$562 Thousand is the total value of HOLLENCREST CAPITAL MANAGEMENT's 687230 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 25.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETFindex cef | $97,320,000 | +28.0% | 412,829 | +21.4% | 14.16% | +23.5% |
| QQQ | Sell | POWERSHARES QQQ TRUST SRS 1 ETindex cef | $52,890,000 | +9.4% | 399,529 | -2.1% | 7.70% | +5.6% |
| BRKB | Buy | BERKSHIRE HATHAWAY CLASS B | $33,021,000 | +2.7% | 198,110 | +0.4% | 4.80% | -0.9% |
| UPS | Sell | UNITED PARCEL SRVC CLASS B | $31,375,000 | -14.7% | 292,404 | -8.9% | 4.56% | -17.7% |
| XLK | Buy | TECHNOLOGY SELECT SECTOR SPDRindex cef | $16,705,000 | +18.7% | 313,360 | +7.7% | 2.43% | +14.6% |
| XLV | Buy | SELECT SECTOR HEALTH CARE SPDRindex cef | $14,812,000 | +2236.3% | 199,184 | +2066.2% | 2.16% | +2144.8% |
| FNF | Sell | FIDELITY NATIONAL FINANCIALIN | $12,647,000 | +14.4% | 324,775 | -0.2% | 1.84% | +10.4% |
| SPLV | New | POWERSHARES S&P 500 LOW VOLATindex cef | $11,823,000 | – | 271,967 | +100.0% | 1.72% | – |
| IGSB | Buy | ISHARES 1-3 YEAR CREDIT BOND Eetf | $11,049,000 | +0.6% | 105,002 | +0.4% | 1.61% | -2.8% |
| PM | Buy | PHILIP MORRIS INTL | $10,904,000 | +24.4% | 96,585 | +0.8% | 1.59% | +20.1% |
| TSM | Sell | TAIWAN SEMICONDUCTR F SPONSOREadr | $10,085,000 | +14.1% | 307,085 | -0.1% | 1.47% | +10.1% |
| IVV | Buy | ISHARES CORE S&P 500 ETFindex cef | $9,816,000 | +8.9% | 41,369 | +3.3% | 1.43% | +5.2% |
| WPZ | Buy | WILLIAMS PARTNERS LP LPlp | $9,147,000 | +26.7% | 224,038 | +18.0% | 1.33% | +22.3% |
| FIS | FIDELITY NATL INFO | $8,874,000 | +5.3% | 111,455 | 0.0% | 1.29% | +1.6% | |
| VTV | Sell | VANGUARD VALUE ETFindex cef | $8,032,000 | -35.7% | 84,218 | -37.3% | 1.17% | -37.9% |
| DXJ | Buy | WISDOMTREE JAPAN HEDGED EQUITYindex cef | $7,963,000 | +4.6% | 157,294 | +2.4% | 1.16% | +1.0% |
| IUSG | Buy | ISHARES CORE S&P US GROWTH ETFindex cef | $7,911,000 | +11.5% | 170,560 | +3.2% | 1.15% | +7.7% |
| AMZN | Buy | AMAZON COM INC | $7,560,000 | +23.2% | 8,527 | +4.2% | 1.10% | +18.9% |
| HYS | Buy | PIMCO 0-5 YEAR HIGH YLD BND IDetf | $6,977,000 | +13.1% | 69,042 | +11.8% | 1.02% | +9.1% |
| BOND | Buy | PIMCO TOTAL RETURN ACTIVE ETFetf | $6,528,000 | +65.0% | 61,975 | +63.1% | 0.95% | +59.1% |
| USB | Buy | U S BANCORP | $6,500,000 | +0.3% | 126,212 | +0.0% | 0.95% | -3.2% |
| EWG | ISHARES MSCI GERMANY ETFindex cef | $6,440,000 | +8.6% | 224,000 | 0.0% | 0.94% | +4.8% | |
| MCA | Sell | BLACKROCK MUNIYIELD CALInon-tax cef | $6,353,000 | +0.1% | 431,259 | -1.4% | 0.92% | -3.3% |
| Sell | GOLDEN GATE CAP OPPTNTY FD LPlp | $6,318,000 | -9.1% | 6,455,976 | -2.7% | 0.92% | -12.3% | |
| ISTB | ISHARES CORE 1-5 YEAR USD BOetf | $5,492,000 | +0.2% | 109,570 | 0.0% | 0.80% | -3.3% | |
| INTC | Sell | INTEL CORP | $5,095,000 | -2.1% | 141,262 | -1.5% | 0.74% | -5.6% |
| TOTL | Buy | SPDR DOUBLELINE TTL RTRN TTCLetf | $4,435,000 | +116.8% | 90,760 | +114.6% | 0.64% | +109.4% |
| VCSH | Sell | VANGUARD SCOTTSDALE FUNDS VANGetf | $4,261,000 | -17.1% | 53,433 | -17.4% | 0.62% | -19.9% |
| SJNK | Sell | SPDR BLMBRG BRCLY SHT TRM HGHetf | $4,234,000 | -7.6% | 151,429 | -8.5% | 0.62% | -10.7% |
| AGG | Buy | ISHARES CORE US AGGREGATE BONDetf | $4,110,000 | +7.0% | 37,880 | +6.6% | 0.60% | +3.3% |
| Sell | Security Etch Intl Sr-B Red/Cvpfd | $4,068,000 | +16.7% | 1,022,326 | -1.8% | 0.59% | +12.5% | |
| AAPL | Sell | APPLE INC | $3,865,000 | +21.4% | 26,905 | -2.2% | 0.56% | +17.1% |
| PFE | Sell | PFIZER INCORPORATED | $3,856,000 | -2.0% | 112,724 | -6.9% | 0.56% | -5.4% |
| MSFT | Buy | MICROSOFT CORP | $3,769,000 | +9.1% | 57,228 | +2.9% | 0.55% | +5.2% |
| MRK | Sell | MERCK & CO INC | $3,629,000 | +6.5% | 57,114 | -1.3% | 0.53% | +2.7% |
| SHY | ISHARES 1-3 YEAR TREASRY BONDetf | $3,516,000 | +0.1% | 41,600 | 0.0% | 0.51% | -3.4% | |
| NEAR | ISHARES SHORT MATURITY BONDetf | $3,510,000 | +0.1% | 69,860 | 0.0% | 0.51% | -3.4% | |
| CEF | CENTRAL FUND CDA CF | $3,503,000 | +13.9% | 272,400 | 0.0% | 0.51% | +9.9% | |
| BAC | Sell | BANK OF AMERICA CORP | $3,485,000 | +5.2% | 147,733 | -1.5% | 0.51% | +1.4% |
| GE | Sell | GENERAL ELECTRIC CO | $3,455,000 | -6.2% | 115,932 | -0.6% | 0.50% | -9.4% |
| BFK | Sell | BLACKROCK MUNICIPAL INCOnon-tax cef | $3,306,000 | -2.0% | 237,162 | -2.7% | 0.48% | -5.3% |
| TIP | Buy | ISHARES TIPS BOND ETFetf | $3,239,000 | +9.0% | 28,248 | +7.6% | 0.47% | +5.1% |
| IWF | Buy | ISHARES RUSSELL 1000 GROWTH ETindex cef | $3,083,000 | +8.8% | 27,087 | +0.3% | 0.45% | +5.2% |
| CAT | Sell | CATERPILLAR INC | $3,007,000 | -2.0% | 32,417 | -2.0% | 0.44% | -5.2% |
| EFA | Buy | ISHARES MSCI EAFE ETFindex cef | $2,893,000 | +25.0% | 46,438 | +15.8% | 0.42% | +20.6% |
| ORCL | Buy | ORACLE CORPORATION | $2,880,000 | +46.6% | 64,574 | +26.4% | 0.42% | +41.6% |
| VZ | Buy | VERIZON COMMUNICATN | $2,881,000 | -5.3% | 59,099 | +3.7% | 0.42% | -8.7% |
| SDY | Sell | SPDR S&P DIVIDEND ETFindex cef | $2,835,000 | -29.9% | 32,163 | -32.0% | 0.41% | -32.3% |
| LQD | Sell | ISHARES IBOXX INVT GRADE BONDetf | $2,831,000 | -57.4% | 24,010 | -57.7% | 0.41% | -58.9% |
| VIG | Buy | VANGUARD DIVIDEND APPRECIATIONindex cef | $2,799,000 | +6.3% | 31,118 | +0.7% | 0.41% | +2.5% |
| IWB | Buy | ISHARES RUSSELL 1000 ETFindex cef | $2,771,000 | +5.8% | 21,110 | +0.3% | 0.40% | +2.0% |
| OEF | ISHARES S&P 100 ETFindex cef | $2,635,000 | +5.4% | 25,169 | 0.0% | 0.38% | +1.6% | |
| RSX | Buy | VANECK VECTORS RUSSIA ETFetfs | $2,514,000 | +0.8% | 121,619 | +3.5% | 0.37% | -2.7% |
| SHV | ISHARES SHORT TREASURY BONDetf | $2,500,000 | +0.0% | 22,660 | 0.0% | 0.36% | -3.4% | |
| IWR | Buy | ISHARES RUSSELL MID CAP ETFindex cef | $2,470,000 | +12.2% | 13,197 | +7.2% | 0.36% | +8.1% |
| MYC | Buy | BLACKROCK MUNIYIELD CALInon-tax cef | $2,438,000 | -2.2% | 165,511 | +1.4% | 0.36% | -5.6% |
| VUG | Buy | VANGUARD INDEX FUNDS VANGUARDindex cef | $2,391,000 | +10.0% | 19,657 | +0.8% | 0.35% | +6.1% |
| ICF | Sell | ISHARES COHEN AND STEERS REITetf | $2,352,000 | -2.5% | 23,583 | -2.6% | 0.34% | -6.0% |
| 1/100 BERKSHIRE HTWY CLA 100 S | $2,249,000 | +2.4% | 900 | 0.0% | 0.33% | -1.2% | ||
| HEDJ | Buy | WISDOMTREE EUROPE HEDGED EQTYindex cef | $2,204,000 | +9.5% | 35,090 | +0.1% | 0.32% | +5.9% |
| XLF | Sell | SELECT STR FINANCIAL SELECT SPindex cef | $2,106,000 | -85.0% | 88,744 | -85.3% | 0.31% | -85.5% |
| VTI | Buy | VANGUARD TOTAL STOCK MARKET ETindex cef | $2,102,000 | +5.6% | 17,322 | +0.3% | 0.31% | +2.0% |
| GDXJ | VANECK VECTORS JR GOLD MINERSindex cef | $2,087,000 | +14.0% | 58,000 | 0.0% | 0.30% | +10.1% | |
| PG | Sell | PROCTER & GAMBLE | $1,979,000 | +5.5% | 22,029 | -1.3% | 0.29% | +1.8% |
| MO | Buy | ALTRIA GROUP INC | $1,963,000 | +16.1% | 27,490 | +9.9% | 0.29% | +12.2% |
| FARM CREDIT BANK O 0 PFD DUE 1pfd | $1,960,000 | +2.5% | 1,600 | 0.0% | 0.28% | -1.0% | ||
| DVY | Buy | ISHARES SELECT DIVIDEND ETFindex cef | $1,877,000 | +6.2% | 20,611 | +3.3% | 0.27% | +2.6% |
| PFF | Buy | ISHARES U S PFD ETF U S PFD STetf | $1,851,000 | +4.6% | 47,824 | +0.5% | 0.27% | +0.7% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,802,000 | +3.3% | 20,517 | +1.5% | 0.26% | -0.4% |
| WMB | Buy | WILLIAMS COMPANIES | $1,703,000 | +36.9% | 57,569 | +44.2% | 0.25% | +31.9% |
| GAB | Sell | GABELLI EQUITY CFcefs | $1,696,000 | -4.5% | 284,208 | -11.7% | 0.25% | -7.8% |
| MINT | Buy | PIMCO ENHANCED SHRT MATURTY ACetf | $1,690,000 | +4.8% | 16,620 | +4.5% | 0.25% | +1.2% |
| C | Sell | CITIGROUP INC NEW | $1,652,000 | +0.6% | 27,613 | -0.0% | 0.24% | -3.2% |
| ETP | New | ENERGY TRANSFER PART LPlp | $1,630,000 | – | 44,635 | +100.0% | 0.24% | – |
| OGZPY | GAZPROM PJSC F ADR 1 ADR REPSadr | $1,631,000 | -10.2% | 363,600 | 0.0% | 0.24% | -13.5% | |
| VNQ | Sell | VANGUARD REIT ETFetf | $1,614,000 | -4.6% | 19,540 | -4.7% | 0.24% | -7.8% |
| BX | Buy | BLACKSTONE GROUP LP LPlp | $1,535,000 | +12.3% | 51,686 | +2.2% | 0.22% | +8.3% |
| PACW | PACWEST BANCORP | $1,501,000 | -2.2% | 28,179 | 0.0% | 0.22% | -5.6% | |
| FNFV | FIDELITY NATIONAL FINANCIALIN | $1,471,000 | -3.3% | 111,033 | 0.0% | 0.21% | -6.6% | |
| NGL | New | NGL ENERGY PARTNER LPlp | $1,455,000 | – | 64,400 | +100.0% | 0.21% | – |
| XLI | New | SELECT SECTOR INDUSTRIAL SPDRindex cef | $1,449,000 | – | 22,268 | +100.0% | 0.21% | – |
| EVT | Buy | EATON VANCE TAX ADVANTAGcefs | $1,444,000 | +3.3% | 68,277 | +0.3% | 0.21% | -0.5% |
| XLE | Sell | ENERGY SELECT SECTOR SPDR ETFindex cef | $1,409,000 | -36.9% | 20,157 | -32.0% | 0.20% | -39.2% |
| BA | Sell | BOEING CO | $1,410,000 | -0.4% | 7,975 | -12.3% | 0.20% | -3.8% |
| POPE | POPE RESOURCES DEP LPlp | $1,387,000 | +8.9% | 19,597 | 0.0% | 0.20% | +5.2% | |
| V | Sell | VISA INC CLASS A | $1,342,000 | -5.0% | 15,096 | -16.6% | 0.20% | -8.5% |
| FB | Buy | FACEBOOK INC CLASS A | $1,315,000 | +38.7% | 9,254 | +12.2% | 0.19% | +33.6% |
| IJJ | New | ISHARES S&P MIDCAP400 VALUEETFindex cef | $1,315,000 | – | 8,857 | +100.0% | 0.19% | – |
| IWM | Buy | ISHARES RUSSELL 2000 ETFindex cef | $1,303,000 | +2.3% | 9,474 | +0.2% | 0.19% | -1.0% |
| ARRY | ARRAY BIOPHARMA INC | $1,265,000 | +1.7% | 141,470 | 0.0% | 0.18% | -2.1% | |
| MFC | MANULIFE FINANCIAL F | $1,256,000 | -0.4% | 70,786 | 0.0% | 0.18% | -3.7% | |
| GOOG | Sell | ALPHABET INC. CLASS C | $1,253,000 | +6.4% | 1,511 | -1.0% | 0.18% | +2.2% |
| GOLD | BARRICK GOLD CORP F | $1,244,000 | +18.8% | 65,515 | 0.0% | 0.18% | +14.6% | |
| M | MACYS INC | $1,245,000 | -17.2% | 42,000 | 0.0% | 0.18% | -20.3% | |
| BB | BLACKBERRY LTD F | $1,243,000 | +12.5% | 160,275 | 0.0% | 0.18% | +8.4% | |
| EWZ | ISHARES MSCI BRAZIL CAPPED ETFindex cef | $1,199,000 | +12.4% | 32,000 | 0.0% | 0.17% | +8.1% | |
| BOE | BLACKROCK GLOBAL OPPORTUcefs | $1,189,000 | +7.2% | 95,873 | 0.0% | 0.17% | +3.6% | |
| CLNS | New | COLONY NORTHSTAR INC | $1,181,000 | – | 91,522 | +100.0% | 0.17% | – |
| FLOT | Buy | ISHARES FLOATING RATE BOND ETFetf | $1,168,000 | +7.2% | 22,956 | +6.8% | 0.17% | +3.7% |
| IWV | ISHARES RUSSELL 3000 ETFindex cef | $1,164,000 | +5.1% | 8,323 | 0.0% | 0.17% | +1.2% | |
| PBFX | New | PBF LOGISTICS LPlp | $1,075,000 | – | 49,900 | +100.0% | 0.16% | – |
| VEA | Buy | VANGUARD FTSE DEVELOPED MARKETindex cef | $1,060,000 | +8.5% | 26,966 | +0.8% | 0.15% | +4.8% |
| XLU | Buy | SELECT SECTOR UTI SELECT SPDRindex cef | $1,061,000 | +6.5% | 20,670 | +0.8% | 0.15% | +2.7% |
| XTN | SPDR S&P TRANSPORTATION ETFindex cef | $1,025,000 | -2.1% | 19,390 | 0.0% | 0.15% | -5.7% | |
| SMLP | New | SUMMIT MIDSTREAM PARTNERS LPlp | $1,022,000 | – | 42,600 | +100.0% | 0.15% | – |
| TGT | New | TARGET CORPORATION | $1,016,000 | – | 18,410 | +100.0% | 0.15% | – |
| BKLN | Buy | POWERSHARES SENIOR LOAN ETFetf | $1,000,000 | +82.1% | 42,988 | +82.8% | 0.15% | +75.9% |
| ENBL | New | Enable Midstream Partners LPlp | $995,000 | – | 59,600 | +100.0% | 0.14% | – |
| BKFS | BLACK KNIGHT FINL SVCSINC CL A | $996,000 | +1.3% | 26,000 | 0.0% | 0.14% | -2.0% | |
| JAX | J ALEXANDERS HOLDING CLASS A | $993,000 | -6.5% | 98,772 | 0.0% | 0.14% | -10.0% | |
| DCP | New | DCP MIDSTREAM PARTNERS LPlp | $965,000 | – | 24,600 | +100.0% | 0.14% | – |
| SIEGY | Buy | SIEMENS A G F SPONSORED ADR 1adr | $959,000 | +11.9% | 14,000 | +100.0% | 0.14% | +8.5% |
| NAC | Buy | NUVEEN CALIFORNIA DIVIDEnon-tax cef | $955,000 | +5.9% | 66,274 | +3.9% | 0.14% | +2.2% |
| EPV | PROSHARES ULTRASHORT FTSE EUROindex cef | $958,000 | -15.4% | 22,000 | 0.0% | 0.14% | -18.7% | |
| FEZ | SPDR EURO STOXX 50 ETFindex cef | $945,000 | +8.6% | 26,000 | 0.0% | 0.14% | +5.3% | |
| ENLK | Buy | ENLINK MIDSTREAM PTR LPlp | $946,000 | +120.5% | 51,700 | +122.3% | 0.14% | +112.3% |
| NS | New | NUSTAR ENERGY LP LPlp | $946,000 | – | 18,200 | +100.0% | 0.14% | – |
| CEQP | New | CRESTWOOD EQUITY PARTNERS LPlp | $948,000 | – | 36,100 | +100.0% | 0.14% | – |
| SCHX | Buy | SCHWAB US LARGE CAP ETFindex cef | $916,000 | +13.9% | 16,275 | +7.8% | 0.13% | +9.9% |
| CRM | Buy | SALESFORCE COM | $874,000 | +255.3% | 10,600 | +194.4% | 0.13% | +243.2% |
| CMCSA | Buy | COMCAST CORPORATION CLASS A | $853,000 | +5.6% | 22,680 | +93.7% | 0.12% | +1.6% |
| AMID | New | AMERICAN MIDSTREAM PARTNERS LPlp | $835,000 | – | 56,200 | +100.0% | 0.12% | – |
| ETO | Sell | EATON VANCE TX ADVNT GLBcefs | $832,000 | +3.6% | 36,090 | -6.5% | 0.12% | 0.0% |
| GOOGL | Sell | ALPHABET INC. CLASS A | $815,000 | -40.5% | 962 | -44.3% | 0.12% | -42.2% |
| JNJ | Sell | JOHNSON & JOHNSON | $811,000 | -11.8% | 6,510 | -18.5% | 0.12% | -15.1% |
| PHYS | SPROTT PHYSICAL GOLD ETV | $811,000 | +8.7% | 79,394 | 0.0% | 0.12% | +5.4% | |
| BNDX | Buy | VANGUARD TOTAL INTERNATIONAL Betf | $803,000 | +3.7% | 14,836 | +4.0% | 0.12% | 0.0% |
| NVDA | Sell | NVIDIA CORP | $798,000 | +1.5% | 7,326 | -0.5% | 0.12% | -1.7% |
| MGK | VANGUARD MEGA CAP GROWTH ETFindex cef | $774,000 | +9.9% | 8,085 | 0.0% | 0.11% | +6.6% | |
| VOO | VANGUARD S&P 500 ETFindex cef | $779,000 | +5.4% | 3,600 | 0.0% | 0.11% | +1.8% | |
| IJR | Sell | ISHARES CORE S&P SMALL CAP ETFindex cef | $750,000 | -97.0% | 10,841 | -94.0% | 0.11% | -97.1% |
| DSL | Sell | DOUBLELINE INCOME SOLUTItaxable cef | $732,000 | -12.9% | 36,440 | -17.6% | 0.11% | -15.7% |
| NEA | NUVEEN AMT FREE QUALITYnon-tax cef | $719,000 | +0.1% | 53,875 | 0.0% | 0.10% | -2.8% | |
| DATA | Buy | TABLEAU SOFTWARE INC CLASS A | $705,000 | +105.5% | 14,234 | +74.9% | 0.10% | +98.1% |
| IP | INTERNATIONAL PAPER | $711,000 | -4.3% | 14,000 | 0.0% | 0.10% | -8.0% | |
| ALIAF | ALACER GOLD CORP F | $710,000 | +20.3% | 351,410 | 0.0% | 0.10% | +15.7% | |
| VWO | VANGUARD FTSE EMERGING MARKETSindex cef | $700,000 | +11.3% | 17,600 | 0.0% | 0.10% | +7.4% | |
| BAYRY | BAYER AG F SPONSORED ADR 1 ADRadr | $692,000 | +10.5% | 6,000 | 0.0% | 0.10% | +7.4% | |
| NAD | NUVEEN QUALITY MUNICIPALnon-tax cef | $682,000 | -2.0% | 49,840 | 0.0% | 0.10% | -5.7% | |
| AZSEY | Sell | ALLIANZ SE F SPONSORED ADR 1 Aadr | $667,000 | +9.2% | 36,017 | -2.9% | 0.10% | +5.4% |
| CSCO | Buy | CISCO SYSTEMS INC | $668,000 | +21.2% | 19,755 | +8.3% | 0.10% | +16.9% |
| RCII | New | RENT A CENTER INC | $665,000 | – | 75,000 | +100.0% | 0.10% | – |
| LJPC | LA JOLLA PHARMA | $659,000 | +70.3% | 22,092 | 0.0% | 0.10% | +65.5% | |
| HLT | Sell | HILTON WORLDWIDE HLD | $649,000 | -28.4% | 11,099 | -66.7% | 0.09% | -31.4% |
| XOM | Sell | EXXON MOBIL CORP | $636,000 | -12.9% | 7,747 | -4.3% | 0.09% | -15.5% |
| VCV | INVESCO CALIFORNIA VALUE MUNICnon-tax cef | $640,000 | +1.3% | 52,022 | 0.0% | 0.09% | -2.1% | |
| HAL | Buy | HALLIBURTON CO HLDG | $630,000 | -2.2% | 12,800 | +7.6% | 0.09% | -5.2% |
| DIS | Sell | WALT DISNEY CO | $625,000 | -15.9% | 5,507 | -22.7% | 0.09% | -18.8% |
| TSN | TYSON FOODS INC CLASS A | $617,000 | 0.0% | 10,000 | 0.0% | 0.09% | -3.2% | |
| PTY | Sell | PIMCO CORPORATE OPPORTUNtaxable cef | $617,000 | -24.3% | 39,312 | -31.0% | 0.09% | -26.8% |
| TUR | ISHARES MSCI TURKEY ETFindex cef | $609,000 | +10.3% | 17,000 | 0.0% | 0.09% | +7.2% | |
| BP | BP PLC F SPONSORED ADR 1 ADR Radr | $613,000 | -7.7% | 17,768 | 0.0% | 0.09% | -11.0% | |
| TRGP | New | TARGA RESOURCES CORP | $615,000 | – | 10,266 | +100.0% | 0.09% | – |
| PGF | POWERSHARES FINANCIAL PREFERREetf | $607,000 | +3.9% | 32,505 | 0.0% | 0.09% | 0.0% | |
| BBN | Sell | BLACKROCK TAXABL MUNI BNtaxable muni cef | $606,000 | -0.2% | 27,091 | -3.6% | 0.09% | -4.3% |
| CHI | Sell | CALAMOS CONVERTIBLE OPPOtaxable cef | $597,000 | -4.5% | 54,275 | -12.4% | 0.09% | -7.4% |
| EMR | Buy | EMERSON ELECTRIC CO | $596,000 | +13.7% | 9,964 | +6.1% | 0.09% | +10.1% |
| SYMC | New | SYMANTEC CORP | $600,000 | – | 19,568 | +100.0% | 0.09% | – |
| DTN | WISDOM TREE DIVIDEND EX FINANindex cef | $594,000 | +2.8% | 7,200 | 0.0% | 0.09% | -1.1% | |
| NKE | Buy | NIKE INC CLASS B | $588,000 | +40.0% | 10,556 | +27.9% | 0.09% | +36.5% |
| GLD | New | SPDR GOLD SHARES ETFetf | $587,000 | – | 4,946 | +100.0% | 0.08% | – |
| MDY | SPDR S&P MIDCAP 400 ETFindex cef | $582,000 | +3.6% | 1,863 | 0.0% | 0.08% | 0.0% | |
| ALTAIR - SPECIAL OPPORTUNITYetf | $575,000 | -2.4% | 449,621 | 0.0% | 0.08% | -5.6% | ||
| AMGN | New | AMGEN INCORPORATED | $562,000 | – | 3,425 | +100.0% | 0.08% | – |
| WFC | WELLS FARGO BK N A | $553,000 | +0.9% | 9,939 | 0.0% | 0.08% | -3.6% | |
| CBS | Buy | CBS CORP CLASS B | $540,000 | +16.4% | 7,780 | +6.6% | 0.08% | +12.9% |
| ET | Sell | ENERGY TRANSFER EQUITYlp | $544,000 | -46.9% | 27,560 | -48.0% | 0.08% | -48.7% |
| APF | New | MORGAN STANLEY ASIA PACIcefs | $537,000 | – | 35,000 | +100.0% | 0.08% | – |
| COST | Sell | COSTCO WHOLESALE CO | $539,000 | -41.1% | 3,215 | -43.7% | 0.08% | -43.5% |
| NFLX | Sell | NETFLIX INC | $529,000 | -9.1% | 3,579 | -23.9% | 0.08% | -12.5% |
| MMU | Sell | WESTERN ASST MNGD MUNCPLnon-tax cef | $527,000 | -14.3% | 38,300 | -14.5% | 0.08% | -17.2% |
| GILD | Buy | GILEAD SCIENCES INC | $525,000 | +108.3% | 7,723 | +119.8% | 0.08% | +100.0% |
| BTZ | BLACKROCK CREDIT ALLOCATtaxable cef | $516,000 | +1.4% | 39,258 | 0.0% | 0.08% | -2.6% | |
| IVZ | Buy | INVESCO LTD | $518,000 | +94.0% | 16,900 | +92.0% | 0.08% | +87.5% |
| KMI | New | KINDER MORGAN INClp | $516,000 | – | 23,733 | +100.0% | 0.08% | – |
| GS | Buy | GOLDMAN SACHS GROUP | $508,000 | -3.4% | 2,211 | +0.7% | 0.07% | -6.3% |
| GREK | GLOBAL X MSCI GREECE ETFindex cef | $502,000 | +2.0% | 63,110 | 0.0% | 0.07% | -1.4% | |
| HD | Buy | HOME DEPOT INC | $494,000 | +15.7% | 3,363 | +5.5% | 0.07% | +12.5% |
| IWO | Sell | ISHARES RUSSELL 2000 GROWTH ETindex cef | $490,000 | -23.0% | 3,033 | -26.6% | 0.07% | -26.0% |
| SEMG | New | SEMGROUP CORP CLASS A | $487,000 | – | 13,539 | +100.0% | 0.07% | – |
| CCI | CROWN CASTLE INTL CORP | $486,000 | +8.7% | 5,147 | 0.0% | 0.07% | +6.0% | |
| DTEGY | Buy | DEUTSCHE TELEKOM AG F SPONSOREadr | $490,000 | +2.9% | 27,915 | +0.2% | 0.07% | -1.4% |
| VIVO | MERIDIAN BIOSCIENCE | $489,000 | -22.0% | 35,400 | 0.0% | 0.07% | -25.3% | |
| PCI | Sell | PIMCO DYNMC CRDT AND MRTtaxable cef | $480,000 | -11.8% | 22,388 | -16.8% | 0.07% | -14.6% |
| BGY | BLACKROCK INTL GROWTH TRcefs | $484,000 | +5.2% | 83,568 | 0.0% | 0.07% | +1.4% | |
| FARM CREDIT BANK OF TEXAS 144Apfd | $484,000 | +3.4% | 4,500 | 0.0% | 0.07% | -1.4% | ||
| MPLX | New | MPLX LPlp | $480,000 | – | 13,300 | +100.0% | 0.07% | – |
| ABBV | New | ABBVIE INC | $465,000 | – | 7,139 | +100.0% | 0.07% | – |
| CHY | Sell | CALAMOS CONVERTIBLE ANDtaxable cef | $461,000 | +2.4% | 40,465 | -5.2% | 0.07% | -1.5% |
| EPD | Sell | ENTERPRISE PRODUCTS LPlp | $457,000 | -45.2% | 16,553 | -46.4% | 0.07% | -47.6% |
| FMO | FIDUCIARY/CLAYMORE MLP Ocefs | $457,000 | +5.1% | 29,185 | 0.0% | 0.07% | 0.0% | |
| PCLN | Sell | PRICELINE GROUP | $450,000 | -8.0% | 253 | -24.0% | 0.06% | -12.2% |
| MYI | Sell | BLACKROCK MUNIYIELD INSDnon-tax cef | $450,000 | -15.4% | 32,275 | -17.1% | 0.06% | -18.8% |
| ISRG | INTUITIVE SURGICAL | $441,000 | +20.8% | 575 | 0.0% | 0.06% | +16.4% | |
| JKHY | Buy | HENRY JACK & ASSOC | $437,000 | +7.9% | 4,690 | +2.8% | 0.06% | +4.9% |
| PICB | Sell | POWERSHARES INTL CORPORATE BONetf | $437,000 | -19.7% | 17,480 | -21.4% | 0.06% | -22.0% |
| IDRA | Sell | IDERA PHARMA | $439,000 | +60.2% | 177,570 | -2.7% | 0.06% | +56.1% |
| BDJ | BLACKROCK ENHANCED EQUITcefs | $438,000 | +4.8% | 51,271 | 0.0% | 0.06% | +1.6% | |
| FCX | Buy | FREEPORT MCMORAN INC | $438,000 | +11.2% | 32,825 | +10.1% | 0.06% | +8.5% |
| PEP | Sell | PEPSICO INCORPORATED | $423,000 | -0.9% | 3,789 | -7.2% | 0.06% | -3.1% |
| ARTPRICE.COM ORDF | $427,000 | +26.0% | 28,000 | 0.0% | 0.06% | +21.6% | ||
| VOX | Sell | VANGUARD TELECOMMUNICATION SERindex cef | $425,000 | -57.3% | 4,475 | -55.0% | 0.06% | -58.7% |
| CY | Sell | CYPRESS SEMICONDUCTR | $425,000 | -18.0% | 30,878 | -31.8% | 0.06% | -20.5% |
| AMLP | Sell | ALPS ALERIAN MLP ETFindex cef | $414,000 | -88.8% | 32,622 | -88.9% | 0.06% | -89.3% |
| IYR | ISHARES US REAL ESTATE ETFetf | $409,000 | +2.0% | 5,210 | 0.0% | 0.06% | 0.0% | |
| SBUX | Sell | STARBUCKS CORP | $409,000 | -20.4% | 7,006 | -24.3% | 0.06% | -22.1% |
| SHLX | New | SHELL MIDSTREAM PARTNERS LPlp | $403,000 | – | 12,500 | +100.0% | 0.06% | – |
| CVX | Sell | CHEVRON CORPORATION | $404,000 | -20.6% | 3,760 | -13.0% | 0.06% | -23.4% |
| MFL | Sell | BLACKROCK MUNIHOLDINGS Inon-tax cef | $405,000 | -17.3% | 28,140 | -18.5% | 0.06% | -20.3% |
| NEV | Sell | NUVEEN ENHANCED MUNICIPAnon-tax cef | $403,000 | -18.8% | 28,735 | -18.9% | 0.06% | -21.3% |
| RMP | New | Rice Midstream Partners LPlp | $396,000 | – | 15,700 | +100.0% | 0.06% | – |
| VLP | New | VALERO ENERGY PARTNERS LPlp | $388,000 | – | 8,100 | +100.0% | 0.06% | – |
| SLB | Sell | SCHLUMBERGER LTD F | $377,000 | -13.5% | 4,829 | -7.0% | 0.06% | -16.7% |
| TLLP | New | TESORO LOGISTICS LP LPlp | $376,000 | – | 6,900 | +100.0% | 0.06% | – |
| PSXP | New | PHILLIPS 66 PARTNERS LPlp | $375,000 | – | 7,300 | +100.0% | 0.06% | – |
| EWI | Sell | ISHARES MSCI ITALY CAPPED ETFindex cef | $361,000 | -81.6% | 14,023 | -82.7% | 0.05% | -82.1% |
| TXN | Buy | TEXAS INSTRUMENTS | $360,000 | +23.7% | 4,460 | +12.1% | 0.05% | +18.2% |
| OPK | OPKO HEALTH INC | $360,000 | -14.1% | 45,000 | 0.0% | 0.05% | -17.5% | |
| KTF | DEUTSCHE MUNI INCOME TRnon-tax cef | $354,000 | +0.9% | 26,720 | 0.0% | 0.05% | -1.9% | |
| L100PS | Sell | ARCONIC INC | $351,000 | +36.6% | 13,334 | -3.9% | 0.05% | +30.8% |
| FRC | Buy | FIRST REP BK SAN FRANCISCOCAL | $352,000 | +53.0% | 3,750 | +50.0% | 0.05% | +45.7% |
| WGP | New | WESTERN GAS EQUITY PARTNERS LPlp | $350,000 | – | 7,600 | +100.0% | 0.05% | – |
| RA | BROOKFIELD REAL ASSETS Itaxable cef | $346,000 | +2.1% | 15,195 | 0.0% | 0.05% | -2.0% | |
| LCI | LANNETT INC | $346,000 | +1.2% | 15,500 | 0.0% | 0.05% | -3.8% | |
| NVG | NUVEEN AMT FREE MNCPL CRnon-tax cef | $343,000 | +0.9% | 23,490 | 0.0% | 0.05% | -2.0% | |
| XLY | Sell | SPDR FUND CONSUMER DISCRE SELEindex cef | $346,000 | -6.7% | 3,937 | -13.7% | 0.05% | -10.7% |
| TIVO | Buy | TIVO CORPORATION | $337,000 | +0.6% | 18,000 | +12.5% | 0.05% | -3.9% |
| PML | PIMCO MUNICIPAL INCOME Inon-tax cef | $336,000 | +2.8% | 26,745 | 0.0% | 0.05% | 0.0% | |
| LNG | New | CHENIERE ENERGY INC | $340,000 | – | 7,200 | +100.0% | 0.05% | – |
| AM | New | ANTERO MIDSTREAM PARTNERS LPlp | $338,000 | – | 10,200 | +100.0% | 0.05% | – |
| MYD | Sell | BLACKROCK MUNIYIELD CFnon-tax cef | $340,000 | -20.6% | 23,700 | -21.7% | 0.05% | -24.6% |
| FPF | FIRST TRUST INT DUR PRFtaxable cef | $332,000 | +2.5% | 14,280 | 0.0% | 0.05% | -2.0% | |
| EEM | Sell | ISHARES MSCI EMERGING MARKETSindex cef | $329,000 | -12.5% | 8,341 | -22.3% | 0.05% | -15.8% |
| APO | APOLLO GLOBAL MGMT LPlp | $331,000 | +25.9% | 13,598 | 0.0% | 0.05% | +20.0% | |
| AINV | APOLLO INVESTMENT CORP | $327,000 | +11.6% | 49,900 | 0.0% | 0.05% | +9.1% | |
| KKR | KKR & CO LP LPlp | $324,000 | +18.2% | 17,786 | 0.0% | 0.05% | +14.6% | |
| AGRIP | AGRIBANK FCBPFD 6 875 NON CUMpfd | $321,000 | -0.9% | 3,000 | 0.0% | 0.05% | -4.1% | |
| ABT | Buy | ABBOTT LABORATORIES | $326,000 | +23.5% | 7,354 | +6.8% | 0.05% | +17.5% |
| TDF | Sell | TEMPLETON DRAGON CFcefs | $321,000 | +14.6% | 17,071 | -0.0% | 0.05% | +11.9% |
| NTRSP | NORTHERN TRUST CORP PFD 5.85pfd | $312,000 | +8.3% | 11,500 | 0.0% | 0.04% | +4.7% | |
| VGT | Sell | VANGUARD INFORMATION TECHNOLOGindex cef | $309,000 | +0.3% | 2,275 | -10.1% | 0.04% | -2.2% |
| ACAD | Sell | ACADIA PHARMACEUTL | $309,000 | +11.6% | 8,985 | -6.3% | 0.04% | +7.1% |
| HLMPR | Buy | HILLMAN GRP 11.6 PFD DUE 09/30pfd | $307,000 | +12.5% | 9,225 | +9.5% | 0.04% | +9.8% |
| IJK | ISHARES S&P MID CAP 400 GRWTHindex cef | $310,000 | +4.7% | 1,625 | 0.0% | 0.04% | 0.0% | |
| CEV | EATON VANCE CALF MUN INCOME TRnon-tax cef | $303,000 | -0.3% | 24,686 | 0.0% | 0.04% | -4.3% | |
| NMZ | NUVEEN MUNI HIGH INC OPPnon-tax cef | $304,000 | +2.7% | 23,140 | 0.0% | 0.04% | -2.2% | |
| DM | New | DOMINION MIDSTREAM PARTNERS LPlp | $300,000 | – | 9,400 | +100.0% | 0.04% | – |
| MX | Sell | MAGNACHIP SEMICONDUC | $296,000 | -52.4% | 31,000 | -69.1% | 0.04% | -54.3% |
| IVW | ISHARES S&P 500 GROWTH ETFindex cef | $293,000 | +7.7% | 2,235 | 0.0% | 0.04% | +4.9% | |
| GNTX | New | GENTEX CORP | $297,000 | – | 13,903 | +100.0% | 0.04% | – |
| IBM | Buy | IBM CORP | $291,000 | +20.7% | 1,675 | +15.4% | 0.04% | +16.7% |
| BIDU | Buy | BAIDU INC F SPONSORED ADR 1 ADadr | $291,000 | +7.0% | 1,687 | +2.1% | 0.04% | +2.4% |
| PDT | JOHN HANCOCK PREMIUM DIVcefs | $286,000 | +1.4% | 18,000 | 0.0% | 0.04% | -2.3% | |
| UHS | Sell | UNIVERSAL HLTH SVCS CLASS B | $291,000 | -1.4% | 2,336 | -15.5% | 0.04% | -4.5% |
| GM | Sell | GENERAL MOTORS CO | $284,000 | -2.4% | 8,053 | -3.7% | 0.04% | -6.8% |
| IEO | New | ISHARES US OIL GAS EXL PROD ETetf | $283,000 | – | 4,625 | +100.0% | 0.04% | – |
| CYBR | CYBERARK SOFTWRE LTD F | $280,000 | +12.0% | 5,500 | 0.0% | 0.04% | +7.9% | |
| JPC | NUVEEN PREFERRED INCOMEtaxable cef | $281,000 | 0.0% | 28,587 | 0.0% | 0.04% | -2.4% | |
| MUC | Sell | BLACKROCK MUNIHLDG CALIFnon-tax cef | $284,000 | -17.4% | 20,100 | -17.7% | 0.04% | -21.2% |
| GLCN | VANECK VECTORS CHINAAMC CSI 30index cef | $273,000 | +6.2% | 6,972 | 0.0% | 0.04% | +2.6% | |
| BAH | Buy | BOOZ ALLEN HAMILTON CLASS A | $277,000 | -1.4% | 7,816 | +0.1% | 0.04% | -4.8% |
| AVGO | Sell | BROADCOM LTD F | $273,000 | +17.7% | 1,245 | -4.8% | 0.04% | +14.3% |
| VDSI | VASCO DATA SECURITY | $270,000 | -1.1% | 20,000 | 0.0% | 0.04% | -4.9% | |
| VLO | VALERO ENERGY CORP | $269,000 | -2.9% | 4,050 | 0.0% | 0.04% | -7.1% | |
| AIG | Sell | AMERICAN INTL GROUP | $261,000 | -56.9% | 4,184 | -54.9% | 0.04% | -58.2% |
| BFZ | BLACKROCK CALIFORNIA MUNnon-tax cef | $258,000 | -1.5% | 18,100 | 0.0% | 0.04% | -2.6% | |
| ENLC | New | EnLink Midstream, LLClp | $258,000 | – | 13,300 | +100.0% | 0.04% | – |
| ETW | EATON VNCE MGD GLBL BUYcefs | $252,000 | +8.2% | 23,100 | 0.0% | 0.04% | +5.7% | |
| CAH | Sell | CARDINAL HEALTH INC | $256,000 | +9.9% | 3,130 | -3.4% | 0.04% | +5.7% |
| XRX | XEROX CORP | $257,000 | -16.0% | 35,000 | 0.0% | 0.04% | -19.6% | |
| MMP | Sell | MAGELLAN MIDSTREAM P LPlp | $252,000 | -71.2% | 3,280 | -71.6% | 0.04% | -72.0% |
| OXY | Sell | OCCIDENTAL PETE CORP | $255,000 | -14.4% | 4,023 | -3.6% | 0.04% | -17.8% |
| NKX | Sell | NUVEEN INSURED CALIF TAXnon-tax cef | $252,000 | +2.0% | 17,086 | -1.2% | 0.04% | 0.0% |
| DHI | New | D R HORTON CO | $249,000 | – | 7,479 | +100.0% | 0.04% | – |
| NEE | Buy | NEXTERA ENERGY INC | $250,000 | +10.6% | 1,944 | +3.0% | 0.04% | +5.9% |
| OKE | New | ONEOK INClp | $244,000 | – | 4,400 | +100.0% | 0.04% | – |
| QCOM | Sell | QUALCOMM INC | $248,000 | -12.4% | 4,316 | -0.4% | 0.04% | -16.3% |
| HYD | New | VANECK VECTORS HIGH YIELD MUNetf | $246,000 | – | 8,050 | +100.0% | 0.04% | – |
| LEO | DREYFUS STRATEGIC MUNICInon-tax cef | $245,000 | +2.1% | 28,520 | 0.0% | 0.04% | 0.0% | |
| MSI | MOTOROLA SOLUTIONS | $246,000 | +3.8% | 2,857 | 0.0% | 0.04% | 0.0% | |
| MMM | Sell | 3M COMPANY | $245,000 | -8.2% | 1,284 | -14.1% | 0.04% | -10.0% |
| COBANK ACBPFD 6 250pfd | $248,000 | +3.3% | 2,370 | 0.0% | 0.04% | 0.0% | ||
| PAYX | New | PAYCHEX INC | $249,000 | – | 4,230 | +100.0% | 0.04% | – |
| EVV | Buy | EATON VANCE LIMITED DURAtaxable cef | $245,000 | +9.9% | 17,709 | +9.3% | 0.04% | +5.9% |
| T | Sell | A T & T INC | $242,000 | -10.0% | 5,824 | -7.9% | 0.04% | -14.6% |
| PMF | PIMCO MUNICIPAL INCOME Cnon-tax cef | $243,000 | -8.3% | 18,413 | 0.0% | 0.04% | -12.5% | |
| ANTM | New | ANTHEM INC | $242,000 | – | 1,463 | +100.0% | 0.04% | – |
| PKO | Sell | PIMCO INCOME OPPORTUNITYtaxable cef | $240,000 | +1.3% | 9,671 | -5.3% | 0.04% | -2.8% |
| RZA | REINSURANCE GROUP AMERINC SUBpfd | $242,000 | +5.7% | 8,500 | 0.0% | 0.04% | 0.0% | |
| VGM | Sell | INVESCO TRUST FOR INVT GRADE Mnon-tax cef | $238,000 | -27.9% | 18,320 | -29.2% | 0.04% | -30.0% |
| KFNPRCL | KKR FINANCIAL HOLDINGS LLCPFDpfd | $235,000 | +0.4% | 9,000 | 0.0% | 0.03% | -2.9% | |
| PAGP | New | PLAINS GP HLDGSlp | $234,000 | – | 7,500 | +100.0% | 0.03% | – |
| AFB | ALLIANCEBERNSTEIN NTNL Mnon-tax cef | $237,000 | +0.9% | 17,740 | 0.0% | 0.03% | -2.9% | |
| PSAPRC | PUBLIC STORAGEPFD 5.125 CUMULpfd | $227,000 | +9.1% | 9,525 | 0.0% | 0.03% | +6.5% | |
| MIE | COHEN MLP INCOME AND ENEcefs | $224,000 | +2.8% | 19,980 | 0.0% | 0.03% | 0.0% | |
| PSBPRUCL | New | PS Business Parks Inc. 5.75 Cpfd | $229,000 | – | 9,100 | +100.0% | 0.03% | – |
| USA | Buy | LIBERTY ALL STAR EQUITYcefs | $230,000 | +5.5% | 42,162 | +0.0% | 0.03% | 0.0% |
| Buy | ALTAIR - PACIFIC COAST CAP PTNetf | $226,000 | -5.8% | 195,326 | +2.4% | 0.03% | -8.3% | |
| SWKS | New | SKYWORKS SOLUTIONS | $225,000 | – | 2,300 | +100.0% | 0.03% | – |
| JTD | NUVEEN TAX ADVNTGD DIVDNcefs | $224,000 | +7.2% | 14,970 | 0.0% | 0.03% | +3.1% | |
| HLF | Sell | HERBALIFE LTD F | $230,000 | +0.4% | 3,950 | -16.8% | 0.03% | -5.7% |
| DSM | DREYFUS STRATEGIC MUNICInon-tax cef | $230,000 | +3.1% | 27,740 | 0.0% | 0.03% | -2.9% | |
| VYM | VANGUARD HIGH DIVIDEND YIELD Eindex cef | $222,000 | +2.3% | 2,860 | 0.0% | 0.03% | -3.0% | |
| CII | BLACKROCK ENHCD CAPITL Acefs | $223,000 | +4.2% | 15,600 | 0.0% | 0.03% | 0.0% | |
| CBRL | Sell | CRACKER BARREL OLD | $217,000 | -5.2% | 1,361 | -1.0% | 0.03% | -8.6% |
| WMT | Buy | WAL-MART STORES INC | $218,000 | +6.3% | 3,036 | +2.2% | 0.03% | +3.2% |
| Sell | ALTAIR - GOLUB CAPITAL VIIILPetf | $217,000 | -2.3% | 222,433 | -0.3% | 0.03% | -3.0% | |
| HAS | New | HASBRO INC | $217,000 | – | 2,177 | +100.0% | 0.03% | – |
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITcefs | $214,000 | +27.4% | 20,756 | +10.7% | 0.03% | +24.0% |
| SCEPRK | New | SCE TRUST VPFD 5.450 CUMULATIpfd | $210,000 | – | 7,750 | +100.0% | 0.03% | – |
| SXL | New | SUNOCO LOGISTICS PTN LPlp | $216,000 | – | 8,850 | +100.0% | 0.03% | – |
| BSV | Sell | VANGUARD SHORT-TERM BOND ETFetf | $203,000 | -19.4% | 2,546 | -19.8% | 0.03% | -21.1% |
| IAU | Buy | ISHARES GOLD ETFetf | $209,000 | +10.0% | 17,377 | +1.1% | 0.03% | +3.4% |
| NVR | New | N V R INC | $204,000 | – | 97 | +100.0% | 0.03% | – |
| CNA | Sell | C N A FINANCIAL CORP | $205,000 | -4.2% | 4,650 | -9.7% | 0.03% | -6.2% |
| EQGP | New | EQT GP HOLDINGS LPlp | $208,000 | – | 7,600 | +100.0% | 0.03% | – |
| PFN | PIMCO INCOME STRATEGY IItaxable cef | $197,000 | +5.9% | 19,643 | 0.0% | 0.03% | +3.6% | |
| CHRW | New | C H ROBINSON WORLDWD | $200,000 | – | 2,594 | +100.0% | 0.03% | – |
| MQT | BLACKROCK MUNIYLD QUALITnon-tax cef | $197,000 | -0.5% | 15,430 | 0.0% | 0.03% | -3.3% | |
| F | Buy | FORD MOTOR COMPANY | $201,000 | +34.0% | 17,280 | +39.6% | 0.03% | +26.1% |
| ERC | WELLS FARGO MULTI SECTOR TENDEtaxable cef | $191,000 | +3.8% | 14,332 | 0.0% | 0.03% | 0.0% | |
| INVE | IDENTIVE INC | $188,000 | +121.2% | 26,605 | 0.0% | 0.03% | +107.7% | |
| MUE | BLACKROCK MUNIHLDGS INSDnon-tax cef | $186,000 | -1.6% | 14,010 | 0.0% | 0.03% | -3.6% | |
| NUGT | DRXN DLY GLD MNS INX BL 3X ETFindex cef | $180,000 | +17.6% | 20,000 | 0.0% | 0.03% | +13.0% | |
| SLV | New | ISHARES SILVER TRUST ETFetf | $182,000 | – | 10,525 | +100.0% | 0.03% | – |
| EAD | Sell | WELLS FARGO INCOME OPPORtaxable cef | $181,000 | -5.7% | 21,622 | -4.4% | 0.03% | -10.3% |
| HYT | BLACKROCK CORPORATE HIGHtaxable cef | $175,000 | +0.6% | 16,022 | 0.0% | 0.02% | -3.8% | |
| MHD | BLACKROCK MUNIHOLDINGS Cnon-tax cef | $172,000 | +2.4% | 10,370 | 0.0% | 0.02% | 0.0% | |
| ETJ | EATON VANCE RISK MAN DIVcefs | $167,000 | +1.2% | 18,350 | 0.0% | 0.02% | -4.0% | |
| PZC | PIMCO CALIFOR MUNI INCMnon-tax cef | $165,000 | +3.8% | 14,040 | 0.0% | 0.02% | 0.0% | |
| IIM | INVESCO VALUE MUNI INCM TRUSTnon-tax cef | $168,000 | 0.0% | 11,500 | 0.0% | 0.02% | -4.0% | |
| BLW | BLACKROCK LIMITED DURATItaxable cef | $159,000 | +2.6% | 10,212 | 0.0% | 0.02% | 0.0% | |
| JPS | NUVEEN QUALITY PREFERREDtaxable cef | $156,000 | +2.6% | 16,301 | 0.0% | 0.02% | 0.0% | |
| VMO | INVESCO MUNI OPPORTUNITY TRUSTnon-tax cef | $159,000 | +1.9% | 12,270 | 0.0% | 0.02% | -4.2% | |
| IVH | IVY HIGH INCOME OPPORTUNtaxable cef | $161,000 | +3.2% | 10,585 | 0.0% | 0.02% | -4.2% | |
| SHINSEI BANK LTD ORDF | $149,000 | +9.6% | 81,000 | 0.0% | 0.02% | +4.8% | ||
| SUMITOMO CORP ORDF | $151,000 | +14.4% | 11,250 | 0.0% | 0.02% | +10.0% | ||
| PZN | PZENA INVESTMENT MGM CLASS A | $151,000 | -11.2% | 15,315 | 0.0% | 0.02% | -15.4% | |
| STKL | Buy | SUNOPTA INC F | $146,000 | +37.7% | 21,000 | +40.0% | 0.02% | +31.2% |
| AEG | AEGON NV F SPONSORED ADR 1 ADRadr | $146,000 | -7.6% | 28,500 | 0.0% | 0.02% | -12.5% | |
| RVT | ROYCE VALUE CFcefs | $147,000 | +4.3% | 10,500 | 0.0% | 0.02% | 0.0% | |
| IQI | INVESCO QLTY MUN INCM TR SBInon-tax cef | $132,000 | +0.8% | 10,590 | 0.0% | 0.02% | -5.0% | |
| CKHUY | C K HUTCHISON HOLDIN F SPONSORadr | $134,000 | +8.9% | 10,905 | 0.0% | 0.02% | 0.0% | |
| PMX | PIMCO MUNICIPAL INCOME Inon-tax cef | $134,000 | -0.7% | 11,910 | 0.0% | 0.02% | -5.0% | |
| LYG | Buy | LLOYDS BANKING GROUP PLC ADRadr | $126,000 | +10.5% | 37,103 | +1.0% | 0.02% | +5.9% |
| AIA GROUP LTD ORDF | $112,000 | +12.0% | 17,800 | 0.0% | 0.02% | +6.7% | ||
| CHK | Buy | CHESAPEAKE ENERGY CO | $103,000 | -9.6% | 17,275 | +6.1% | 0.02% | -11.8% |
| BSF | BEAR ST FINL INC | $96,000 | -6.8% | 10,176 | 0.0% | 0.01% | -12.5% | |
| HIX | WESTERN ASST HIGH INCM Itaxable cef | $88,000 | +2.3% | 12,160 | 0.0% | 0.01% | 0.0% | |
| HIO | WESTRN ASST HIGH INCM OPtaxable cef | $75,000 | +1.4% | 14,810 | 0.0% | 0.01% | 0.0% | |
| TSCDY | Buy | TESCO PLC SPONS ADRadr | $75,000 | -6.2% | 10,641 | +0.5% | 0.01% | -8.3% |
| Sell | ALTAIR - SENIOR HOUSING FUND Ietf | $67,000 | -2.9% | 69,127 | -4.8% | 0.01% | 0.0% | |
| PNC FINANCIAL SERVICESVAR RTpfd | $65,000 | +3.2% | 65,000 | 0.0% | 0.01% | 0.0% | ||
| SIRI | SIRIUS XM RADIO INC | $54,000 | +14.9% | 10,525 | 0.0% | 0.01% | +14.3% | |
| ENLAY | New | ENEL SOCIETA PER AZIONI ADRadr | $58,000 | – | 12,430 | +100.0% | 0.01% | – |
| ORIG | OCEAN RIG UDW INC F | $32,000 | -83.6% | 112,115 | 0.0% | 0.01% | -82.8% | |
| New | FIRST PACIFIC COMP ORDF | $27,000 | – | 36,600 | +100.0% | 0.00% | – | |
| M&T BANK CORPVAR RT 12/29/204pfd | $25,000 | +4.2% | 25,000 | 0.0% | 0.00% | 0.0% | ||
| BILLABONG INTL NEW ORD F | $29,000 | +7.4% | 30,240 | 0.0% | 0.00% | 0.0% | ||
| CANOPUS BIOPHARMA INC | $24,000 | +166.7% | 80,000 | 0.0% | 0.00% | +200.0% | ||
| GRAN COLOMBIA GOLD F | $11,000 | +10.0% | 145,300 | 0.0% | 0.00% | 0.0% | ||
| BANK OF CHINA LTD ORDF | $16,000 | +14.3% | 32,200 | 0.0% | 0.00% | 0.0% | ||
| TELESITES SAB DE C ORDF | $7,000 | 0.0% | 11,550 | 0.0% | 0.00% | 0.0% | ||
| LWLG | LIGHTWAVE LOGIC INC COM | $7,000 | +16.7% | 10,000 | 0.0% | 0.00% | 0.0% | |
| TABERNA PREFERRED .018 07/05/2pfd | $0 | – | 500,000 | 0.0% | 0.00% | – | ||
| New | PURATION INC | $2,000 | – | 50,000 | +100.0% | 0.00% | – | |
| SPECTRUM GROUP SHS | $0 | – | 48,467 | 0.0% | 0.00% | – | ||
| Q L T INC WTS F WARRANTS EXP Uwt | $0 | – | 30,000 | 0.0% | 0.00% | – | ||
| Q L T INC WTS F WARRANTS EXP Uwt | $0 | – | 30,000 | 0.0% | 0.00% | – | ||
| TBII | Exit | TRANSWORLD BENEFITS IXXX REGIS | $0 | – | -104,000 | -100.0% | 0.00% | – |
| Exit | 1/100000 CUTWATER SELXXX N/C Ttaxable cef | $0 | – | -49,520 | -100.0% | 0.00% | – | |
| New | 1/100000 INSIGHT SEL INCtaxable cef | $0 | – | 49,520 | +100.0% | 0.00% | – | |
| DNRCQ | Exit | DENBURY RES INC | $0 | – | -10,220 | -100.0% | -0.01% | – |
| NCZ | Exit | ALLIANZGI CONV & INCOMEFD II Ctaxable cef | $0 | – | -10,580 | -100.0% | -0.01% | – |
| JRO | Exit | NUVEEN FLOATG RATE INCMtaxable cef | $0 | – | -10,490 | -100.0% | -0.02% | – |
| Exit | FAIRFAX FINL HLDGS PFD 5 CUM Ppfd | $0 | – | -10,870 | -100.0% | -0.02% | – | |
| NLY | Exit | ANNALY CAPITAL MGMT REITetf | $0 | – | -17,161 | -100.0% | -0.03% | – |
| VKI | Exit | INVESCO ADVANTAGE MUNI INCOMEnon-tax cef | $0 | – | -17,860 | -100.0% | -0.03% | – |
| PCEF | Exit | POWERSHARES CEF INC COMPOSITEindex cef | $0 | – | -9,526 | -100.0% | -0.03% | – |
| REM | Exit | ISHARES TR MTG REL ETFNEWetf | $0 | – | -5,000 | -100.0% | -0.03% | – |
| BMY | Exit | BRISTOL-MYERS SQUIBB | $0 | – | -3,812 | -100.0% | -0.03% | – |
| MUS | Exit | BLACKROCK MUNIHOLDINGS Inon-tax cef | $0 | – | -16,690 | -100.0% | -0.03% | – |
| MQY | Exit | BLACKROCK MUNIYLD QUALITnon-tax cef | $0 | – | -15,795 | -100.0% | -0.04% | – |
| UNH | Exit | UNITEDHEALTH GRP INC | $0 | – | -1,532 | -100.0% | -0.04% | – |
| NSRGY | Exit | NESTLE SA F SPONSORED ADR 1 ADadr | $0 | – | -3,534 | -100.0% | -0.04% | – |
| JNK | Exit | SPDR BARCLAYS ETF HIGH YIELD Vetf | $0 | – | -7,040 | -100.0% | -0.04% | – |
| IWD | Exit | ISHARES RUSSELL 1000 VALUE ETFindex cef | $0 | – | -2,527 | -100.0% | -0.04% | – |
| ROVI | Exit | ROVI CORP COM EXCHANGEDFOR CU | $0 | – | -7,100 | -100.0% | -0.04% | – |
| TDTT | Exit | FLEXSHARES IBOXX 3 YR TIPS IDXetf | $0 | – | -12,000 | -100.0% | -0.04% | – |
| AMJ | Exit | JP MORGAN EXCH TRADED NT ALERIindex cef | $0 | – | -11,594 | -100.0% | -0.06% | – |
| CIT | Exit | CIT GROUP INC | $0 | – | -10,200 | -100.0% | -0.07% | – |
| BLK | Exit | BLACKROCK INC | $0 | – | -1,769 | -100.0% | -0.10% | – |
| TNA | Exit | DIREXION DAILY SML CAPBULL 3Xindex cef | $0 | – | -7,500 | -100.0% | -0.11% | – |
| NRF | Exit | NORTHSTAR REALTY FIN XXX MANDAetf | $0 | – | -77,310 | -100.0% | -0.18% | – |
| XOP | Exit | SPDR S&P OIL & GAS EXPL & PRODindex cef | $0 | – | -145,366 | -100.0% | -0.91% | – |
| SPHB | Exit | POWERSHARES S&P 500 HIGH BETAindex cef | $0 | – | -320,529 | -100.0% | -1.77% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-04-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TRUST | 40 | Q3 2023 | 16.9% |
| UNITED PARCEL SVC INC CL B | 40 | Q3 2023 | 8.2% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 40 | Q3 2023 | 5.5% |
| TECHNOLOGY SELECT SECTOR SPDR FUND | 40 | Q3 2023 | 3.6% |
| SELECT SECTOR HEALTH CARE SPDR | 40 | Q3 2023 | 3.5% |
| SALESFORCE INC COM | 40 | Q3 2023 | 5.4% |
| FIDELITY NATL INFORMATION SVCS COM | 40 | Q3 2023 | 2.0% |
| PHILIP MORRIS INTL INC COM | 40 | Q3 2023 | 1.7% |
| APPLE INC | 40 | Q3 2023 | 3.1% |
| AMAZON COM INC COM | 40 | Q3 2023 | 2.2% |
View HOLLENCREST CAPITAL MANAGEMENT's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-01 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-10-28 |
| 13F-HR | 2022-07-21 |
| 13F-HR | 2022-04-18 |
| 13F-HR | 2022-01-07 |
View HOLLENCREST CAPITAL MANAGEMENT's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.