$663 Million is the total value of HOLLENCREST CAPITAL MANAGEMENT's 540 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 32.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETFindex cef | $76,030,000 | +49.6% | 340,133 | +44.7% | 11.46% | +55.6% |
| QQQ | Buy | POWERSHARES QQQ TRUST SRS 1 ETindex cef | $48,336,000 | +28.5% | 407,971 | +28.7% | 7.29% | +33.7% |
| UPS | Sell | UNITED PARCEL SRVC CLASS B | $36,787,000 | +4.8% | 320,898 | -0.0% | 5.55% | +9.0% |
| BRKB | Sell | BERKSHIRE HATHAWAY CLASS B | $32,153,000 | +12.7% | 197,279 | -0.1% | 4.85% | +17.3% |
| IJR | Buy | ISHARES CORE S&P SMALL CAP ETFindex cef | $25,029,000 | +20.0% | 182,000 | +8.4% | 3.77% | +24.9% |
| XLK | Buy | TECHNOLOGY SELECT SECTOR SPDRindex cef | $14,068,000 | +4.5% | 290,908 | +3.3% | 2.12% | +8.8% |
| XLF | Buy | SELECT STR FINANCIAL SELECT SPindex cef | $14,037,000 | +1439.1% | 603,751 | +1177.0% | 2.12% | +1503.0% |
| VTV | Buy | VANGUARD VALUE ETFindex cef | $12,488,000 | +10.2% | 134,264 | +3.1% | 1.88% | +14.7% |
| SPHB | Sell | POWERSHARES S&P 500 HIGH BETAindex cef | $11,727,000 | -21.5% | 320,529 | -29.5% | 1.77% | -18.3% |
| FNF | Sell | FIDELITY NATIONAL FINANCIALIN | $11,054,000 | -8.2% | 325,500 | -0.3% | 1.67% | -4.6% |
| IGSB | Buy | ISHARES 1-3 YEAR CREDIT BOND Eetf | $10,978,000 | +11.3% | 104,616 | +12.2% | 1.66% | +15.7% |
| IVV | Sell | ISHARES CORE S&P 500 ETFindex cef | $9,010,000 | -0.6% | 40,047 | -3.9% | 1.36% | +3.3% |
| TSM | Sell | TAIWAN SEMICONDUCTR F SPONSOREadr | $8,838,000 | -52.5% | 307,414 | -49.4% | 1.33% | -50.6% |
| PM | Sell | PHILIP MORRIS INTL | $8,763,000 | -8.5% | 95,780 | -2.8% | 1.32% | -4.8% |
| FIS | FIDELITY NATL INFO | $8,430,000 | -1.8% | 111,455 | 0.0% | 1.27% | +2.2% | |
| DXJ | Buy | WISDOMTREE JAPAN HEDGED EQUITYindex cef | $7,613,000 | +26.7% | 153,674 | +9.7% | 1.15% | +31.8% |
| WPZ | Sell | WILLIAMS PARTNERS LP LPlp | $7,220,000 | -18.4% | 189,859 | -20.2% | 1.09% | -15.1% |
| IUSG | Sell | ISHARES CORE S&P US GROWTH ETFindex cef | $7,094,000 | -11.3% | 165,292 | -12.1% | 1.07% | -7.8% |
| Sell | GOLDEN GATE CAP OPPTNTY FD LPlp | $6,952,000 | -13.6% | 6,633,543 | -3.6% | 1.05% | -10.1% | |
| LQD | Buy | ISHARES IBOXX INVT GRADE BONDetf | $6,649,000 | +2.5% | 56,743 | +7.7% | 1.00% | +6.6% |
| USB | Buy | U S BANCORP | $6,483,000 | +19.8% | 126,206 | +0.0% | 0.98% | +24.6% |
| MCA | Buy | BLACKROCK MUNIYIELD CALInon-tax cef | $6,344,000 | -10.8% | 437,559 | +0.4% | 0.96% | -7.3% |
| HYS | Buy | PIMCO 0-5 YEAR HIGH YLD BND IDetf | $6,168,000 | +19.7% | 61,766 | +19.2% | 0.93% | +24.5% |
| AMZN | Sell | AMAZON COM INC | $6,137,000 | -48.5% | 8,184 | -42.4% | 0.92% | -46.4% |
| XOP | Sell | SPDR S&P OIL & GAS EXPL & PRODindex cef | $6,021,000 | -24.9% | 145,366 | -30.2% | 0.91% | -21.8% |
| EWG | ISHARES MSCI GERMANY ETFindex cef | $5,932,000 | +0.8% | 224,000 | 0.0% | 0.89% | +4.8% | |
| ISTB | ISHARES CORE 1-5 YEAR USD BOetf | $5,479,000 | -1.3% | 109,570 | 0.0% | 0.83% | +2.7% | |
| INTC | Sell | INTEL CORP | $5,204,000 | -33.3% | 143,467 | -30.6% | 0.78% | -30.6% |
| VCSH | Buy | VANGUARD SCOTTSDALE FUNDS VANGetf | $5,137,000 | +125.3% | 64,721 | +128.7% | 0.77% | +134.5% |
| SJNK | Buy | SPDR BLMBRG BRCLY SHT TRM HGHetf | $4,580,000 | +12.9% | 165,460 | +13.0% | 0.69% | +17.3% |
| SDY | Buy | SPDR S&P DIVIDEND ETFindex cef | $4,047,000 | +23.7% | 47,303 | +22.0% | 0.61% | +28.7% |
| BOND | Sell | PIMCO TOTAL RETURN ACTIVE ETFetf | $3,957,000 | -16.1% | 38,008 | -13.0% | 0.60% | -12.7% |
| PFE | Sell | PFIZER INCORPORATED | $3,933,000 | -29.8% | 121,101 | -26.8% | 0.59% | -27.0% |
| AGG | Buy | ISHARES CORE US AGGREGATE BONDetf | $3,842,000 | -1.3% | 35,551 | +2.7% | 0.58% | +2.7% |
| AMLP | Sell | ALPS ALERIAN MLP ETFindex cef | $3,709,000 | -16.9% | 294,377 | -16.3% | 0.56% | -13.6% |
| GE | Sell | GENERAL ELECTRIC CO | $3,684,000 | +6.2% | 116,591 | -0.5% | 0.56% | +10.3% |
| SHY | ISHARES 1-3 YEAR TREASURY BOetf | $3,513,000 | -0.7% | 41,600 | 0.0% | 0.53% | +3.3% | |
| NEAR | ISHARES SHORT MATURITY BONDetf | $3,506,000 | 0.0% | 69,860 | 0.0% | 0.53% | +4.1% | |
| Buy | Security Etch Intl Sr-B Red/Cvpfd | $3,486,000 | +142.8% | 1,041,594 | +58.5% | 0.53% | +152.9% | |
| MSFT | Sell | MICROSOFT CORP | $3,454,000 | -41.9% | 55,595 | -46.1% | 0.52% | -39.6% |
| MRK | Sell | MERCK & CO INC | $3,408,000 | -40.6% | 57,876 | -37.1% | 0.51% | -38.2% |
| BFK | Buy | BLACKROCK MUNICIPAL INCOnon-tax cef | $3,372,000 | -10.0% | 243,637 | +2.9% | 0.51% | -6.4% |
| BAC | Buy | BANK OF AMERICA CORP | $3,314,000 | +71.9% | 149,955 | +21.7% | 0.50% | +79.2% |
| AAPL | Sell | APPLE INC | $3,185,000 | -2.8% | 27,504 | -5.1% | 0.48% | +1.1% |
| CEF | CENTRAL FUND CDA CF | $3,075,000 | -18.4% | 272,400 | 0.0% | 0.46% | -15.0% | |
| CAT | Sell | CATERPILLAR INC | $3,067,000 | -42.0% | 33,067 | -44.5% | 0.46% | -39.7% |
| VZ | Sell | VERIZON COMMUNICATN | $3,042,000 | -38.4% | 56,997 | -40.0% | 0.46% | -35.9% |
| TIP | Buy | ISHARES TIPS BOND ETFetf | $2,971,000 | -2.5% | 26,253 | +0.4% | 0.45% | +1.4% |
| IWF | Buy | ISHARES RUSSELL 1000 GROWTH ETindex cef | $2,833,000 | +1.3% | 27,006 | +0.6% | 0.43% | +5.4% |
| VIG | VANGUARD DIVIDEND APPRECIATIONindex cef | $2,633,000 | +1.5% | 30,911 | 0.0% | 0.40% | +5.6% | |
| IWB | Buy | ISHARES RUSSELL 1000 ETFindex cef | $2,618,000 | +4.1% | 21,039 | +0.7% | 0.40% | +8.2% |
| SHV | ISHARES SHORT TREASURY BONDetf | $2,499,000 | -0.1% | 22,660 | 0.0% | 0.38% | +3.9% | |
| OEF | ISHARES S&P 100 ETFindex cef | $2,499,000 | +3.5% | 25,169 | 0.0% | 0.38% | +7.7% | |
| RSX | VANECK VECTORS RUSSIA ETFetfs | $2,493,000 | +13.1% | 117,500 | 0.0% | 0.38% | +17.9% | |
| MYC | Buy | BLACKROCK MUNIYIELD CALInon-tax cef | $2,493,000 | -9.0% | 163,211 | +2.3% | 0.38% | -5.3% |
| ICF | Buy | ISHARES COHEN AND STEERS REITetf | $2,413,000 | +7.0% | 24,219 | +12.7% | 0.36% | +11.3% |
| EFA | Sell | ISHARES MSCI EAFE ETFindex cef | $2,315,000 | -9.9% | 40,109 | -7.7% | 0.35% | -6.2% |
| XLE | Buy | ENERGY SELECT SECTOR SPDR ETFindex cef | $2,233,000 | +7.0% | 29,650 | +0.3% | 0.34% | +11.6% |
| IWR | Sell | ISHARES TR RUS MID-CAPETFindex cef | $2,202,000 | -13.3% | 12,307 | -15.5% | 0.33% | -9.8% |
| 1/100 BERKSHIRE HTWY CLA 100 S | $2,197,000 | +12.9% | 900 | 0.0% | 0.33% | +17.4% | ||
| VUG | VANGUARD INDEX FUNDS VANGUARDindex cef | $2,174,000 | -0.7% | 19,505 | 0.0% | 0.33% | +3.5% | |
| TOTL | Buy | SPDR DOUBLELINE TTL RTRN TTCLetf | $2,046,000 | +117.7% | 42,290 | +125.7% | 0.31% | +126.5% |
| HEDJ | Buy | WISDOMTREE EUROPE HEDGED EQTYindex cef | $2,012,000 | +30.3% | 35,049 | +22.0% | 0.30% | +35.3% |
| VTI | Buy | VANGUARD TOTAL STOCK MARKET ETindex cef | $1,991,000 | +4.0% | 17,265 | +0.5% | 0.30% | +8.3% |
| EWI | New | ISHARES MSCI ITALY CAPPED ETFindex cef | $1,962,000 | – | 81,023 | +100.0% | 0.30% | – |
| ORCL | Sell | ORACLE CORPORATION | $1,964,000 | -49.0% | 51,069 | -47.9% | 0.30% | -47.0% |
| FARM CREDIT BANK O 0 PFD DUE 1pfd | $1,912,000 | +0.8% | 1,600 | 0.0% | 0.29% | +4.7% | ||
| PG | Sell | PROCTER & GAMBLE | $1,876,000 | -45.0% | 22,314 | -41.3% | 0.28% | -42.7% |
| GDXJ | Buy | VANECK VECTORS JR GOLD MINERSindex cef | $1,830,000 | -6.1% | 58,000 | +31.8% | 0.28% | -2.1% |
| OGZPY | GAZPROM PJSC F ADR 1 ADR REPSadr | $1,816,000 | +18.9% | 363,600 | 0.0% | 0.27% | +24.0% | |
| GAB | Buy | GABELLI EQUITY CFcefs | $1,776,000 | +10.2% | 321,808 | +12.7% | 0.27% | +15.0% |
| PFF | Sell | ISHARES U S PFD ETF U S PFD STetf | $1,770,000 | -59.2% | 47,563 | -56.7% | 0.27% | -57.5% |
| DVY | Sell | ISHARES SELECT DIVIDEND ETFindex cef | $1,767,000 | +1.8% | 19,954 | -1.4% | 0.27% | +6.0% |
| JPM | Sell | JPMORGAN CHASE & CO | $1,744,000 | +29.1% | 20,215 | -0.4% | 0.26% | +34.2% |
| MO | Sell | ALTRIA GROUP INC | $1,691,000 | -2.2% | 25,009 | -8.5% | 0.26% | +1.6% |
| VNQ | Buy | VANGUARD REIT ETFetf | $1,692,000 | -1.1% | 20,500 | +4.0% | 0.26% | +2.8% |
| C | CITIGROUP INC NEW | $1,642,000 | +25.8% | 27,617 | 0.0% | 0.25% | +31.2% | |
| MINT | Buy | PIMCO ENHANCED SHRT MATURTY ACetf | $1,612,000 | +47.6% | 15,910 | +47.8% | 0.24% | +53.8% |
| PACW | Sell | PACWEST BANCORP | $1,534,000 | -6.4% | 28,179 | -26.2% | 0.23% | -2.9% |
| FNFV | FIDELITY NATIONAL FINANCIALIN | $1,521,000 | +9.7% | 111,033 | 0.0% | 0.23% | +13.9% | |
| M | Sell | MACYS INC | $1,504,000 | -4.1% | 42,000 | -0.8% | 0.23% | 0.0% |
| BA | Buy | BOEING CO | $1,416,000 | +20.5% | 9,097 | +2.0% | 0.21% | +25.3% |
| V | VISA INC CLASS A | $1,412,000 | -5.6% | 18,096 | 0.0% | 0.21% | -1.8% | |
| EVT | Sell | EATON VANCE TAX ADVANTAGcefs | $1,398,000 | 0.0% | 68,077 | -1.9% | 0.21% | +3.9% |
| GOOGL | Buy | ALPHABET INC. CLASS A | $1,369,000 | +56.5% | 1,728 | +58.8% | 0.21% | +62.2% |
| BX | Buy | BLACKSTONE GROUP LP LPlp | $1,367,000 | +5.9% | 50,579 | +0.0% | 0.21% | +10.2% |
| POPE | POPE RESOURCES DEP LPlp | $1,274,000 | -1.5% | 19,597 | 0.0% | 0.19% | +2.7% | |
| IWM | Buy | ISHARES RUSSELL 2000 ETFindex cef | $1,274,000 | +9.1% | 9,454 | +0.5% | 0.19% | +13.6% |
| MFC | MANULIFE FINANCIAL F | $1,261,000 | +26.2% | 70,786 | 0.0% | 0.19% | +31.0% | |
| WMB | Sell | WILLIAMS COMPANIES | $1,244,000 | -31.4% | 39,932 | -32.3% | 0.19% | -28.5% |
| ARRY | Sell | ARRAY BIOPHARMA INC | $1,244,000 | +8.4% | 141,470 | -16.8% | 0.19% | +13.3% |
| GOOG | Buy | ALPHABET INC. CLASS C | $1,178,000 | -0.1% | 1,527 | +0.7% | 0.18% | +4.1% |
| NRF | Sell | NORTHSTAR REALTY FIN XXX MANDAetf | $1,172,000 | +14.9% | 77,310 | -0.2% | 0.18% | +19.6% |
| EPV | PROSHARES ULTRASHORT FTSE EUROindex cef | $1,132,000 | +1.6% | 22,000 | 0.0% | 0.17% | +6.2% | |
| IWV | ISHARES RUSSELL 3000 ETFindex cef | $1,107,000 | +3.7% | 8,323 | 0.0% | 0.17% | +7.7% | |
| BOE | Buy | BLACKROCK GLOBAL OPPORTUcefs | $1,109,000 | -5.5% | 95,873 | +0.0% | 0.17% | -1.8% |
| BB | Sell | BLACKBERRY LTD F | $1,105,000 | -14.3% | 160,275 | -0.8% | 0.17% | -10.7% |
| FLOT | ISHARES FLOATING RATE BOND ETFetf | $1,090,000 | -0.1% | 21,485 | 0.0% | 0.16% | +3.8% | |
| EWZ | ISHARES MSCI BRAZIL CAPPED ETFindex cef | $1,067,000 | -1.2% | 32,000 | 0.0% | 0.16% | +2.5% | |
| JAX | J ALEXANDERS HLDGS INCCOM | $1,062,000 | +6.1% | 98,772 | 0.0% | 0.16% | +10.3% | |
| XTN | Sell | SPDR S&P TRANSPORTATION ETFindex cef | $1,047,000 | +8.0% | 19,390 | -5.3% | 0.16% | +12.9% |
| GOLD | BARRICK GOLD CORP F | $1,047,000 | -9.8% | 65,515 | 0.0% | 0.16% | -6.0% | |
| ET | Sell | ENERGY TRANSFER EQUITYlp | $1,024,000 | -21.1% | 53,033 | -31.4% | 0.15% | -18.1% |
| VOX | New | VANGUARD TELECOMMUNICATION SERindex cef | $996,000 | – | 9,948 | +100.0% | 0.15% | – |
| XLU | Buy | SELECT SECTOR UTI SELECT SPDRindex cef | $996,000 | 0.0% | 20,516 | +1.0% | 0.15% | +4.2% |
| BKFS | New | BLACK KNIGHT FINL SVCSINC CL A | $983,000 | – | 26,000 | +100.0% | 0.15% | – |
| VEA | VANGUARD FTSE DEVELOPED MARKETindex cef | $977,000 | -2.4% | 26,747 | 0.0% | 0.15% | +1.4% | |
| FB | Sell | FACEBOOK INC CLASS A | $948,000 | -10.6% | 8,248 | -0.2% | 0.14% | -7.1% |
| JNJ | Buy | JOHNSON & JOHNSON | $920,000 | -1.9% | 7,986 | +0.6% | 0.14% | +2.2% |
| COST | Sell | COSTCO WHOLESALE CO | $915,000 | -21.9% | 5,715 | -25.6% | 0.14% | -18.8% |
| HLT | New | HILTON WORLDWIDE HLD | $906,000 | – | 33,300 | +100.0% | 0.14% | – |
| NAC | Buy | NUVEEN CALIFORNIA DIVIDEnon-tax cef | $902,000 | +1.7% | 63,804 | +18.1% | 0.14% | +5.4% |
| MMP | Sell | MAGELLAN MIDSTREAM P LPlp | $875,000 | -19.1% | 11,567 | -24.4% | 0.13% | -15.9% |
| FEZ | Sell | SPDR EURO STOXX 50 ETFindex cef | $870,000 | -48.9% | 26,000 | -50.0% | 0.13% | -47.0% |
| SIEGY | SIEMENS A G F SPONSORED ADR 1adr | $857,000 | +4.4% | 7,000 | 0.0% | 0.13% | +8.4% | |
| DSL | Buy | DOUBLELINE INCOME SOLUTItaxable cef | $840,000 | +75.0% | 44,240 | +76.6% | 0.13% | +81.4% |
| EPD | Sell | ENTERPRISE PRODUCTS LPlp | $834,000 | -38.8% | 30,861 | -37.4% | 0.13% | -36.4% |
| PTY | Buy | PIMCO CORPORATE OPPORTUNtaxable cef | $815,000 | +15.0% | 57,000 | +17.5% | 0.12% | +19.4% |
| CMCSA | Buy | COMCAST CORPORATION CLASS A | $808,000 | +9.8% | 11,706 | +5.5% | 0.12% | +14.0% |
| SCHX | Buy | SCHWAB US LARGE CAP ETFindex cef | $804,000 | +22.9% | 15,096 | +19.2% | 0.12% | +27.4% |
| ETO | Buy | EATON VANCE TX ADVNT GLBcefs | $803,000 | +19.5% | 38,590 | +24.3% | 0.12% | +24.7% |
| NVDA | Buy | NVIDIA CORP | $786,000 | +78.6% | 7,362 | +14.8% | 0.12% | +84.4% |
| BNDX | Buy | VANGUARD TOTAL INTERNATL BND Eetf | $774,000 | +25.0% | 14,260 | +29.2% | 0.12% | +30.0% |
| TNA | DIREXION DAILY SML CAPBULL 3Xindex cef | $759,000 | +26.7% | 7,500 | 0.0% | 0.11% | +31.0% | |
| IP | INTERNATIONAL PAPER | $743,000 | +10.6% | 14,000 | 0.0% | 0.11% | +15.5% | |
| PHYS | SPROTT PHYSICAL GOLD ETV | $746,000 | -14.2% | 79,394 | 0.0% | 0.11% | -11.1% | |
| DIS | Buy | WALT DISNEY CO | $743,000 | +54.5% | 7,125 | +37.3% | 0.11% | +60.0% |
| VOO | VANGUARD S&P 500 ETFindex cef | $739,000 | +3.4% | 3,600 | 0.0% | 0.11% | +6.7% | |
| XOM | Buy | EXXON MOBIL CORP | $730,000 | +5.3% | 8,094 | +2.0% | 0.11% | +10.0% |
| NEA | Sell | NUVEEN AMT FREE QUALITYnon-tax cef | $718,000 | -29.5% | 53,875 | -22.8% | 0.11% | -27.0% |
| MGK | VANGUARD MEGA CAP GROWTH ETFindex cef | $704,000 | -0.4% | 8,085 | 0.0% | 0.11% | +3.9% | |
| NAD | Sell | NUVEEN QUALITY MUNICIPALnon-tax cef | $696,000 | -23.5% | 49,840 | -17.5% | 0.10% | -20.5% |
| BLK | Buy | BLACKROCK INC | $673,000 | +6.8% | 1,769 | +1.7% | 0.10% | +11.0% |
| BP | New | BP PLC F SPONSORED ADR 1 ADR Radr | $664,000 | – | 17,768 | +100.0% | 0.10% | – |
| HAL | HALLIBURTON CO HLDG | $644,000 | +20.6% | 11,900 | 0.0% | 0.10% | +26.0% | |
| IWO | Buy | ISHARES RUSSELL 2000 GROWTH ETindex cef | $636,000 | +3.4% | 4,132 | +0.1% | 0.10% | +7.9% |
| XLV | Sell | SELECT SECTOR HEALTH CARE SPDRindex cef | $634,000 | -8.8% | 9,195 | -4.7% | 0.10% | -5.0% |
| VIVO | MERIDIAN BIOSCIENCE | $627,000 | -8.2% | 35,400 | 0.0% | 0.10% | -4.0% | |
| VWO | Buy | VANGUARD FTSE EMERGING MARKETSindex cef | $629,000 | +70.5% | 17,600 | +79.1% | 0.10% | +79.2% |
| VCV | Buy | INVESCO CALIFORNIA VALUE MUNICnon-tax cef | $632,000 | -9.8% | 52,022 | +2.3% | 0.10% | -6.9% |
| BAYRY | BAYER AG F UNSPONSORED ADR 1 Aadr | $626,000 | +3.8% | 6,000 | 0.0% | 0.09% | +8.0% | |
| MX | Buy | MAGNACHIP SEMICONDUC | $622,000 | -20.2% | 100,400 | +7.5% | 0.09% | -16.8% |
| CHI | Buy | CALAMOS CONVERTIBLE OPPOtaxable cef | $625,000 | +147.0% | 61,930 | +152.9% | 0.09% | +154.1% |
| MMU | Buy | WESTERN ASST MNGD MUNCPLnon-tax cef | $615,000 | +58.1% | 44,820 | +74.8% | 0.09% | +66.1% |
| TSN | TYSON FOODS INC CLASS A | $617,000 | -17.4% | 10,000 | 0.0% | 0.09% | -13.9% | |
| BBN | Buy | BLACKROCK TAXABL MUNI BNtaxable muni cef | $607,000 | -9.3% | 28,097 | +0.7% | 0.09% | -5.2% |
| AZSEY | ALLIANZ SE F UNSPONSORED ADR 1adr | $611,000 | +11.1% | 37,088 | 0.0% | 0.09% | +15.0% | |
| AIG | AMERICAN INTL GROUP | $606,000 | +10.0% | 9,284 | 0.0% | 0.09% | +13.8% | |
| ALIAF | Sell | ALACER GOLD CORP F | $590,000 | -36.3% | 351,410 | -3.6% | 0.09% | -33.6% |
| Sell | ALTAIR - SPECIAL OPPORTUNITYetf | $589,000 | -9.5% | 449,621 | -3.4% | 0.09% | -5.3% | |
| NFLX | Sell | NETFLIX INC | $582,000 | -5.8% | 4,705 | -25.1% | 0.09% | -2.2% |
| PGF | POWERSHARES FINANCIAL PREFERREetf | $584,000 | -5.8% | 32,505 | 0.0% | 0.09% | -2.2% | |
| DTN | WISDOM TREE DIVIDEND EX FINANindex cef | $578,000 | +2.1% | 7,200 | 0.0% | 0.09% | +6.1% | |
| MDY | Sell | SPDR S&P MIDCAP 400 ETFindex cef | $562,000 | -64.1% | 1,863 | -66.4% | 0.08% | -62.6% |
| BKLN | Sell | POWERSHARES SENIOR LOAN ETFetf | $549,000 | -9.9% | 23,521 | -10.3% | 0.08% | -5.7% |
| WFC | Sell | WELLS FARGO BK N A | $548,000 | +19.4% | 9,939 | -4.0% | 0.08% | +23.9% |
| TUR | New | ISHARES MSCI TURKEY ETFindex cef | $552,000 | – | 17,000 | +100.0% | 0.08% | – |
| CSCO | Sell | CISCO SYSTEMS INC | $551,000 | -25.7% | 18,246 | -22.0% | 0.08% | -23.1% |
| PCI | Buy | PIMCO DYNMC CRDT AND MRTtaxable cef | $544,000 | +14.0% | 26,917 | +15.1% | 0.08% | +18.8% |
| PICB | Buy | POWERSHARES INTL CORPORATE BONetf | $544,000 | -0.9% | 22,235 | +7.6% | 0.08% | +2.5% |
| MYI | Buy | BLACKROCK MUNIYIELD INSDnon-tax cef | $532,000 | +36.4% | 38,930 | +52.0% | 0.08% | +40.4% |
| EMR | Sell | EMERSON ELECTRIC CO | $524,000 | -14.8% | 9,394 | -16.7% | 0.08% | -11.2% |
| GS | Sell | GOLDMAN SACHS GROUP | $526,000 | +21.5% | 2,196 | -18.2% | 0.08% | +25.4% |
| CY | New | CYPRESS SEMICONDUCTR | $518,000 | – | 45,268 | +100.0% | 0.08% | – |
| SBUX | Buy | STARBUCKS CORP | $514,000 | +6.9% | 9,256 | +4.1% | 0.08% | +10.0% |
| BTZ | Buy | BLACKROCK CREDIT ALLOCATtaxable cef | $509,000 | -2.9% | 39,258 | +0.0% | 0.08% | +1.3% |
| CVX | Buy | CHEVRON CORPORATION | $509,000 | +19.2% | 4,323 | +4.1% | 0.08% | +24.2% |
| NEV | Buy | NUVEEN ENHANCED MUNICIPAnon-tax cef | $496,000 | +41.3% | 35,450 | +61.0% | 0.08% | +47.1% |
| PCLN | Buy | PRICELINE GROUP | $489,000 | +31.1% | 333 | +31.6% | 0.07% | +37.0% |
| MFL | Buy | BLACKROCK MUNIHOLDINGS Inon-tax cef | $490,000 | +35.4% | 34,520 | +52.3% | 0.07% | +42.3% |
| GREK | Buy | GLOBAL X MSCI GREECE ETFindex cef | $492,000 | +20.0% | 63,110 | +10.5% | 0.07% | +25.4% |
| DTEGY | DEUTSCHE TELEKOM AG F UNSPONSOadr | $476,000 | +1.9% | 27,860 | 0.0% | 0.07% | +5.9% | |
| FARM CREDIT BANK OF TEXAS 144Apfd | $468,000 | -3.1% | 4,500 | 0.0% | 0.07% | +1.4% | ||
| CBS | CBS CORP CL B | $464,000 | +16.0% | 7,300 | 0.0% | 0.07% | +20.7% | |
| BGY | BLACKROCK INTL GROWTH TRcefs | $460,000 | -7.3% | 83,568 | 0.0% | 0.07% | -4.2% | |
| CHY | Buy | CALAMOS CONVERTIBLE ANDtaxable cef | $450,000 | +6.9% | 42,665 | +11.5% | 0.07% | +11.5% |
| CCI | New | CROWN CASTLE INTL CORP | $447,000 | – | 5,147 | +100.0% | 0.07% | – |
| CIT | New | CIT GROUP INC | $435,000 | – | 10,200 | +100.0% | 0.07% | – |
| SLB | Sell | SCHLUMBERGER LTD F | $436,000 | +2.3% | 5,193 | -4.2% | 0.07% | +6.5% |
| FMO | FIDUCIARY/CLAYMORE MLP Ocefs | $435,000 | -5.6% | 29,185 | 0.0% | 0.07% | -1.5% | |
| ENLK | Sell | ENLINK MIDSTREAM PTR LPlp | $429,000 | -70.3% | 23,257 | -71.5% | 0.06% | -68.9% |
| MYD | Buy | BLACKROCK MUNIYIELD CFnon-tax cef | $428,000 | +94.5% | 30,270 | +118.9% | 0.06% | +103.1% |
| HD | Buy | HOME DEPOT INC | $427,000 | +59.9% | 3,188 | +53.9% | 0.06% | +64.1% |
| PEP | Buy | PEPSICO INCORPORATED | $427,000 | +1.2% | 4,083 | +5.2% | 0.06% | +4.9% |
| OPK | OPKO HEALTH INC | $419,000 | -12.2% | 45,000 | 0.0% | 0.06% | -8.7% | |
| BDJ | Buy | BLACKROCK ENHANCED EQUITcefs | $418,000 | +3.5% | 51,271 | +0.0% | 0.06% | +6.8% |
| NKE | New | NIKE INC CLASS B | $420,000 | – | 8,256 | +100.0% | 0.06% | – |
| JKHY | Buy | HENRY JACK & ASSOC | $405,000 | +37.8% | 4,564 | +32.9% | 0.06% | +41.9% |
| IYR | ISHARES US REAL ESTATE ETFetf | $401,000 | -4.5% | 5,210 | 0.0% | 0.06% | -1.6% | |
| FCX | Buy | FREEPORT MCMORAN INC | $394,000 | +29.6% | 29,825 | +6.7% | 0.06% | +34.1% |
| LJPC | LA JOLLA PHARMA | $387,000 | -26.4% | 22,092 | 0.0% | 0.06% | -23.7% | |
| EEM | New | ISHARES MSCI EMERGING MARKETSindex cef | $376,000 | – | 10,728 | +100.0% | 0.06% | – |
| XLY | Sell | SPDR FUND CONSUMER DISCRE SELEindex cef | $371,000 | -97.0% | 4,564 | -97.0% | 0.06% | -96.9% |
| AMJ | Sell | JP MORGAN EXCH TRADED NT ALERIindex cef | $366,000 | -70.7% | 11,594 | -70.8% | 0.06% | -69.6% |
| ISRG | INTUITIVE SURGICAL | $365,000 | -12.5% | 575 | 0.0% | 0.06% | -8.3% | |
| KTF | DEUTSCHE MUNI INCOME TRnon-tax cef | $351,000 | -6.6% | 26,720 | 0.0% | 0.05% | -1.9% | |
| DATA | Buy | TABLEAU SOFTWARE INC CLASS A | $343,000 | -2.6% | 8,139 | +28.1% | 0.05% | +2.0% |
| MUC | New | BLACKROCK MUNIHLDG CALIFnon-tax cef | $344,000 | – | 24,425 | +100.0% | 0.05% | – |
| LCI | LANNETT INC | $342,000 | -17.0% | 15,500 | 0.0% | 0.05% | -13.3% | |
| RA | New | BROOKFIELD REAL ASSETS Itaxable cef | $339,000 | – | 15,195 | +100.0% | 0.05% | – |
| New | ARTPRICE.COM ORDF | $339,000 | – | 28,000 | +100.0% | 0.05% | – | |
| NVG | Sell | NUVEEN AMT FREE MNCPL CRnon-tax cef | $340,000 | -53.0% | 23,490 | -47.8% | 0.05% | -51.4% |
| TIVO | New | TIVO CORPORATION | $335,000 | – | 16,000 | +100.0% | 0.05% | – |
| VGM | Sell | INVESCO TRUST FOR INVT GRADE Mnon-tax cef | $330,000 | -27.3% | 25,880 | -19.6% | 0.05% | -24.2% |
| FPF | New | FIRST TRUST INT DUR PRFtaxable cef | $324,000 | – | 14,280 | +100.0% | 0.05% | – |
| AGRIP | AGRIBANK FCBPFD 6.875 NON CUMpfd | $324,000 | +0.3% | 3,000 | 0.0% | 0.05% | +4.3% | |
| PML | Sell | PIMCO MUNICIPAL INCOME Inon-tax cef | $327,000 | -38.4% | 26,745 | -31.2% | 0.05% | -36.4% |
| VGT | Buy | VANGUARD INFORMATION TECHNOLOGindex cef | $308,000 | +13.2% | 2,530 | +11.9% | 0.05% | +17.9% |
| CEV | EATON VANCE CALF MUN INCOME TRnon-tax cef | $304,000 | -10.9% | 24,686 | 0.0% | 0.05% | -6.1% | |
| XRX | XEROX CORP | $306,000 | -13.8% | 35,000 | 0.0% | 0.05% | -9.8% | |
| TDTT | FLEXSHARES IBOXX 3 YR TIPS IDXetf | $296,000 | -0.7% | 12,000 | 0.0% | 0.04% | +4.7% | |
| NMZ | Buy | NUVEEN MUNI HIGH INC OPPnon-tax cef | $296,000 | +98.7% | 23,140 | +124.7% | 0.04% | +104.5% |
| OXY | Sell | OCCIDENTAL PETROL CO | $298,000 | -5.1% | 4,175 | -3.2% | 0.04% | -2.2% |
| IJK | ISHARES S&P MID CAP 400 GRWTHindex cef | $296,000 | +4.2% | 1,625 | 0.0% | 0.04% | +9.8% | |
| TXN | Sell | TEXAS INSTRUMENTS | $291,000 | -18.9% | 3,978 | -22.4% | 0.04% | -15.4% |
| GM | New | GENERAL MOTORS CO | $291,000 | – | 8,363 | +100.0% | 0.04% | – |
| UHS | Buy | UNIVERSAL HLTH SVCS CLASS B | $295,000 | +2.4% | 2,766 | +18.4% | 0.04% | +4.8% |
| AINV | New | APOLLO INVESTMENT CORP | $293,000 | – | 49,900 | +100.0% | 0.04% | – |
| ROVI | Sell | ROVI CORP COM EXCHANGEDFOR CU | $292,000 | +49.0% | 7,100 | -29.7% | 0.04% | +57.1% |
| IWD | ISHARES RUSSELL 1000 VALUE ETFindex cef | $283,000 | +6.0% | 2,527 | 0.0% | 0.04% | +10.3% | |
| NTRSP | NORTHERN TRUST CORP PFD 5.85pfd | $288,000 | -8.0% | 11,500 | 0.0% | 0.04% | -4.4% | |
| PDT | JOHN HANCOCK PREMIUM DIVcefs | $282,000 | -4.4% | 18,000 | 0.0% | 0.04% | 0.0% | |
| QCOM | Buy | QUALCOMM INC | $283,000 | -3.7% | 4,332 | +1.1% | 0.04% | 0.0% |
| VLO | Sell | VALERO ENERGY CORP | $277,000 | -15.3% | 4,050 | -34.5% | 0.04% | -10.6% |
| BAH | New | BOOZ ALLEN HAMILTON CLASS A | $281,000 | – | 7,808 | +100.0% | 0.04% | – |
| JPC | NUVEEN PREFERRED INCOMEtaxable cef | $281,000 | -1.7% | 28,587 | 0.0% | 0.04% | +2.4% | |
| TDF | Sell | TEMPLETON DRAGON CFcefs | $280,000 | -53.5% | 17,072 | -50.0% | 0.04% | -51.7% |
| ACAD | Sell | ACADIA PHARMACEUTL | $277,000 | -9.2% | 9,585 | -0.2% | 0.04% | -4.5% |
| BIDU | BAIDU INC F SPONSORED ADR 1 ADadr | $272,000 | -9.6% | 1,652 | 0.0% | 0.04% | -6.8% | |
| IVW | ISHARES S&P 500 GROWTH ETFindex cef | $272,000 | 0.0% | 2,235 | 0.0% | 0.04% | +5.1% | |
| HLMPR | HILLMAN GRP 11.6 PFD DUE 09/30pfd | $273,000 | -1.4% | 8,425 | 0.0% | 0.04% | +2.5% | |
| KKR | Sell | KKR & CO LP LPlp | $274,000 | +5.0% | 17,786 | -2.9% | 0.04% | +7.9% |
| IDRA | Buy | IDERA PHARMA | $274,000 | -39.8% | 182,570 | +2.8% | 0.04% | -37.9% |
| VDSI | VASCO DATA SECURITY | $273,000 | -22.4% | 20,000 | 0.0% | 0.04% | -19.6% | |
| T | Sell | A T & T INC | $269,000 | -0.7% | 6,324 | -5.3% | 0.04% | +5.1% |
| MMM | Buy | 3M COMPANY | $267,000 | +13.6% | 1,494 | +12.4% | 0.04% | +17.6% |
| ABT | Sell | ABBOTT LABORATORIES | $264,000 | -59.5% | 6,884 | -55.3% | 0.04% | -57.4% |
| PMF | PIMCO MUNICIPAL INCOME Cnon-tax cef | $265,000 | -14.2% | 18,413 | 0.0% | 0.04% | -11.1% | |
| APO | Sell | APOLLO GLOBAL MGMT LPlp | $263,000 | +1.2% | 13,598 | -6.1% | 0.04% | +5.3% |
| IVZ | New | INVESCO LTD | $267,000 | – | 8,800 | +100.0% | 0.04% | – |
| JNK | Sell | SPDR BARCLAYS ETF HIGH YIELD Vetf | $257,000 | -3.0% | 7,040 | -2.5% | 0.04% | +2.6% |
| GLCN | VANECK VECTORS CHINAAMC CSI 30index cef | $257,000 | -4.1% | 6,972 | 0.0% | 0.04% | 0.0% | |
| L100PS | New | ARCONIC INC | $257,000 | – | 13,876 | +100.0% | 0.04% | – |
| BFZ | Buy | BLACKROCK CALIFORNIA MUNnon-tax cef | $262,000 | -1.9% | 18,100 | +11.9% | 0.04% | 0.0% |
| NSRGY | Sell | NESTLE SA F SPONSORED ADR 1 ADadr | $253,000 | -63.3% | 3,534 | -59.5% | 0.04% | -62.0% |
| BSV | VANGUARD SHORT-TERM BOND ETFetf | $252,000 | -1.9% | 3,175 | 0.0% | 0.04% | +2.7% | |
| GILD | Sell | GILEAD SCIENCES INC | $252,000 | -25.0% | 3,513 | -17.2% | 0.04% | -22.4% |
| CYBR | CYBERARK SOFTWRE LTD F | $250,000 | -8.4% | 5,500 | 0.0% | 0.04% | -5.0% | |
| NKX | Buy | NUVEN CALIFOR AMT FREE Qnon-tax cef | $247,000 | -9.9% | 17,286 | +4.8% | 0.04% | -7.5% |
| CRM | Sell | SALESFORCE COM | $246,000 | -47.8% | 3,600 | -45.5% | 0.04% | -45.6% |
| UNH | New | UNITEDHEALTH GRP INC | $245,000 | – | 1,532 | +100.0% | 0.04% | – |
| LEO | DREYFUS STRATEGIC MUNICInon-tax cef | $240,000 | -10.1% | 28,520 | 0.0% | 0.04% | -7.7% | |
| MSI | MOTOROLA SOLUTIONS | $237,000 | +8.7% | 2,857 | 0.0% | 0.04% | +12.5% | |
| IBM | Sell | IBM CORP | $241,000 | -12.4% | 1,451 | -16.4% | 0.04% | -10.0% |
| PKO | Buy | PIMCO INCOME OPPORTUNITYtaxable cef | $237,000 | +5.8% | 10,211 | +5.6% | 0.04% | +12.5% |
| COBANK ACBPFD 6.250pfd | $240,000 | -3.6% | 2,370 | 0.0% | 0.04% | 0.0% | ||
| Sell | ALTAIR - PACIFIC COAST CAP PTNetf | $240,000 | +10.1% | 190,770 | -0.6% | 0.04% | +12.5% | |
| CAH | New | CARDINAL HEALTH INC | $233,000 | – | 3,240 | +100.0% | 0.04% | – |
| HLF | HERBALIFE LTD F | $229,000 | -22.1% | 4,750 | 0.0% | 0.04% | -18.6% | |
| MQY | New | BLACKROCK MUNIYLD QUALITnon-tax cef | $233,000 | – | 15,795 | +100.0% | 0.04% | – |
| AVGO | BROADCOM LTD F | $232,000 | +2.7% | 1,308 | 0.0% | 0.04% | +6.1% | |
| KFNPRCL | KKR FINANCIAL HOLDINGS LLCPFDpfd | $234,000 | -2.5% | 9,000 | 0.0% | 0.04% | 0.0% | |
| ETW | New | EATON VNCE MGD GLBL BUYcefs | $233,000 | – | 23,100 | +100.0% | 0.04% | – |
| FRC | New | FIRST REP BK SAN FRANCISCOCAL | $230,000 | – | 2,500 | +100.0% | 0.04% | – |
| CBRL | New | CRACKER BARREL OLD | $229,000 | – | 1,375 | +100.0% | 0.04% | – |
| RZA | REINSURANCE GROUP AMERINC SUBpfd | $229,000 | -6.1% | 8,500 | 0.0% | 0.04% | 0.0% | |
| AFB | ALLIANCEBERNSTEIN NTNL Mnon-tax cef | $235,000 | -10.0% | 17,740 | 0.0% | 0.04% | -7.9% | |
| DSM | DREYFUS STRATEGIC MUNICInon-tax cef | $223,000 | -9.3% | 27,740 | 0.0% | 0.03% | -5.6% | |
| MUS | BLACKROCK MUNIHOLDINGS Inon-tax cef | $227,000 | -6.2% | 16,690 | 0.0% | 0.03% | -2.9% | |
| NEE | Buy | NEXTERA ENERGY INC | $226,000 | +4.6% | 1,888 | +6.7% | 0.03% | +9.7% |
| EVV | Sell | EATON VANCE LIMITED DURAtaxable cef | $223,000 | -5.9% | 16,209 | -6.2% | 0.03% | 0.0% |
| VYM | VANGUARD HIGH DIVIDEND YIELD Eindex cef | $217,000 | +5.3% | 2,860 | 0.0% | 0.03% | +10.0% | |
| MIE | COHEN MLP INCOME AND ENEcefs | $218,000 | +1.4% | 19,980 | 0.0% | 0.03% | +6.5% | |
| USA | Sell | LIBERTY ALL STAR EQUITYcefs | $218,000 | -1.8% | 42,142 | -2.0% | 0.03% | +3.1% |
| BMY | Buy | BRISTOL-MYERS SQUIBB | $222,000 | +7.8% | 3,812 | +0.1% | 0.03% | +10.0% |
| Sell | ALTAIR - GOLUB CAPITAL VIIILPetf | $222,000 | +2.3% | 223,058 | -0.4% | 0.03% | +6.5% | |
| CNA | New | C N A FINANCIAL CORP | $214,000 | – | 5,150 | +100.0% | 0.03% | – |
| CII | BLACKROCK ENHCD CAPITL Acefs | $214,000 | -0.5% | 15,600 | 0.0% | 0.03% | +3.2% | |
| PCEF | New | POWERSHARES CEF INC COMPOSITEindex cef | $213,000 | – | 9,526 | +100.0% | 0.03% | – |
| JTD | New | NUVEEN TAX ADVNTGD DIVDNcefs | $209,000 | – | 14,970 | +100.0% | 0.03% | – |
| REM | New | ISHARES TR MTG REL ETFNEWetf | $210,000 | – | 5,000 | +100.0% | 0.03% | – |
| PSAPRC | PUBLIC STORAGEPFD 5.125 CUMULpfd | $208,000 | -16.1% | 9,525 | 0.0% | 0.03% | -13.9% | |
| WMT | Sell | WAL-MART STORES INC | $205,000 | -6.4% | 2,970 | -2.0% | 0.03% | -3.1% |
| MQT | BLACKROCK MUNIYLD QUALITnon-tax cef | $198,000 | -9.6% | 15,430 | 0.0% | 0.03% | -6.2% | |
| VKI | New | INVESCO ADVANTAGE MUNI INCOMEnon-tax cef | $200,000 | – | 17,860 | +100.0% | 0.03% | – |
| EAD | Buy | WELLS FARGO INCOME OPPORtaxable cef | $192,000 | +6.7% | 22,622 | +4.6% | 0.03% | +11.5% |
| IAU | Sell | ISHARES GOLD ETFetf | $190,000 | -53.8% | 17,188 | -46.8% | 0.03% | -51.7% |
| ORIG | Sell | OCEAN RIG UDW INC F | $195,000 | +82.2% | 112,115 | -11.9% | 0.03% | +81.2% |
| MUE | BLACKROCK MUNIHLDGS INSDnon-tax cef | $189,000 | -8.7% | 14,010 | 0.0% | 0.03% | -6.7% | |
| ERC | WELLS FARGO MULTI SECTORtaxable cef | $184,000 | -1.1% | 14,332 | 0.0% | 0.03% | +3.7% | |
| PFN | PIMCO INCOME STRATEGY IItaxable cef | $186,000 | -0.5% | 19,643 | 0.0% | 0.03% | +3.7% | |
| NLY | Sell | ANNALY CAPITAL MGMT REITetf | $171,000 | -6.0% | 17,161 | -0.7% | 0.03% | 0.0% |
| PZN | New | PZENA INVESTMENT MGM CLASS A | $170,000 | – | 15,315 | +100.0% | 0.03% | – |
| HYT | BLACKROCK CORPORATE HIGHtaxable cef | $174,000 | +0.6% | 16,022 | 0.0% | 0.03% | +4.0% | |
| MHD | BLACKROCK MUNIHOLDINGS Cnon-tax cef | $168,000 | -12.0% | 10,370 | 0.0% | 0.02% | -10.7% | |
| ETJ | Sell | EATON VANCE RISK MAN DIVcefs | $165,000 | -26.0% | 18,350 | -22.3% | 0.02% | -21.9% |
| IIM | Sell | INVESCO VALUE MUNI INCM TRUSTnon-tax cef | $168,000 | -32.0% | 11,500 | -23.8% | 0.02% | -30.6% |
| GLO | Sell | CLOUGH GLOBAL OPPORTUNITcefs | $168,000 | -28.2% | 18,756 | -22.4% | 0.02% | -26.5% |
| PZC | PIMCO CALIFOR MUNI INCMnon-tax cef | $159,000 | -11.7% | 14,040 | 0.0% | 0.02% | -7.7% | |
| AEG | Sell | AEGON NV F UNSPONSORED ADR 1 Aadr | $158,000 | +41.1% | 28,500 | -2.0% | 0.02% | +50.0% |
| IVH | IVY HIGH INCOME OPPORTUNtaxable cef | $156,000 | +2.6% | 10,585 | 0.0% | 0.02% | +9.1% | |
| VMO | Sell | INVESCO MUNI OPPORTUNITY TRUSTnon-tax cef | $156,000 | -42.0% | 12,270 | -35.0% | 0.02% | -38.5% |
| JPS | Buy | NUVEEN QUALITY PREFERREDtaxable cef | $152,000 | +49.0% | 16,301 | +53.8% | 0.02% | +53.3% |
| NUGT | New | DRXN DLY GLD MNS INX BL 3X ETFindex cef | $153,000 | – | 20,000 | +100.0% | 0.02% | – |
| F | Buy | FORD MOTOR COMPANY | $150,000 | +1.4% | 12,380 | +0.8% | 0.02% | +9.5% |
| BLW | BLACKROCK LIMITED DURATItaxable cef | $155,000 | -1.9% | 10,212 | 0.0% | 0.02% | 0.0% | |
| FAIRFAX FINL HLDGS PFD 5 CUM Ppfd | $149,000 | +4.9% | 10,870 | 0.0% | 0.02% | +4.8% | ||
| RVT | New | ROYCE VALUE CFcefs | $141,000 | – | 10,500 | +100.0% | 0.02% | – |
| Sell | SHINSEI BANK LTD ORDF | $136,000 | +9.7% | 81,000 | -1.8% | 0.02% | +16.7% | |
| Sell | SUMITOMO CORP ORDF | $132,000 | +2.3% | 11,250 | -3.4% | 0.02% | +5.3% | |
| IQI | INVESCO QLTY MUN INCM TR SBInon-tax cef | $131,000 | -10.3% | 10,590 | 0.0% | 0.02% | -4.8% | |
| PMX | PIMCO MUNICIPAL INCOME Inon-tax cef | $135,000 | -11.8% | 11,910 | 0.0% | 0.02% | -9.1% | |
| JRO | Sell | NUVEEN FLOATG RATE INCMtaxable cef | $128,000 | +0.8% | 10,490 | -8.7% | 0.02% | +5.6% |
| CKHUY | New | C K HUTCHISON HOLDIN F UNSPONSadr | $123,000 | – | 10,905 | +100.0% | 0.02% | – |
| CHK | Sell | CHESAPEAKE ENERGY CO | $114,000 | -63.1% | 16,275 | -67.0% | 0.02% | -62.2% |
| LYG | LLOYDS BANKING GROUP PLC ADRadr | $114,000 | +8.6% | 36,748 | 0.0% | 0.02% | +13.3% | |
| STKL | New | SUNOPTA INC F | $106,000 | – | 15,000 | +100.0% | 0.02% | – |
| BSF | BEAR ST FINL INC | $103,000 | +9.6% | 10,176 | 0.0% | 0.02% | +14.3% | |
| AIA GROUP LTD ORDF | $100,000 | -15.3% | 17,800 | 0.0% | 0.02% | -11.8% | ||
| HIX | WESTERN ASST HIGH INCM Itaxable cef | $86,000 | -1.1% | 12,160 | 0.0% | 0.01% | 0.0% | |
| INVE | IDENTIVE INC | $85,000 | +49.1% | 26,605 | 0.0% | 0.01% | +62.5% | |
| TSCDY | Sell | TESCO PLC SPONS ADRadr | $80,000 | +2.6% | 10,593 | -3.6% | 0.01% | +9.1% |
| HIO | WESTRN ASST HIGH INCM OPtaxable cef | $74,000 | -1.3% | 14,810 | 0.0% | 0.01% | 0.0% | |
| New | ALTAIR - SENIOR HOUSING FUND Ietf | $69,000 | – | 72,592 | +100.0% | 0.01% | – | |
| New | PNC FINANCIAL SERVICESVAR RTpfd | $63,000 | – | 65,000 | +100.0% | 0.01% | – | |
| NCZ | ALLIANZGI CONV & INCOMEFD II Ctaxable cef | $61,000 | -1.6% | 10,580 | 0.0% | 0.01% | 0.0% | |
| SIRI | Sell | SIRIUS XM RADIO INC | $47,000 | -51.0% | 10,525 | -54.5% | 0.01% | -50.0% |
| DNRCQ | Sell | DENBURY RES INC | $37,000 | -21.3% | 10,220 | -30.2% | 0.01% | -14.3% |
| BILLABONG INTL NEW ORD F | $27,000 | -6.9% | 30,240 | 0.0% | 0.00% | 0.0% | ||
| New | M&T BANK CORPVAR RT 12/29/204pfd | $24,000 | – | 25,000 | +100.0% | 0.00% | – | |
| Sell | GRAN COLOMBIA GOLD F | $10,000 | -68.8% | 145,300 | -57.7% | 0.00% | -60.0% | |
| BANK OF CHINA LTD ORDF | $14,000 | -6.7% | 32,200 | 0.0% | 0.00% | 0.0% | ||
| CANOPUS BIOPHARMA INC | $9,000 | +12.5% | 80,000 | 0.0% | 0.00% | 0.0% | ||
| LWLG | LIGHTWAVE LOGIC INC COM | $6,000 | -14.3% | 10,000 | 0.0% | 0.00% | 0.0% | |
| TELESITES SAB DE C ORDF | $7,000 | 0.0% | 11,550 | 0.0% | 0.00% | 0.0% | ||
| ACIIQ | Exit | ARCH COAL INC | $0 | – | -19,852 | -100.0% | 0.00% | – |
| 1/100000 CUTWATER SELXXX N/C Ttaxable cef | $0 | – | 49,520 | 0.0% | 0.00% | – | ||
| New | Q L T INC WTS F WARRANTS EXP Uwt | $0 | – | 30,000 | +100.0% | 0.00% | – | |
| New | Q L T INC WTS F WARRANTS EXP Uwt | $0 | – | 30,000 | +100.0% | 0.00% | – | |
| TABERNA PREFERRED .018 07/05/2pfd | $0 | – | 500,000 | 0.0% | 0.00% | – | ||
| TBII | TRANSWORLD BENEFITS IXXX REGIS | $0 | – | 104,000 | 0.0% | 0.00% | – | |
| GCEH | Exit | GLOBAL CLEAN ENERGY | $0 | – | -298,814 | -100.0% | 0.00% | – |
| SPECTRUM GROUP SHS | $0 | – | 48,467 | 0.0% | 0.00% | – | ||
| NBGGY | Exit | NATL BK GREECE F ADR 1 ADR REPadr | $0 | – | -18,666 | -100.0% | -0.00% | – |
| GERN | Exit | GERON CORP | $0 | – | -10,000 | -100.0% | -0.00% | – |
| Exit | TESCO PLC ORDF | $0 | – | -10,500 | -100.0% | -0.00% | – | |
| ARNA | Exit | ARENA PHARMACEUTICAL | $0 | – | -19,953 | -100.0% | -0.01% | – |
| HTM | Exit | U S GEOTHERMAL INC | $0 | – | -44,375 | -100.0% | -0.01% | – |
| QLTI | Exit | Q L T INC F | $0 | – | -30,000 | -100.0% | -0.01% | – |
| AWP | Exit | ALPINE GLOBAL PREMIER PRreit cef | $0 | – | -19,227 | -100.0% | -0.02% | – |
| REM | Exit | ISHARES TR MRG RL ES CPETFetf | $0 | – | -10,000 | -100.0% | -0.02% | – |
| PHT | Exit | PIONEER HIGH INCOME CFtaxable cef | $0 | – | -14,505 | -100.0% | -0.02% | – |
| PMM | Exit | PUTNAM MANAGED MUNICIPALnon-tax cef | $0 | – | -20,264 | -100.0% | -0.02% | – |
| EIM | Exit | EATON VANCE MUNICIPAL BNnon-tax cef | $0 | – | -11,430 | -100.0% | -0.02% | – |
| BOI | Exit | BROOKFIELD MORTGAGE OPPtaxable cef | $0 | – | -10,897 | -100.0% | -0.02% | – |
| CG | Exit | CARLYLE GROUP LPlp | $0 | – | -12,253 | -100.0% | -0.03% | – |
| AFGECL | Exit | AMERICAN FINANCIAL GROUP PFD 6pfd | $0 | – | -7,500 | -100.0% | -0.03% | – |
| IEH | Exit | INTEGRYS HOLDING INCPFD 6.000%pfd | $0 | – | -7,500 | -100.0% | -0.03% | – |
| MUJ | Exit | BLACKROCK MUNIHLDG NEWJEnon-tax cef | $0 | – | -13,854 | -100.0% | -0.03% | – |
| VKQ | Exit | INVESCO MUNICIPAL TRUSTnon-tax cef | $0 | – | -15,277 | -100.0% | -0.03% | – |
| XLRE | Exit | REAL ESTATE SELECT SCTR SPDR Eindex cef | $0 | – | -6,575 | -100.0% | -0.03% | – |
| LLY | Exit | ELI LILLY & COMPANY | $0 | – | -2,766 | -100.0% | -0.03% | – |
| BWG | Exit | LEGG MASON BW GLOBAL INCtaxable cef | $0 | – | -16,152 | -100.0% | -0.03% | – |
| SCEPRK | Exit | SCE TRUST VPFD 5.450% CUMULATIpfd | $0 | – | -7,750 | -100.0% | -0.03% | – |
| VLP | Exit | VALERO ENERGY PARTNERS LPlp | $0 | – | -5,300 | -100.0% | -0.03% | – |
| LNG | Exit | CHENIERE ENERGY INC | $0 | – | -5,700 | -100.0% | -0.04% | – |
| ENLC | Exit | EnLink Midstream, LLClp | $0 | – | -15,200 | -100.0% | -0.04% | – |
| DM | Exit | DOMINION MIDSTREAM PARTNERS LPlp | $0 | – | -10,800 | -100.0% | -0.04% | – |
| VTTI | Exit | VTTI ENERGY PARTNERS LPlp | $0 | – | -13,600 | -100.0% | -0.04% | – |
| KRE | Exit | SPDR S&P REGIONAL BANKING ETFindex cef | $0 | – | -6,390 | -100.0% | -0.04% | – |
| EQM | Exit | EQT MIDSTREAM PNTRS LPlp | $0 | – | -3,494 | -100.0% | -0.04% | – |
| EOS | Exit | EATON VANCE ENHANCED EQTcefs | $0 | – | -19,576 | -100.0% | -0.04% | – |
| TTHI | Exit | TRANSITION THERAPEUTICSINC COM | $0 | – | -188,596 | -100.0% | -0.04% | – |
| KMI | Exit | KINDER MORGAN INClp | $0 | – | -12,397 | -100.0% | -0.04% | – |
| MHI | Exit | PIONEER MUNICIPAL HIGH Inon-tax cef | $0 | – | -22,236 | -100.0% | -0.04% | – |
| EQGP | Exit | EQT GP HOLDINGS LPlp | $0 | – | -12,100 | -100.0% | -0.04% | – |
| PSXP | Exit | PHILLIPS 66 PARTNERS LPlp | $0 | – | -6,200 | -100.0% | -0.04% | – |
| SHLX | Exit | SHELL MIDSTREAM PARTNERS LPlp | $0 | – | -9,600 | -100.0% | -0.04% | – |
| EXG | Exit | EATON VANCE TAX MAN GL Dcefs | $0 | – | -36,351 | -100.0% | -0.05% | – |
| DBL | Exit | DOUBLELINE OPPORTUNISTICtaxable cef | $0 | – | -12,478 | -100.0% | -0.05% | – |
| ETY | Exit | EATON VANCE TAX MGD DVFcefs | $0 | – | -29,669 | -100.0% | -0.05% | – |
| VIS | Exit | VANGUARD SECTOR INDEXFDS VANGUindex cef | $0 | – | -2,947 | -100.0% | -0.05% | – |
| WGP | Exit | WESTERN GAS EQUITY PARTNERS LPlp | $0 | – | -8,600 | -100.0% | -0.05% | – |
| BPL | Exit | BUCKEYE PARTNERS LP LPlp | $0 | – | -5,282 | -100.0% | -0.06% | – |
| AM | Exit | ANTERO MIDSTREAM PARTNERS LPlp | $0 | – | -14,700 | -100.0% | -0.06% | – |
| HTR | Exit | BROOKFIELD TOTAL RETURNtaxable cef | $0 | – | -17,538 | -100.0% | -0.06% | – |
| NZF | Exit | NUVEEN ENHANCED MCPL CREnon-tax cef | $0 | – | -25,222 | -100.0% | -0.06% | – |
| BABA | Exit | ALIBABA GROUP HLDG F ADR 1 ADRadr | $0 | – | -3,810 | -100.0% | -0.06% | – |
| AA | Exit | ALCOA INC | $0 | – | -41,024 | -100.0% | -0.06% | – |
| MPLX | Exit | MPLX LPlp | $0 | – | -12,600 | -100.0% | -0.06% | – |
| SEMG | Exit | SEMGROUP CORP CLASS A | $0 | – | -12,700 | -100.0% | -0.06% | – |
| ETG | Exit | EATON VANCE TAX ADV GLBLcefs | $0 | – | -30,574 | -100.0% | -0.07% | – |
| Exit | ARTPRICE.COM SAINT ROMAIN AU M | $0 | – | -28,000 | -100.0% | -0.07% | – | |
| DCP | Exit | DCP MIDSTREAM PARTNERS LPlp | $0 | – | -13,800 | -100.0% | -0.07% | – |
| TLLP | Exit | TESORO LOGISTICS LP LPlp | $0 | – | -10,660 | -100.0% | -0.08% | – |
| OKE | Exit | ONEOK INClp | $0 | – | -10,200 | -100.0% | -0.08% | – |
| RMP | Exit | Rice Midstream Partners LPlp | $0 | – | -23,400 | -100.0% | -0.08% | – |
| CLBS | Exit | CALADRIUS BIOSCIENCE | $0 | – | -122,911 | -100.0% | -0.08% | – |
| KO | Exit | COCA COLA COMPANY | $0 | – | -13,671 | -100.0% | -0.08% | – |
| SPXL | Exit | DIREXION DAILY S&P 500 BULL 3Xindex cef | $0 | – | -6,000 | -100.0% | -0.08% | – |
| GEL | Exit | GENESIS ENERGY LP LPlp | $0 | – | -16,272 | -100.0% | -0.09% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -10,919 | -100.0% | -0.10% | – |
| A104PS | Exit | HILTON WORLDWIDE HLD | $0 | – | -33,300 | -100.0% | -0.11% | – |
| VNQI | Exit | VANGUARD GLBAL EX US REAL ESTetf | $0 | – | -14,937 | -100.0% | -0.12% | – |
| ENBL | Exit | Enable Midstream Partners LPlp | $0 | – | -70,500 | -100.0% | -0.16% | – |
| OKS | Exit | ONEOK PARTNERS LP LPlp | $0 | – | -35,545 | -100.0% | -0.21% | – |
| NGL | Exit | NGL ENERGY PARTNER LPlp | $0 | – | -76,800 | -100.0% | -0.21% | – |
| SXL | Exit | SUNOCO LOGISTICS PTN LPlp | $0 | – | -51,160 | -100.0% | -0.21% | – |
| PAA | Exit | PLAINS ALL AMERICAN LPlp | $0 | – | -50,663 | -100.0% | -0.23% | – |
| TRGP | Exit | TARGA RESOURCES CORP | $0 | – | -34,200 | -100.0% | -0.24% | – |
| ETP | Exit | ENERGY TRANSFER PART LPlp | $0 | – | -48,038 | -100.0% | -0.26% | – |
| EWI | Exit | ISHARES MSCI ITALY CAPPED ETFindex cef | $0 | – | -163,050 | -100.0% | -0.26% | – |
| RWX | Exit | SPDR DOW JONES INTER REAL ESTAetf | $0 | – | -52,938 | -100.0% | -0.32% | – |
| EPP | Exit | ISHARES MSCI PACIFIC EX JAPANindex cef | $0 | – | -191,647 | -100.0% | -1.17% | – |
| ITB | Exit | ISHARES US HOME CONSTRUCT ETFindex cef | $0 | – | -330,641 | -100.0% | -1.32% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TRUST | 40 | Q3 2023 | 16.9% |
| UNITED PARCEL SVC INC CL B | 40 | Q3 2023 | 8.2% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 40 | Q3 2023 | 5.5% |
| TECHNOLOGY SELECT SECTOR SPDR FUND | 40 | Q3 2023 | 3.6% |
| SELECT SECTOR HEALTH CARE SPDR | 40 | Q3 2023 | 3.5% |
| SALESFORCE INC COM | 40 | Q3 2023 | 5.4% |
| FIDELITY NATL INFORMATION SVCS COM | 40 | Q3 2023 | 2.0% |
| PHILIP MORRIS INTL INC COM | 40 | Q3 2023 | 1.7% |
| APPLE INC | 40 | Q3 2023 | 3.1% |
| AMAZON COM INC COM | 40 | Q3 2023 | 2.2% |
View HOLLENCREST CAPITAL MANAGEMENT's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-01 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-10-28 |
| 13F-HR | 2022-07-21 |
| 13F-HR | 2022-04-18 |
| 13F-HR | 2022-01-07 |
View HOLLENCREST CAPITAL MANAGEMENT's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.