$1.1 Billion is the total value of RATIONAL ADVISORS LLC's 311 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 28.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $102,487,979 | -7.7% | 1,468,730 | -3.9% | 9.28% | +0.9% |
| AGG | Sell | ISHAREScore totusbd etf | $102,364,421 | -7.7% | 1,088,520 | -3.9% | 9.27% | +0.9% |
| SCHZ | Sell | SCHWAB STRATEGIC TRus aggregate b | $102,265,952 | -7.9% | 2,312,140 | -3.9% | 9.26% | +0.8% |
| AMLP | Sell | ALPS ETF TRalerian mlp | $71,265,250 | -7.4% | 1,688,750 | -13.9% | 6.45% | +1.3% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $65,725,348 | -14.5% | 183,452 | -11.9% | 5.95% | -6.5% |
| VIG | Sell | VANGUARD SPECIALIZED PORTFOLdiv app etf | $60,576,447 | -6.6% | 389,860 | -2.4% | 5.48% | +2.1% |
| FUTY | Sell | FIDELITYmsci utils index | $48,668,424 | -28.3% | 1,283,450 | -20.1% | 4.41% | -21.6% |
| NTSX | Sell | WISDOMTREE TR90/60 balnced fd | $43,452,483 | -15.2% | 1,242,920 | -10.1% | 3.93% | -7.3% |
| PFFD | Sell | GLOBAL X FDSus pfd etf | $39,715,810 | -8.0% | 2,111,420 | -5.2% | 3.60% | +0.6% |
| SCHH | Sell | SCHWAB STRATEGIC TRus reit etf | $32,030,763 | -16.4% | 1,804,550 | -8.0% | 2.90% | -8.6% |
| Sell | DIMENSIONAL ETF TRUST | $28,204,904 | -7.3% | 698,660 | -4.2% | 2.55% | +1.3% | |
| VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $22,436,134 | -8.2% | 295,290 | -4.5% | 2.03% | +0.3% |
| SCHX | Sell | SCHWAB STRATEGIC TRus lrg cap etf | $21,387,102 | -15.5% | 422,670 | -12.6% | 1.94% | -7.6% |
| VOO | Sell | VANGUARD INDEX FDS | $21,221,508 | -15.2% | 54,040 | -12.1% | 1.92% | -7.3% |
| USHY | Sell | ISHARES TRbroad usd high | $16,948,546 | -8.8% | 488,290 | -7.2% | 1.53% | -0.3% |
| BAB | Sell | INVESCO EXCHNG TRADED FD TRtaxable mun bd | $11,177,421 | -8.3% | 441,970 | -3.7% | 1.01% | +0.4% |
| MBB | Sell | ISHARES TRmbs etf | $5,484,288 | -7.4% | 61,760 | -2.8% | 0.50% | +1.2% |
| FB | Sell | FACEBOOK INC | $4,258,683 | +2.4% | 14,190 | -2.0% | 0.39% | +12.2% |
| KKR | Sell | KKR & CO INCcl a | $4,219,600 | -6.6% | 68,500 | -15.1% | 0.38% | +2.1% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $3,255,535 | -2.9% | 24,878 | -11.2% | 0.30% | +6.1% |
| Sell | RBC BEARINGS INC5% cnv pfd sr a | $3,219,884 | -6.0% | 29,200 | -10.2% | 0.29% | +2.5% | |
| COST | Sell | COSTCO WHSL CORP NEW | $2,485,259 | -6.7% | 4,399 | -11.1% | 0.22% | +1.8% |
| IEFA | Sell | ISHARES TRcore msci eafe | $2,306,754 | -90.2% | 35,847 | -89.7% | 0.21% | -89.3% |
| OEF | Sell | ISHARES TRs&p 100 etf | $2,021,247 | -27.5% | 10,074 | -25.2% | 0.18% | -20.8% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $2,021,553 | -26.5% | 4,729 | -23.8% | 0.18% | -19.7% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $2,009,375 | -27.4% | 7,379 | -24.5% | 0.18% | -20.5% |
| SMH | Sell | VANECK ETF TRUSTsemiconductr etf | $1,984,196 | -26.1% | 13,686 | -22.4% | 0.18% | -18.9% |
| BX | Sell | BLACKSTONE GROUP INC | $1,928,520 | -69.7% | 18,000 | -73.7% | 0.18% | -66.7% |
| LLY | Sell | LILLY ELI & CO | $1,826,242 | -11.5% | 3,400 | -22.7% | 0.16% | -3.5% |
| Sell | SOUTHWEST AIRLS COnote 1.250% 5/0 | $1,548,300 | -58.7% | 1,560,000 | -52.3% | 0.14% | -54.8% | |
| KBR | Sell | KBR INC | $1,497,076 | -27.6% | 25,400 | -20.1% | 0.14% | -20.5% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,344,451 | -22.5% | 3,838 | -24.5% | 0.12% | -15.3% |
| BSX | Sell | BOSTON SCIENTIFIC CORP | $1,315,452 | -16.4% | 24,904 | -14.4% | 0.12% | -8.5% |
| JPM | Sell | JPMORGAN CHASE & CO | $853,008 | -22.0% | 5,882 | -21.8% | 0.08% | -15.4% |
| CSCO | Sell | CISCO SYS INC | $816,254 | +3.0% | 15,199 | -0.7% | 0.07% | +12.1% |
| AVGO | Sell | BROADCOM INC | $684,398 | -37.3% | 824 | -34.5% | 0.06% | -31.1% |
| Sell | PETIQ INCnote 4.000% 6/0 | $614,759 | -45.2% | 635,000 | -48.2% | 0.06% | -39.8% | |
| ATI | Sell | ALLEGHENY TECHNOLOGIES INC | $592,560 | -64.4% | 14,400 | -61.7% | 0.05% | -60.9% |
| CRM | Sell | SALESFORCE COM INC | $403,062 | -73.7% | 1,983 | -72.7% | 0.04% | -71.7% |
| BAC | Sell | BANK AMER CORP | $383,128 | -25.8% | 13,993 | -22.3% | 0.04% | -18.6% |
| NFLX | Sell | NETFLIX INC | $346,445 | -28.2% | 904 | -17.4% | 0.03% | -22.5% |
| PEP | Sell | PEPSICO INC | $325,325 | -69.2% | 1,920 | -66.3% | 0.03% | -66.7% |
| JNJ | Sell | JOHNSON & JOHNSON | $325,673 | -32.6% | 2,091 | -28.4% | 0.03% | -27.5% |
| WFC | Sell | WELLS FARGO & CO NEW | $312,456 | -32.5% | 7,647 | -29.5% | 0.03% | -26.3% |
| PG | Sell | PROCTER & GAMBLE CO | $305,868 | -36.9% | 2,097 | -34.3% | 0.03% | -30.0% |
| DIS | Sell | DISNEY WALT CO | $302,154 | -45.3% | 3,728 | -39.7% | 0.03% | -41.3% |
| HD | Sell | HOME DEPOT INC | $285,239 | -32.3% | 944 | -30.4% | 0.03% | -25.7% |
| NEE | Sell | NEXTERA ENERGY INC | $291,718 | -34.8% | 5,004 | -17.0% | 0.03% | -29.7% |
| HON | Sell | HONEYWELL INTL INC | $285,054 | -35.4% | 1,543 | -27.4% | 0.03% | -29.7% |
| UPS | Sell | UNITED PARCEL SERVICE INC | $262,018 | -36.1% | 1,681 | -26.5% | 0.02% | -29.4% |
| PLD | Sell | PROLOGIS INC | $235,978 | -32.6% | 2,103 | -26.4% | 0.02% | -27.6% |
| SPGI | Sell | S&P GLOBAL INC | $234,593 | -24.3% | 642 | -16.9% | 0.02% | -19.2% |
| ADBE | Sell | ADOBE INC | $233,534 | -25.7% | 458 | -28.8% | 0.02% | -19.2% |
| Sell | GENERAL ELECTRIC CO | $233,482 | -30.4% | 2,112 | -30.9% | 0.02% | -25.0% | |
| TMUS | Sell | T-MOBILE US INC | $218,338 | -68.3% | 1,559 | -68.6% | 0.02% | -64.9% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $214,850 | -19.5% | 664 | -19.7% | 0.02% | -13.6% |
| MDT | Sell | MEDTRONIC PLC | $206,714 | -41.1% | 2,638 | -33.7% | 0.02% | -34.5% |
| BA | Sell | BOEING CO | $212,381 | -45.1% | 1,108 | -39.6% | 0.02% | -40.6% |
| MS | Sell | MORGAN STANLEY | $214,139 | -22.1% | 2,622 | -18.6% | 0.02% | -17.4% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $195,173 | -43.4% | 6,022 | -35.1% | 0.02% | -37.9% |
| ACN | Sell | ACCENTURE PLC IRELAND | $187,951 | -23.9% | 612 | -23.5% | 0.02% | -15.0% |
| BLK | Sell | BLACKROCK INC | $188,129 | -21.1% | 291 | -15.7% | 0.02% | -15.0% |
| SYK | Sell | STRYKER CORP | $178,445 | -38.2% | 653 | -31.0% | 0.02% | -33.3% |
| SO | Sell | SOUTHERN CO | $180,892 | -20.3% | 2,795 | -13.5% | 0.02% | -15.8% |
| CVS | Sell | CVS CAREMARK CORPORATION | $178,320 | -34.9% | 2,554 | -35.5% | 0.02% | -30.4% |
| ABT | Sell | ABBOTT LABS | $162,321 | -44.7% | 1,676 | -37.7% | 0.02% | -37.5% |
| C | Sell | CITIGROUP INC | $163,903 | -37.4% | 3,985 | -29.9% | 0.02% | -31.8% |
| T | Sell | AT&T INC | $153,685 | -33.1% | 10,232 | -29.0% | 0.01% | -26.3% |
| KO | Sell | COCA COLA CO | $153,105 | -46.5% | 2,735 | -42.4% | 0.01% | -41.7% |
| BDX | Sell | BECTON DICKINSON & CO | $144,518 | -36.3% | 559 | -35.0% | 0.01% | -31.6% |
| MCD | Sell | MCDONALDS CORP | $145,419 | -94.1% | 552 | -93.3% | 0.01% | -93.7% |
| XOM | Sell | EXXON MOBIL CORP | $69,372 | +7.4% | 590 | -2.0% | 0.01% | +20.0% |
| CVX | Sell | CHEVRON CORP NEW | $64,076 | +5.0% | 380 | -2.1% | 0.01% | +20.0% |
| X | Sell | UNITED STATES STL CORP NEW | $64,765 | +26.6% | 1,994 | -2.5% | 0.01% | +50.0% |
| RS | Sell | RELIANCE STEEL & ALUMINUM CO | $57,691 | -5.2% | 220 | -1.8% | 0.01% | 0.0% |
| ECL | Sell | ECOLAB INC | $54,302 | -9.1% | 313 | -2.2% | 0.01% | 0.0% |
| WMB | Sell | WILLIAMS COS INC DEL | $55,521 | +0.9% | 1,648 | -2.3% | 0.01% | 0.0% |
| APD | Sell | AIR PRODS & CHEMS INC | $51,295 | -7.4% | 181 | -2.2% | 0.01% | 0.0% |
| NUE | Sell | NUCOR CORP | $57,224 | -19.4% | 366 | -15.5% | 0.01% | -16.7% |
| COP | Sell | CONOCOPHILLIPS | $54,629 | -16.3% | 456 | -27.6% | 0.01% | 0.0% |
| STLD | Sell | STEEL DYNAMICS INC | $55,647 | -3.8% | 519 | -2.3% | 0.01% | 0.0% |
| Sell | CANADIAN PACIFIC KANSAS CITY | $44,200 | -10.3% | 594 | -2.6% | 0.00% | 0.0% | |
| EQIX | Sell | EQUINIX INC | $46,481 | -10.2% | 64 | -3.0% | 0.00% | 0.0% |
| Sell | LINDE PLC | $46,544 | -81.5% | 125 | -81.0% | 0.00% | -81.0% | |
| EOG | Sell | EOG RES INC | $44,239 | -25.4% | 349 | -32.6% | 0.00% | -20.0% |
| DUK | Sell | DUKE ENERGY CORP NEW | $41,659 | -80.5% | 472 | -80.1% | 0.00% | -77.8% |
| UNP | Sell | UNION PAC CORP | $41,133 | -3.4% | 202 | -2.9% | 0.00% | 0.0% |
| KMI | Sell | KINDER MORGAN INC DEL | $45,181 | -6.2% | 2,725 | -2.6% | 0.00% | 0.0% |
| OKE | Sell | ONEOK INC NEW | $49,031 | +0.2% | 773 | -2.5% | 0.00% | 0.0% |
| SHW | Sell | SHERWIN WILLIAMS CO | $42,083 | -6.8% | 165 | -2.9% | 0.00% | 0.0% |
| FCX | Sell | FREEPORT-MCMORAN COPPER & GO | $45,345 | -9.1% | 1,216 | -2.5% | 0.00% | 0.0% |
| TRP | Sell | TC ENERGY CORP | $31,554 | -17.7% | 917 | -3.4% | 0.00% | 0.0% |
| RTX | Sell | RAYTHEON TECHNOLOGIES CORP | $37,784 | -92.1% | 525 | -89.2% | 0.00% | -92.5% |
| NSC | Sell | NORFOLK SOUTHERN CORP | $30,721 | -15.9% | 156 | -3.1% | 0.00% | 0.0% |
| SLB | Sell | SCHLUMBERGER LTD | $37,079 | -46.4% | 636 | -54.8% | 0.00% | -50.0% |
| ENB | Sell | ENBRIDGE INC | $37,571 | -13.3% | 1,132 | -2.9% | 0.00% | -25.0% |
| AMT | Sell | AMERICAN TOWER CORP NEW | $28,943 | -18.0% | 176 | -3.3% | 0.00% | 0.0% |
| PSA | Sell | PUBLIC STORAGE | $36,366 | -12.3% | 138 | -2.8% | 0.00% | 0.0% |
| CCI | Sell | CROWN CASTLE INTL CORP NEW | $23,284 | -22.6% | 253 | -4.2% | 0.00% | 0.0% |
| NOW | Sell | SERVICENOW INC | $24,727 | -93.2% | 44 | -93.2% | 0.00% | -93.3% |
| MA | Sell | MASTERCARD INCcl a | $26,744 | -97.7% | 68 | -97.7% | 0.00% | -97.9% |
| IEF | Sell | ISHARES TRbarclays 7 10 yr | $11,540 | -97.6% | 126 | -97.5% | 0.00% | -97.5% |
| AMTX | Exit | AEMETIS INC | $0 | – | -278 | -100.0% | 0.00% | – |
| PAAS | Exit | PAN AMERN SILVER CORP | $0 | – | -1,950 | -100.0% | -0.00% | – |
| VIAC | Exit | VIACOMCBS INCcl b | $0 | – | -1,435 | -100.0% | -0.00% | – |
| AG | Exit | FIRST MAJESTIC SILVER CORP | $0 | – | -4,040 | -100.0% | -0.00% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -188 | -100.0% | -0.00% | – |
| NEM | Exit | NEWMONT GOLDCORP CORPORATION | $0 | – | -789 | -100.0% | -0.00% | – |
| GOLD | Exit | BARRICK GOLD CORP | $0 | – | -2,403 | -100.0% | -0.00% | – |
| ALL | Exit | ALLSTATE CORP | $0 | – | -362 | -100.0% | -0.00% | – |
| BVN | Exit | COMPANIA DE MINAS BUENAVENTUsponsored adr | $0 | – | -5,633 | -100.0% | -0.00% | – |
| SSRM | Exit | SSR MNG INC | $0 | – | -2,719 | -100.0% | -0.00% | – |
| CLF | Exit | CLEVELAND CLIFFS INC | $0 | – | -2,299 | -100.0% | -0.00% | – |
| WPM | Exit | WHEATON PRECIOUS METALS CORP | $0 | – | -1,154 | -100.0% | -0.00% | – |
| AEM | Exit | AGNICO EAGLE MINES LTD | $0 | – | -884 | -100.0% | -0.00% | – |
| HL | Exit | HECLA MNG CO | $0 | – | -8,491 | -100.0% | -0.00% | – |
| FNV | Exit | FRANCO NEV CORP | $0 | – | -342 | -100.0% | -0.00% | – |
| TRV | Exit | TRAVELERS COMPANIES INC | $0 | – | -275 | -100.0% | -0.00% | – |
| COMT | Exit | ISHARES U S ETF TRgsci cmdty stgy | $0 | – | -1,884 | -100.0% | -0.00% | – |
| MKL | Exit | MARKEL CORP | $0 | – | -37 | -100.0% | -0.00% | – |
| COMB | Exit | GRANITESHARES ETF TR | $0 | – | -2,426 | -100.0% | -0.00% | – |
| PGR | Exit | PROGRESSIVE CORP OHIO | $0 | – | -398 | -100.0% | -0.00% | – |
| PDBC | Exit | INVESCO ACTIVLY MANGD ETC FDoptimum yield | $0 | – | -4,746 | -100.0% | -0.01% | – |
| BCI | Exit | ABRDN ETFS | $0 | – | -3,206 | -100.0% | -0.01% | – |
| AM | Exit | ANTERO MIDSTREAM CORP | $0 | – | -4,741 | -100.0% | -0.01% | – |
| COM | Exit | DIREXION SHS ETF TRauspce cmd stg | $0 | – | -2,178 | -100.0% | -0.01% | – |
| ENLC | Exit | ENLINK MIDSTREAM LLC | $0 | – | -6,370 | -100.0% | -0.01% | – |
| DBC | Exit | INVESCO DB COMMDY INDX TRCKunit | $0 | – | -2,983 | -100.0% | -0.01% | – |
| KRBN | Exit | KRANESHARES TRglobal carbon | $0 | – | -1,767 | -100.0% | -0.01% | – |
| PYPL | Exit | PAYPAL HLDGS INC | $0 | – | -3,884 | -100.0% | -0.02% | – |
| Exit | BOOKING HOLDINGS INCnote 0.750% 5/0 | $0 | – | -550,000 | -100.0% | -0.07% | – | |
| Exit | INSULET CORPnote 0.375% 9/0 | $0 | – | -1,070,000 | -100.0% | -0.12% | – | |
| HSY | Exit | HERSHEY CO | $0 | – | -6,025 | -100.0% | -0.12% | – |
| BRKA | Exit | BERKSHIRE HATHAWAY INC DELcl a | $0 | – | -3 | -100.0% | -0.13% | – |
| DECK | Exit | DECKERS OUTDOOR CORP | $0 | – | -3,350 | -100.0% | -0.15% | – |
| ON | Exit | ON SEMICONDUCTOR CORP | $0 | – | -19,200 | -100.0% | -0.15% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INC | $0 | – | -3,570 | -100.0% | -0.15% | – |
| PANW | Exit | PALO ALTO NETWORKS INC | $0 | – | -8,400 | -100.0% | -0.18% | – |
| Exit | PROS HOLDINGS INCnote 1.000% 5/1 | $0 | – | -2,440,000 | -100.0% | -0.19% | – | |
| NIMC | Exit | NISOURCE INCunit 12/01/2023 | $0 | – | -35,800 | -100.0% | -0.30% | – |
| AEPPZ | Exit | AMERICAN ELEC PWR CO INCunit 08/15/2023 | $0 | – | -76,300 | -100.0% | -0.31% | – |
| NEEPRQ | Exit | NEXTERA ENERGY INCunit 99/99/9999 | $0 | – | -87,400 | -100.0% | -0.36% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 51 | Q3 2023 | 2.9% |
| JPMORGAN CHASE & CO | 51 | Q3 2023 | 1.7% |
| JOHNSON & JOHNSON | 50 | Q3 2023 | 2.5% |
| MCDONALDS CORP | 50 | Q3 2023 | 3.0% |
| PROCTER & GAMBLE CO | 48 | Q3 2023 | 3.3% |
| NETFLIX INC | 48 | Q3 2023 | 3.6% |
| MICROSOFT CORP | 47 | Q3 2023 | 3.2% |
| CHEVRON CORPORATION | 47 | Q3 2023 | 1.2% |
| NIKE INC | 47 | Q3 2023 | 1.2% |
| UNITED PARCEL SERVICE INC | 47 | Q3 2023 | 1.4% |
View RATIONAL ADVISORS LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR/A | 2024-02-14 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR/A | 2023-02-13 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-11-08 |
| 13F-HR | 2022-08-09 |
View RATIONAL ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.