$1.1 Billion is the total value of RATIONAL ADVISORS LLC's 311 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 92.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JEPI | Buy | J P MORGAN EXCHANGE-TRADED Fequity premium | $55,716,861 | -1.3% | 1,040,270 | +2.0% | 5.04% | +8.0% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $53,644,826 | +15.6% | 124,921 | +19.9% | 4.86% | +26.4% |
| AMZN | Buy | AMAZON COM INC | $7,085,923 | +50.8% | 55,742 | +54.7% | 0.64% | +64.8% |
| Buy | SPLUNK INCnote 1.125% 6/1 | $5,491,170 | +46.4% | 5,820,000 | +33.8% | 0.50% | +59.8% | |
| PXD | Buy | PIONEER NAT RES CO | $5,233,740 | +110.5% | 22,800 | +90.0% | 0.47% | +130.1% |
| Buy | TYLER TEX INDPT SCH DISTnote 0.250% 3/1 | $5,107,495 | +26.8% | 5,290,000 | +35.3% | 0.46% | +38.7% | |
| Buy | EURONET WORLDWIDE INCnote 0.750% 3/1 | $4,943,728 | +57.2% | 5,380,928 | +66.0% | 0.45% | +72.3% | |
| BACPRL | Buy | BANK AMER CORP7.25%cnv pfd l | $4,947,110 | +12.6% | 4,448 | +18.7% | 0.45% | +23.1% |
| Buy | ARES CAPITAL CORPnote 4.625% 3/0 | $4,767,563 | +29.3% | 4,700,000 | +27.0% | 0.43% | +41.6% | |
| Buy | WESTERN DIGITAL CORP.note 1.500% 2/0 | $4,750,918 | +56.9% | 4,833,080 | +54.8% | 0.43% | +71.3% | |
| WFCPRL | Buy | WELLS FARGO CO NEWperp pfd cnv a | $4,683,000 | +212.7% | 4,200 | +223.1% | 0.42% | +241.9% |
| MSFT | Buy | MICROSOFT CORP | $4,686,098 | -1.0% | 14,833 | +6.7% | 0.42% | +8.2% |
| Buy | EXPEDIA GROUP INCnote 2/1 | $4,661,112 | +38.0% | 5,365,000 | +38.8% | 0.42% | +50.7% | |
| New | APOLLO GLOBAL MGMT INCser a mand cnv | $4,617,380 | – | 83,800 | +100.0% | 0.42% | – | |
| Buy | ETSY INCnote 0.250% 6/1 | $4,600,995 | +52.0% | 6,090,000 | +55.0% | 0.42% | +66.1% | |
| Buy | CYBERARK SOFTWARE LTDnote 11/1 | $4,465,938 | +38.1% | 3,875,000 | +35.7% | 0.40% | +50.7% | |
| AAPL | Buy | APPLE INC | $4,111,778 | +20.4% | 23,991 | +36.3% | 0.37% | +31.4% |
| Buy | SHOPIFY INCnote 0.125% 11/0 | $4,102,683 | +61.6% | 4,602,000 | +64.2% | 0.37% | +76.7% | |
| Buy | OKTA INCnote 0.375% 6/1 | $4,046,955 | +62.4% | 4,649,000 | +59.3% | 0.37% | +77.7% | |
| Buy | DEXCOM INCnote | $3,901,950 | -7.9% | 4,140,000 | +4.3% | 0.35% | +0.6% | |
| SHY | Buy | ISHARES TR1-3 yr tr bd etf | $3,713,608 | +92.8% | 45,864 | +93.1% | 0.34% | +111.3% |
| MELI | Buy | MERCADOLIBRE INC | $3,626,137 | +84.4% | 2,860 | +72.3% | 0.33% | +101.2% |
| New | PROS HOLDINGS INCnote 2.250% 9/1 | $3,085,109 | – | 2,941,000 | +100.0% | 0.28% | – | |
| EQT | New | EQT CORP | $3,006,978 | – | 74,100 | +100.0% | 0.27% | – |
| NKE | Buy | NIKE INCcl b | $2,721,632 | +1.3% | 28,463 | +16.9% | 0.25% | +10.8% |
| BKNG | Buy | BOOKING HLDGS INC | $2,698,456 | +23.2% | 875 | +7.9% | 0.24% | +34.8% |
| LYV | Buy | LIVE NATION ENTERTAINMENT IN | $2,690,496 | +53.8% | 32,400 | +68.8% | 0.24% | +68.3% |
| New | NEXTERA ENERGY INCunit 09/01/2025 | $2,655,666 | – | 70,200 | +100.0% | 0.24% | – | |
| Buy | DRAFTKINGS INC NEW | $2,634,880 | +634.6% | 89,500 | +563.0% | 0.24% | +696.7% | |
| TSLA | Buy | TESLA MTRS INC | $2,551,601 | +831.9% | 10,190 | +874.2% | 0.23% | +904.3% |
| LULU | Buy | LULULEMON ATHLETICA INC | $2,510,321 | +11.5% | 6,510 | +9.4% | 0.23% | +22.0% |
| UBER | New | UBER TECHNOLOGIES INC | $2,147,733 | – | 46,700 | +100.0% | 0.19% | – |
| New | DATADOG INCnote 0.125% 6/1 | $2,112,300 | – | 1,800,000 | +100.0% | 0.19% | – | |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $2,002,077 | +19.9% | 12,213 | +27.1% | 0.18% | +31.2% |
| V | Buy | VISA INC | $1,876,368 | +7.3% | 8,154 | +10.7% | 0.17% | +17.2% |
| Buy | BIOMARIN PHARMACEUTICAL INCnote 1.250% 5/1 | $1,786,052 | +253.2% | 1,803,000 | +258.4% | 0.16% | +285.7% | |
| New | DRAFTKINGS INC NEWnote 3/1 | $1,626,475 | – | 2,150,000 | +100.0% | 0.15% | – | |
| Buy | APOLLO GLOBAL MGMT INC | $1,498,992 | +59.0% | 16,700 | +36.0% | 0.14% | +74.4% | |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $1,338,699 | +21.2% | 19,455 | +30.6% | 0.12% | +33.0% |
| NVDA | Buy | NVIDIA CORP | $1,310,625 | +158.0% | 3,013 | +150.9% | 0.12% | +183.3% |
| NTNX | New | NUTANIX INCcl a | $948,736 | – | 27,200 | +100.0% | 0.09% | – |
| TW | New | TRADEWEB MKTS INCcl a | $922,300 | – | 11,500 | +100.0% | 0.08% | – |
| New | SPLUNK INCnote 1.125% 9/1 | $741,405 | – | 690,000 | +100.0% | 0.07% | – | |
| GOOG | Buy | ALPHABET INCcap stk cl c | $561,087 | +66.7% | 4,272 | +53.6% | 0.05% | +82.1% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $561,832 | +12.1% | 12,671 | +5.0% | 0.05% | +21.4% |
| WMT | Buy | WAL-MART STORES INC | $435,010 | +106.7% | 2,720 | +103.1% | 0.04% | +129.4% |
| SPOT | New | SPOTIFY TECHNOLOGY S A | $402,064 | – | 2,600 | +100.0% | 0.04% | – |
| TXN | Buy | TEXAS INSTRS INC | $326,766 | +59.9% | 2,055 | +81.1% | 0.03% | +76.5% |
| AMGN | Buy | AMGEN INC | $289,863 | +69.3% | 1,098 | +42.4% | 0.03% | +85.7% |
| INTC | New | INTEL CORP | $280,241 | – | 7,883 | +100.0% | 0.02% | – |
| SBUX | Buy | STARBUCKS CORP | $260,941 | +25.0% | 2,859 | +35.7% | 0.02% | +41.2% |
| ADP | Buy | AUTOMATIC DATA PROCESSING IN | $259,586 | +64.3% | 1,079 | +50.1% | 0.02% | +76.9% |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $245,104 | – | 1,747 | +100.0% | 0.02% | – |
| KLAC | Buy | KLA-TENCOR CORP | $246,300 | +57.7% | 537 | +66.8% | 0.02% | +69.2% |
| GILD | Buy | GILEAD SCIENCES INC | $244,591 | +60.3% | 3,257 | +64.5% | 0.02% | +69.2% |
| VRTX | Buy | VERTEX PHARMACEUTICALS INC | $222,901 | +65.8% | 641 | +67.8% | 0.02% | +81.8% |
| PCAR | Buy | PACCAR INC | $182,793 | +69.5% | 2,150 | +66.8% | 0.02% | +88.9% |
| ORLY | Buy | O REILLY AUTOMOTIVE INC NEW | $171,775 | +57.7% | 189 | +65.8% | 0.02% | +77.8% |
| ETN | New | EATON CORP PLC | $159,533 | – | 748 | +100.0% | 0.01% | – |
| KHC | Buy | KRAFT HEINZ CO | $155,652 | +78.2% | 4,627 | +88.0% | 0.01% | +100.0% |
| ZTS | New | ZOETIS INCcl a | $152,406 | – | 876 | +100.0% | 0.01% | – |
| CME | New | CME GROUP INC | $145,560 | – | 727 | +100.0% | 0.01% | – |
| AMD | New | ADVANCED MICRO DEVICES INC | $148,678 | – | 1,446 | +100.0% | 0.01% | – |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $133,017 | +68.6% | 5,981 | +116.0% | 0.01% | +71.4% |
| New | RIVIAN AUTOMOTIVE INC | $121,400 | – | 5,000 | +100.0% | 0.01% | – | |
| CSX | Buy | CSX CORP | $126,014 | +32.4% | 4,098 | +46.8% | 0.01% | +37.5% |
| AEP | Buy | AMERICAN ELEC PWR INC | $109,445 | +158.4% | 1,455 | +189.3% | 0.01% | +150.0% |
| DD | New | DUPONT DE NEMOURS INC | $68,101 | – | 913 | +100.0% | 0.01% | – |
| DOW | New | DOW INC | $65,430 | – | 1,269 | +100.0% | 0.01% | – |
| NOC | New | NORTHROP GRUMMAN CORP | $71,751 | – | 163 | +100.0% | 0.01% | – |
| Buy | CONSTELLATION ENERGY CORP | $58,140 | +83.5% | 533 | +54.0% | 0.01% | +66.7% | |
| LNG | New | CHENIERE ENERGY INC | $58,584 | – | 353 | +100.0% | 0.01% | – |
| OXY | New | OCCIDENTAL PETE CORP DEL | $53,526 | – | 825 | +100.0% | 0.01% | – |
| PBA | New | PEMBINA PIPELINE CORP | $58,617 | – | 1,950 | +100.0% | 0.01% | – |
| PSX | New | PHILLIPS 66 | $55,389 | – | 461 | +100.0% | 0.01% | – |
| WELL | New | WELLTOWER INC | $42,926 | – | 524 | +100.0% | 0.00% | – |
| PAGP | New | PLAINS GP HLDGS L Pltd partnr int a | $42,605 | – | 2,643 | +100.0% | 0.00% | – |
| CNI | New | CANADIAN NATL RY CO | $40,624 | – | 375 | +100.0% | 0.00% | – |
| AY | Buy | ATLANTICA SUSTAINABLE INFR P | $42,881 | +603.7% | 2,186 | +740.8% | 0.00% | +300.0% |
| CAT | New | CATERPILLAR INC DEL | $42,315 | – | 155 | +100.0% | 0.00% | – |
| DE | New | DEERE & CO | $40,757 | – | 108 | +100.0% | 0.00% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $43,354 | – | 1,584 | +100.0% | 0.00% | – |
| RSG | New | REPUBLIC SVCS INC | $40,900 | – | 287 | +100.0% | 0.00% | – |
| ET | New | ENERGY TRANSFER EQUITY L P | $45,429 | – | 3,238 | +100.0% | 0.00% | – |
| EMR | New | EMERSON ELEC CO | $42,298 | – | 438 | +100.0% | 0.00% | – |
| STAG | New | STAG INDL INC | $41,550 | – | 1,204 | +100.0% | 0.00% | – |
| PNR | New | PENTAIR PLC | $40,987 | – | 633 | +100.0% | 0.00% | – |
| WM | New | WASTE MGMT INC DEL | $40,549 | – | 266 | +100.0% | 0.00% | – |
| MPLX | New | MPLX LP | $42,826 | – | 1,204 | +100.0% | 0.00% | – |
| BIP | New | BROOKFIELD INFRAST PARTNERSlp int unit | $39,249 | – | 1,335 | +100.0% | 0.00% | – |
| TRGP | New | TARGA RES CORP | $42,774 | – | 499 | +100.0% | 0.00% | – |
| WCN | New | WASTE CONNECTIONS INC | $41,096 | – | 306 | +100.0% | 0.00% | – |
| SRE | New | SEMPRA ENERGY | $40,478 | – | 595 | +100.0% | 0.00% | – |
| GD | New | GENERAL DYNAMICS CORP | $41,542 | – | 188 | +100.0% | 0.00% | – |
| BKR | Buy | BAKER HUGHES A GE COcl a | $44,150 | +60.9% | 1,250 | +44.0% | 0.00% | +100.0% |
| WY | New | WEYERHAEUSER CO | $39,705 | – | 1,295 | +100.0% | 0.00% | – |
| FTS | New | FORTIS INC | $40,839 | – | 1,075 | +100.0% | 0.00% | – |
| DLR | New | DIGITAL RLTY TR INC | $41,510 | – | 343 | +100.0% | 0.00% | – |
| AWK | Buy | AMERICAN WTR WKS CO INC NEW | $45,563 | +513.8% | 360 | +592.3% | 0.00% | +300.0% |
| LMT | New | LOCKHEED MARTIN CORP | $38,033 | – | 93 | +100.0% | 0.00% | – |
| ARE | New | ALEXANDRIA REAL ESTATE EQ IN | $36,937 | – | 369 | +100.0% | 0.00% | – |
| Exit | WIX COM LTDnote 8/1 | $0 | – | 0 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-11-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 51 | Q3 2023 | 2.9% |
| JPMORGAN CHASE & CO | 51 | Q3 2023 | 1.7% |
| JOHNSON & JOHNSON | 50 | Q3 2023 | 2.5% |
| MCDONALDS CORP | 50 | Q3 2023 | 3.0% |
| PROCTER & GAMBLE CO | 48 | Q3 2023 | 3.3% |
| NETFLIX INC | 48 | Q3 2023 | 3.6% |
| MICROSOFT CORP | 47 | Q3 2023 | 3.2% |
| CHEVRON CORPORATION | 47 | Q3 2023 | 1.2% |
| NIKE INC | 47 | Q3 2023 | 1.2% |
| UNITED PARCEL SERVICE INC | 47 | Q3 2023 | 1.4% |
View RATIONAL ADVISORS LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR/A | 2024-02-14 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR/A | 2023-02-13 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-11-08 |
| 13F-HR | 2022-08-09 |
View RATIONAL ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.