$1.21 Billion is the total value of RATIONAL ADVISORS LLC's 340 reported holdings in Q2 2023. The portfolio turnover from Q1 2023 to Q2 2023 was 32.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $111,080,860 | -3.4% | 1,528,145 | -1.9% | 9.20% | -2.0% |
| SCHZ | Sell | SCHWAB STRATEGIC TRus aggregate b | $111,009,122 | -3.3% | 2,404,877 | -1.7% | 9.19% | -2.0% |
| AGG | Sell | ISHAREScore totusbd etf | $110,957,074 | -3.5% | 1,132,793 | -1.9% | 9.18% | -2.2% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $76,946,214 | +4.6% | 1,962,413 | +3.1% | 6.37% | +6.1% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $76,914,721 | -4.5% | 208,204 | -17.0% | 6.37% | -3.1% |
| FUTY | Buy | FIDELITYmsci utils index | $67,901,045 | -3.3% | 1,605,985 | +0.2% | 5.62% | -2.0% |
| VIG | Sell | VANGUARD SPECIALIZED PORTFOLdiv app etf | $64,883,151 | +4.0% | 399,453 | -1.4% | 5.37% | +5.5% |
| JEPI | Sell | J P MORGAN EXCHANGE-TRADED Fequity premium | $56,443,959 | +0.2% | 1,020,133 | -1.2% | 4.67% | +1.5% |
| NTSX | Buy | WISDOMTREE TR90/60 balnced fd | $51,256,875 | +31.9% | 1,382,705 | +24.7% | 4.24% | +33.7% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $46,423,816 | +80.1% | 104,157 | +66.1% | 3.84% | +82.6% |
| PFFD | Buy | GLOBAL X FDSus pfd etf | $43,174,956 | +5.3% | 2,226,661 | +7.9% | 3.57% | +6.8% |
| SCHH | Sell | SCHWAB STRATEGIC TRus reit etf | $38,325,926 | -20.5% | 1,962,413 | -20.6% | 3.17% | -19.4% |
| Buy | DIMENSIONAL ETF TRUST | $30,431,727 | +20.9% | 729,253 | +23.1% | 2.52% | +22.6% | |
| SCHX | Sell | SCHWAB STRATEGIC TRus lrg cap etf | $25,317,805 | +2.3% | 483,441 | -5.5% | 2.10% | +3.7% |
| VOO | Sell | VANGUARD INDEX FDS | $25,031,836 | +1.9% | 61,461 | -5.9% | 2.07% | +3.3% |
| VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $24,445,639 | +28.4% | 309,321 | +30.3% | 2.02% | +30.2% |
| IEFA | Sell | ISHARES TRcore msci eafe | $23,511,465 | -20.7% | 348,318 | -21.4% | 1.95% | -19.6% |
| USHY | Sell | ISHARES TRbroad usd high | $18,583,932 | -40.7% | 526,457 | -40.3% | 1.54% | -39.9% |
| BAB | Sell | INVESCO EXCHNG TRADED FD TRtaxable mun bd | $12,182,760 | -3.2% | 458,861 | -2.0% | 1.01% | -1.9% |
| BX | Buy | BLACKSTONE GROUP INC | $6,357,753 | +7.1% | 68,385 | +1.2% | 0.53% | +8.5% |
| MBB | Sell | ISHARES TRmbs etf | $5,923,540 | -4.3% | 63,513 | -2.8% | 0.49% | -3.0% |
| MSFT | Buy | MICROSOFT CORP | $4,733,847 | +24.3% | 13,901 | +5.2% | 0.39% | +26.0% |
| AMZN | Buy | AMAZON COM INC | $4,697,522 | +52.7% | 36,035 | +21.0% | 0.39% | +55.0% |
| KKR | Sell | KKR & CO INCcl a | $4,519,200 | -3.1% | 80,700 | -9.1% | 0.37% | -1.8% |
| BACPRL | Buy | BANK AMER CORP7.25%cnv pfd l | $4,391,981 | +159.7% | 3,748 | +158.8% | 0.36% | +163.8% |
| NEEPRQ | Buy | NEXTERA ENERGY INCunit 99/99/9999 | $4,285,222 | +14.2% | 87,400 | +13.8% | 0.36% | +16.0% |
| Sell | DEXCOM INCnote | $4,237,890 | -20.7% | 3,970,000 | -20.4% | 0.35% | -19.5% | |
| FB | Buy | FACEBOOK INC | $4,157,193 | +188.5% | 14,486 | +113.1% | 0.34% | +191.5% |
| New | TYLER TEX INDPT SCH DISTnote 0.250% 3/1 | $4,027,300 | – | 3,910,000 | +100.0% | 0.33% | – | |
| AEPPZ | Buy | AMERICAN ELEC PWR CO INCunit 08/15/2023 | $3,790,584 | +17.4% | 76,300 | +19.0% | 0.31% | +18.9% |
| Sell | SPLUNK INCnote 1.125% 6/1 | $3,751,875 | -21.6% | 4,350,000 | -22.3% | 0.31% | -20.5% | |
| Buy | SOUTHWEST AIRLS COnote 1.250% 5/0 | $3,749,055 | +39.2% | 3,270,000 | +38.0% | 0.31% | +40.9% | |
| ARES CAPITAL CORPnote 4.625% 3/0 | $3,688,438 | -1.0% | 3,700,000 | 0.0% | 0.30% | +0.3% | ||
| NIMC | NISOURCE INCunit 12/01/2023 | $3,659,118 | -1.8% | 35,800 | 0.0% | 0.30% | -0.3% | |
| ALTERYX INCnote 1.000% 8/0 | $3,557,100 | -0.9% | 4,260,000 | 0.0% | 0.29% | +0.3% | ||
| New | RBC BEARINGS INC5% cnv pfd sr a | $3,425,500 | – | 32,500 | +100.0% | 0.28% | – | |
| AAPL | Sell | APPLE INC | $3,415,423 | -19.0% | 17,608 | -31.2% | 0.28% | -17.7% |
| Sell | EXPEDIA GROUP INCnote 2/1 | $3,377,237 | -24.5% | 3,865,000 | -22.6% | 0.28% | -23.3% | |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $3,352,438 | +12.6% | 28,007 | -2.4% | 0.28% | +14.4% |
| Sell | CYBERARK SOFTWARE LTDnote 11/1 | $3,233,288 | -0.5% | 2,855,000 | -1.7% | 0.27% | +1.1% | |
| Sell | EURONET WORLDWIDE INCnote 0.750% 3/1 | $3,145,726 | -31.9% | 3,240,928 | -32.5% | 0.26% | -31.0% | |
| Sell | WESTERN DIGITAL CORP.note 1.500% 2/0 | $3,027,826 | -39.4% | 3,123,080 | -39.7% | 0.25% | -38.5% | |
| ETSY INCnote 0.250% 6/1 | $3,026,100 | -6.7% | 3,930,000 | 0.0% | 0.25% | -5.3% | ||
| OEF | New | ISHARES TRs&p 100 etf | $2,788,891 | – | 13,469 | +100.0% | 0.23% | – |
| VUG | New | VANGUARD INDEX FDSgrowth etf | $2,765,934 | – | 9,775 | +100.0% | 0.23% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $2,750,552 | – | 6,205 | +100.0% | 0.23% | – |
| NKE | Buy | NIKE INCcl b | $2,686,957 | +25.6% | 24,345 | +39.6% | 0.22% | +26.9% |
| SMH | New | VANECK ETF TRUSTsemiconductr etf | $2,684,168 | – | 17,630 | +100.0% | 0.22% | – |
| COST | Buy | COSTCO WHSL CORP NEW | $2,664,443 | +37.7% | 4,949 | +27.1% | 0.22% | +39.9% |
| New | SHOPIFY INCnote 0.125% 11/0 | $2,538,612 | – | 2,802,000 | +100.0% | 0.21% | – | |
| PXD | Buy | PIONEER NAT RES CO | $2,486,160 | +24.2% | 12,000 | +22.4% | 0.21% | +26.4% |
| Sell | OKTA INCnote 0.375% 6/1 | $2,491,367 | -16.3% | 2,919,000 | -16.6% | 0.21% | -15.2% | |
| MCD | Buy | MCDONALDS CORP | $2,475,609 | +70.1% | 8,296 | +59.4% | 0.20% | +72.3% |
| Sell | PROS HOLDINGS INCnote 1.000% 5/1 | $2,308,972 | -17.4% | 2,440,000 | -17.8% | 0.19% | -16.2% | |
| LULU | Buy | LULULEMON ATHLETICA INC | $2,252,075 | +101.1% | 5,950 | +93.5% | 0.19% | +104.4% |
| BKNG | Buy | BOOKING HLDGS INC | $2,189,968 | +26.6% | 811 | +24.4% | 0.18% | +28.4% |
| PANW | New | PALO ALTO NETWORKS INC | $2,146,284 | – | 8,400 | +100.0% | 0.18% | – |
| KBR | New | KBR INC | $2,068,908 | – | 31,800 | +100.0% | 0.17% | – |
| LLY | Sell | LILLY ELI & CO | $2,063,512 | +7.3% | 4,400 | -21.4% | 0.17% | +8.9% |
| MELI | Buy | MERCADOLIBRE INC | $1,966,436 | +144.6% | 1,660 | +172.1% | 0.16% | +147.0% |
| SHY | Sell | ISHARES TR1-3 yr tr bd etf | $1,925,974 | -87.3% | 23,754 | -87.1% | 0.16% | -87.1% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $1,862,648 | -1.2% | 3,570 | +9.2% | 0.15% | 0.0% |
| ON | New | ON SEMICONDUCTOR CORP | $1,815,936 | – | 19,200 | +100.0% | 0.15% | – |
| DECK | Sell | DECKERS OUTDOOR CORP | $1,767,661 | -8.6% | 3,350 | -22.1% | 0.15% | -7.6% |
| LYV | New | LIVE NATION ENTERTAINMENT IN | $1,749,312 | – | 19,200 | +100.0% | 0.14% | – |
| V | Sell | VISA INC | $1,749,278 | +0.6% | 7,366 | -4.5% | 0.14% | +2.1% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,733,985 | +135.5% | 5,085 | +113.2% | 0.14% | +140.0% |
| ATI | Sell | ALLEGHENY TECHNOLOGIES INC | $1,663,048 | +0.0% | 37,600 | -10.8% | 0.14% | +1.5% |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $1,670,447 | – | 9,608 | +100.0% | 0.14% | – |
| BSX | Buy | BOSTON SCIENTIFIC CORP | $1,573,748 | +7686.2% | 29,095 | +7101.7% | 0.13% | +6400.0% |
| BRKA | New | BERKSHIRE HATHAWAY INC DELcl a | $1,553,430 | – | 3 | +100.0% | 0.13% | – |
| CHEGG INCnote 9/0 | $1,540,693 | -4.6% | 2,057,000 | 0.0% | 0.13% | -3.0% | ||
| CRM | Sell | SALESFORCE COM INC | $1,533,114 | -45.9% | 7,257 | -48.9% | 0.13% | -45.3% |
| HSY | Buy | HERSHEY CO | $1,504,443 | +14.8% | 6,025 | +17.0% | 0.12% | +16.8% |
| WFCPRL | New | WELLS FARGO CO NEWperp pfd cnv a | $1,497,600 | – | 1,300 | +100.0% | 0.12% | – |
| Sell | INSULET CORPnote 0.375% 9/0 | $1,469,645 | -50.6% | 1,070,000 | -46.2% | 0.12% | -49.8% | |
| MA | Sell | MASTERCARD INCcl a | $1,175,181 | -31.1% | 2,988 | -36.3% | 0.10% | -30.2% |
| Buy | PETIQ INCnote 4.000% 6/0 | $1,122,376 | +28.9% | 1,225,000 | +21.9% | 0.09% | +31.0% | |
| XLP | New | SELECT SECTOR SPDR TRsbi cons stpls | $1,104,836 | – | 14,896 | +100.0% | 0.09% | – |
| JPM | Buy | JPMORGAN CHASE & CO | $1,093,418 | +61.2% | 7,518 | +44.4% | 0.09% | +65.5% |
| AVGO | Sell | BROADCOM INC | $1,091,227 | -40.6% | 1,258 | -56.0% | 0.09% | -40.0% |
| PEP | New | PEPSICO INC | $1,055,198 | – | 5,697 | +100.0% | 0.09% | – |
| Buy | APOLLO GLOBAL MGMT INC | $942,920 | +157.4% | 12,276 | +111.6% | 0.08% | +160.0% | |
| Sell | BOOKING HOLDINGS INCnote 0.750% 5/0 | $824,340 | -71.3% | 550,000 | -71.4% | 0.07% | -71.1% | |
| CSCO | Buy | CISCO SYS INC | $792,294 | +3525.9% | 15,313 | +3563.4% | 0.07% | +3200.0% |
| TMUS | New | T-MOBILE US INC | $688,666 | – | 4,958 | +100.0% | 0.06% | – |
| DIS | Buy | DISNEY WALT CO | $552,286 | +1480.4% | 6,186 | +1672.5% | 0.05% | +1433.3% |
| BAC | Buy | BANK AMER CORP | $516,563 | +1387.8% | 18,005 | +1383.1% | 0.04% | +1333.3% |
| NVDA | Sell | NVIDIA CORP | $508,047 | -74.1% | 1,201 | -83.0% | 0.04% | -73.8% |
| Sell | BIOMARIN PHARMACEUTICAL INCnote 1.250% 5/1 | $505,668 | -60.7% | 503,000 | -59.2% | 0.04% | -60.0% | |
| CMCSA | Sell | COMCAST CORP NEWcl a | $501,384 | -36.0% | 12,067 | -41.6% | 0.04% | -34.4% |
| IEF | Sell | ISHARES TRbarclays 7 10 yr | $478,943 | -87.4% | 4,958 | -87.1% | 0.04% | -87.1% |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $478,338 | +776.9% | 4,883 | +776.7% | 0.04% | +900.0% |
| NFLX | Buy | NETFLIX INC | $482,337 | +2935.1% | 1,095 | +2280.4% | 0.04% | +3900.0% |
| JNJ | New | JOHNSON & JOHNSON | $483,484 | – | 2,921 | +100.0% | 0.04% | – |
| PG | New | PROCTER & GAMBLE CO | $484,506 | – | 3,193 | +100.0% | 0.04% | – |
| WFC | Buy | WELLS FARGO & CO NEW | $462,822 | +1086.0% | 10,844 | +938.7% | 0.04% | +1166.7% |
| HON | Buy | HONEYWELL INTL INC | $441,145 | +853.8% | 2,126 | +778.5% | 0.04% | +825.0% |
| NEE | Buy | NEXTERA ENERGY INC | $447,278 | +1847.2% | 6,028 | +1922.8% | 0.04% | +1750.0% |
| HD | New | HOME DEPOT INC | $421,538 | – | 1,357 | +100.0% | 0.04% | – |
| UPS | Buy | UNITED PARCEL SERVICE INC | $409,945 | +722.3% | 2,287 | +789.9% | 0.03% | +750.0% |
| BA | Buy | BOEING CO | $387,057 | +611.7% | 1,833 | +616.0% | 0.03% | +700.0% |
| NOW | Buy | SERVICENOW INC | $361,909 | +1669.9% | 644 | +1363.6% | 0.03% | +1400.0% |
| New | DRAFTKINGS INC NEW | $358,695 | – | 13,500 | +100.0% | 0.03% | – | |
| MDT | New | MEDTRONIC PLC | $350,726 | – | 3,981 | +100.0% | 0.03% | – |
| PLD | Buy | PROLOGIS INC | $350,231 | +695.2% | 2,856 | +709.1% | 0.03% | +625.0% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $345,086 | -55.2% | 9,279 | -53.2% | 0.03% | -54.0% |
| New | GENERAL ELECTRIC CO | $335,702 | – | 3,056 | +100.0% | 0.03% | – | |
| GOOG | Buy | ALPHABET INCcap stk cl c | $336,539 | +1518.0% | 2,782 | +1291.0% | 0.03% | +1300.0% |
| SPGI | New | S&P GLOBAL INC | $309,888 | – | 773 | +100.0% | 0.03% | – |
| ADBE | Buy | ADOBE INC | $314,420 | +1531.7% | 643 | +1186.0% | 0.03% | +1200.0% |
| SYK | New | STRYKER CORP | $288,615 | – | 946 | +100.0% | 0.02% | – |
| ABT | Buy | ABBOTT LABS | $293,264 | +1440.5% | 2,690 | +1330.9% | 0.02% | +1100.0% |
| KO | Buy | COCA COLA CO | $285,925 | +491.7% | 4,748 | +509.5% | 0.02% | +500.0% |
| CVS | Sell | CVS CAREMARK CORPORATION | $273,893 | -66.3% | 3,962 | -63.8% | 0.02% | -65.2% |
| TSLA | Sell | TESLA MTRS INC | $273,811 | -86.9% | 1,046 | -89.6% | 0.02% | -86.5% |
| MS | Sell | MORGAN STANLEY | $274,988 | -50.9% | 3,220 | -49.5% | 0.02% | -50.0% |
| C | Buy | CITIGROUP INC | $261,692 | +574.0% | 5,684 | +586.5% | 0.02% | +633.3% |
| GS | New | GOLDMAN SACHS GROUP INC | $266,741 | – | 827 | +100.0% | 0.02% | – |
| Buy | LINDE PLC | $251,131 | +338.8% | 659 | +309.3% | 0.02% | +320.0% | |
| PYPL | Buy | PAYPAL HLDGS INC | $259,180 | +472.6% | 3,884 | +551.7% | 0.02% | +425.0% |
| BLK | New | BLACKROCK INC | $238,443 | – | 345 | +100.0% | 0.02% | – |
| ACN | New | ACCENTURE PLC IRELAND | $246,864 | – | 800 | +100.0% | 0.02% | – |
| BDX | New | BECTON DICKINSON & CO | $227,049 | – | 860 | +100.0% | 0.02% | – |
| SO | New | SOUTHERN CO | $226,908 | – | 3,230 | +100.0% | 0.02% | – |
| T | New | AT&T INC | $229,855 | – | 14,411 | +100.0% | 0.02% | – |
| DUK | New | DUKE ENERGY CORP NEW | $213,133 | – | 2,375 | +100.0% | 0.02% | – |
| TXN | New | TEXAS INSTRS INC | $204,323 | – | 1,135 | +100.0% | 0.02% | – |
| SBUX | Buy | STARBUCKS CORP | $208,719 | +295.3% | 2,107 | +315.6% | 0.02% | +325.0% |
| WMT | New | WAL-MART STORES INC | $210,464 | – | 1,339 | +100.0% | 0.02% | – |
| AMGN | Sell | AMGEN INC | $171,177 | -81.5% | 771 | -79.9% | 0.01% | -81.6% |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $158,029 | – | 719 | +100.0% | 0.01% | – |
| KLAC | New | KLA-TENCOR CORP | $156,176 | – | 322 | +100.0% | 0.01% | – |
| GILD | Buy | GILEAD SCIENCES INC | $152,599 | +666.3% | 1,980 | +725.0% | 0.01% | +550.0% |
| VRTX | New | VERTEX PHARMACEUTICALS INC | $134,430 | – | 382 | +100.0% | 0.01% | – |
| ORLY | New | O REILLY AUTOMOTIVE INC NEW | $108,904 | – | 114 | +100.0% | 0.01% | – |
| PCAR | Sell | PACCAR INC | $107,825 | -86.1% | 1,289 | -87.8% | 0.01% | -85.7% |
| CSX | Buy | CSX CORP | $95,207 | +139.3% | 2,792 | +110.1% | 0.01% | +166.7% |
| KHC | New | KRAFT HEINZ CO | $87,366 | – | 2,461 | +100.0% | 0.01% | – |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $78,889 | – | 2,769 | +100.0% | 0.01% | – |
| DBC | Sell | INVESCO DB COMMDY INDX TRCKunit | $67,714 | -10.0% | 2,983 | -5.9% | 0.01% | 0.0% |
| NUE | Sell | NUCOR CORP | $71,003 | +3.1% | 433 | -2.9% | 0.01% | 0.0% |
| SLB | Sell | SCHLUMBERGER LTD | $69,161 | -2.8% | 1,408 | -2.8% | 0.01% | 0.0% |
| ENLC | Sell | ENLINK MIDSTREAM LLC | $67,522 | -5.1% | 6,370 | -2.9% | 0.01% | 0.0% |
| KRBN | Sell | KRANESHARES TRglobal carbon | $67,005 | -9.7% | 1,767 | -5.6% | 0.01% | 0.0% |
| AM | Sell | ANTERO MIDSTREAM CORP | $54,996 | +6.7% | 4,741 | -3.5% | 0.01% | +25.0% |
| WMB | Sell | WILLIAMS COS INC DEL | $55,014 | +5.3% | 1,686 | -3.6% | 0.01% | +25.0% |
| RS | Sell | RELIANCE STEEL & ALUMINUM CO | $60,836 | -25.0% | 224 | -29.1% | 0.01% | -28.6% |
| COM | Sell | DIREXION SHS ETF TRauspce cmd stg | $64,099 | -29.5% | 2,178 | -26.5% | 0.01% | -28.6% |
| ECL | Sell | ECOLAB INC | $59,741 | +9.0% | 320 | -3.3% | 0.01% | +25.0% |
| EOG | Sell | EOG RES INC | $59,280 | -3.3% | 518 | -3.2% | 0.01% | 0.0% |
| PDBC | Sell | INVESCO ACTIVLY MANGD ETC FDoptimum yield | $64,569 | -10.2% | 4,746 | -6.1% | 0.01% | -16.7% |
| CVX | Sell | CHEVRON CORP NEW | $61,052 | -6.5% | 388 | -3.0% | 0.01% | 0.0% |
| APD | Sell | AIR PRODS & CHEMS INC | $55,413 | +0.5% | 185 | -3.6% | 0.01% | 0.0% |
| XOM | Sell | EXXON MOBIL CORP | $64,565 | -95.1% | 602 | -95.0% | 0.01% | -95.3% |
| BCI | Sell | ABRDN ETFS | $64,633 | -8.9% | 3,206 | -6.1% | 0.01% | -16.7% |
| COP | Sell | CONOCOPHILLIPS | $65,274 | +1.4% | 630 | -2.9% | 0.01% | 0.0% |
| STLD | Sell | STEEL DYNAMICS INC | $57,842 | -32.4% | 531 | -29.9% | 0.01% | -28.6% |
| SHW | Sell | SHERWIN WILLIAMS CO | $45,138 | +12.8% | 170 | -4.5% | 0.00% | +33.3% |
| UNP | Sell | UNION PAC CORP | $42,561 | -2.5% | 208 | -4.1% | 0.00% | 0.0% |
| TRV | Sell | TRAVELERS COMPANIES INC | $47,757 | -2.6% | 275 | -3.8% | 0.00% | 0.0% |
| HL | Sell | HECLA MNG CO | $43,729 | -22.1% | 8,491 | -4.2% | 0.00% | -20.0% |
| New | CANADIAN PACIFIC KANSAS CITY | $49,270 | – | 610 | +100.0% | 0.00% | – | |
| AEM | Sell | AGNICO EAGLE MINES LTD | $44,182 | -6.1% | 884 | -4.2% | 0.00% | 0.0% |
| COMB | Sell | GRANITESHARES ETF TR | $50,097 | -10.3% | 2,426 | -7.7% | 0.00% | -20.0% |
| COMT | Sell | ISHARES U S ETF TRgsci cmdty stgy | $48,946 | -11.5% | 1,884 | -8.0% | 0.00% | -20.0% |
| FCX | Sell | FREEPORT-MCMORAN COPPER & GO | $49,880 | -5.9% | 1,247 | -3.8% | 0.00% | 0.0% |
| FNV | Sell | FRANCO NEV CORP | $48,769 | -5.8% | 342 | -3.7% | 0.00% | 0.0% |
| AEP | New | AMERICAN ELEC PWR INC | $42,353 | – | 503 | +100.0% | 0.00% | – |
| KMI | Sell | KINDER MORGAN INC DEL | $48,182 | -5.5% | 2,798 | -3.9% | 0.00% | 0.0% |
| X | Sell | UNITED STATES STL CORP NEW | $51,145 | -7.9% | 2,045 | -3.9% | 0.00% | -20.0% |
| MKL | Sell | MARKEL CORP | $51,178 | +5.4% | 37 | -2.6% | 0.00% | 0.0% |
| WPM | Sell | WHEATON PRECIOUS METALS CORP | $49,876 | -13.6% | 1,154 | -3.7% | 0.00% | -20.0% |
| EQIX | Sell | EQUINIX INC | $51,740 | +5.5% | 66 | -2.9% | 0.00% | 0.0% |
| ENB | Sell | ENBRIDGE INC | $43,317 | -6.8% | 1,166 | -4.3% | 0.00% | 0.0% |
| PGR | Sell | PROGRESSIVE CORP OHIO | $52,683 | -93.8% | 398 | -93.3% | 0.00% | -94.2% |
| OKE | Sell | ONEOK INC NEW | $48,944 | -6.6% | 793 | -3.9% | 0.00% | 0.0% |
| NEM | Sell | NEWMONT GOLDCORP CORPORATION | $33,659 | -17.6% | 789 | -5.3% | 0.00% | 0.0% |
| BVN | Sell | COMPANIA DE MINAS BUENAVENTUsponsored adr | $41,403 | -14.1% | 5,633 | -4.4% | 0.00% | -25.0% |
| CLF | Sell | CLEVELAND CLIFFS INC | $38,531 | -13.0% | 2,299 | -4.8% | 0.00% | -25.0% |
| New | CONSTELLATION ENERGY CORP | $31,676 | – | 346 | +100.0% | 0.00% | – | |
| NSC | Sell | NORFOLK SOUTHERN CORP | $36,508 | +1.3% | 161 | -5.3% | 0.00% | 0.0% |
| GOLD | Sell | BARRICK GOLD CORP | $40,683 | -13.1% | 2,403 | -4.7% | 0.00% | -25.0% |
| ORCL | ORACLE CORP | $34,536 | +28.2% | 290 | 0.0% | 0.00% | +50.0% | |
| PSA | Sell | PUBLIC STORAGE | $41,447 | -7.9% | 142 | -4.7% | 0.00% | -25.0% |
| SSRM | Sell | SSR MNG INC | $38,555 | -10.6% | 2,719 | -4.7% | 0.00% | -25.0% |
| AMT | Sell | AMERICAN TOWER CORP NEW | $35,297 | -10.0% | 182 | -5.2% | 0.00% | 0.0% |
| TRP | Sell | TC ENERGY CORP | $38,349 | -1.1% | 949 | -4.8% | 0.00% | 0.0% |
| ALL | Sell | ALLSTATE CORP | $39,472 | -94.4% | 362 | -94.3% | 0.00% | -94.7% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $26,916 | -99.0% | 56 | -99.0% | 0.00% | -99.1% |
| CCI | Sell | CROWN CASTLE INTL CORP NEW | $30,080 | -20.0% | 264 | -6.0% | 0.00% | -33.3% |
| UL | UNILEVER PLCspon adr new | $24,814 | +0.4% | 476 | 0.0% | 0.00% | 0.0% | |
| FSLR | FIRST SOLAR INC | $19,769 | -12.6% | 104 | 0.0% | 0.00% | 0.0% | |
| BKR | New | BAKER HUGHES A GE COcl a | $27,437 | – | 868 | +100.0% | 0.00% | – |
| INTU | INTUIT | $20,160 | +2.8% | 44 | 0.0% | 0.00% | 0.0% | |
| CI | CIGNA CORP NEW | $20,203 | +9.8% | 72 | 0.0% | 0.00% | 0.0% | |
| AG | Sell | FIRST MAJESTIC SILVER CORP | $22,826 | -27.9% | 4,040 | -8.0% | 0.00% | -33.3% |
| ABBV | ABBVIE INC | $25,329 | -15.5% | 188 | 0.0% | 0.00% | 0.0% | |
| VIAC | Sell | VIACOMCBS INCcl b | $22,831 | -34.1% | 1,435 | -7.7% | 0.00% | -33.3% |
| PAAS | Sell | PAN AMERN SILVER CORP | $28,431 | -24.9% | 1,950 | -6.2% | 0.00% | -33.3% |
| AWK | AMERICAN WTR WKS CO INC NEW | $7,423 | -2.5% | 52 | 0.0% | 0.00% | 0.0% | |
| SEDG | SOLAREDGE TECHNOLOGIES INC | $9,686 | -11.5% | 36 | 0.0% | 0.00% | 0.0% | |
| BE | BLOOM ENERGY CORP | $7,488 | -18.0% | 458 | 0.0% | 0.00% | 0.0% | |
| MRNA | MODERNA INC | $14,337 | -20.9% | 118 | 0.0% | 0.00% | 0.0% | |
| PCT | PURECYCLE TECHNOLOGIES INC | $10,861 | +52.7% | 1,016 | 0.0% | 0.00% | 0.0% | |
| ADSK | AUTODESK INC | $13,095 | -1.7% | 64 | 0.0% | 0.00% | 0.0% | |
| NEP | NEXTERA ENERGY PARTNERS LP | $6,685 | -3.5% | 114 | 0.0% | 0.00% | 0.0% | |
| NTAP | NETAPP INC | $7,182 | +19.7% | 94 | 0.0% | 0.00% | – | |
| ARRY | ARRAY TECHNOLOGIES INC | $13,967 | +3.3% | 618 | 0.0% | 0.00% | 0.0% | |
| MNTK | MONTAUK RENEWABLES INC | $6,711 | -5.5% | 902 | 0.0% | 0.00% | 0.0% | |
| ORA | ORMAT TECHNOLOGIES INC | $9,333 | -5.1% | 116 | 0.0% | 0.00% | 0.0% | |
| MKC | MCCORMICK & CO INC | $7,851 | +4.8% | 90 | 0.0% | 0.00% | 0.0% | |
| MAN | MANPOWERGROUP INC | $6,828 | -3.8% | 86 | 0.0% | 0.00% | 0.0% | |
| SHLS | SHOALS TECHNOLOGIES GROUP INcl a | $10,428 | +12.2% | 408 | 0.0% | 0.00% | 0.0% | |
| KEYS | KEYSIGHT TECHNOLOGIES INC | $7,703 | +3.7% | 46 | 0.0% | 0.00% | 0.0% | |
| BEPC | BROOKFIELD RENEWABLE CORPcl a sub vtg | $8,258 | -9.8% | 262 | 0.0% | 0.00% | 0.0% | |
| CBRE | CBRE GROUP INCcl a | $6,618 | +10.9% | 82 | 0.0% | 0.00% | – | |
| SRCL | STERICYCLE INC | $7,059 | +6.5% | 152 | 0.0% | 0.00% | 0.0% | |
| NOVA | SUNNOVA ENERGY INTL INC | $6,848 | +17.2% | 374 | 0.0% | 0.00% | – | |
| CWT | CALIFORNIA WTR SVC GROUP | $6,712 | -11.3% | 130 | 0.0% | 0.00% | 0.0% | |
| CSIQ | CANADIAN SOLAR INC | $11,452 | -2.8% | 296 | 0.0% | 0.00% | 0.0% | |
| IQV | IQVIA HLDGS INC | $14,835 | +13.0% | 66 | 0.0% | 0.00% | 0.0% | |
| AMRC | AMERESCO INCcl a | $6,225 | -1.2% | 128 | 0.0% | 0.00% | 0.0% | |
| CWST | CASELLA WASTE SYS INCcl a | $9,769 | +9.4% | 108 | 0.0% | 0.00% | 0.0% | |
| INGR | INGREDION INC | $9,324 | +4.2% | 88 | 0.0% | 0.00% | 0.0% | |
| IT | GARTNER INC | $10,509 | +7.5% | 30 | 0.0% | 0.00% | 0.0% | |
| FLUENCE ENERGY INC | $8,472 | +31.6% | 318 | 0.0% | 0.00% | 0.0% | ||
| WAT | WATERS CORP | $6,930 | -13.9% | 26 | 0.0% | 0.00% | 0.0% | |
| WTS | WATTS WATER TECHNOLOGIES INCcl a | $8,452 | +9.2% | 46 | 0.0% | 0.00% | 0.0% | |
| WST | WEST PHARMACEUTICAL SVSC INC | $8,414 | +10.4% | 22 | 0.0% | 0.00% | 0.0% | |
| CTAS | CINTAS CORP | $10,936 | +7.4% | 22 | 0.0% | 0.00% | 0.0% | |
| CWEN | CLEARWAY ENERGY INCcl c | $7,483 | -8.8% | 262 | 0.0% | 0.00% | 0.0% | |
| ENPH | ENPHASE ENERGY INC | $10,049 | -20.4% | 60 | 0.0% | 0.00% | 0.0% | |
| XYL | XYLEM INC | $8,559 | +7.6% | 76 | 0.0% | 0.00% | 0.0% | |
| AY | ATLANTICA SUSTAINABLE INFR P | $6,094 | -20.7% | 260 | 0.0% | 0.00% | 0.0% | |
| ENS | ENERSYS | $12,154 | +24.9% | 112 | 0.0% | 0.00% | 0.0% | |
| JCI | JOHNSON CTLS INTL PLC | $14,718 | +13.1% | 216 | 0.0% | 0.00% | 0.0% | |
| EW | EDWARDS LIFESCIENCES CORP | $13,206 | +14.0% | 140 | 0.0% | 0.00% | 0.0% | |
| FREY | Sell | FREYR BATTERY | $8,509 | -97.5% | 910 | -97.6% | 0.00% | -96.4% |
| MAXN | MAXEON SOLAR TECHNOLOGIES LT | $6,815 | +6.1% | 242 | 0.0% | 0.00% | 0.0% | |
| PFE | PFIZER INC | $16,873 | -10.1% | 460 | 0.0% | 0.00% | -50.0% | |
| ENVIVA INC | $1,302 | -62.4% | 120 | 0.0% | 0.00% | – | ||
| GWRS | GLOBAL WTR RES INC | $2,384 | +2.0% | 188 | 0.0% | 0.00% | – | |
| FCEL | FUELCELL ENERGY INC | $3,663 | -24.2% | 1,696 | 0.0% | 0.00% | – | |
| ARIS WATER SOLUTIONS INC | $2,621 | +32.4% | 254 | 0.0% | 0.00% | – | ||
| Sell | WIX COM LTDnote 8/1 | $0 | -100.0% | 0 | -100.0% | 0.00% | -100.0% | |
| FSR | FISKER INC | $3,328 | -8.1% | 590 | 0.0% | 0.00% | – | |
| SOL | RENESOLA LTDsponsored ads | $1,812 | -14.8% | 478 | 0.0% | 0.00% | – | |
| BEAM | BEAM THERAPEUTICS INC | $4,023 | +4.3% | 126 | 0.0% | 0.00% | – | |
| GP | GREENPOWER MTR CO INC | $1,011 | +13.3% | 386 | 0.0% | 0.00% | – | |
| WKHS | WORKHORSE GROUP INC | $793 | -34.5% | 910 | 0.0% | 0.00% | – | |
| NKLA | NIKOLA CORP | $1,187 | +14.0% | 860 | 0.0% | 0.00% | – | |
| BLDP | BALLARD PWR SYS INC NEW | $3,261 | -21.7% | 748 | 0.0% | 0.00% | – | |
| BAX | BAXTER INTL INC | $4,647 | +12.3% | 102 | 0.0% | 0.00% | – | |
| PLUG | PLUG POWER INC | $3,616 | -11.4% | 348 | 0.0% | 0.00% | – | |
| GEVO | Exit | GEVO INC | $0 | – | -2,110 | -100.0% | 0.00% | – |
| BLNK | BLINK CHARGING CO | $2,216 | -30.8% | 370 | 0.0% | 0.00% | – | |
| SPWR | SUNPOWER CORP | $4,469 | -29.2% | 456 | 0.0% | 0.00% | -100.0% | |
| RUN | SUNRUN INC | $4,929 | -11.4% | 276 | 0.0% | 0.00% | – | |
| SUNW | SUNWORKS INC | $1,216 | -21.5% | 1,076 | 0.0% | 0.00% | – | |
| TPIC | TPI COMPOSITES INC | $2,261 | -20.5% | 218 | 0.0% | 0.00% | – | |
| OTLY | Exit | OATLY GROUP ABsponsored ads | $0 | – | -1,092 | -100.0% | 0.00% | – |
| GOEV | CANOO INC | $655 | -26.5% | 1,366 | 0.0% | 0.00% | – | |
| MSCI | New | MSCI INC | $4,693 | – | 10 | +100.0% | 0.00% | – |
| BYND | BEYOND MEAT INC | $1,635 | -20.0% | 126 | 0.0% | 0.00% | – | |
| CHPT | CHARGEPOINT HOLDINGS INC | $4,553 | -16.0% | 518 | 0.0% | 0.00% | – | |
| ARCIMOTO INC | $9 | +12.5% | 6 | 0.0% | 0.00% | – | ||
| HCCI | HERITAGE CRYSTAL CLEAN INC | $3,703 | +6.1% | 98 | 0.0% | 0.00% | – | |
| HASI | HANNON ARMSTRONG SUST INFR C | $4,500 | -12.6% | 180 | 0.0% | 0.00% | – | |
| AMTX | AEMETIS INC | $2,038 | +216.0% | 278 | 0.0% | 0.00% | – | |
| CP | Exit | CANADIAN PAC RY LTD | $0 | – | -634 | -100.0% | -0.00% | – |
| OXY | Exit | OCCIDENTAL PETE CORP DEL | $0 | – | -6,600 | -100.0% | -0.03% | – |
| FMC | Exit | F M C CORP | $0 | – | -4,240 | -100.0% | -0.04% | – |
| AMCR | Exit | AMCOR PLCord | $0 | – | -45,986 | -100.0% | -0.04% | – |
| ATO | Exit | ATMOS ENERGY CORP | $0 | – | -4,866 | -100.0% | -0.04% | – |
| Exit | BROOKFIELD ASSET MANAGMT LTD | $0 | – | -17,300 | -100.0% | -0.05% | – | |
| EXC | Exit | EXELON CORP | $0 | – | -14,140 | -100.0% | -0.05% | – |
| ALK | Exit | ALASKA AIR GROUP INC | $0 | – | -14,271 | -100.0% | -0.05% | – |
| ROST | Exit | ROSS STORES INC | $0 | – | -6,070 | -100.0% | -0.05% | – |
| LDOS | Exit | LEIDOS HLDGS INC | $0 | – | -7,217 | -100.0% | -0.05% | – |
| AFL | Exit | AFLAC INC | $0 | – | -10,224 | -100.0% | -0.05% | – |
| RL | Exit | RALPH LAUREN CORPcl a | $0 | – | -5,964 | -100.0% | -0.06% | – |
| ULTA | Exit | ULTA BEAUTY INC | $0 | – | -1,299 | -100.0% | -0.06% | – |
| CAG | Exit | CONAGRA BRANDS INC | $0 | – | -20,248 | -100.0% | -0.06% | – |
| ADM | Exit | ARCHER DANIELS MIDLAND CO | $0 | – | -9,855 | -100.0% | -0.06% | – |
| VLO | Exit | VALERO ENERGY CORP NEW | $0 | – | -5,705 | -100.0% | -0.06% | – |
| CAH | Exit | CARDINAL HEALTH INC | $0 | – | -10,643 | -100.0% | -0.07% | – |
| HOLX | Exit | HOLOGIC INC | $0 | – | -10,307 | -100.0% | -0.07% | – |
| DRI | Exit | DARDEN RESTAURANTS INC | $0 | – | -5,446 | -100.0% | -0.07% | – |
| PEAK | Exit | HEALTHPEAK PPTYS INC | $0 | – | -39,191 | -100.0% | -0.07% | – |
| DE | Exit | DEERE & CO | $0 | – | -2,095 | -100.0% | -0.07% | – |
| GWW | Exit | GRAINGER W W INC | $0 | – | -1,287 | -100.0% | -0.07% | – |
| AMAT | Exit | APPLIED MATLS INC | $0 | – | -7,142 | -100.0% | -0.07% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -13,419 | -100.0% | -0.08% | – |
| MOGA | Exit | MOOG INCcl a | $0 | – | -10,395 | -100.0% | -0.09% | – |
| KKRPRC | Exit | KKR & CO INC6% mconv pfd c | $0 | – | -17,100 | -100.0% | -0.09% | – |
| PAYC | Exit | PAYCOM SOFTWARE INC | $0 | – | -4,161 | -100.0% | -0.10% | – |
| MODN | Exit | MODEL N INC | $0 | – | -40,037 | -100.0% | -0.11% | – |
| GLW | Exit | CORNING INC | $0 | – | -39,509 | -100.0% | -0.11% | – |
| ROP | Exit | ROPER TECHNOLOGIES INC | $0 | – | -3,311 | -100.0% | -0.12% | – |
| SNPS | Exit | SYNOPSYS INC | $0 | – | -4,050 | -100.0% | -0.13% | – |
| WDAY | Exit | WORKDAY INCcl a | $0 | – | -7,840 | -100.0% | -0.13% | – |
| TW | Exit | TRADEWEB MKTS INCcl a | $0 | – | -21,183 | -100.0% | -0.14% | – |
| REGN | Exit | REGENERON PHARMACEUTICALS | $0 | – | -2,060 | -100.0% | -0.14% | – |
| ANET | Exit | ARISTA NETWORKS INC | $0 | – | -11,143 | -100.0% | -0.15% | – |
| EL | Exit | LAUDER ESTEE COS INCcl a | $0 | – | -7,800 | -100.0% | -0.16% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INC | $0 | – | -19,701 | -100.0% | -0.16% | – |
| BSXPRA | Exit | BOSTON SCIENTIFIC CORP5.50% cnv pfd a | $0 | – | -18,935 | -100.0% | -0.19% | – |
| Exit | DOCUSIGN INCnote 1/1 | $0 | – | -3,350,000 | -100.0% | -0.26% | – | |
| BDXB | Exit | BECTON DICKINSON & CO6% dp conv pfd b | $0 | – | -95,200 | -100.0% | -0.39% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-08-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 51 | Q3 2023 | 2.9% |
| JPMORGAN CHASE & CO | 51 | Q3 2023 | 1.7% |
| JOHNSON & JOHNSON | 50 | Q3 2023 | 2.5% |
| MCDONALDS CORP | 50 | Q3 2023 | 3.0% |
| PROCTER & GAMBLE CO | 48 | Q3 2023 | 3.3% |
| NETFLIX INC | 48 | Q3 2023 | 3.6% |
| MICROSOFT CORP | 47 | Q3 2023 | 3.2% |
| CHEVRON CORPORATION | 47 | Q3 2023 | 1.2% |
| NIKE INC | 47 | Q3 2023 | 1.2% |
| UNITED PARCEL SERVICE INC | 47 | Q3 2023 | 1.4% |
View RATIONAL ADVISORS LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR/A | 2024-02-14 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR/A | 2023-02-13 |
| 13F-HR | 2023-02-07 |
| 13F-HR | 2022-11-08 |
| 13F-HR | 2022-08-09 |
View RATIONAL ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.