKN | Buy | BLACKROCK INVT QUALITY MUN T | $524,000 | +125.9% | 39,699 | +127.3% | 0.01% | +133.3% |
| NESRW | Sell | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $491,000 | -67.4% | 409,500 | -50.0% | 0.01% | -58.8% |
| ANDX | ANDEAVOR LOGISTICS LP | $491,000 | -33.0% | 15,100 | 0.0% | 0.01% | -12.5% | |
| RWGEWS | Sell | REGALWOOD GLOBAL ENERGY LTD*w exp 12/05/202 | $476,000 | -37.8% | 440,925 | -15.9% | 0.01% | -22.2% |
| PEO | New | ADAM NAT RES FD INC | $507,000 | – | 34,818 | +100.0% | 0.01% | – |
| LTNRT | UNION ACQUISITION CORPright 12/02/2019 | $475,000 | -5.0% | 1,250,000 | 0.0% | 0.01% | +16.7% | |
| RIG | New | TRANSOCEAN LTD | $514,000 | – | 74,055 | +100.0% | 0.01% | – |
| HESM | HESS MIDSTREAM PARTNERS LPunit ltd pr int | $514,000 | -25.6% | 30,300 | 0.0% | 0.01% | -12.5% | |
| BLW | New | BLACKROCK LTD DURATION INC T | $427,000 | – | 31,935 | +100.0% | 0.01% | – |
| BIT | New | BLACKROCK MULTI-SECTOR INC T | $426,000 | – | 27,727 | +100.0% | 0.01% | – |
| EQM | EQM MIDSTREAM PARTNERS LPunit ltd partn | $432,000 | -18.0% | 9,980 | 0.0% | 0.01% | 0.0% | |
| DNIF | Buy | DIVIDEND & INCOME FUND | $447,000 | +39.3% | 46,948 | +74.7% | 0.01% | +50.0% |
| RNP | New | COHEN & STEERS REIT & PFD IN | $415,000 | – | 23,338 | +100.0% | 0.01% | – |
| RQI | New | COHEN & STEERS QUALITY RLTY | $452,000 | – | 43,608 | +100.0% | 0.01% | – |
| NFCWS | Sell | NEW FRONTIER CORP*w exp 99/99/999 | $405,000 | -31.4% | 450,000 | -10.0% | 0.01% | -14.3% |
| GEL | GENESIS ENERGY L Punit ltd partn | $446,000 | -22.4% | 24,165 | 0.0% | 0.01% | -14.3% | |
| GDV | New | GABELLI DIVD & INCOME TR | $469,000 | – | 25,634 | +100.0% | 0.01% | – |
| BROGR | TWELVE SEAS INVESTMENT COMPAright 12/22/2019 | $420,000 | -16.7% | 1,200,000 | 0.0% | 0.01% | 0.0% | |
| RA | New | BROOKFIELD REAL ASSETS INCOM | $461,000 | – | 24,171 | +100.0% | 0.01% | – |
| SPAQWS | New | SPARTAN ENERGY ACQUISITON CO*w exp 08/27/202 | $422,000 | – | 434,999 | +100.0% | 0.01% | – |
| ENX | Buy | EATON VANCE NEW YORK MUN BD | $408,000 | +130.5% | 37,077 | +131.9% | 0.01% | +200.0% |
| NAZ | New | NUVEEN ARIZONA QLTY MUN INC | $423,000 | – | 35,617 | +100.0% | 0.01% | – |
| FCT | New | FIRST TR SR FLG RTE INCM FD | $417,000 | – | 37,274 | +100.0% | 0.01% | – |
| JRI | New | NUVEEN REAL ASSET INM AND GW | $422,000 | – | 30,976 | +100.0% | 0.01% | – |
| GIGRT | GIGCAPITAL INCright 03/06/2020 | $412,000 | -48.2% | 1,500,000 | 0.0% | 0.01% | -33.3% | |
| GPAQW | Sell | GORDON POINTE ACQUISITION CO*w exp 07/30/202 | $431,000 | -46.1% | 1,106,820 | -10.0% | 0.01% | -33.3% |
| AOD | New | ABERDEEN TOTAL DYNAMIC DIVD | $464,000 | – | 64,391 | +100.0% | 0.01% | – |
| USWSW | New | U S WELL SVCS INC*w exp 03/15/202 | $455,000 | – | 757,700 | +100.0% | 0.01% | – |
| NFJ | New | ALLIANZGI NFJ DIVID INT & PR | $463,000 | – | 43,391 | +100.0% | 0.01% | – |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $471,000 | – | 48,221 | +100.0% | 0.01% | – |
| MHI | Buy | PIONEER MUN HIGH INCOME TR | $449,000 | +300.9% | 40,950 | +306.7% | 0.01% | +500.0% |
| FRA | New | BLACKROCK FLOAT RATE OME STR | $472,000 | – | 39,629 | +100.0% | 0.01% | – |
| ENLK | ENLINK MIDSTREAM PARTNERS LP | $437,000 | -40.9% | 39,709 | 0.0% | 0.01% | -33.3% | |
| VMM | Buy | DELAWARE INV MN MUN INC FD I | $434,000 | +174.7% | 36,598 | +176.2% | 0.01% | +200.0% |
| BCX | New | BLACKROCK RES & COMM STRAT T | $408,000 | – | 57,744 | +100.0% | 0.01% | – |
| ARDC | New | ARES DYNAMIC CR ALLOCATION F | $408,000 | – | 29,599 | +100.0% | 0.01% | – |
| EFT | New | EATON VANCE FLTING RATE INC | $461,000 | – | 36,389 | +100.0% | 0.01% | – |
| LGCWS | Sell | LEGACY ACQUISITION CORP*w exp 11/30/202 | $414,000 | -38.0% | 1,250,000 | -16.7% | 0.01% | -25.0% |
| BNY | Buy | BLACKROCK N Y MUN INCOME TRsh ben int | $404,000 | +223.2% | 33,029 | +219.9% | 0.01% | +500.0% |
| HQH | New | TEKLA HEALTHCARE INVSsh ben int | $424,000 | – | 23,610 | +100.0% | 0.01% | – |
| MFACWS | Sell | MEGALITH FINL ACQUISITION CO*w exp 08/26/202 | $462,000 | -39.9% | 1,153,800 | -10.0% | 0.01% | -33.3% |
| GRSHW | New | GORES HOLDINGS III INC*w exp 09/11/202 | $433,000 | – | 333,332 | +100.0% | 0.01% | – |
| MFM | Buy | MFS MUN INCOME TRsh ben int | $429,000 | +139.7% | 69,841 | +153.4% | 0.01% | +200.0% |
| NHS | Buy | NEUBERGER BERMAN HGH YLD FD | $436,000 | +94.6% | 45,127 | +120.6% | 0.01% | +100.0% |
| TIBRW | Sell | TIBERIUS ACQUISITION CORP*w exp 02/28/202 | $412,000 | -40.5% | 1,057,500 | -10.0% | 0.01% | -25.0% |
| MMDMR | MODERN MEDIA ACQUISITIONright 99/99/9999 | $425,000 | -46.8% | 1,700,000 | 0.0% | 0.01% | -33.3% | |
| MMLP | MARTIN MIDSTREAM PRTNRS L Punit l p int | $419,000 | -11.4% | 40,794 | 0.0% | 0.01% | +20.0% | |
| MUH | New | BLACKROCK MUNIHLDGS FD II IN | $355,000 | – | 27,377 | +100.0% | 0.01% | – |
| BDJ | New | BLACKROCK ENHANCED EQT DIV T | $396,000 | – | 50,988 | +100.0% | 0.01% | – |
| KBLMR | KBL MERGER CORP IVright 03/22/2019 | $390,000 | -15.2% | 1,000,000 | 0.0% | 0.01% | 0.0% | |
| EFR | New | EATON VANCE SR FLTNG RTE TR | $393,000 | – | 31,299 | +100.0% | 0.01% | – |
| EAD | New | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $381,000 | – | 52,631 | +100.0% | 0.01% | – |
| EHI | New | WESTERN ASSET GLB HI INCOME | $373,000 | – | 45,105 | +100.0% | 0.01% | – |
| GPRO | Buy | GOPRO INCcl a | $328,000 | +66.5% | 77,342 | +182.4% | 0.01% | +150.0% |
| BBK | Buy | BLACKROCK MUNICIPAL BOND TR | $330,000 | +65.0% | 24,678 | +69.8% | 0.01% | +150.0% |
| KSM | Buy | DWS STRATEGIC MUN INCOME TR | $334,000 | +147.4% | 32,400 | +153.7% | 0.01% | +150.0% |
| FPACWS | Sell | FAR PT ACQUISITION CORP*w exp 06/01/202 | $390,000 | -29.1% | 299,999 | -10.0% | 0.01% | -16.7% |
| DTF | Buy | DTF TAX-FREE INCOME INC | $361,000 | +55.6% | 29,138 | +61.2% | 0.01% | +66.7% |
| FMN | Buy | FEDERATED PREM MUN INC FD | $384,000 | +92.0% | 31,264 | +99.4% | 0.01% | +150.0% |
| EVF | New | EATON VANCE SR INCOME TRsh ben int | $361,000 | – | 60,150 | +100.0% | 0.01% | – |
| BBCPW | New | CONCRETE PUMPING HLDGS INC*w exp 08/01/202 | $390,000 | – | 500,000 | +100.0% | 0.01% | – |
| RVI | RETAIL VALUE INC | $345,000 | -21.6% | 13,469 | 0.0% | 0.01% | 0.0% | |
| EAGLW | PLATINUM EAGLE ACQUISITIN CO*w exp 01/17/202 | $347,000 | -3.6% | 266,666 | 0.0% | 0.01% | +25.0% | |
| RVT | New | ROYCE VALUE TR INC | $343,000 | – | 29,095 | +100.0% | 0.01% | – |
| APU | AMERIGAS PARTNERS L Punit l p int | $351,000 | -35.9% | 13,864 | 0.0% | 0.01% | -16.7% | |
| SEMG | SEMGROUP CORPcl a | $335,000 | -37.6% | 24,333 | 0.0% | 0.01% | -16.7% | |
| CVS | New | CVS HEALTH CORP | $399,000 | – | 6,084 | +100.0% | 0.01% | – |
| NS | NUSTAR ENERGY LP | $365,000 | -24.7% | 17,439 | 0.0% | 0.01% | -16.7% | |
| SHLX | SHELL MIDSTREAM PARTNERS L Punit ltd int | $368,000 | -23.2% | 22,409 | 0.0% | 0.01% | -16.7% | |
| TGP | TEEKAY LNG PARTNERS L Pprtnrsp units | $376,000 | -34.0% | 34,119 | 0.0% | 0.01% | -28.6% | |
| AMGP | ANTERO MIDSTREAM GP LP | $364,000 | -34.1% | 32,600 | 0.0% | 0.01% | -16.7% | |
| BPL | BUCKEYE PARTNERS L Punit ltd partn | $400,000 | -18.9% | 13,800 | 0.0% | 0.01% | -16.7% | |
| SMLP | SUMMIT MIDSTREAM PARTNERS LP | $349,000 | -29.6% | 34,700 | 0.0% | 0.01% | -16.7% | |
| VTN | New | INVESCO TR INVT GRADE NY MUN | $357,000 | – | 29,935 | +100.0% | 0.01% | – |
| BGB | New | BLACKSTONE GSO STRATEGIC CR | $360,000 | – | 26,702 | +100.0% | 0.01% | – |
| AFT | New | APOLLO SR FLOATING RATE FD I | $341,000 | – | 23,664 | +100.0% | 0.01% | – |
| VCV | Buy | INVESCO CALIF VALUE MUN INC | $370,000 | +162.4% | 32,726 | +172.4% | 0.01% | +150.0% |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $396,000 | – | 31,590 | +100.0% | 0.01% | – |
| PHD | New | PIONEER FLOATING RATE TR | $360,000 | – | 36,602 | +100.0% | 0.01% | – |
| MUS | Buy | BLACKROCK MUNIHOLDNGS QLTY I | $372,000 | +158.3% | 32,865 | +164.0% | 0.01% | +150.0% |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $325,000 | – | 16,464 | +100.0% | 0.00% | – |
| TKKSW | TKK SYMPHONY ACQUISITION COR*w exp 02/20/202 | $278,000 | -34.7% | 1,850,000 | 0.0% | 0.00% | -20.0% | |
| CMSSR | CM SEVEN STAR ACQUISITION COright 08/21/2022 | $300,000 | -27.4% | 750,000 | 0.0% | 0.00% | -20.0% | |
| NKG | Buy | NUVEEN GEORGIA QLTY MUN INC | $320,000 | +128.6% | 29,260 | +130.2% | 0.00% | +100.0% |
| GAM | New | GENERAL AMERN INVS INC | $315,000 | – | 11,060 | +100.0% | 0.00% | – |
| KLXE | Sell | KLX ENERGY SERVICS HOLDNGS I | $294,000 | -37.3% | 12,542 | -14.3% | 0.00% | -20.0% |
| NEBUW | NEBULA ACQUISITION CORP*w exp 03/12/202 | $314,000 | -3.1% | 233,332 | 0.0% | 0.00% | 0.0% | |
| WRLSR | PENSARE ACQUISITION CORPright 99/99/9999 | $290,000 | -35.6% | 1,000,000 | 0.0% | 0.00% | -20.0% | |
| ETG | New | EATON VANCE TX ADV GLBL DIV | $258,000 | – | 19,036 | +100.0% | 0.00% | – |
| PRTHW | PRIORITY TECHNOLOGY HLDGS IN*w exp 11/15/202 | $325,000 | -23.5% | 250,000 | 0.0% | 0.00% | -20.0% | |
| LTNWS | UNION ACQUISITION CORP*w exp 07/01/202 | $313,000 | -28.5% | 1,250,000 | 0.0% | 0.00% | -20.0% | |
| BPMP | BP MIDSTREAM PARTNERS LPunit ltd ptnr | $272,000 | -17.3% | 17,500 | 0.0% | 0.00% | 0.0% | |
| MNP | Buy | WESTERN ASST MN PRT FD INC | $327,000 | +56.5% | 23,543 | +54.7% | 0.00% | +100.0% |
| ALGRR | ALLEGRO MERGER CORPright 12/31/2023 | $261,000 | -27.5% | 900,000 | 0.0% | 0.00% | 0.0% | |
| ERC | New | WELLS FARGO MULTI SECTOR INC | $260,000 | – | 23,423 | +100.0% | 0.00% | – |
| PHT | New | PIONEER HIGH INCOME TR | $311,000 | – | 39,038 | +100.0% | 0.00% | – |
| BROGW | TWELVE SEAS INVESTMENT COMPA*w exp 12/22/202 | $312,000 | -23.5% | 1,200,000 | 0.0% | 0.00% | -20.0% | |
| TST | New | THESTREET INC | $278,000 | – | 136,752 | +100.0% | 0.00% | – |
| AKP | Sell | ALLIANCE CALIF MUN INCOME FD | $259,000 | -13.4% | 18,969 | -13.8% | 0.00% | +33.3% |
| BGH | New | BARINGS GLOBAL SHORT DURATIO | $295,000 | – | 18,497 | +100.0% | 0.00% | – |
| AIF | New | APOLLO TACTICAL INCOME FD IN | $287,000 | – | 20,833 | +100.0% | 0.00% | – |
| BGY | New | BLACKROCK ENHANCED INTL DIV | $326,000 | – | 65,376 | +100.0% | 0.00% | – |
| BGT | New | BLACKROCK FLOATING RATE INCO | $281,000 | – | 24,337 | +100.0% | 0.00% | – |
| ALGRW | ALLEGRO MERGER CORP*w exp 01/06/202 | $270,000 | -14.3% | 900,000 | 0.0% | 0.00% | 0.0% | |
| IGD | New | VOYA GLBL EQTY DIV & PREM OP | $268,000 | – | 45,729 | +100.0% | 0.00% | – |
| FDEU | New | FIRST TR DYNAMIC EUROPE EQT | $270,000 | – | 21,346 | +100.0% | 0.00% | – |
| IVH | New | IVY HIGH INC OPPORTUNITIES F | $295,000 | – | 24,294 | +100.0% | 0.00% | – |
| CHI | New | CALAMOS CONV OPP AND INC FDsh ben int | $261,000 | – | 29,464 | +100.0% | 0.00% | – |
| DMF | Buy | DREYFUS MUN INCOME INC | $301,000 | +234.4% | 39,490 | +244.6% | 0.00% | +300.0% |
| HTD | New | HANCOCK JOHN TAX-ADV DIV INC | $289,000 | – | 14,149 | +100.0% | 0.00% | – |
| JRO | New | NUVEEN FLTNG RTE INCM OPP FD | $286,000 | – | 31,713 | +100.0% | 0.00% | – |
| GIGWS | GIGCAPITAL INC*w exp 06/08/202 | $272,000 | -51.4% | 1,125,000 | 0.0% | 0.00% | -33.3% | |
| IEAWW | Sell | INFRA AND ENERGY ALTRNTIVE I*w exp 05/20/202 | $312,000 | -74.0% | 343,006 | -51.6% | 0.00% | -71.4% |
| NID | Buy | NUVEEN INTER DURATION MN TMF | $311,000 | +9.1% | 25,136 | +10.1% | 0.00% | +33.3% |
| STWD | New | STARWOOD PPTY TR INC | $267,000 | – | 13,533 | +100.0% | 0.00% | – |
| DMB | Buy | DREYFUS MUN BD INFRSTRCTR FD | $314,000 | +23.1% | 26,442 | +29.0% | 0.00% | +33.3% |
| HYI | New | WESTERN ASSET HGH YLD DFNDFD | $250,000 | – | 19,042 | +100.0% | 0.00% | – |
| KIO | New | KKR INCOME OPPORTUNITIES FD | $191,000 | – | 13,418 | +100.0% | 0.00% | – |
| BFK | Buy | BLACKROCK MUN INCOME TRsh ben int | $246,000 | +6.0% | 20,215 | +8.6% | 0.00% | 0.0% |
| HCCHR | HL ACQUISITIONS CORPright 07/17/2023 | $204,000 | +88.9% | 270,000 | 0.0% | 0.00% | +200.0% | |
| GTYHW | Sell | GTY TECHNOLOGY HOLDINGS INC*w exp 10/25/202 | $253,000 | -59.5% | 324,900 | -35.0% | 0.00% | -57.1% |
| NTX | New | NUVEEN TEXAS QLTY MUN INCME | $217,000 | – | 17,536 | +100.0% | 0.00% | – |
| ORGOW | New | ORGANOGENESIS HLDGS INC*w exp 10/07/202 | $210,000 | – | 1,000,000 | +100.0% | 0.00% | – |
| EVG | New | EATON VANCE SH TM DR DIVR IN | $206,000 | – | 16,570 | +100.0% | 0.00% | – |
| JRS | New | NUVEEN REAL ESTATE INCOME FD | $202,000 | – | 23,933 | +100.0% | 0.00% | – |
| NSL | New | NUVEEN SR INCOME FD | $251,000 | – | 45,580 | +100.0% | 0.00% | – |
| SMTA | SPIRIT MTA REIT | $191,000 | -38.0% | 26,740 | 0.0% | 0.00% | -25.0% | |
| INF | New | BROOKFIELD GLOBL LISTED INFR | $228,000 | – | 22,507 | +100.0% | 0.00% | – |
| FTF | New | FRANKLIN LTD DURATION INC TR | $250,000 | – | 27,679 | +100.0% | 0.00% | – |
| MGYWS | Sell | MAGNOLIA OIL & GAS CORP*w exp 07/31/202 | $252,000 | -67.8% | 83,333 | -50.0% | 0.00% | -66.7% |
| MGU | New | MACQUARIE GLBL INFRA TOTL RE | $243,000 | – | 12,902 | +100.0% | 0.00% | – |
| Sell | GAIN CAP HLDGS INCnote 5.000% 8/1 | $232,000 | -94.4% | 225,000 | -94.4% | 0.00% | -93.8% | |
| LITE | New | LUMENTUM HLDGS INC | $213,000 | – | 5,077 | +100.0% | 0.00% | – |
| NEV | Buy | NUVEEN ENHANCED MUN VALUE FD | $230,000 | +75.6% | 17,907 | +78.3% | 0.00% | +50.0% |
| JPC | New | NUVEEN PFD & INCM OPPORTNYS | $190,000 | – | 22,742 | +100.0% | 0.00% | – |
| ZF | New | VIRTUS TOTAL RETURN FUND INC | $192,000 | – | 22,175 | +100.0% | 0.00% | – |
| IDE | New | VOYA INFRASTRUCTURE INDLS & | $186,000 | – | 16,809 | +100.0% | 0.00% | – |
| MMU | Sell | WESTERN ASST MNGD MUN FD INC | $218,000 | -4.0% | 17,136 | -8.7% | 0.00% | 0.0% |
| GDO | New | WESTERN ASSET GLOBAL CP DEFI | $218,000 | – | 14,568 | +100.0% | 0.00% | – |
| CPLG | COREPOINT LODGING INC | $149,000 | -36.9% | 12,125 | 0.0% | 0.00% | -33.3% | |
| EXD | New | EATON VANCE TAX ADV BD OPT S | $111,000 | – | 13,033 | +100.0% | 0.00% | – |
| HYB | New | NEW AMER HIGH INCOME FD INC | $172,000 | – | 22,686 | +100.0% | 0.00% | – |
| PHUNW | New | PHUNWARE INC*w exp 08/11/202 | $174,000 | – | 600,000 | +100.0% | 0.00% | – |
| DEX | New | DELAWARE ENHANCED GBL DIV & | $141,000 | – | 16,248 | +100.0% | 0.00% | – |
| Sell | FALCON MINERALS CORP*w exp 07/21/202 | $150,000 | -82.6% | 250,000 | -50.0% | 0.00% | -80.0% | |
| NRCGWS | New | NRC GROUP HLDGS CORP*w exp 10/17/202 | $152,000 | – | 187,500 | +100.0% | 0.00% | – |
| FSACW | Sell | FEDERAL STR ACQUISITION CORP*w exp 07/24/202 | $128,000 | -76.5% | 187,500 | -50.0% | 0.00% | -66.7% |
| NCA | Buy | NUVEEN CALIF MUN VALUE FD | $140,000 | +6.9% | 15,320 | +9.7% | 0.00% | 0.0% |
| INB | New | COHEN & STEERS GLOBAL INC BL | $118,000 | – | 15,880 | +100.0% | 0.00% | – |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $143,000 | – | 17,321 | +100.0% | 0.00% | – |
| FAM | New | FIRST TR ABERDEEN GLBL OPP F | $179,000 | – | 19,070 | +100.0% | 0.00% | – |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $172,000 | – | 18,310 | +100.0% | 0.00% | – |
| STNLW | New | SENTINEL ENERGY SVCS INC*w exp 11/02/202 | $111,000 | – | 133,333 | +100.0% | 0.00% | – |
| CXH | New | MFS INVT GRADE MUN TRsh ben int | $115,000 | – | 13,134 | +100.0% | 0.00% | – |
| BIF | New | BOULDER GROWTH & INCOME FD I | $123,000 | – | 11,830 | +100.0% | 0.00% | – |
| BGX | New | BLACKSTONE GSO LNG SHRT CR I | $142,000 | – | 10,310 | +100.0% | 0.00% | – |
| VEACW | Sell | VANTAGE ENERGY ACQUISITION*w exp 04/12/202 | $118,000 | -82.5% | 250,000 | -50.0% | 0.00% | -75.0% |
| BGR | New | BLACKROCK ENERGY & RES TR | $169,000 | – | 16,186 | +100.0% | 0.00% | – |
| BAF | New | BLACKROCK MUNI INCOME INV QL | $168,000 | – | 12,844 | +100.0% | 0.00% | – |
| IHD | New | VOYA EMERGING MKTS HIGH DIVI | $111,000 | – | 15,217 | +100.0% | 0.00% | – |
| EOD | New | WELLS FARGO GLOBAL DIVIDEND | $127,000 | – | 27,281 | +100.0% | 0.00% | – |
| CCHWS | New | COLLIER CREEK HOLDINGS*w exp 99/99/999 | $140,000 | – | 116,666 | +100.0% | 0.00% | – |
| CNACR | CONSTELLATION ALPHA CAP CORPright 99/99/9999 | $133,000 | -52.5% | 700,000 | 0.0% | 0.00% | -33.3% | |
| ACP | New | ABERDEEN INCOME CR STRATEGIE | $124,000 | – | 11,867 | +100.0% | 0.00% | – |
| AGD | New | ABERDEEN GLOBAL DYNAMIC DIVI | $149,000 | – | 17,500 | +100.0% | 0.00% | – |
| NIQ | Buy | NUVEEN INT DUR QUAL MUN TRM | $141,000 | +3.7% | 11,413 | +3.3% | 0.00% | 0.0% |
| JDD | New | NUVEEN DIVERSIFIED DIV INCM | $136,000 | – | 14,709 | +100.0% | 0.00% | – |
| EIV | Buy | EATON VANCE MUN BD FD II | $126,000 | +7.7% | 11,478 | +14.1% | 0.00% | +100.0% |
| JPS | New | NUVEEN PFD & INCM SECURTIES | $124,000 | – | 15,011 | +100.0% | 0.00% | – |
| EFF | New | EATON VANCE FLTG RATE INCOM | $146,000 | – | 10,297 | +100.0% | 0.00% | – |
| CICWS | Sell | CAPITOL INVT CORP IV*w exp 01/01/202 | $83,000 | -66.5% | 83,333 | -50.0% | 0.00% | -66.7% |
| BCACR | BISON CAP ACQUISITION CORPright 03/20/2019 | $42,000 | -47.5% | 150,000 | 0.0% | 0.00% | 0.0% | |
| LOACR | New | LONGEVITY ACQUISITION CORPright 07/31/2020 | $50,000 | – | 125,000 | +100.0% | 0.00% | – |
| BRACW | BLACK RIDGE ACQUISITION CORP*w exp 07/10/202 | $63,000 | -33.7% | 210,000 | 0.0% | 0.00% | 0.0% | |
| BRACR | BLACK RIDGE ACQUISITION CORPright 07/10/2019 | $82,000 | +5.1% | 210,000 | 0.0% | 0.00% | 0.0% | |
| KBLMW | Sell | KBL MERGER CORP IV*w exp 01/15/202 | $45,000 | -79.5% | 500,000 | -50.0% | 0.00% | -66.7% |
| MHF | Sell | WESTERN ASSET MUN HI INCM FD | $75,000 | -3.8% | 10,830 | -1.1% | 0.00% | 0.0% |
| IPOAWS | SOCIAL CAP HEDOSOPHIA HLDGS*w exp 09/14/202 | $60,000 | -32.6% | 83,334 | 0.0% | 0.00% | 0.0% | |
| TZACW | New | TENZING ACQUISITION CORP*w exp 02/23/202 | $83,000 | – | 250,000 | +100.0% | 0.00% | – |
| IGA | New | VOYA GLBL ADV & PREM OPP FD | $108,000 | – | 11,750 | +100.0% | 0.00% | – |
| GNT | New | GAMCO NAT RES GOLD & INCOMEsh ben int | $55,000 | – | 11,142 | +100.0% | 0.00% | – |
| MMT | New | MFS MULTIMARKET INCOME TRsh ben int | $105,000 | – | 20,458 | +100.0% | 0.00% | – |
| TPGHWS | Buy | TPG PACE HLDGS CORP*w exp 06/27/202 | $101,000 | -13.7% | 440,166 | +560.3% | 0.00% | 0.0% |
| MTECW | Sell | MTECH ACQUISITION CORP*w exp 08/01/202 | $37,000 | -77.3% | 62,500 | -50.0% | 0.00% | -50.0% |
| MCN | New | MADISON CVRED CALL & EQ STR | $65,000 | – | 10,618 | +100.0% | 0.00% | – |
| GRX | New | GABELLI HLTHCARE & WELLNESS | $102,000 | – | 11,066 | +100.0% | 0.00% | – |
| SMSHW | New | SMAAASH ENTERTAINMENT INC*w exp 05/22/202 | $39,000 | – | 225,000 | +100.0% | 0.00% | – |
| WRLSW | Sell | PENSARE ACQUISITION CORP*w exp 07/27/202 | $50,000 | -80.8% | 250,000 | -50.0% | 0.00% | -66.7% |
| SMSH | New | SMAAASH ENTERTAINMENT INC | $38,000 | – | 18,800 | +100.0% | 0.00% | – |
| CHW | New | CALAMOS GBL DYN INCOME FUND | $91,000 | – | 13,820 | +100.0% | 0.00% | – |
| MMDMW | Sell | MODERN MEDIA ACQUISITION*w exp 05/17/202 | $85,000 | -83.3% | 425,000 | -50.0% | 0.00% | -83.3% |
| OPESW | OPES ACQUISITION CORP*w exp 03/13/202 | $73,000 | -27.0% | 250,000 | 0.0% | 0.00% | 0.0% | |
| RMT | New | ROYCE MICRO-CAP TR INC | $92,000 | – | 12,349 | +100.0% | 0.00% | – |
| ROSWQ | Sell | ROSEHILL RES INC*w exp 09/16/202 | $88,000 | -84.2% | 244,800 | -50.0% | 0.00% | -83.3% |
| DSKEW | DASEKE INC*w exp 02/27/202 | $60,000 | -80.1% | 378,003 | 0.0% | 0.00% | -66.7% | |
| CNACW | CONSTELLATION ALPHA CAP CORP*w exp 03/23/202 | $74,000 | -51.9% | 700,000 | 0.0% | 0.00% | -50.0% | |
| ARYAW | New | ARYA SCIENCES ACQUISITION CO*w exp 10/10/202 | $80,000 | – | 50,000 | +100.0% | 0.00% | – |
| BRPAW | BIG ROCK PARTNERS ACQUISI CO*w exp 12/01/202 | $38,000 | -15.6% | 100,000 | 0.0% | 0.00% | 0.0% | |
| HCCHW | HL ACQUISITIONS CORP*w exp 06/21/202 | $81,000 | -16.5% | 270,000 | 0.0% | 0.00% | 0.0% | |
| BRPAR | BIG ROCK PARTNERS ACQUISI COright 12/01/2022 | $72,000 | -28.0% | 200,000 | 0.0% | 0.00% | 0.0% | |
| JSYNR | JENSYN ACQUISITION CORPright 99/99/9999 | $35,000 | -45.3% | 174,000 | 0.0% | 0.00% | -100.0% | |
| RBZ | New | REEBONZ HLDG LTD | $31,000 | – | 15,000 | +100.0% | 0.00% | – |
| VLYWS | Exit | VALLEY NATL BANCORP*w exp 11/14/201 | $0 | – | -114,185 | -100.0% | 0.00% | – |
| AMRWW | ALTA MESA RES INC*w exp 03/28/202 | $26,000 | -83.1% | 308,333 | 0.0% | 0.00% | -100.0% | |
| JASNW | JASON INDS INC*w exp 06/30/201 | $33,000 | 0.0% | 1,933,070 | 0.0% | 0.00% | – | |
| BHACW | Exit | BARINGTON HILCO ACQUISITION*w exp 02/11/202 | $0 | – | -487,260 | -100.0% | 0.00% | – |
| CYHHZ | COMMUNITY HEALTH SYS INC NEWright 12/31/2019 | $8,000 | -85.7% | 9,282,097 | 0.0% | 0.00% | -100.0% | |
| RBZWF | New | REEBONZ HLDG LTD*w exp 12/19/202 | $14,000 | – | 75,000 | +100.0% | 0.00% | – |
| ESTWF | Sell | ESTRE AMBIENTAL INC*w exp 12/21/202 | $36,000 | -90.9% | 661,870 | -50.0% | 0.00% | -100.0% |
| LOACW | New | LONGEVITY ACQUISITION CORP*w exp 07/31/202 | $19,000 | – | 125,000 | +100.0% | 0.00% | – |
| SCACW | SABAN CAP ACQUISITION CORP*w exp 09/21/202 | $25,000 | -45.7% | 42,000 | 0.0% | 0.00% | -100.0% | |
| JSYNW | JENSYN ACQUISITION CORP*w exp 03/07/202 | $12,000 | -25.0% | 174,000 | 0.0% | 0.00% | – | |
| BCACW | BISON CAP ACQUISITION CORP*w exp 06/20/202 | $18,000 | -53.8% | 75,000 | 0.0% | 0.00% | – | |
| DOTAR | Exit | DRAPER OAKWOOD TECHNOLOGYright 09/19/2018 | $0 | – | -150,000 | -100.0% | -0.00% | – |
| STLRW | Exit | STELLAR ACQUISITION III INC*w exp 03/22/202 | $0 | – | -600,000 | -100.0% | -0.00% | – |
| BHACR | Exit | BARINGTON HILCO ACQUISITIONright 08/11/2017 | $0 | – | -487,260 | -100.0% | -0.00% | – |
| IAMXR | Exit | I AM CAP ACQUISITION COright 05/22/2019 | $0 | – | -225,000 | -100.0% | -0.00% | – |
| DOTAW | Exit | DRAPER OAKWOOD TECHNOLOGY*w exp 09/19/202 | $0 | – | -75,000 | -100.0% | -0.00% | – |
| IAMXW | Exit | I AM CAP ACQUISITION CO*w exp 05/22/202 | $0 | – | -225,000 | -100.0% | -0.00% | – |
| OPRA | Exit | OPERA LTDsponsored ads | $0 | – | -10,000 | -100.0% | -0.00% | – |
| AHPAW | Exit | AVISTA HEALTHCARE PUB ACQ CO*w exp 10/07/202 | $0 | – | -1,000,000 | -100.0% | -0.00% | – |
| MVF | Exit | BLACKROCK MUNIVEST FD INC | $0 | – | -20,681 | -100.0% | -0.00% | – |
| CMSSW | Exit | CM SEVEN STAR ACQUISITION CO*w exp 08/21/202 | $0 | – | -375,000 | -100.0% | -0.00% | – |
| STNLW | Exit | SENTINEL ENERGY SVCS INC*w exp 11/02/202 | $0 | – | -133,333 | -100.0% | -0.00% | – |
| HNTWF | Exit | HUNTER MARITIME ACQUISITION*w exp 11/17/202 | $0 | – | -470,000 | -100.0% | -0.00% | – |
| VPV | Exit | INVESCO PA VALUE MUN INCOME | $0 | – | -12,235 | -100.0% | -0.00% | – |
| GSHTW | Exit | GORES HLDGS II INC*w exp 01/13/202 | $0 | – | -133,333 | -100.0% | -0.00% | – |
| BBN | Exit | BLACKROCK TAX MUNICPAL BD TR | $0 | – | -12,223 | -100.0% | -0.00% | – |
| MYD | Exit | BLACKROCK MUNIYIELD FD INC | $0 | – | -17,532 | -100.0% | -0.00% | – |
| BE | Exit | BLOOM ENERGY CORP | $0 | – | -10,000 | -100.0% | -0.00% | – |
| KAACW | Exit | KAYNE ANDERSON ACQUISITION*w exp 06/30/202 | $0 | – | -250,000 | -100.0% | -0.00% | – |
| DAVA | Exit | ENDAVA PLCads | $0 | – | -15,000 | -100.0% | -0.01% | – |
| EEP | Exit | ENBRIDGE ENERGY PARTNERS L P | $0 | – | -45,400 | -100.0% | -0.01% | – |
| HCACWS | Exit | HENNESSY CAP ACQUSTON CORP I*w exp 06/15/202 | $0 | – | -375,000 | -100.0% | -0.01% | – |
| INDUW | Exit | INDUSTREA ACQUISITION CORP*w exp 08/01/202 | $0 | – | -500,000 | -100.0% | -0.01% | – |
| EACQW | Exit | EASTERLY ACQUISITION CORP*w exp 07/29/202 | $0 | – | -573,250 | -100.0% | -0.01% | – |
| FGWS | Exit | FGL HLDGS*w exp 11/30/202 | $0 | – | -300,000 | -100.0% | -0.01% | – |
| LCAHW | Exit | LANDCADIA HLDGS INC*w exp 06/01/202 | $0 | – | -500,000 | -100.0% | -0.01% | – |
| SEP | Exit | SPECTRA ENERGY PARTNERS LP | $0 | – | -16,900 | -100.0% | -0.01% | – |
| GRFS | Exit | GRIFOLS S Asp adr rep b nvt | $0 | – | -49,287 | -100.0% | -0.01% | – |
| ETP | Exit | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $0 | – | -54,600 | -100.0% | -0.01% | – |
| LOACU | Exit | LONGEVITY ACQUISITION CORPunit 08/29/2024 | $0 | – | -125,000 | -100.0% | -0.02% | – |
| IMXIW | Exit | INTERNATIONAL MNY EXPRESS IN*w exp 01/19/202 | $0 | – | -550,000 | -100.0% | -0.02% | – |
| MPACW | Exit | MATLIN & PARTNERS ACQUISITIO*w exp 05/28/202 | $0 | – | -1,890,400 | -100.0% | -0.02% | – |
| BCAC | Exit | BISON CAP ACQUISITION CORP | $0 | – | -150,000 | -100.0% | -0.02% | – |
| SREPRB | Exit | SEMPRA ENERGY6.75% cnv pfd b | $0 | – | -19,075 | -100.0% | -0.02% | – |
| SIRI | Exit | SIRIUS XM HLDGS INC | $0 | – | -318,900 | -100.0% | -0.02% | – |
| STLR | Exit | STELLAR ACQUISITION III INC | $0 | – | -198,700 | -100.0% | -0.02% | – |
| WDC | Exit | WESTERN DIGITAL CORP | $0 | – | -40,530 | -100.0% | -0.03% | – |
| TZACU | Exit | TENZING ACQUISITION CORPunit 08/24/2024 | $0 | – | -250,000 | -100.0% | -0.03% | – |
| Exit | AEGEAN MARINE PETE NETWORK Inote 4.250%12/1 | $0 | – | -5,000,000 | -100.0% | -0.03% | – | |
| DOTA | Exit | DRAPER OAKWOOD TECHNOLOGY | $0 | – | -303,100 | -100.0% | -0.04% | – |
| Exit | PDL BIOPHARMA INCnote 2.750%12/0 | $0 | – | -3,150,000 | -100.0% | -0.04% | – | |
| STNL | Exit | SENTINEL ENERGY SVCS INC | $0 | – | -399,999 | -100.0% | -0.04% | – |
| QTWO | Exit | Q2 HLDGS INC | $0 | – | -64,420 | -100.0% | -0.04% | – |
| HCAC | Exit | HENNESSY CAP ACQUSTON CORP I | $0 | – | -400,000 | -100.0% | -0.05% | – |
| IAM | Exit | I AM CAP ACQUISITION CO | $0 | – | -450,000 | -100.0% | -0.05% | – |
| INDU | Exit | INDUSTREA ACQUISITION CORPcl a | $0 | – | -730,582 | -100.0% | -0.09% | – |
| Exit | ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0 | $0 | – | -7,275,000 | -100.0% | -0.09% | – | |
| XOXO | Exit | XO GROUP INC | $0 | – | -231,064 | -100.0% | -0.09% | – |
| ZEN | Exit | ZENDESK INC | $0 | – | -115,549 | -100.0% | -0.10% | – |
| GRSHU | Exit | GORES HOLDINGS III INCunit 09/07/2024 | $0 | – | -1,000,000 | -100.0% | -0.12% | – |
| Exit | CONVERGYS CORPsdcv 5.750% 9/1 | $0 | – | -4,725,000 | -100.0% | -0.12% | – | |
| LPNT | Exit | LIFEPOINT HEALTH INC | $0 | – | -167,773 | -100.0% | -0.12% | – |
| Exit | FINISAR CORPnote 0.500%12/1 | $0 | – | -12,101,000 | -100.0% | -0.14% | – | |
| MZOR | Exit | MAZOR ROBOTICS LTDsponsored ads | $0 | – | -208,818 | -100.0% | -0.14% | – |
| WEB | Exit | WEB COM GROUP INC | $0 | – | -436,556 | -100.0% | -0.14% | – |
| Exit | AMTRUST FINL SVCS INCnote 2.750%12/1 | $0 | – | -13,250,000 | -100.0% | -0.14% | – | |
| VSM | Exit | VERSUM MATLS INC | $0 | – | -364,069 | -100.0% | -0.15% | – |
| YUMC | Exit | YUM CHINA HLDGS INC | $0 | – | -403,131 | -100.0% | -0.16% | – |
| SPAQU | Exit | SPARTAN ENERGY ACQUISITON COunit 99/99/9999 | $0 | – | -1,450,000 | -100.0% | -0.17% | – |
| DVMT | Exit | DELL TECHNOLOGIES INC | $0 | – | -158,036 | -100.0% | -0.18% | – |
| KTWO | Exit | K2M GROUP HLDGS INC | $0 | – | -570,153 | -100.0% | -0.18% | – |
| COBZ | Exit | COBIZ FINANCIAL INC | $0 | – | -707,849 | -100.0% | -0.18% | – |
| CCCU | Exit | CHURCHILL CAP CORPunit 99/99/9999 | $0 | – | -1,550,000 | -100.0% | -0.18% | – |
| SONC | Exit | SONIC CORP | $0 | – | -375,349 | -100.0% | -0.19% | – |
| XCRA | Exit | XCERRA CORP | $0 | – | -1,233,008 | -100.0% | -0.20% | – |
| Exit | TWO HBRS INVT CORPnote 6.250% 1/1 | $0 | – | -17,050,000 | -100.0% | -0.20% | – | |
| FBNK | Exit | FIRST CONN BANCORP INC MD | $0 | – | -595,299 | -100.0% | -0.20% | – |
| BKHU | Exit | BLACK HILLS CORPunit 99/99/9999 | $0 | – | -281,523 | -100.0% | -0.20% | – |
| KLXI | Exit | KLX INC | $0 | – | -284,219 | -100.0% | -0.21% | – |
| ADNT | Exit | ADIENT PLC | $0 | – | -466,806 | -100.0% | -0.21% | – |
| KMG | Exit | KMG CHEMICALS INC | $0 | – | -254,893 | -100.0% | -0.22% | – |
| Exit | TEAM INCnote 5.000% 8/0 | $0 | – | -15,400,000 | -100.0% | -0.22% | – | |
| SYNT | Exit | SYNTEL INC | $0 | – | -542,443 | -100.0% | -0.26% | – |
| Exit | BIOMARIN PHARMACEUTICAL INCnote 0.750%10/1 | $0 | – | -24,825,000 | -100.0% | -0.30% | – | |
| Exit | ENSCO JERSEY FIN LTDnote 3.000% 1/3 | $0 | – | -27,575,000 | -100.0% | -0.32% | – | |
| CVG | Exit | CONVERGYS CORP | $0 | – | -1,292,506 | -100.0% | -0.35% | – |
| AA | Exit | ALCOA CORP | $0 | – | -765,797 | -100.0% | -0.36% | – |
| Exit | SPIRIT RLTY CAP INC NEWnote 2.875% 5/1 | $0 | – | -33,500,000 | -100.0% | -0.39% | – | |
| Exit | LENDINGTREE INC NEWnote 0.625% 6/0 | $0 | – | -26,700,000 | -100.0% | -0.39% | – | |
| ORIG | Exit | OCEAN RIG UDW INC | $0 | – | -1,146,397 | -100.0% | -0.46% | – |
| LW | Exit | LAMB WESTON HLDGS INC | $0 | – | -620,877 | -100.0% | -0.48% | – |
| OCLR | Exit | OCLARO INC | $0 | – | -4,858,759 | -100.0% | -0.50% | – |
| GPT | Exit | GRAMERCY PPTY TR | $0 | – | -1,644,395 | -100.0% | -0.52% | – |
| AFSI | Exit | AMTRUST FINL SVCS INC | $0 | – | -3,209,147 | -100.0% | -0.54% | – |
| LHO | Exit | LASALLE HOTEL PPTYS | $0 | – | -1,402,284 | -100.0% | -0.56% | – |
| MITL | Exit | MITEL NETWORKS CORP | $0 | – | -5,113,931 | -100.0% | -0.65% | – |
| SVU | Exit | SUPERVALU INC | $0 | – | -1,892,358 | -100.0% | -0.70% | – |
| Exit | EXACT SCIENCES CORPdbcv 1.000% 1/1 | $0 | – | -50,100,000 | -100.0% | -0.72% | – | |
| PNK | Exit | PINNACLE ENTMT INC NEW | $0 | – | -1,903,218 | -100.0% | -0.74% | – |
| Exit | WAYFAIR INCnote 0.375% 9/0 | $0 | – | -43,500,000 | -100.0% | -0.76% | – | |
| EVHC | Exit | ENVISION HEALTHCARE CORP | $0 | – | -1,933,088 | -100.0% | -1.02% | – |
| EGN | Exit | ENERGEN CORP | $0 | – | -1,071,916 | -100.0% | -1.06% | – |
| KS | Exit | KAPSTONE PAPER & PACKAGING C | $0 | – | -2,874,376 | -100.0% | -1.12% | – |
| SODA | Exit | SODASTREAM INTERNATIONAL LTD | $0 | – | -709,772 | -100.0% | -1.17% | – |
| FCEA | Exit | FOREST CITY RLTY TR INC | $0 | – | -4,955,753 | -100.0% | -1.43% | – |
| PF | Exit | PINNACLE FOODS INC DEL | $0 | – | -2,168,990 | -100.0% | -1.62% | – |
| AET | Exit | AETNA INC NEW | $0 | – | -709,175 | -100.0% | -1.66% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG CO | $0 | – | -1,756,711 | -100.0% | -1.92% | – |
| ANDV | Exit | ANDEAVOR | $0 | – | -1,227,591 | -100.0% | -2.17% | – |
| CA | Exit | CA INC | $0 | – | -4,321,754 | -100.0% | -2.20% | – |
| Exit | INTEL CORPsdcv 3.250% 8/0 | $0 | – | -84,083,000 | -100.0% | -2.23% | – | |
| COL | Exit | ROCKWELL COLLINS INC | $0 | – | -1,505,608 | -100.0% | -2.44% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WELLPOINT INC | 29 | Q1 2022 | 2.4% |
| ATLANTICUS HOLDINGS CORP | 26 | Q2 2021 | 0.4% |
| COMPUCREDIT HLDGS CORP | 24 | Q4 2020 | 0.2% |
| NOVELLUS SYS INC | 23 | Q1 2021 | 8.5% |
| BOOKING HOLDINGS INC | 23 | Q3 2023 | 0.8% |
| BLACKROCK RES & COMM STRAT T | 22 | Q3 2023 | 0.2% |
| PATRIOT NATL BANCORP INC | 22 | Q3 2023 | 0.1% |
| NATIONAL ENERGY SERVICES REU | 22 | Q3 2022 | 0.0% |
| THERAVANCE INC | 21 | Q3 2021 | 0.7% |
| NUVEEN NJ DIV ADVANTAGE MUN | 21 | Q3 2023 | 0.1% |
View AQR Arbitrage LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| CIS Acquisition Ltd. | July 21, 2014 | 990,000 | 14.5% |
| Intermec, Inc.Sold out | February 11, 2014 | 0 | 0.0% |
| WILD OATS MARKETS INCSold out | February 14, 2013 | 0 | 0.0% |
| KAYAK Software Corp | January 09, 2013 | 589,972 | 12.9% |
| Hyde Park Acquisition Corp. II | September 06, 2012 | 1,264,900 | 12.6% |
| China Networks International Holdings Ltd | February 14, 2012 | 3,049,704 | 7.4% |
| BELL MICROPRODUCTS INC | February 14, 2008 | 375 | 1.9% |
| CRA INTERNATIONAL, INC.Sold out | February 14, 2008 | 0 | 0.0% |
| ENCORE CAPITAL GROUP INCSold out | February 14, 2008 | 0 | 0.0% |
| EVERGREEN SOLAR INC | February 14, 2008 | 4,375 | 0.3% |
View AQR Arbitrage LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 4 | 2023-04-19 |
| 3 | 2023-04-18 |
| 4 | 2023-03-23 |
| 4 | 2023-03-13 |
| 13F-HR | 2023-02-14 |
| 3 | 2022-11-21 |
View AQR Arbitrage LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.